Author name code: hollweg ADS astronomy entries on 2022-09-14 author:"Hollweg, Joseph V." ------------------------------------------------------------------------ Title: Radio Occultation Observations of the Solar Corona Over 1.60-1.86 R: Faraday Rotation and Frequency Shift Analysis Authors: Wexler, David. B.; Hollweg, Joseph V.; Efimov, Anatoli I.; Song, Paul; Jensen, Elizabeth A.; Lionello, Roberto; Vierinen, Juha; Coster, Anthea J. Bibcode: 2019JGRA..124.7761W Altcode: The study of coronal energy transport, central to the solar wind acceleration problem, relies upon accurate representation of magnetic fields and plasma electron densities. This information is difficult to obtain in middle-to-lower coronal regions that may contain complex magnetic structures. Faraday rotation (FR) solar radio occultation observations, which reveal line-of-sight (LOS) integrated product of the coronal magnetic field and electron density, can help characterize the coronal environment and constrain magnetic field strengths. Global magnetohydrodynamic (MHD) models use specified synoptic solar surface magnetograms and may be used to facilitate FR interpretation by estimating detailed magnetic field properties along the radio LOS. We present a hybrid FR analysis incorporating magnetic field solutions from an MHD coronal model, and an electron density radial profile conforming to radio frequency shift observations. The FR modeled by the hybrid method is compared to MErcury Surface, Space ENvironment, GEochemistry and Ranging spacecraft radio FR observations through a coronal region of low heliolatitudes and radial distance 1.60-1.86 R from the heliocenter, collected during a state of relative solar quiescence. The hybrid model reasonably reproduces the form, polarity, and magnitude of the observed FR. For this specific coronal region, the calculated radial profile of electron concentrations and varied magnetic field strengths indicate Alfvén wave speeds below 50 km/s close to the point of closest approach but near 400 km/s in adjacent regions along the sounding LOS. The new approach of combining MHD models with radio sounding observations supports study of MHD wave processes in the challenging middle-coronal magneto-ionic environment. Title: Spacecraft Radio Frequency Fluctuations in the Solar Corona: A MESSENGER-HELIOS Composite Study Authors: Wexler, David B.; Hollweg, Joseph V.; Efimov, Anatoli I.; Lukanina, Liudmila A.; Coster, Anthea J.; Vierinen, Juha; Jensen, Elizabeth A. Bibcode: 2019ApJ...871..202W Altcode: Fluctuations in plasma electron density may play a role in solar coronal energy transport and the dissipation of wave energy. Transcoronal spacecraft radio sounding observations reveal frequency fluctuations (FFs) that encode the electron number density disturbances, allowing an exploration of the coronal compressive wave and advected inhomogeneity models. Primary FF observations from MESSENGER 2009 and published FF residuals from HELIOS 1975-1976 superior conjunctions were combined to produce a composite view of equatorial region FF near solar minimum over solar offset range 1.4-25R . Methods to estimate the electron number density fluctuation variance from the observed FF were developed. We created a simple stacked, magnetically structured slab model that incorporated both propagating slow density waves and advected spatial density variations to explain the observed FF. Slow density waves accounted for most of the FF at low solar offset, while spatial density inhomogeneities advected at solar wind speed dominated above the sonic point at 6R . Corresponding spatial scales ranged 1-38 Mm, with scales above 10 Mm contributing most to FF variance. Magnetic structuring of the model introduced radial elongation anistropy at lower solar offsets, but geometric conditions for isotropy were achieved as the slab correlation scales increased further out in the corona. The model produced agreement with the FF observations up to 12R . FF analysis provides information on electron density fluctuations in the solar corona, and should take into account the background compressive slow waves and solar wind-related advection of quasi-static spatial density variations. Title: Quasilinear Consequences of Turbulent Ion Heating by Magnetic Moment Breaking Authors: Isenberg, Philip A.; Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2019ApJ...870..119I Altcode: 2018arXiv181205021I The fast solar wind emerging from coronal holes is likely heated and accelerated by the dissipation of magnetohydrodynamic turbulence, but the specific kinetic mechanism resulting in the perpendicular ion heating required by observations is not understood. A promising mechanism has been proposed by Chandran et al., which in this paper we call “magnetic moment breaking” (MMB). As currently formulated, MMB dissipation operates only on the ion perpendicular motion, and does not influence their parallel temperature. Thus, the MMB mechanism acting by itself produces coronal hole proton distributions that are unstable to the ion-cyclotron (IC) anisotropy instability. This quasilinear instability is expected to operate faster than the nonlinear turbulent cascade, scattering ions into the parallel direction and generating quasi-parallel-propagating IC waves. To investigate the consequences of this instability on the MMB-heated protons, we construct a homogeneous model for protons with coronal hole properties. Using a simplified version of the resonant cyclotron interaction, we heat the protons by the MMB process and instantaneously scatter them to lower anisotropy while self-consistently generating parallel-propagating IC waves. We present several illustrative cases, finding that the extreme anisotropies implied by the MMB mechanism are limited to reasonable values, but the distinctive shape of the proton distribution derived by Klein & Chandran is not maintained. We also find that these combined processes can result in somewhat higher particle energization than the MMB heating alone. These quasilinear consequences should follow from any kinetic mechanism that primarily increases the perpendicular ion temperature in a collisionless plasma. Title: Spacecraft Radio Frequency Fluctuations in the Corona: a Messenger-Helios Composite Study Authors: Wexler, David B.; Hollweg, J. V.; Efimov, A. I.; Lukanina, L. A.; Coster, A. J.; Jensen, E. A. Bibcode: 2018shin.confE.249W Altcode: Dissipation of locally generated slow compressive waves may play a role in Alfven wave heating and acceleration of the corona. Transcoronal spacecraft radio sounding observations reveal frequency fluctuations (FF) that encode the coronal electron number density disturbances, allowing exploration of coronal acoustic or slow magnetoacoustic wave models. FF observations from MESSENGER 2009 and HELIOS 1975-1976 superior conjunctions were combined to produce a composite view of equatorial region FF near solar minimum over solar offset range 1.4-25 Rs. We present a model of FF based on randomized compressive waves aligned with the coronal radial magnetic structure and traveling at the sonic speed. The model intrinsically includes anisotropic features at low solar offset on the basis of magnetically controlled flux tube dimensions. Agreement between the observations and the modeled FF over solar offset up to 12 Rs supports the possibility that magnetically guided slow compressive waves are ubiquitous in the inner coronal regions pertinent to slow solar wind formation and initial acceleration. Title: Hybrid modeling of the lower corona using Faraday rotation observations and a MHD thermodynamic simulation Authors: Wexler, David B.; Hollweg, Joseph V.; Jensen, Elizabeth; Lionello, Roberto; Macneice, Peter J.; Coster, Anthea J. Bibcode: 2017SPD....4830102W Altcode: Study of coronal MHD wave energetics relies upon accurate representation of plasma particle number densities (ne) and magnetic field strengths. In the lower corona, these parameters are obtained indirectly, and typically presented as empirical equations as a function of heliocentric radial distance (solar offset, SO). The development of coronal global models using synoptic solar surface magnetogram inputs has provided refined characterization of the coronal plasma organization and magnetic field. We present a cross-analysis between a MHD thermodynamic simulation and Faraday rotation (FR) observations over SO 1.63-1.89 solar radii (Rs) near solar minimum. MESSENGER spacecraft radio signals with a line of sight (LOS) passing through the lower corona were recorded in dual polarization using the Green Bank Telescope in November 2009. Polarization position angle changes were obtained from Stokes parameters. The magnetic field vector (B) and ne along the LOS were obtained from a MHD thermodynamic simulation provided by the Community Coordinated Modeling Center. The modeled FR was computed as the integrated product of ne and LOS-aligned B component. The observations over the given SO range yielded an FR change of 7 radians. The simulation reproduced this change when the modeled ne was scaled up by 2.8x, close to values obtained using the Allen-Baumbach equation. No scaling of B from the model was necessary. A refined fit to the observations was obtained when the observationally based total electron content (TEC) curves were introduced. Changes in LOS TEC were determined from radio frequency shifts as the signal passed to successively lower electron concentrations during egress. A good fit to the observations was achieved with an offset of 7e21 m-2 added. Back-calculating ne along the LOS from the TEC curves, we found that the equivalent ne scaling compared to the model output was higher by a factor of 3. The combination of solar surface magnetogram-based MHD coronal simulations with transcoronal radio observations allows improved characterization of the lower corona. This hybrid approach potentially paves the way for more accurate use of Carrington rotation-specific coronal models. Title: The FIELDS Instrument Suite for Solar Probe Plus. Measuring the Coronal Plasma and Magnetic Field, Plasma Waves and Turbulence, and Radio Signatures of Solar Transients Authors: Bale, S. D.; Goetz, K.; Harvey, P. R.; Turin, P.; Bonnell, J. W.; Dudok de Wit, T.; Ergun, R. E.; MacDowall, R. J.; Pulupa, M.; Andre, M.; Bolton, M.; Bougeret, J. -L.; Bowen, T. A.; Burgess, D.; Cattell, C. A.; Chandran, B. D. G.; Chaston, C. C.; Chen, C. H. K.; Choi, M. K.; Connerney, J. E.; Cranmer, S.; Diaz-Aguado, M.; Donakowski, W.; Drake, J. F.; Farrell, W. M.; Fergeau, P.; Fermin, J.; Fischer, J.; Fox, N.; Glaser, D.; Goldstein, M.; Gordon, D.; Hanson, E.; Harris, S. E.; Hayes, L. M.; Hinze, J. J.; Hollweg, J. V.; Horbury, T. S.; Howard, R. A.; Hoxie, V.; Jannet, G.; Karlsson, M.; Kasper, J. C.; Kellogg, P. J.; Kien, M.; Klimchuk, J. A.; Krasnoselskikh, V. V.; Krucker, S.; Lynch, J. J.; Maksimovic, M.; Malaspina, D. M.; Marker, S.; Martin, P.; Martinez-Oliveros, J.; McCauley, J.; McComas, D. J.; McDonald, T.; Meyer-Vernet, N.; Moncuquet, M.; Monson, S. J.; Mozer, F. S.; Murphy, S. D.; Odom, J.; Oliverson, R.; Olson, J.; Parker, E. N.; Pankow, D.; Phan, T.; Quataert, E.; Quinn, T.; Ruplin, S. W.; Salem, C.; Seitz, D.; Sheppard, D. A.; Siy, A.; Stevens, K.; Summers, D.; Szabo, A.; Timofeeva, M.; Vaivads, A.; Velli, M.; Yehle, A.; Werthimer, D.; Wygant, J. R. Bibcode: 2016SSRv..204...49B Altcode: 2016SSRv..tmp...16B NASA's Solar Probe Plus (SPP) mission will make the first in situ measurements of the solar corona and the birthplace of the solar wind. The FIELDS instrument suite on SPP will make direct measurements of electric and magnetic fields, the properties of in situ plasma waves, electron density and temperature profiles, and interplanetary radio emissions, amongst other things. Here, we describe the scientific objectives targeted by the SPP/FIELDS instrument, the instrument design itself, and the instrument concept of operations and planned data products. Title: Deceleration of Alpha Particles in the Solar Wind by Instabilities and the Rotational Force: Implications for Heating, Azimuthal Flow, and the Parker Spiral Magnetic Field Authors: Verscharen, Daniel; Chandran, Benjamin D. G.; Bourouaine, Sofiane; Hollweg, Joseph V. Bibcode: 2015ApJ...806..157V Altcode: 2014arXiv1411.4570V Protons and alpha particles in the fast solar wind are only weakly collisional and exhibit a number of non-equilibrium features, including relative drifts between particle species. Two non-collisional mechanisms have been proposed for limiting differential flow between alpha particles and protons: plasma instabilities and the rotational force. Both mechanisms decelerate the alpha particles. In this paper, we derive an analytic expression for the rate {Q}{flow} at which energy is released by alpha-particle deceleration, accounting for azimuthal flow and conservation of total momentum. We show that instabilities control the deceleration of alpha particles at r\lt {r}{crit}, and the rotational force controls the deceleration of alpha particles at r\gt {r}{crit}, where {r}{crit}≃ 2.5 {AU} in the fast solar wind in the ecliptic plane. We find that {Q}{flow} is positive at r\lt {r}{crit} and {Q}{flow}=0 at r≥slant {r}{crit}, consistent with the previous finding that the rotational force does not lead to a release of energy. We compare the value of {Q}{flow} at r\lt {r}{crit} with empirical heating rates for protons and alpha particles, denoted {Q}p and {Q}α , deduced from in situ measurements of fast-wind streams from the Helios and Ulysses spacecraft. We find that {Q}{flow} exceeds {Q}α at r\lt 1 {AU}, and that {Q}{flow}/{Q}p decreases with increasing distance from the Sun from a value of about one at r = 0.29-0.42 AU to about 1/4 at 1 AU. We conclude that the continuous energy input from alpha-particle deceleration at r\lt {r}{crit} makes an important contribution to the heating of the fast solar wind. We also discuss the implications of the alpha-particle drift for the azimuthal flow velocities of the ions and for the Parker spiral magnetic field. Title: Magnetohydrodynamic Slow Mode with Drifting He++: Implications for Coronal Seismology and the Solar Wind Authors: Hollweg, Joseph V.; Verscharen, Daniel; Chandran, Benjamin D. G. Bibcode: 2014ApJ...788...35H Altcode: 2014arXiv1404.4625H The MHD slow mode wave has application to coronal seismology, MHD turbulence, and the solar wind where it can be produced by parametric instabilities. We consider analytically how a drifting ion species (e.g. He++) affects the linear slow mode wave in a mainly electron-proton plasma, with potential consequences for the aforementioned applications. Our main conclusions are as follows. 1. For wavevectors highly oblique to the magnetic field, we find solutions that are characterized by very small perturbations of total pressure. Thus, our results may help to distinguish the MHD slow mode from kinetic Alfvén waves and non-propagating pressure-balanced structures, which can also have very small total pressure perturbations. 2. For small ion concentrations, there are solutions that are similar to the usual slow mode in an electron-proton plasma, and solutions that are dominated by the drifting ions, but for small drifts the wave modes cannot be simply characterized. 3. Even with zero ion drift, the standard dispersion relation for the highly oblique slow mode cannot be used with the Alfvén speed computed using the summed proton and ion densities, and with the sound speed computed from the summed pressures and densities of all species. 4. The ions can drive a non-resonant instability under certain circumstances. For low plasma beta, the threshold drift can be less than that required to destabilize electromagnetic modes, but damping from the Landau resonance can eliminate this instability altogether, unless Te /Tp Gt 1. Title: Velocity-shear-induced Mode Coupling in the Solar Atmosphere and Solar Wind: Implications for Plasma Heating and MHD Turbulence Authors: Hollweg, Joseph V.; Kaghashvili, Edisher Kh.; Chandran, Benjamin D. G. Bibcode: 2013ApJ...769..142H Altcode: We analytically consider how velocity shear in the corona and solar wind can cause an initial Alfvén wave to drive up other propagating signals. The process is similar to the familiar coupling into other modes induced by non-WKB refraction in an inhomogeneous plasma, except here the refraction is a consequence of velocity shear. We limit our discussion to a low-beta plasma, and ignore couplings into signals resembling the slow mode. If the initial Alfvén wave is propagating nearly parallel to the background magnetic field, then the induced signals are mainly a forward-going (i.e., propagating in the same sense as the original Alfvén wave) fast mode, and a driven signal propagating like a forward-going Alfvén wave but polarized like the fast mode; both signals are compressive and subject to damping by the Landau resonance. For an initial Alfvén wave propagating obliquely with respect to the magnetic field, the induced signals are mainly forward- and backward-going fast modes, and a driven signal propagating like a forward-going Alfvén wave but polarized like the fast mode; these signals are all compressive and subject to damping by the Landau resonance. A backward-going Alfvén wave, thought to be important in the development of MHD turbulence, is also produced, but it is very weak. However, we suggest that for oblique propagation of the initial Alfvén wave the induced fast-polarized signal propagating like a forward-going Alfvén wave may interact coherently with the initial Alfvén wave and distort it at a strong-turbulence-like rate. Title: Observational Constraints on the Role of Cyclotron Damping and Kinetic Alfvén Waves in the Solar Wind Authors: Smith, Charles W.; Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2012ApJ...745....8S Altcode: Certain few intervals with high-β plasma (ratio of gas pressure to magnetic pressure) have been interpreted as containing turbulent fluctuations with wave vectors that are confined to very oblique angles with respect to the mean magnetic field. The fluctuations are theorized to be Kinetic Alfvén Waves (KAWs) engaged in an energy cascade that dissipates primarily at electron scales. Dissipation by ions, and by cyclotron damping in particular, is argued to be minimal to non-existent. This interpretation is not supported, generally, by the analysis of larger data sets using other data analysis methods. These prior studies, however, were not conducted for specific β ranges. In this study, we reconsider the analysis for a moderately large set of high-β intervals. The analysis includes magnetic variance, the Bieber ratio test, the cross-helicity versus magnetic helicity correlation, and the implied break frequency versus angle relationship. In our analysis, the results do not support the exclusive KAW interpretation as applied generally to solar wind intervals of high-β while the results do support the presence of cyclotron damping at a significant level. Title: Alfvén Waves in Shear Flows Revisited Authors: Hollweg, Joseph V.; Kaghashvili, Edisher Kh. Bibcode: 2012ApJ...744..114H Altcode: We revisit our earlier study of the evolution of an initial propagating Alfvén wave in a magnetic-field-aligned flow with a cross-field velocity shear. Our goal is to show how the Alfvén wave drives up plasma density fluctuations which might be observed and serve as a signature of the presence of Alfvén waves in regions such as the solar corona which are inaccessible to direct observations. Here, we introduce a new initial condition which takes into account the initial distortion of the streamlines by the Alfvén wave, and we present new analytical results for the driven waves. We find that the density fluctuations of a properly placed linearly polarized Alfvén wave in a shear flow are much smaller than we originally estimated. Title: Observational Constraints on the Role of Kinetic Alfven Waves in the Solar Wind Authors: Smith, C. W.; Vasquez, B. J.; Hollweg, J. V. Bibcode: 2011AGUFMSH43C1969S Altcode: Several recent publications have proposed an extreme view of ion inertial and dissipation range dynamics that can be readily tested. Specifically, a view has been proposed by Alexandrova et al. (2009) that suggests a second turbulent inertial range may exist at scales smaller than the ion inertial scale where electron MHD dynamics may provide energy transport without dissipation. This leads to a predictable and reproducible spectrum at spacecraft frame frequencies greater than the proton cyclotron frequency and less than the electron cyclotron frequency. However, other very radical interpretations of the observations have suggested that highly perpendicular Kinetic Alfven Waves (KAW) can be used to describe the ion inertial scales through these high frequencies and extending to the electron cyclotron frequency such that the high frequency measurements are just Doppler shifted extensions of this highly perpendicular inertial range dynamics (Sahraoui et al. 2009, 2010). We take exception to these interpretations and provide a series of observational tests that clearly refute the arguments. Title: The Argument Against Kinetic Alfven Waves Forming the Whole of the Dissipation Range Authors: Smith, Charles William; Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2011shin.confE..96S Altcode: For over a decade, carefully performed analyses of the magnetic spectrum at scales surrounding those at which dissipation occurs in association with ion dynamics have resulted in a clear and consistent view of this part of the spectrum. That view involves the complimentary dynamics of cascade and dissipation. Most recently, a more radical interpretation of a very small number observations have suggested that highly perpendicular Kinetic Alfven Waves (KAW) describe the ion inertial scales through the highest frequencies extending to the electron cyclotron frequency such that the high frequency measurements are just Doppler shifted extensions of the highly perpendicular inertial range dynamics (Sahraoui et al. 2009, 2010). This interpretation leads to simple tests that can be performed to confirm or refute the assumed underlying radical 2D geometry of the spectrum. We describe a series of observational tests that clearly demonstrate that this radical interpretation does not apply, in general, to the interplanetary spectrum. Title: Observational Constraints on the Role of Kinetic Alfven Waves in the Solar Wind Authors: Smith, Charles William; Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2011shin.confE..97S Altcode: Several recent publications have proposed an extreme view of ion inertial and dissipation range dynamics that can be readily tested. Specifically, a view has been proposed by Alexandrova et al. (2009) that suggests a second turbulent inertial range may exist at scales smaller than the ion inertial scale where electron MHD dynamics may provide energy transport without dissipation. This leads to a predictable and reproducible spectrum at spacecraft frame frequencies greater than the proton cyclotron frequency and less than the electron cyclotron frequency. However, other very radical interpretations of the observations have suggested that highly perpendicular Kinetic Alfven Waves (KAW) can be used to describe the ion inertial scales through these high frequencies and extending to the electron cyclotron frequency such that the high frequency measurements are just Doppler shifted extensions of this highly perpendicular inertial range dynamics (Sahraoui et al. 2009, 2010). We take exception to these interpretations and provide a series of observational tests that clearly refute the arguments. Title: Recent Successes of Wave/Turbulence Driven Models of Solar Wind Acceleration Authors: Cranmer, S. R.; Hollweg, J. V.; Chandran, B. D.; van Ballegooijen, A. A. Bibcode: 2010AGUFMSH41B1786C Altcode: A key obstacle in the way of producing realistic simulations of the Sun-heliosphere system is the lack of a first-principles understanding of coronal heating. Also, it is still unknown whether the solar wind is "fed" through flux tubes that remain open (and are energized by footpoint-driven wavelike fluctuations) or if mass and energy are input intermittently from closed loops into the open-field regions. In this presentation, we discuss self-consistent models that assume the energy comes from solar Alfven waves that are partially reflected, and then dissipated, by magnetohydrodynamic turbulence. These models have been found to reproduce many of the observed features of the fast and slow solar wind without the need for artificial "coronal heating functions" used by earlier models. For example, the models predict a variation with wind speed in commonly measured ratios of charge states and elemental abundances that agrees with observed trends. This contradicts a commonly held assertion that these ratios can only be produced by the injection of plasma from closed-field regions on the Sun. This presentation also reviews two recent comparisons between the models and empirical measurements: (1) The models successfully predict the amplitude and radial dependence of Faraday rotation fluctuations (FRFs) measured by the Helios probes for heliocentric distances between 2 and 15 solar radii. The FRFs are a particularly sensitive test of turbulence models because they depend not only on the plasma density and Alfven wave amplitude in the corona, but also on the turbulent correlation length. (2) The models predict the correct sense and magnitude of changes seen in the polar high-speed solar wind by Ulysses from the previous solar minimum (1996-1997) to the more recent peculiar minimum (2008-2009). By changing only the magnetic field along the polar magnetic flux tube, consistent with solar and heliospheric observations at the two epochs, the model correctly predicts that the wind speed remains relatively unchanged, but the in-situ density and temperature decrease by approximately 20 percent and 10 percent, respectively. Title: Ultraviolet Coronagraph Spectroscopy: A Key Capability for Understanding the Physics of Solar Wind Acceleration Authors: Cranmer, S. R.; Kohl, J. L.; Alexander, D.; Bhattacharjee, A.; Breech, B. A.; Brickhouse, N. S.; Chandran, B. D. G.; Dupree, A. K.; Esser, R.; Gary, S. P.; Hollweg, J. V.; Isenberg, P. A.; Kahler, S. W.; Ko, Y. -K.; Laming, J. M.; Landi, E.; Matthaeus, W. H.; Murphy, N. A.; Oughton, S.; Raymond, J. C.; Reisenfeld, D. B.; Suess, S. T.; van Ballegooijen, A. A.; Wood, B. E. Bibcode: 2010arXiv1011.2469C Altcode: Understanding the physical processes responsible for accelerating the solar wind requires detailed measurements of the collisionless plasma in the extended solar corona. Some key clues about these processes have come from instruments that combine the power of an ultraviolet (UV) spectrometer with an occulted telescope. This combination enables measurements of ion emission lines far from the bright solar disk, where most of the solar wind acceleration occurs. Although the UVCS instrument on SOHO made several key discoveries, many questions remain unanswered because its capabilities were limited. This white paper summarizes these past achievements and also describes what can be accomplished with next-generation instrumentation of this kind. Title: Coronal Faraday Rotation Fluctuations and a Wave/Turbulence-driven Model of the Solar Wind Authors: Hollweg, Joseph V.; Cranmer, Steven R.; Chandran, Benjamin D. G. Bibcode: 2010ApJ...722.1495H Altcode: Some recent models for coronal heating and the origin of the solar wind postulate that the source of energy and momentum consists of Alfvén waves of solar origin dissipating via MHD turbulence. We use one of these models to predict the level of Faraday rotation fluctuations (FRFs) that should be imposed on radio signals passing through the corona. This model has the virtue of specifying the correlation length of the turbulence, knowledge of which is essential for calculating the FRFs; previous comparisons of observed FRFs with models suffered from the fact that the correlation length had to be guessed. We compare the predictions with measurements of FRFs obtained by the Helios radio experiment during occultations in 1975 through 1977, close to solar minimum. We show that only a small fraction of the FRFs are produced by density fluctuations; the bulk of the FRFs must be produced by coronal magnetic field fluctuations. The observed FRFs have periods of hours, suggesting that they are related to Alfvén waves which are observed in situ by spacecraft throughout the solar wind; other evidence also suggests that the FRFs are due to coronal Alfvén waves. We choose a model field line in an equatorial streamer which has background electron concentrations that match those inferred from the Helios occultation data. The predicted FRFs are found to agree very well with the Helios data. If the FRFs are in fact produced by Alfvén waves with the assumed correlation length, our analysis leads us to conclude that wave-turbulence models should continue to be pursued with vigor. But since we cannot prove that the FRFs are produced by Alfvén waves, we state the more conservative conclusion, still subject to the correctness of the assumed correlation length, that the corona contains long-period magnetic fluctuations with sufficient energy to heat the corona and drive the solar wind. Title: Resonant Interactions Between Protons and Oblique Alfvén/Ion-cyclotron Waves in the Solar Corona and Solar Flares Authors: Chandran, Benjamin D. G.; Pongkitiwanichakul, Peera; Isenberg, Philip A.; Lee, Martin A.; Markovskii, Sergei A.; Hollweg, Joseph V.; Vasquez, Bernard J. Bibcode: 2010ApJ...722..710C Altcode: We consider interactions between protons and Alfvén/ion-cyclotron (A/IC) waves in collisionless low-β plasmas in which the proton distribution function f is strongly modified by wave pitch-angle scattering. If the angle θ between the wave vector and background magnetic field is zero for all the waves, then strong scattering causes f to become approximately constant on surfaces of constant η, where η ~= v 2 bottom + 1.5 v 2/3 A|v par|4/3. Here, v bottom and v par are the velocity components perpendicular and parallel to the background magnetic field, and v A is the Alfvén speed. If f = f(η), then A/IC waves with θ = 0 are neither damped nor amplified by resonant interactions with protons. In this paper, we argue that if some mechanism generates high-frequency A/IC waves with a range of θ values, then wave-particle interactions initially cause the proton distribution function to become so anisotropic that the plasma becomes unstable to the growth of waves with θ = 0. The resulting amplification of θ = 0 waves leads to an angular distribution of A/IC waves that is sharply peaked around θ = 0 at the large wavenumbers at which A/IC waves resonate with protons. Scattering by this angular distribution of A/IC waves subsequently causes f to become approximately constant along surfaces of constant η, which in turn causes oblique A/IC waves to be damped by protons. We calculate the proton and electron contributions to the damping rate analytically, assuming Maxwellian electrons and f = f(η). Because the plasma does not relax to a state in which proton damping of oblique A/IC waves ceases, oblique A/IC waves can be significantly more effective at heating protons than A/IC waves with θ = 0. Title: Alfvén Wave Reflection and Turbulent Heating in the Solar Wind from 1 Solar Radius to 1 AU: An Analytical Treatment Authors: Chandran, Benjamin D. G.; Hollweg, Joseph V. Bibcode: 2009ApJ...707.1659C Altcode: 2009arXiv0911.1068C We study the propagation, reflection, and turbulent dissipation of Alfvén waves in coronal holes and the solar wind. We start with the Heinemann-Olbert equations, which describe non-compressive magnetohydrodynamic fluctuations in an inhomogeneous medium with a background flow parallel to the background magnetic field. Following the approach of Dmitruk et al., we model the nonlinear terms in these equations using a simple phenomenology for the cascade and dissipation of wave energy and assume that there is much more energy in waves propagating away from the Sun than waves propagating toward the Sun. We then solve the equations analytically for waves with periods of hours and longer to obtain expressions for the wave amplitudes and turbulent heating rate as a function of heliocentric distance. We also develop a second approximate model that includes waves with periods of roughly one minute to one hour, which undergo less reflection than the longer-period waves, and compare our models to observations. Our models generalize the phenomenological model of Dmitruk et al. by accounting for the solar wind velocity, so that the turbulent heating rate can be evaluated from the coronal base out past the Alfvén critical point—that is, throughout the region in which most of the heating and acceleration occurs. The simple analytical expressions that we obtain can be used to incorporate Alfvén-wave reflection and turbulent heating into fluid models of the solar wind. Title: Driven Waves as a Diagnostics Tool in the Solar Corona Authors: Kaghashvili, Edisher Kh.; Quinn, Richard A.; Hollweg, Joseph V. Bibcode: 2009ApJ...703.1318K Altcode: Detecting the signature of Alfvén waves in the solar atmosphere remains an observational challenge. At the same time, it could also be an important key to gaining critical understanding of the solar wind and especially of the near-Earth space weather formation. Here, we investigate the plausibility of using inhomogeneous flow-driven compressional fluctuations as a diagnostics tool for Alfvén waves in the solar corona. The nature of the fluctuations driven by transverse Alfvén waves in inhomogeneous flows was recently investigated by Kaghashvili et al., and analytical solutions that accurately link driven waves to the Alfvénic driver were found. The novelty of this mechanism is that the analysis of the detected compressional fluctuations can provide a clue about the Alfvén waves that are otherwise difficult to detect. We review this physical process in a low-β approximation relevant to solar coronal conditions and outline basic reasons why it can be one of the major processes that comes about as outflowing plasma emerges from divergent coronal holes. After establishing a quantitative link, we consider an example with coronal hole plasma parameters similar to the ones reported recently where evidence for Alfvén waves in solar X-ray jets was discussed. We show how this diagnostics tool can be used to analyze the detected intensity fluctuations. Title: Strong MHD Turbulence with Cross Helicity Authors: Chandran, Benjamin D. G.; Quataert, Eliot; Howes, Gregory; Hollweg, Joseph; Dorland, Bill Bibcode: 2009shin.confE..63C Altcode: Velocity and magnetic field fluctuations in the solar wind are often strongly correlated. This correlation, or cross helicity, indicates that much of the fluctuation energy is in Alfven waves propagating away from the Sun in the solar-wind frame. Although cross helicity has been studied in the solar-wind context for many years, the effects of cross helicity on solar-wind turbulence remain only partially understood. This poster presents some new theoretical results on how cross helicity affects the energy cascade rate and power spectra in strong MHD turbulence. Title: The Turbulent Heating Rate in Strong Magnetohydrodynamic Turbulence with Nonzero Cross Helicity Authors: Chandran, Benjamin D. G.; Quataert, Eliot; Howes, Gregory G.; Hollweg, Joseph V.; Dorland, William Bibcode: 2009ApJ...701..652C Altcode: 2009arXiv0905.3382C Different results for the cascade power epsilon in strong, incompressible magnetohydrodynamic turbulence with nonzero cross helicity appear in the literature. In this paper, we discuss the conditions under which these different results are valid. Our conclusions can be expressed in terms of the density ρ, the rms amplitudes z + and z - of Alfvénic fluctuations propagating parallel and antiparallel to the background magnetic field B 0, and the correlation length (outer scale) measured perpendicular to B 0, denoted L bottom. We argue that if z + Gt z - and if the z - fluctuations are sustained by the reflection of z + fluctuations in a strong background magnetic field, then epsilon ~ ρ(z +)2 z -/L bottom as in previous studies by Hossain, Matthaeus, Dmitruk, Lithwick, Goldreich, Sridhar, and others. On the other hand, if the minority wave type (z -) is sustained by some form of forcing that is uncorrelated with or only weakly correlated with the z + fluctuations, then epsilon can be much less than ρ(z +)2 z -/L bottom, as in previous studies by Dobrowolny, Lazarian, Chandran, and others. The mechanism for generating the minority wave type strongly affects the cascade power because it controls the coherence time for interactions between oppositely directed wave packets at the outer scale. Title: Proton Heating by Nonlinear Field-Aligned Alfvén Waves in Solar Coronal Holes Authors: Markovskii, S. A.; Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2009ApJ...695.1413M Altcode: Field-aligned Alfvén waves are often viewed as a source of the proton heating that accelerates the fast solar wind. However, the energy that they can inject into the protons in the limit of cyclotron-resonant quasi-linear diffusion is insufficient to account for the observed acceleration. To test the validity of this limit in coronal holes, nonlinear Alfvén waves are modeled using a hybrid code. It is found that the nonlinearity is particularly strong when the intensity of antisunward-propagating waves is comparable to that of sunward waves. The sunward waves can be generated by the proton distribution as it evolves with the heliocentric distance. The ponderomotive force and beat interaction are identified as the most important nonlinear effects. The nonlinearity of the field-aligned Alfvén waves produces density fluctuations. In the simulations, the amplitude of the density fluctuations was kept within the observed constraints from the interplanetary scintillation measurements in the corona. In this case, the characteristic time of the proton heating is almost 2 orders of magnitude smaller than the solar wind expansion time. Therefore, it can contribute to the energization of the solar wind on the global scale. The nonlinear wave damping operating alone cannot be responsible for the energization because it only causes particle diffusion parallel to the magnetic field. However, it can relax the limitation on the perpendicular diffusion imposed by the cyclotron resonance condition. The nonlinear damping combined with the linear one can then inject the additional thermal energy needed to accelerate the solar wind. Title: The solar wind: Our current understanding and how we got here Authors: Hollweg, Joseph V. Bibcode: 2008JApA...29..217H Altcode: In the original theory for the solar wind, the electron pressure gradient was the principal accelerating force. This was soon recognized to be insufficient to drive the high-speed streams. Subsequently, the discovery of Alfvén waves in the solar wind led to a long series of models in which wave pressure provided additional acceleration, but these wavedriven models ultimately failed to explain the rapid acceleration of the fast wind close to the Sun. An alternate view was that the pressure of hot protons close to the Sun could explain the rapid acceleration, with the proton heating coming from the cyclotron resonance. SOHO has provided remarkable data which have verified some of the predictions of this view, and given impetus to ongoing studies of the ion-cyclotron resonance in the fast wind. After a historical review, we discuss the basic ideas behind current research, emphasizing the importance of particle kinetics. We conclude with some guesses as to how work might proceed in the future. Title: Hybrid simulations of anisotropic proton distributions in solar coronal holes Authors: Hollweg, J.; Markovskii, S.; Vasquez, B. Bibcode: 2007AGUFMSH22B..06H Altcode: The plasma in solar coronal holes is likely to be energized by the resonant damping of proton cyclotron waves. In this case, the protons can develop considerable temperature anisotropy in the region where the solar wind becomes collisionless. The temperature anisotropy can give us important information about the processes in the solar corona based on in situ observations. The extrapolation of the values of the anisotropy from one heliocentric distance to another is not necessarily a valid procedure because the plasma heating and expansion, which contribute to the anisotropy, may operate differently there. However, the observations suggest that the mean anisotropy in the fast wind as a function of the plasma beta obeys the same scaling law at different distances. This can provide a link between widely separated regions of the solar wind. We will carry out hybrid simulations to determine how the proton anisotropy is affected by the interplay of the proton energization (perhaps by more than one mechanism), plasma instabilities self-driven by the distribution, and the solar wind expansion. We will verify if the observed beta scaling can be reproduced in a numerical experiment for typical coronal hole parameters. Title: Reflection of Alfvén waves in the corona and solar wind: An impulse function approach Authors: Hollweg, Joseph V.; Isenberg, P. A. Bibcode: 2007JGRA..112.8102H Altcode: 2007JGRA..11208102H We consider the reflection of Alfvén waves in the corona and solar wind, using variables f and g which follow sunward and antisunward characteristics, respectively. We show that the basic equations for f and g have the same structure as the Klein-Gordon equation. Unlike previous studies which used a harmonic analysis, we emphasize the impulse response of the system. This is equivalent to finding the Green's function, but it may have direct application to situations where Alfvén waves are launched impulsively. We provide an approximate analysis which can be used to understand most features that appear in detailed numerical solutions. The analysis reveals the origin of a previous result that f and g each has both sunward and antisunward propagating phase in a harmonic analysis, even though f (g) follows only the sunward (antisunward) characteristic. We numerically study the propagation of an antisunward moving impulse in the corona and solar wind. We find that the sunward moving ``wake'' tends to become more important at greater distances beyond the Alfvén critical point, possibly providing a natural explanation of the observation that outward propagating waves become less dominant at greater distances from the Sun. There is an extended region behind the initial impulse in which magnetic energy dominates kinetic energy; it is not clear, however, whether our result can explain the observed dominance of magnetic energy throughout many decades of frequency in the observed power spectrum. We also find that the outgoing wake has a tendency to ``ring,'' with periods of the order of 15-30 min. The ringing is associated mainly with propagation through a structured Alfvén speed profile rather that with the cutoff in the Klein-Gordon equation. These oscillation periods seem too short to explain why Alfvén waves in the solar wind have most power at periods of hours, but other Alfvén speed profiles could yield longer periods. We also investigate whether the same approach can be used for acoustic-gravity waves propagating along magnetic flux tubes in the solar atmosphere. Title: On the behavior of O+5 in coronal holes: Importance of sunward propagating waves Authors: Hollweg, Joseph V. Bibcode: 2006JGRA..11112106H Altcode: The high thermal anisotropy of O+5 in coronal holes, as observed by the Ultraviolet Coronagraph Spectrometer (UVCS) on the Solar and Heliospheric Observatory (SOHO), suggests that these ions are being heated by the cyclotron resonance. The observations indicate that the O+5 temperature steadily increases from r ≈ 1.5 rS (where the ions become almost collisionless) out to r ≈ 3.5 rS (the outer limit of the observations). Previous models have not been able to reproduce even the qualitative result of a steady temperature rise. We suggest that the problem has been that previous models have considered O+5 resonating only with outward propagating waves. Once the ions are heated perpendicularly to the background magnetic field, they are accelerated to high outward flow speeds by the mirror force. As a result, they resonate with outgoing waves having higher (normalized) wave numbers, where there is presumably less power; they may even drop out of resonance altogether. We suggest here that resonances with inward (i.e., sunward) propagating waves may be the key to explaining the observed O+5 temperature rise. In that case, as the ions are accelerated by the mirror force, they never drop out of resonance, and they resonate with ingoing waves having lower (normalized) wave numbers where there is presumably more power. We offer a very simple strawman model to illustrate the differences between oxygen resonances with ingoing and outgoing waves and to show that the UVCS/SOHO results can be approximately reproduced if the ingoing wave power spectrum in the resonant range varies as k, with γ ≈ 5/3. We point out that it is really necessary to take into account the fact that O+5 (and other heavy ions) can resonate with ingoing and outgoing waves simultaneously, which can only be studied via full kinetic solutions for the ion distribution functions; however, it is possible that once the ions are accelerated by the mirror force, the resonances with sunward propagating waves will be dominant. Title: Erratum: ``Dissipation of the Perpendicular Turbulent Cascade in the Solar Wind'' (ApJ, 639, 1177 [2006]) Authors: Markovskii, S. A.; Vasquez, Bernard J.; Smith, Charles W.; Hollweg, Joseph V. Bibcode: 2006ApJ...648.1291M Altcode: The citation given as Hui et al. (2001) on pages 1177 (Introduction, paragraph 3), 1178 (§ 1.2, paragraph 2), and 1182 (§ 3, paragraph 8) should instead read Li et al. (2001), and the correct full reference should read ApJ, 639, 1177 [2006] (instead of Hui, L., Gary, S. P., & Stawicki, O.). The authors sincerely regret the error. Title: The Solar Wind, Then and Now Authors: Hollweg, Joseph V. Bibcode: 2006SPD....37.1501H Altcode: 2006BAAS...38..244H Early spacecraft data in the 1960s revealed solar wind properties, which could not be well explained by models in which the electron pressure gradient was the principal accelerating force. The Alfven waves discovered around 1970 were thought for a while to provide additional energy and momentum, but they ultimately failed to explain the rapid acceleration of the fast wind close to the Sun. By the late 1970s, various data were suggesting the importance of the ion-cyclotron resonance far from the Sun. This notion was soon applied to the acceleration region close to the Sun. The models that resulted suggested that the fast wind could be driven mainly by the proton pressure gradient. Since the mid-1990s, the Solar and Heliospheric Observatory has provided remarkable data, which have verified some of the predictions of these theories, and given impetus to studies of the ion-cyclotron resonance as the principal mechanism for heating the coronal holes, and ultimately driving the fast wind. After a historical review, we discuss the basic ideas behind current research, emphasizing the particle kinetics. We discuss remaining problems, especially the source of the ion-cyclotron resonant waves. Title: Dissipation of the Perpendicular Turbulent Cascade in the Solar Wind Authors: Markovskii, S. A.; Vasquez, Bernard J.; Smith, Charles W.; Hollweg, Joseph V. Bibcode: 2006ApJ...639.1177M Altcode: The core solar wind protons are observed to be heated perpendicularly to the magnetic field. This is taken to be a signature of the cyclotron damping of the turbulent fluctuations, which are thought to be responsible for the heating. At the same time, it is commonly accepted that the turbulent cascade produces mostly highly oblique (quasi-two-dimensional) fluctuations, which cannot be immediately cyclotron resonant with the ions because of their low frequencies and small parallel wavenumbers. To address this problem, we propose a new, indirect mechanism for damping the quasi-two-dimensional fluctuations. The mechanism involves a plasma instability, which excites ion cyclotron resonant waves. As the cascade proceeds to higher wavenumbers, it generates increasingly high velocity shear associated with the turbulent fluctuations. The shear eventually becomes unstable to waves near harmonics of the ion cyclotron frequency. Once the frequency of the waves is upshifted, they can heat ions perpendicularly, extracting the energy from the quasi-two-dimensional fluctuations. The dissipation rates of quasi-two-dimensional fluctuations are incorporated into a model of the energy transfer in the turbulent cascade. Our analysis of the observed spectra shows that the spectral break separating the inertial and dissipation ranges of the turbulence, where the dissipation sets in, corresponds to the same shear under a wide range of plasma conditions, in agreement with the prediction of the theory. The observed turbulence spectra often have power-law dissipation ranges with an average spectral index of -3. We demonstrate that this fact is simply a consequence of a marginal state of the instability in the dissipation range. Title: Drivers of the solar wind: then and now Authors: Hollweg, Joseph V. Bibcode: 2006RSPTA.364..505H Altcode: No abstract at ADS Title: The Solar Wind: Then and Now Authors: Hollweg, Joseph V. Bibcode: 2006GMS...167...19H Altcode: In the original formulation of the solar wind, the electron pressure gradient was the principal accelerating force. This was soon recognized to be insufficient to drive the observed flow speeds, especially of the high-speed streams. The discovery of Alfvén waves in the solar wind led to a long series of models in which wave pressure provided additional acceleration, but these wave-driven models ultimately failed to explain the rapid acceleration of the fast wind close to the Sun. An alternate view was that the pressure of hot protons close to the Sun could explain the rapid acceleration, with the proton (and ion) heating coming from the cyclotron resonance. SOHO has provided remarkable data which have verified some of the predictions of this view, and given impetus to ongoing studies of the ion cyclotron resonance in the fast wind. After a historical review, we discuss the basic ideas behind current research, emphasizing the particle kinetics. Title: A Mechanism of Dissipation of the Perpendicular Turbulent Cascade Authors: Markovskii, S. A.; Vasquez, B. J.; Smith, C. W.; Hollweg, Joseph V. Bibcode: 2005ESASP.592..177M Altcode: 2005soho...16E..27M; 2005ESASP.592E..27M No abstract at ADS Title: Coronal loop oscillations. Calculation of resonantly damped MHD quasi-mode kink oscillations of longitudinally stratified loops Authors: Andries, J.; Goossens, M.; Hollweg, J. V.; Arregui, I.; Van Doorsselaere, T. Bibcode: 2005A&A...430.1109A Altcode: The observed coronal loop oscillations and their damping are often theoretically described by the use of a very simple coronal loop model, viz. a straight, longitudinally invariant, axi-symmetric, and pressureless flux tube with a different density inside and outside of the loop. In this paper we generalize the model by including longitudinal density stratification and we examine how the longitudinal density stratification alters the linear eigenmodes of the system, their oscillation frequencies, and the damping rates by resonant absorption.

Appendix A is only available in electronic form at http://www.edpsciences.org Title: Deceleration of relative streaming between proton components among nonlinear low-frequency Alfvén waves Authors: Kaghashvili, Edisher K.; Vasquez, Bernard J.; Zank, Gary P.; Hollweg, Joseph V. Bibcode: 2004JGRA..10912101K Altcode: Proton distributions in fast solar winds often have a beam component with a differential streaming speed near the local Alfvén speed. The Alfvén speed and differential streaming speed decrease with increasing distance from the Sun. Thus the beam decelerates, especially within 1 AU where β (which is ratio of plasma to magnetic pressure) can be significantly smaller than unity. We present 2 1/2-dimensional hybrid numerical simulation results of the evolution of particle proton components streaming relative to each other for moderate relative beam densities (up to 50%) for initially isotropic distributions with mostly equal beam and main proton temperatures and small plasma β(=0.2). Electrons are treated as a fluid. We consider cases without and with initial nonlinear low-frequency (nearly dispersionless) shear Alfvén waves propagating in the direction of the beam. Without initial waves, a strong linear beam instability can occur for streaming speeds above the Alfvén speed generating oblique proton-proton cyclotron waves through both cyclotron and Landau resonances. The initial beam speed can decelerate and saturate at speeds below the Alfvén speed. When nonlinear Alfvén waves are included in simulations, we find that the deceleration rates are enhanced. Deceleration is especially strong for initial super-Alfvénic speeds where we interpret the results with initial waves to be due to a wave amplification of the linear beam instability. Title: The Generation of Ion Cyclotron Turbulence by the Intermittent Heat Flux in Coronal Holes Authors: Markovskii, S. A.; Hollweg, J. V. Bibcode: 2004ESASP.575..192M Altcode: 2004soho...15..192M No abstract at ADS Title: A mechanism of dissipation of the perpendicular turbulent cascade in the solar wind Authors: Markovskii, S. A.; Vasquez, B. J.; Smith, C. W.; Hollweg, J. V. Bibcode: 2004AGUFMSH44A..02M Altcode: We discuss a mechanism of dissipation that allows us to explain several key features of the turbulent fluctuations in the solar wind. The observational data suggest that the solar wind turbulence is dominated by fluctuations with wavevectors nearly perpendicular to the background magnetic field. This is in agreement with numerical simulations showing that the turbulent cascade tends to produce small spatial scales across the magnetic field rather than along it. The dissipation of the turbulent fluctuations is thought to be responsible for the observed perpendicular heating of the solar wind protons. The problem, however, is that the perpendicular heating is usually a signature of the cyclotron resonance, while the cross-field fluctuations cannot be immediately cyclotron-resonant with the protons. We suggest that the velocity shear associated with the cross-field fluctuations can excite a proton cyclotron instability. These unstable waves will then transfer the energy from the cross-field fluctuations to the protons thus dissipating the cascade and producing the perpendicular heating. We analyze the observed turbulence spectra and show that the threshold of the instability is consistent with the spectral break separating the inertial and dissipation ranges of the turbulence. In particular, during the periods of strong variation of the plasma beta in the solar wind, the threshold scales as the proton inertial length rather than the proton gyroradius, in agreement with the prediction of the theory. The observed turbulence spectra often have power-law dissipation ranges with an average spectral index of -3. We demonstrate that this fact is simply a consequence of a marginal state of the instability in the dissipation range. Title: Cross-field energy transfer of a body Alfvén wave propagating along and across a pressure-balanced structure Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2004GeoRL..3114803V Altcode: We conduct hybrid numerical simulations with particle protons and fluid electrons of a low-frequency, planar (body) and shear Alfvén wave imbedded in a smoothly varying cross-field pressure-balanced structure which provides a wave-speed gradient. We consider wave propagation directions starting at 90°, which resembles the case of a surface wave, and less than 90° with respect to the gradient direction. We find that the planar Alfvén wave undergoes resonant absorption. When the propagation direction is less than 90°, we show that there are resonant field lines which can actually lose wave energy to other neighboring resonant field lines, which is a situation that has not been encountered in previous work with surface waves. A consequence of this process is an overall faster development time for smaller scales perpendicular to the magnetic field through phase mixing and potentially faster dissipation of these generated scales in coronal and solar wind plasma. Title: Intermittent Heating of the Solar Corona by Heat Flux-generated Ion Cyclotron Waves Authors: Markovskii, S. A.; Hollweg, Joseph V. Bibcode: 2004ApJ...609.1112M Altcode: Recently, we suggested that the source of ion heating in solar coronal holes is small-scale reconnection events (microflares) at the coronal base. The microflares launch intermittent heat flux up into the corona exciting ion cyclotron waves through a plasma microinstability. The ions are heated by these waves during the microflare bursts and then evolve with no energy input between the bursts. In this paper, we show that the structure of the proton distribution in the relatively long time periods between the microflares is determined by collisions at small heliocentric distances. At greater distances, the collisional processes can be replaced by similar processes due to secondary instabilities. These are excited by the distortion of the distribution under the action of the mirror force. At the same time, the heating during the microflare bursts is not affected by either the collisions or the secondary instabilities because of the short duration of the bursts. We demonstrate that in each intermittent heating event the protons diffuse approximately along one-dimensional curves in the phase space and can develop a quasi-plateau. The corresponding temperature increase can then be calculated without solving the diffusion equations. The overall coronal heating by this mechanism is a summed effect of all microflare bursts during the expansion time of the solar wind and adiabatic cooling between the microflares. The calculations for the collision-dominated region suggest that the overall heating is efficient enough to account for the acceleration of the fast solar wind in this region. Title: Nonlinear Alfvén waves: 2. The influence of wave advection and finite wavelength effects Authors: Vasquez, Bernard J.; Markovskii, Sergei A.; Hollweg, Joseph V. Bibcode: 2004JGRA..109.5104V Altcode: Using a hybrid code, we examine the effects of mildly oblique, low-frequency Alfvén waves on cross-field pressure-balanced structures of varying scales. We show that the evolution is organized by a parameter ξ = AwcAk/ω, where Aw is the relative wave amplitude, k is the characteristic wave number of a cross-field structure, and ω is a characteristic wave frequency. This parameter is a measure of the relative displacement of the structure by the wave. When ξ ≪ 1, agreement with small-amplitude solutions and linear wave theory is good. Waves can refract and undergo cross-field energy transfer, which is a finite wavelength effect. When ξ is large, advection of the structure is significant and small-amplitude solutions are not valid. The rate of wave refraction diminishes as the effective Alfvén speed gradient is diluted over a wave period by significant advection. When the structure is purely magnetic and polarized like an Alfvén wave, significant advection converts the structure into waves which have an Alfvénic character but do not always satisfy energy equipartition. Nonlinear wave interactions occur between Alfvén and gradient-derived waves, wherein the Alfvén wave undergoes partial reflection and continued cross-field energy transfer. When sufficiently small parallel scales are produced by advection, proton cyclotron resonant heating and damping occurs on all field lines so that both Alfvén and gradient-derived waves undergo dissipation. Title: Nonlinear Alfvén waves: 1. Interactions between outgoing and ingoing waves according to an amplitude expansion Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2004JGRA..109.5103V Altcode: We expand the compressible magnetohydrodynamic (MHD) equations in terms of the amplitude of first-order Alfvén waves. Incompressible MHD equations are treated as a special case. We examine the evolution of mildly oblique Alfvén waves consisting of forward and backward propagating waves so that these would correspond to the interactions of outgoing and ingoing Alfvén waves in the solar wind. We obtain the solutions of these equations through second order. We find and distinguish three types of second-order modes which have zero frequency and are generated in association with nonsecular interactions of mildly oblique first-order Alfvén waves. Two of these modes have wave vectors which are perpendicular to the background magnetic field. Both are associated with magnetic energy but they do not have kinetic energy. Title: Intermittent coronal heating due to heat flux generated ion cyclotron waves Authors: Markovskii, S. A.; Hollweg, J. V. Bibcode: 2003AGUFMSH21B0112M Altcode: Recently, we suggested [Hollweg and Markovskii, JGR, 107, No. 6, 2002; Markovskii and Hollweg, GRL, 29, No. 17, 2002] that the source of ion heating in coronal holes is small-scale reconnection events (microflares) at the coronal base. The microflares launch intermittent heat flux up into the corona exciting ion cyclotron waves through a plasma microinstability. The ions are heated by these waves during the microflare bursts and then evolve with no energy input between the bursts. We show that the structure of the proton distribution in the relatively long time periods between the microflares is determined by collisions at small heliocentric distances. At greater distances, the collisional processes are replaced by similar processes due to secondary instabilities. These are excited by the distortion of the distribution under the action of the mirror force. At the same time, the heating during the microflare bursts is not considerably affected either by the collisions or by the secondary instabilities, because of the short duration of the bursts. The overall coronal heating by this mechanism is a summed effect of all microflare bursts during the expansion time of the solar wind and adiabatic cooling between the microflares. Our calculations for the collision-dominated region suggest that the overall heating is efficient enough to account for the acceleration of the fast solar wind in this region. Further development of the model including the collisionless region will be reported elsewhere. Title: Origin of the Fast Solar Wind: From an Electron - Driven Wind to Cyclotron Resonances Authors: Hollweg, Joseph V. Bibcode: 2003AIPC..679...14H Altcode: Even before the discovery of the fast solar wind in the mid - 1970s, it was known that even the average solar wind could not be well explained by models in which electron heat conduction was the energy source and the electron pressure gradient was the principal accelerating force. The outward - propagating Alfvén waves discovered around 1970 were thought for a while to provide the sought - after additional energy and momentum, but their wave pressure ultimately failed to explain the rapid acceleration of the fast wind close to the Sun in coronal holes. By the late 1970s, various in situ data were suggesting that protons and heavy ions were being heated and accelerated by the ion - cyclotron resonance far from the Sun. This notion was soon applied to the acceleration region in coronal holes close to the Sun. The models which resulted suggested that the fast wind could be driven mainly by the proton pressure gradient (which is mainly the mirror force if the anisotropy is large), and that the high temperatures and flow speeds of heavy ions could originate within a few solar radii of the coronal base; these models also emphasized the importance of treating the extended coronal heating and solar wind acceleration on an equal footing. By the mid 1990s, SOHO, especially the UVCS (Ultraviolet Coronagraph Spectrometer), provided remarkable data which have given great impetus to studies of the ion cyclotron resonance as the principal mechanism for heating the plasma in coronal holes, and ultimately driving the fast wind. We will discuss the basic ideas behind current research, emphasizing the particle kinetics. We will discuss remaining problems such as the source of the ion - cyclotron resonant waves (direct launching, turbulence, microinstabilities), problems concerning OVI and MgX, the roles of inward - propagating waves and instabilities, the importance of oblique propagation, and the electron heating. Some alternatives, such as shock heating and turbulence - driven magnetic reconnection, will also be reviewed. Title: Ion Heating Due to Plasma Microinstabilities in Coronal Holes and the Fast Solar Wind Authors: Markovskii, S. A.; Hollweg, Joseph V. Bibcode: 2003AIPC..679..307M Altcode: There is growing evidence that the heating of ions in coronal holes and the fast solar wind is due to cyclotron resonant damping of ion cyclotron waves. At the same time, the origin of these waves is much less understood. We suggest that the source of the waves in the coronal holes is a heat flux coming from the Sun. The heat flux generates ion cyclotron waves through plasma microinstability, and then the waves heat the ions. We use a new view according to which the heat flux is launched intermittently by small-scale reconnection events (nanoflares) at the coronal base. This allows the heat flux to be sporadically large enough to drive the instabilities, while at the same time to satisfy the time-averaged energy requirements of the solar wind. Depending on the plasma parameters, the heat flux can excite shear Alfvén and electrostatic ion cyclotron waves. We show that, for reasonable parameters, the heat flux is sufficient to drive the instability that results in significant heating of protons and heavy ions in the inner corona. Title: Deceleration of streaming alpha particles interacting with waves and imbedded rotational discontinuities Authors: Kaghashvili, Edisher K.; Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2003JGRA..108.1036K Altcode: Alphas (He42+) and other ions in the interplanetary medium show a tendency to stream near or below the local Alfvén speed (VA) relative to the main component of protons. Because VA decreases with increasing distance from the Sun, forces must exist to slow the heavier ions with increasing distance. We have conducted hybrid simulations in a plasma with particle protons and alphas and with a quasineutralizing electron fluid. Simulation runs with other streaming minor ions were also performed. In our simulations, a group of Alfvén waves steepen and generate imbedded rotational discontinuities (RDs) and compressional waves. We examine cases of almost steady waveforms and RDs and ones with evolving waveforms and RDs due to a significantly nonuniform background. When alphas stream with the waves and imbedded RDs faster than the protons, they decelerate more rapidly from higher speeds and heat. We have concluded that alphas do not remain at one streaming speed due to nonlinear Lorentz forces from the wave compressional component and the presence of collisionless dissipation, which dissipates this component so that bulk alpha kinetic energy is ultimately deposited into alpha thermal energy. Imbedded RDs play no significant role in the overall deceleration of alphas. Protons heat similarly to cases without alphas and are slightly accelerated so that the total ion momentum along B0 is nearly conserved. For small streaming speeds (≲0.5 Alfvén speeds), the deceleration rate can be relatively small because the loss of streaming energy competes with the gain in wave kinetic energy required by large-amplitude Alfvén waves. Less proton and more alpha heating is also found since alphas can resonate with the left-handed portion of oblique waves. Starting from rest, alphas and protons can develop a small differential flow in which Lorentz and pressure forces become balanced. The simulation behavior of alphas for streaming speeds near the Alfvén speed is fairly consistent with solar wind observations in high-speed streams. Turbulent Alfvénic fluctuations do have a small compressional component and so might be responsible for the observed deceleration and heating of alphas. Simulations with other streaming minor ions also gave deceleration, suggesting that the behavior of a wide range of solar wind minor ions might be explained by the same processes that affect alphas. Title: On the Origin of Perpendicular Cascades Among Nonlinear Alfvén Waves Authors: Vasquez, B. J.; Markovskii, S. A.; Hollweg, J. V. Bibcode: 2002AGUFMSH12A0408V Altcode: We examine the effects of mildly oblique, low-frequency Alfvén waves on cross-field magnetic structures of varying scales. The magnetic structures correspond to the type of zero-frequency modes which can arise when ingoing and outgoing Alfvén waves interact with one another. Such modes are important to the develop of nearly perpendicular cascades in magnetohydrodynamic (MHD) turbulence. In linear theory, the structure remains static and the Alfvén wave generally refracts into the perpendicular direction and is resonantly absorbed. Resonant absorption is a pependicular cascade since small perpendicular wave features are generated. However, it differs from a turbulent cascade in that it is an phase-ordered process. Given a small wave amplitude, linear theory is valid when the structure's gradient scale is of order or larger than the Alfvén wavelength. However, when the gradient scale becomes smaller than the wavelength, nonlinear effects appear due to the Alfvén wave advecting and bending the magnetic structure. The magnetic structure acquires parallel scales and also a velocity field since moving the magnetic field of the structure induces an electric field and so also a velocity field. This renders the structure indistinct from a wave at a given monent although there is no net propagation. The Alfvén wave still undergoes resonant absorption but now without the refraction of the Alfvén wave and at a reduced rate. Instead of refraction, the Alfvén wave reflects and generates a backward Alfvén wave flux because advection of the structure gives Alfvén speed gradients along the background magnetic field. The reflection saturates when the wave flux in each direction along B0 becomes equal. In this case, we have a mildly oblique Alfvén wave with the nonlinear capability of cascading power perpendicularly without changing its wave vector orientation and without its entrainment into the nearly perpendicular direction. We will also show that power accumulation along the advecting resonant field lines can be quenched by ion cyclotron resonant heating when small parallel scales develop in association with the advection. We relate this evolution to MHD simulations of isotropic spectra of Alfvén waves which develop nearly perpendicular cascades. We suggest that the cascade originates not simply from the development of zero-frequency modes but rather from the nonlinear modifications of resonant absorption. Title: Ion heating due to plasma microinstabilities in coronal holes and the generation of the fast solar wind Authors: Markovskii, S. A.; Hollweg, J. V. Bibcode: 2002AGUFMSH12A0397M Altcode: There is growing evidence that the heating of ions in coronal holes is due to cyclotron resonant damping of ion cyclotron waves. At the same time, the origin of these waves is much less understood. Recently, we suggested [Eos Trans. AGU, 82(47), Fall Meet. Suppl., Abstract SH11A-0695, 2001] that the source of the waves in the coronal holes is a heat flux coming from the Sun. The heat flux excites shear Alfven and electrostatic ion cyclotron waves through plasma microinstability, and then the waves heat the ions. We used a new view according to which the heat flux is launched intermittently by small-scale reconnection events (nanoflares) at the coronal base. This allows the heat flux to be sporadically large enough to drive the instabilities, while at the same time to satisfy the time-averaged energy requirements of the solar wind. Here we develop this model further. We show that the unstable waves can become strongly ion-resonant. This results in ion heating in the inner corona that is efficient enough, in the quasilinear limit, to generate the fast solar wind. Title: Parametric cross-field current instability in solar coronal holes Authors: Markovskii, S. A.; Hollweg, Joseph V. Bibcode: 2002JGRA..107.1329M Altcode: We consider a parametric instability of fast and Alfvén waves with length scales of the order of the proton inertial length. The instability is driven by currents that are associated with these pump waves and that flow in the direction perpendicular to the background magnetic field. The initial pump waves generate secondary ion cyclotron waves with length scales below the proton gyroradius. The important property of the cross-field current instability is that it can exist at relatively low amplitudes of the pump waves. As a result, it can be excited in the solar corona, where turbulent fluctuations are much smaller than in the distant solar wind. The instability of the pump wave provides an additional mechanism of wave damping compared to direct cyclotron damping. This mechanism starts to operate in the region of spatial scales where the direct cyclotron damping is weak. We show that the wave amplitudes, derived from an observed spectrum of density fluctuations, are sufficient to excite the cross-field current instability and that the turbulent heating associated with the instability is fast enough to provide a heating mechanism for protons in the coronal holes. Title: Electron heat flux instabilities in coronal holes: Implications for ion heating Authors: Markovskii, S. A.; Hollweg, Joseph V. Bibcode: 2002GeoRL..29.1843M Altcode: 2002GeoRL..29q..24M There is growing evidence that the heating of the ions in solar coronal holes and the resulting generation of the fast solar wind is due to cyclotron-resonant damping of ion cyclotron waves. At the same time, the origin of these waves is not understood. In this paper, it is suggested that the waves in the proton cyclotron frequency range are generated by a plasma microinstability due to a heat flux coming from the Sun. A new view is used according to which heat flux is launched intermittently by small-scale reconnection events (nanoflares) at the coronal base. This allows the heat flux to be sporadically large enough to drive the instabilities, while at the same time satisfying the time-averaged energy requirements of the solar wind. It is shown that in a low-beta coronal plasma an electrostatic heat-flux instability has a comparable threshold and much greater growth rate than a shear Alfvén heat flux instability. The implications of these instabilities for the ion heating in the coronal holes are discussed. Title: Generation of the fast solar wind: A review with emphasis on the resonant cyclotron interaction Authors: Hollweg, Joseph V.; Isenberg, Philip A. Bibcode: 2002JGRA..107.1147H Altcode: In situ measurements of the solar wind and remote observations of coronal holes have strongly implicated the resonant interaction with ion cyclotron waves as the responsible mechanism for heating and accelerating coronal hole ions to generate the fast solar wind. We review the current observational and theoretical knowledge of this mechanism and the progress that has been made in modeling the solar wind properties that result from this interaction. We begin by examining the observational and theoretical motivations for the continued study of this mechanism, including a brief historical review of these ideas. We then discuss the interplay of the resonance condition and the wave dispersion relation, which determines which ions can exchange energy with the waves. The physical basis for the interaction is then described, and we derive simple expressions for the ion response to the resonant wave dissipation. The complicated topic of oblique propagation is dealt with next, including how the resonant interaction operates for obliquely propagating waves. The plasma response to the resonant dissipation is often approximated by treating the ion populations as fluids, and we examine the solar wind models which incorporate various versions of this interaction. We then present a sample model that illustrates many of the properties and shortcomings of the current fluid results in this area. However, the resonant interaction is most accurately treated with a kinetic description of the ions and the recent attempts to construct kinetic models are explored. We close with a discussion of the many observational and theoretical gaps in our understanding that remain, including a presentation of alternative mechanisms and some speculations on future developments in this field. Title: Cyclotron resonances of ions with obliquely propagating waves in coronal holes and the fast solar wind Authors: Hollweg, Joseph V.; Markovskii, S. A. Bibcode: 2002JGRA..107.1080H Altcode: There is a growing consensus that cyclotron resonances play important roles in heating protons and ions in coronal holes where the fast solar wind originates and throughout interplanetary space as well. Most work on cyclotron resonant interactions has concentrated on the special, but unrealistic, case of propagation along the ambient magnetic field, B0, because of the great simplification it gives. This paper offers a physical discussion of how the cyclotron resonances behave when the waves propagate obliquely to B0. We show how resonances at harmonics of the cyclotron frequency come about, and how the physics can be different depending on whether E is in or perpendicular to the plane containing k and B0 (k is wave vector, and E is the component of the wave electric field perpendicular to B0). If E is in the k-B0 plane, the resonances are analogous to the Landau resonance and arise because the particle tends to stay in phase with the wave during the part of its orbit when it is interacting most strongly with E. If E is perpendicular to the k-B0 plane, then the resonances depend on the fact that the particle is at different positions during the parts of its orbit when it is interacting most strongly with E. Our main results are our <cross-ref refid="df10" type="formula">equations (10)</cross-ref>, <cross-ref refid="df11" type="formula">(11)</cross-ref>, and <cross-ref refid="df13" type="formula">(13)</cross-ref> for the secular rate of energy gain (or loss) by a resonant particle and the unfamiliar result that ions can resonate with a purely right-hand circularly polarized wave if the propagation is oblique. We conclude with some speculations about the origin of highly obliquely propagating ion resonant waves in the corona and solar wind. We point out that there are a number of instabilities that may generate such waves locally in the corona and solar wind. Title: Heating and Deceleration of Differentially Streaming Ions Among Nonlinear Waves Authors: Vasquez, B. J.; Kaghashvili, E. K.; Hollweg, J. V. Bibcode: 2002AGUSMSH21C..05V Altcode: Coronal and solar wind ions show important kinetic behavior. First, we examine the behavior of minor ions which stream differentially relative to protons. With increasing distance in the solar wind, minor ions decelerate. We have found from hybrid simulations with particle ions and fluid electrons that streaming Helium and Oxygen ions can be decelerated among Alfvén waves which have steepened and produced imbedded RDs. We have examined the causes of this deceleration. We have eliminated demagnetization within RD layers as a cause. Moreover, we have found reflecting ions near RDs, but these do not explain why the bulk of ions decelerate. At present, we have identified a source of nonequilibrium among two and half dimensional (2(1)/(2)-D) waveforms in which the generalized Reynolds stresses are unbalanced at RD layers when minor ions are included in simulations but are balanced when only protons are simulated. This might explain why minor ions fail to find an equilibrium within the simulated waveforms. We compare the expectations of this theory with simulation results at a various streaming streaming speeds and for minor ions of differing charge to mass ratio. Furthermore, we also compare behavior with 1(1)/(2)-D imbedded RDs where the generalized Reynolds stresses vanish identically. A second hybrid study is carried out examining minor ion and proton heating among potentially resonant waves produced by a cascade. Title: Heating and acceleration of the solar wind in coronal holes: cyclotron resonances Authors: Hollweg, Joseph V. Bibcode: 2002AdSpR..30..469H Altcode: Cyclotron resonances were first studied to explain observations showing that solar wind heavy ions flow faster and are hotter than the protons. About ten years ago the resonances were applied to the corona. Those models predicted high proton temperatures, and were discounted. The SOHO/UVCS data now indicate that coronal protons are in fact hot, and that heavy ions are more than mass-proportionally hotter; protons and ions are hotter than the electrons. The ions, and probably the protons, are heated primarily perpendicularly to the magnetic field. These are all indications that the corona is heated by ion-cyclotron resonances, and that the wind is largely driven by the proton pressure. We will discuss the basic physics of the cyclotron interaction, and show in simple terms how it can qualitatively explain the observations. Illustrative models will be used to show that the idea works quantitatively, though there may be problems with simultaneously reproducing the UVCS proton and oxygen data. We will emphasize that there are basic questions concerning the wave source: does the Sun directly launch high-frequency (kHz) waves, or does the Sun launch lower frequency waves which subsequently undergo a turbulent cascade to the resonant frequencies? We will further emphasize that a full description must be in terms of the particle distribution functions, which will evolve in such a way as to become unstable to the generation of sunward-propagating waves, which may lead to novel effects. Title: Electron Heat Flux Instabilities in Coronal Holes: Implications for Ion Heating Authors: Markovskii, S. A.; Hollweg, J. V. Bibcode: 2001AGUFMSH11A0695M Altcode: We show that in a low-beta coronal hole plasma the electrostatic ion cyclotron instability driven by an electron heat flux can have a larger growth rate and a lower threshold than shear Alfven, magnetosonic, and whistler instabilities, with the most competitive instability being the shear Alfven instability. We will discuss the implications of this result for the heating of protons and heavier ions in coronal holes. To model the electron heat flux, we use a three-component plasma consisting of protons, core electrons, and halo electrons drifting with respect to each other. We consider distribution functions that are stable to higher-frequency and potentially faster-growing electron instabilities. We demonstrate that in this case the heat flux is sufficient to drive the ion cyclotron and shear Alfven instabilities with growth rates that are high enough to give significant heating of protons and heavy ions. Title: Nature of fluctuations on directional discontinuities inside a solar ejection: Wind and IMP 8 observations Authors: Vasquez, Bernard J.; Farrugia, Charles J.; Markovskii, Sergei A.; Hollweg, Joseph V.; Richardson, Ian G.; Ogilvie, Keith W.; Lepping, Ronald P.; Lin, Robert P.; Larson, Davin Bibcode: 2001JGR...10629283V Altcode: A solar ejection passed the Wind spacecraft between December 23 and 26, 1996. On closer examination, we find a sequence of ejecta material, as identified by abnormally low proton temperatures, separated by plasmas with typical solar wind temperatures at 1 AU. Large and abrupt changes in field and plasma properties occurred near the separation boundaries of these regions. At the one boundary we examine here, a series of directional discontinuities was observed. We argue that Alfvénic fluctuations in the immediate vicinity of these discontinuities distort minimum variance normals, introducing uncertainty into the identification of the discontinuities as either rotational or tangential. Carrying out a series of tests on plasma and field data including minimum variance, velocity and magnetic field correlations, and jump conditions, we conclude that the discontinuities are tangential. Furthermore, we find waves superposed on these tangential discontinuities (TDs). The presence of discontinuities allows the existence of both surface waves and ducted body waves. Both probably form in the solar atmosphere where many transverse nonuniformities exist and where theoretically they have been expected. We add to prior speculation that waves on discontinuities may in fact be a common occurrence. In the solar wind, these waves can attain large amplitudes and low frequencies. We argue that such waves can generate dynamical changes at TDs through advection or forced reconnection. The dynamics might so extensively alter the internal structure that the discontinuity would no longer be identified as tangential. Such processes could help explain why the occurrence frequency of TDs observed throughout the solar wind falls off with increasing heliocentric distance. The presence of waves may also alter the nature of the interactions of TDs with the Earth's bow shock in so-called hot flow anomalies. Title: Hybrid Simulation Studies of Wave-Ion Interactions With Application to the Corona and Solar Wind Authors: Vasquez, B. J.; Hollweg, J. V.; Kaghashvili, E. K. Bibcode: 2001AGUFMSH21A0723V Altcode: Strong ion heating and bulk flow acceleration is either inferred or directly observed in the corona and solar wind. A likely source of this heating and acceleration comes from Alfvénic fluctuations evolving turbulently and cascading wave energy to small scales where direct interactions with ions occur. We present a number of studies using a hybrid numerical simulation with particle ions and a quasineutralizing electron fluid. We examine several situations which could arise in turbulence. First, we examine a cascade among large-amplitude waves with imbedded abrupt field rotations called rotational discontinuities (RDs). This situation is appropriate to the solar wind. We show how the cascade and interactions with RDs can heat ions and also decelerate streaming populations of helium relative to protons. This deceleration of helium is observed in the solar wind. We then examine a class of partially driven simulations meant to mimic the dissipation range of turbulence in the corona and solar wind. Finally, we show simulation results of the reconnection or merger of magnetic fields and examine its effect on ions. Title: Cyclotron Resonances of Ions with Obliquely-Propagating Waves in Coronal Holes and the Fast Solar Wind Authors: Hollweg, J. V.; Markovskii, S. A. Bibcode: 2001AGUSM..SH22E05H Altcode: UVCS/SOHO has provided observations of protons and ions in coronal holes which suggest the operation of ion-cyclotron heating and acceleration. Many models have concentrated on the interactions of particles with parallel-propagating ion-cyclotron waves. There is of course no reason to expect parallel propagation in the corona, so we consider here some consequences of oblique propagation. Following Stix (1992), we analytically calculate the energy absorbed by an ion moving in an obliquely-propagating electromagnetic wave. Resonances occur at harmonics of the gyro frequency, though we will show that the physical interpretations are quite different for electric field polarizations in, or perpendicular to, the plane containing k and Bo (k is wavenumber and Bo is the ambient magnetic field). Surprisingly, a resonance at the fundamental frequency can occur even if the wave is right-hand circularly polarized (i.e. opposite to the sense of the gyromotion). We suggest, therefore, that resonances with the fast/whistler branch, which are often overlooked, may play a role in the heating of ions and protons in coronal holes as long as the waves are oblique. We will discuss possible sources of such waves. We will also summarize other consequences of oblique propagation for the resonant heating of coronal holes and the origin of the fast solar wind. Stix, T.H., Waves in Plasmas, AIP, New York, 1992. Title: The Interaction of Alpha Particles With Alfven Waves and Imbedded Rotational Discontinuities Authors: Kaghashvili, E.; Vasquez, B. J.; Hollweg, J. V. Bibcode: 2001AGUSM..SH41B15K Altcode: Heavy ions in the interplanetary medium show a statistical tendency to stream at the local Alfven speed (VA) relative to protons. Because VA decreases with increasing distance from the Sun, forces must exist to slow the heavier ions to VA with increasing distance. We have conducted hybrid simulations in a plasma with particle protons and alphas and with a quasineutralizing electron fluid. In our simulations, a group of Alfven waves steepen and generate imbedded rotational discontinuities (RDs). Cross-field nonuniformities are also induced by wave nonlinearity. This ultimately brings about a cascade of wave energy to dissipative scales and the dissipation of some of the RDs. When alphas stream at speeds above VA relative to protons, we find that the streaming speed of alphas decreases to approximately VA and the alphas are heated by their interactions with waves and RDs. We present these simulation results and examine the role that wave cascades and RDs can play in regulating streaming speeds and in heating alphas and other heavy ions in the interplanetary medium. Title: Ion Cyclotron Instabilities in Multicomponent Coronal Hole Plasma with Cross-Field Streaming Species Authors: Markovskii, S. A.; Hollweg, J. V. Bibcode: 2001AGUSM..SH22E10M Altcode: It is well known that ion cyclotron instability driven by cross-field streaming of the plasma components, with zero or nonzero net current, can be excited at relative velocities of the species much smaller than the ion thermal velocity. We use this instability as a mechanism of generation of ion cyclotron waves in coronal holes. In previous work, we have demonstrated that, given the scales of spatial inhomogeneity suggested by observations and reasonably large magnetic field fluctuations, the instability can be excited by the cross-field current in an electron-proton plasma. We now extend our work to include other ion species. We show that the abundance of helium is large enough for the generation of helium cyclotron waves, while the excitation of minor-ion cyclotron waves would require unrealistically large streaming velocities. Nevertheless, the minor ions can resonantly interact with the waves existing in the electron-hydrogen-helium plasma. The important property of the waves induced by the cross-field streaming is that they propagate almost perpendicular to the background magnetic field. One of the consequences of this fact is a considerable Doppler shift of the wave frequency in the frames of reference connected with different plasma components. We will discuss how the resonant wave particle interaction is modified in this case compared to the case of parallel-propagating waves with no streaming of the species. Title: The Evolution of Very Small-Scale Cross-Field Structures Interacting With Very Low-Frequency Alfven Waves Authors: Vasquez, B. J.; Markovskii, S. A.; Hollweg, J. V. Bibcode: 2001AGUSM..SH41B16V Altcode: We examine the affects of very low-frequency Alfven waves in an energy containing range on well separated and very small length scales in the inertial and dissipative ranges. These waves cause dynamics at the smallest scales which can mimic quasi-2-D dynamics without restriction on the wave vector direction of the Alfven waves. Using a hybrid code, we have followed the evolution of Alfven waves and cross-field structures with scales of the ion inertial length. Despite background gradients of the Alfven speed, the Alfven waves are not resonantly absorbed. Instead, the cross-field structures are advected and undergo topological changes. We compare simulation results with solutions of the magnetohydrodynamic (MHD) equations using the method of characteristics which show good agreement. We also examine the scales below ion inertial length where parallel electric fields become important and where drift waves develop. In the solar wind, Alfvenic fluctuations can have very low frequencies and are well separated from the inertial and dissipative ranges. In a spherically expanding solar wind, it is difficult to restrict their wave vectors to quasi-perpendicular directions. We find that these fluctuations can behave compressively (k ~ kperpendicular to ), while forcing quasi-2-D and weakly compressive dynamics on very small scales. Title: Evolution and dissipation of imbedded rotational discontinuities and Alfvén waves in nonuniform plasma and the resultant proton heating Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 2001JGR...106.5661V Altcode: We show that nonuniform Alfvén speed gradients across field lines generally arise from the evolution of Alfvén waves. The evolution of a group of nonlinear Alfvén waves with the same sign of parallel wavenumber generate small-amplitude pressure-balanced structures (PBSs) which cause the speed variations. This always causes refraction. In most cases, the Alfvén waves also couple to magnetosonic waves and acquire a weak compressional component and can undergo resonant absorption or transfer, wherein wave energy can propagate across field lines. At large amplitudes the waves also generate imbedded rotational discontinuities (RDs). Some of these RDs can be dissipated owing to resonant transfer. This process could partly contribute to the observed decrease of solar wind RDs with increasing distance from the Sun. Resonant transfer also triggers a cascade due to steepening, which leads to sustained proton heating. The cascade produces oblique and large wavenumber waves which travel in different directions and have associated compressions. Protons interact with these by pitch angle scattering. They gain energy from second-order Fermi acceleration and from Landau and transit time damping. Oblique waves are inferred to be present in the dissipation range of Alfvénic fluctuations at 1 AU. We argue that the process of proton heating should proceed similarly to simulation results. We also propose a role for the wave imbedded RD in coronal heating through its formation in the chromosphere and its likely dissolution in the corona where wave amplitudes are very small. Title: The kinetic shell model of coronal heating and acceleration by ion cyclotron waves: 1. Outward propagating waves Authors: Isenberg, Philip A.; Lee, Martin A.; Hollweg, Joseph V. Bibcode: 2001JGR...106.5649I Altcode: We introduce a new kinetic treatment of the heating of the magnetically open solar corona and the acceleration of the fast solar wind by the cyclotron resonant interaction of coronal protons with ion cyclotron waves. In this ``kinetic shell'' formalism we approximate the evolution of the collisionless coronal proton distribution by the assumption that the pitch angle diffusion due to the resonant ion cyclotron waves is much faster than the other processes taking place. Under this assumption the resonant protons uniformly populate velocity space surfaces, or shells, of constant energy in the frame moving with the wave phase speed. These resonant shells then evolve slowly in response to the nonresonant large-scale forces in the system. For this initial demonstration of the kinetic shell concept, we additionally take the resonant waves to be solely outward propagating and dispersionless. In this case the resonant shells are spherical sections in velocity space which are confined to the sunward half of the proton distribution. We then calculate the radial evolution of collisionless protons in a coronal hole using this simplified system, which also includes the effects of gravity, the charge-separation electric field, and the mirror force. We find that a fast solar wind can be generated by this process using reasonable values of the physical parameters. However, we also prove that the proton distribution generated by the interaction with only outward propagating waves will necessarily be unstable to the generation of inward propagating waves. Thus this illustrative calculation is incomplete and will have to be extended to include waves in both propagation directions. Title: Cyclotron resonance in coronal holes: 3. A five-beam turbulence-driven model Authors: Hollweg, Joseph V. Bibcode: 2000JGR...10515699H Altcode: Following Hollweg and Johnson [1988], Isenberg [1990], and Li et al. [1999a], we postulate that the Sun launches a flux of low-frequency Alfvén waves, which dissipate via a turbulent cascade to high frequencies where the energy is absorbed by ion cyclotron resonant interactions. The plasma consists of two proton beams, which are proxies for the resonant and nonresonant halves of their distribution function, two He++ beams, which are proxies for the strongly and weakly resonant halves of their distribution, and a single beam of O+5 with vanishing density. The level of the power spectrum at the high resonant frequencies is determined by the condition that the protons and He++ resonantly absorb energy at the same rate at which the low-frequency waves are dissipating. Once the level of the high-frequency power spectrum is determined, the resonant heating and acceleration of the O+5 can be calculated. For both Kolmogorov and Kraichnan scalings of the turbulent dissipation the model yields results for the protons that are in reasonably good agreement with the UVCS/SOHO results. The He++ becomes more than mass proportionally heated and flows faster than the protons, close to the Sun. However, our model is unable to reproduce the UVCS/SOHO observation that the O+5 temperature is still increasing with heliocentric distance r out to 3.5rs. Instead, the O+5 becomes very hot initially, experiences a strong mirror force, and accelerates to high speed, which in turn leads to rapid adiabatic cooling. Put another way, the O+5 observations imply that (dT/dt)res must be an increasing function of r, while it is the nature of the resonant interactions to make (dT/dt)res decrease with increasing r. Title: Compressibility of ion cyclotron and whistler waves: Can radio measurements detect high-frequency waves of solar origin in the corona? Authors: Hollweg, Joseph V. Bibcode: 2000JGR...105.7573H Altcode: The ultraviolet coronagraph spectrometer on Solar and Heliospheric Observatory (SOHO) has provided several lines of evidence strongly suggesting that coronal holes and the high-speed solar wind are heated by resonant interactions with ion cyclotron waves. Related evidence has also been provided by the solar ultraviolet measurements of emitted radiation instrument on SOHO. However, the source of the waves is still unclear. Hollweg [1986], Hollweg and Johnson [1988], and Isenberg [1990] developed models in which the high-frequency waves are the result of a turbulent cascade from lower-frequency waves that are launched by the Sun. Axford and McKenzie [1992] suggested that solar reconnection events launch the high-frequency waves directly; the frequencies of these waves must be in the kHz range if they are to resonate with the coronal protons. In this paper we point out that the waves suggested by Axford and McKenzie can in principle be detected using interplanetary scintillation (IPS) techniques. If the ion cyclotron waves are obliquely propagating, they will be compressive, and the corresponding density fluctuations will induce phase, intensity, and Faraday rotation fluctuations on radio signals passing through the corona. Tu and Marsch [1997] and Marsch and Tu [1997] provided some detailed models based on Axford and McKenzie's suggestion, including the wave magnetic power spectrum. From the latter we calculate the associated density power spectrum at 5RS, which at high wavenumbers turns out to be above the actual generic density power spectrum at 5RS inferred from IPS by Coles and Harmon [1989]. The predicted spectrum is even farther above an inferred density spectrum in coronal holes based on Coles et al. [1995]. It is tempting to conclude that the density fluctuations implied by the models of Tu and Marsch are not present and thus that the postulated ion cyclotron waves of solar origin are not present. However, we offer several reasons why such a conclusion, though we believe it is likely, would be premature. We do suggest, though, that IPS has the potential to verify or refute whether the Sun launches very high frequency waves into the coronal holes. Title: A Kinetic Model of Coronal Heating and Acceleration by Ion-Cyclotron Waves: Preliminary Results Authors: Isenberg, Philip A.; Lee, Martin A.; Hollweg, Joseph V. Bibcode: 2000SoPh..193..247I Altcode: We present a kinetic model of the heating and acceleration of coronal protons by outward-propagating ion-cyclotron waves on open, radial magnetic flux tubes. In contrast to fluid models which typically insist on bi-Maxwellian distributions and which spread the wave energy and momentum over the entire proton population, this model follows the kinetic evolution of the collisionless proton distribution function in response to the combination of the resonant wave-particle interaction and external forces. The approximation is made that pitch-angle scattering by the waves is faster than all other processes, resulting in proton distributions which are uniform over the resonant surfaces in velocity space. We further assume, in this preliminary version, that the waves are dispersionless so these resonant surfaces are portions of spheres centered on the radial sum of the Alfvén speed and the proton bulk speed. We incorporate the fact that only those protons with radial speeds less than the bulk speed will be resonant with outward-propagating waves, so this rapid interaction acts only on the sunward half of the distribution. Despite this limitation, we find that the strong perpendicular heating of the resonant particles, coupled with the mirror force, results in substantial outward acceleration of the entire distribution. The proton distribution evolves towards an incomplete shell in velocity space, and appears vastly different from the distributions assumed in fluid models. Evidence of these distinctive distributions should be observable by instruments on Solar Probe. Title: Commission 49: Interplanetary Plasma and Heliosphere: (Plasma Interplanetaire et Heliosphere) Authors: Verheest, F.; Vandas, M.; Buti, B.; Cramer, N. F.; Dryer, M.; Habbal, S. R.; Hollweg, J. V.; Huber, M. C. E.; Kojima, M.; Ripken, H. Bibcode: 2000IAUTA..24...77V Altcode: No abstract at ADS Title: Cyclotron resonance in coronal holes: 1. Heating and acceleration of protons, O5+, and Mg9+ Authors: Hollweg, Joseph V. Bibcode: 1999JGR...10424781H Altcode: The resonant heating and acceleration of protons and selected heavy ions in coronal holes are investigated by calculating trajectories of individual test particles under the influence of gravity, the electrostatic electric field, the mirror force, and the resonant acceleration due to interaction with dispersive ion cyclotron waves. The transverse heating due to the resonance is also included. We show in general terms how heavy ions can be more than mass proportionally heated, emphasizing that wave dispersion may play an important part in producing very hot heavy ions. We pay particular attention to the ultraviolet coronagraph spectrometer (UVCS) SOHO observation that the transverse temperature of O5+ is still increasing out to the outer limit of observation at ~3.5 solar radii. Using both approximate analytical expressions and the trajectory calculations, we find that this observation can only be reproduced if the magnetic power spectrum falls off at least as steeply as k-2, where k is wavenumber. Surprisingly, this conclusion holds even when the power spectrum consists of two power laws, if the inner scale is proportional to the proton inertial length. Once the particles are heated transversely by the resonance, the mirror force provides the dominant outward acceleration and leads to heavy ions which flow faster than the protons. It is shown that it is possible to construct a model which gives reasonable agreement with the UVCS/SOHO data for both protons and O5+. Overall, we conclude that it is highly likely that the cyclotron resonance is responsible for heating protons and heavy ions in coronal holes. However, we also briefly discuss some data for Mg9+, which do not fit the overall picture. Title: Cyclotron resonance in coronal holes: 2. A two-proton description Authors: Hollweg, Joseph V. Bibcode: 1999JGR...10424793H Altcode: In a cold plasma, the ion-cyclotron mode does not extend above the proton cyclotron frequency. As a consequence, for waves propagating outward from the Sun, only protons that are moving slower than the mean proton wind speed can resonate with this mode. Thus only roughly half of the proton distribution function can be in resonance at any instant of time. The proton distribution function is then expected to depart significantly from a bi-Maxwellian, which is usually assumed to provide closure to a set of fluid equations. Here we consider the effects of the ion-cyclotron resonance on protons in a coronal hole. We calculate the trajectories of individual protons in the electric, magnetic, and gravitational fields, and we include the resonant heating and acceleration for an average particle that is diffusing in phase space. For closure we consider two protons, which are proxies for the resonant and nonresonant halves of the distribution. Elementary arguments show that the two protons tend to approach nearly the same radial velocity. When the waves are dispersive, this means that the resonant wavenumber kres increases. For a power spectrum that is a power law in wavenumber, and if the dissipation is determined only by the resonant particles, then the resonant effects become very weak as kres becomes large and there is a little heating or acceleration of the coronal plasma. On the other hand, if the dissipation is determined by a turbulent cascade, kres mainly controls the relative importance of resonant acceleration and resonant heating. Such models can yield good agreement with what is known about the behavior of protons in coronal holes. Title: Resonant Heating and Acceleration of Protons and Ions in Coronal Holes : Two-Proton Closure Authors: Hollweg, Joseph V. Bibcode: 1999ESASP.446..357H Altcode: 1999soho....8..357H UVCS/SOHO has provided remarkable evidence that protons and heavy ions in coronal holes are heated by the ion-cyclotron resonance. We will review some of the basic physical principles governing the resonant interactions, emphasizing the difficulty that only about half of the protons can be in resonance with the ion-cyclotron mode. For quantitative results, we calculate the trajectories of individual protons and ions in the electric, magnetic, and gravitational fields, and we include the resonant heating and acceleration for the average particle which is diffusing in phase space. To provide closure we consider two protons, which are proxies for the resonant and non-resonant halves of the distribution. Elementary arguments show that the two protons tend to approach nearly the same radial velocity. When the waves are dispersive, this means that the resonant wavenumber, kres, increases. For a power spectrum which is a power law in wavenumber, and if the dissipation is determined only by the resonant particles, then the resonant effects become very weak as kres becomes large, and there is little heating or acceleration of the coronal plasma. On the other hand, if the dissipation is determined by a turbulent cascade, kres mainly controls the relative importance of resonant acceleration and resonant heating. Such models yield good agreement with what is known about the behavior of protons in coronal holes. We will also emphasize the importance of the UVCS/SOHO observations of Oxygen+5, whose temperature is still increasing after the proton temperature has leveled off. This provides an important constraint on the steepness of the power spectrum at the resonant wave numbers. Title: Kinetic Alfvén wave revisited Authors: Hollweg, Joseph V. Bibcode: 1999JGR...10414811H Altcode: We develop a series of new analytical expressions describing the physical properties of the kinetic Alfvén wave. The wave becomes strongly compressive when k-1 is of the order of the ion inertial length. Thus, in a low-β plasma, the kinetic Alfvén wave can be compressive at values of k for which the dispersion relation departs only slightly from that of the usual MHD Alfvén wave. The compression is accompanied by a magnetic field fluctuation δB such that the total pressure perturbation δptot~0. Thus the wave undergoes transit-time damping as well as Landau damping; the two effects are comparable if the ion thermal speed is of the order of the Alfvén speed. We find that the transverse electric field is elliptically polarized but rotating in the electron sense; this surprising behavior of the polarization of the Alfvén branch was discovered numerically by Gary [1986]. We derive a new dispersion relation which explicitly shows how the kinetic Alfvén wave takes on some properties of the large-k limit of the slow mode. We also derive approximate dispersion relations valid for a multi-ion plasma with differential streaming. We suggest that the kinetic Alfvén wave may be responsible for the flattening of density fluctuation spectra observed at large wavenumbers in the corona and in the solar wind. We also find that our derived properties of the kinetic Alfvén wave are consistent with its presence in the dissipation range of MHD turbulence [Leamon et al., 1998a, b]. Title: Proton temperature anisotropy in the fast solar wind: Turbulence-driven dispersive ion cyclotron waves Authors: Li, Xing; Habbal, Shadia R.; Hollweg, Joseph V.; Esser, Ruth Bibcode: 1999AIPC..471..531L Altcode: 1999sowi.conf..531L The effects of parallel propagating ion cyclotron waves on the solar wind plasma are investigated in an attempt to reproduce the observed proton temperature anisotropy. The model calculations presented here assume that a nonlinear cascade process, at the Kolmogorov rate, transports energy from low-frequency Alfvén waves to the ion cyclotron resonant range. The energy is then picked up by the plasma through the resonant cyclotron interaction. Ion cyclotron waves are found to play an important role in shaping the proton temperature anisotropy starting in the inner corona and extending to interplanetary space. Dispersive ion cyclotron waves are able to cool protons more significantly than nondispersive ones. Title: The cyclotron resonance: Heating of protons and oxygen in coronal holes Authors: Hollweg, Joseph V. Bibcode: 1999AIPC..471..369H Altcode: 1999sowi.conf..369H The UVCS/SOHO data have offered remarkable evidence that the coronal holes and acceleration region of the fast solar wind are heated by ion-cyclotron waves. We here summarize the basic physics of the cyclotron resonance, and show why ions such as O+5 can be heated to more than mass-proportional temperatures compared to the protons. The mirror force provides the main acceleration out of the corona, yielding heavy ions which flow faster than the protons. We quantify these ideas by following an average test particle. Agreement with observation is achieved, but only if we take a steep power spectrum. Particular attention is given to the behavior of T⊥ for O+5, which seems to increase with distance from the Sun out to the limits of this the observations; this observation is a major constraint. Title: Nonlinear evolution of Alfvén waves and RDs-hybrid simulations Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 1999AIPC..471..167V Altcode: 1999sowi.conf..167V We review our use of hybrid simulations in the study nonlinear Alfvén waves. The simulations treat ions as particles and electrons as a fluid. We address how wave nonlinearity and ion kinetics can influence the polarization, compressional component, and imbedded rotational discontinuities seen in association with Alfvénic fluctuations in the solar wind. Title: Formation of pressure-balanced structures and fast waves from nonlinear Alfvén waves Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 1999JGR...104.4681V Altcode: In the solar wind, Alfvénic fluctuations are typically observed in association with small fluctuations of the density (ρ) and magnetic field strength (B), which tend to be anticorrelated and in approximate pressure balance. One would not expect any finite δρ and δB among pure Alfvén waves propagating strictly outward from the Sun. Our paper shows how Alfvén waves can nonlinearly produce structures in pressure balance. We present a second-order analysis of the pure magnetohydrodynamic equations and hybrid simulations which show that nonlinear Alfvén waves traveling in different directions but with equal group velocity can generate pressure-balanced structures with wave vectors perpendicular to the background magnetic field B0. Homogeneous fast waves are also generated in this direction in order to satisfy initial conditions. They cannot be Landau or transit-time damped and so cause the values of B and ρ to vary with time as they beat with the pressure-balanced structures. However, we find δρδB<0 is satisfied most of the time, and this can partly explain the tendency for anticorrelation observed in the solar wind. In directions away from the perpendicular one, Alfvén waves produce driven fast waves which give constant B and ρ to second order. Homogeneous fast and slow waves are also produced in these directions but Landau damp away in large β plasmas. Thus an equilibrium or steady propagating waveform at second order can be produced where B and ρ vary only in the perpendicular direction. If transverse magnetic structures with wave vectors perpendicular to B0 are included at the same order as the initial Alfvén waves, then these evolve to pressure-balanced structures and can also coexist with the Alfvén waves. However, an equilibrium is obtained generally only when these structures also have velocity fluctuations equivalent of those of the Alfvén waves. Title: Heating and cooling of protons by turbulence-driven ion cyclotron waves in the fast solar wind Authors: Li, Xing; Habbal, Shadia R.; Hollweg, Joseph V.; Esser, Ruth Bibcode: 1999JGR...104.2521L Altcode: The effects of parallel propagating nondispersive ion cyclotron waves on the solar wind plasma are investigated in an attempt to reproduce the observed proton temperature anisotropy, namely, Tp⊥>>Tp∥ in the inner corona and Tp⊥<Tp∥ at 1 AU. Low-frequency Alfvén waves are assumed to carry most of the energy needed to accelerate and heat the fast solar wind. The model calculations presented here assume that nonlinear cascade processes, at the Kolmogorov and Kraichnan dissipation rates, transport energy from low-frequency Alfvén waves to the ion cyclotron resonant range. The energy is then picked up by the plasma through the resonant cyclotron interaction. While the resonant interaction determines how the heat is distributed between the parallel and perpendicular degrees of freedom, the level of turbulence determines the net dissipation. Ion cyclotron waves are found to produce a significant temperature anisotropy starting in the inner corona, and to limit the growth of the temperature anisotropy in interplanetary space. In addition, this mechanism heats or cools protons in the direction parallel to the magnetic field. While cooling in the parallel direction is dominant, heating in the parallel direction occurs when Tp⊥>>Tp∥. The waves provide the mechanism for the extraction of energy from the parallel direction to feed into the perpendicular direction. In our models, both Kolmogorov and Kraichnan dissipation rates yield Tp⊥>>Tp∥ in the corona, in agreement with inferences from recent ultraviolet coronal measurements, and predict temperatures at 1 AU which match in situ observations. The models also reproduce the inferred rapid acceleration of the fast solar wind in the inner corona and flow speeds and particle fluxes measured at 1 AU. Since this mechanism does not provide direct energy to the electrons, and the electron-proton coupling is not sufficient to heat the electrons to temperatures at or above 106K, this model yields electron temperatures which are much cooler than those currently inferred from observations. Title: Solar Wind Nine Authors: Habbal, Shadia Rifai; Esser, Ruth; Hollweg, Joseph V.; Isenberg, Philip A. Bibcode: 1999AIPC..471.....H Altcode: 1999sowi.conf.....H No abstract at ADS Title: Potential wells, the cyclotron resonance, and ion heating in coronal holes Authors: Hollweg, Joseph V. Bibcode: 1999JGR...104..505H Altcode: We consider the motions of protons and O5+ ions in coronal holes. We first consider the effects of a potential well, which arises from the combination of gravity, the electrostatic electric field, and the mirror force. We show that if the potential well is time dependent, then ions which are initially trapped will undergo a time-averaged energy gain. They can eventually gain enough energy to escape out of the potential well and be ejected out of the corona. The process is analogous to Fermi acceleration of cosmic rays by reflections off of moving magnetic clouds, except here the trapped ions can be regarded as reflecting off of moving walls. There is evidence that the trajectories of the particles are chaotic. However, the timescales are long, the potential wells are not very deep, and the process is probably not important for coronal heating. We also point out that the potential wells can provide a population of particles which are moving inward relative to waves which are propagating outward from the Sun. These particles are the ones which can interact most strongly with ion cyclotron waves, since they resonate with the lowest frequency waves which have the highest phase speeds and presumably the most power. We present some simple arguments, invoking energy-conserving pitch angle scattering in the wave frame, which show how O5+ ions can in principle acquire perpendicular temperatures which are more than mass-proportionally hotter than the protons. The basic principles are demonstrated by calculating trajectories for average particles interacting with dispersive ion cyclotron waves. We also present a strongly driven case which gives perpendicular energies and parallel flow speeds qualitatively resembling those believed to exist in coronal holes, but there are significant differences between the model results and the SOHO/UVCS data. In this case the particles are not trapped in a potential well. Title: Formation of spherically polarized Alfvén waves and imbedded rotational discontinuities from a small number of entirely oblique waves Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 1998JGR...103..335V Altcode: We present two-and-one-half-dimensional (2<fraction shape="case" style="single" align="center"><num>1</num><den>2</den></fraction>-D) hybrid numerical simulations of a small group of oblique Alfvén waves with linear polarization. These are the first simulations of nonplanar Alfvén waves which evolve to a nearly constant-B state (spherical polarization) with imbedded rotational discontinuities (RDs). Initially, B varies with position in the wave group, and we consider only cases where the Fourier components of B2 are entirely oblique to the background magnetic field <bold>B</bold>0. When propagating in different directions but with group speeds in the same direction along <bold>B</bold>0, Alfvén waves generally evolve nonplanar waveforms with nearly constant magnetic intensity B. In this waveform, the magnetic field vectors move on a sphere of radius B and have a spherical rather than arc polarization. Most Alfvénic fluctuations in the solar wind are spherically polarized. We also find analytical second-order solutions from the magnetohydrodynamic equations for linearly polarized Alfvén waves in 2<fraction shape="case" style="single" align="center"><num>1</num><den>2</den></fraction>-D and 3-D. For moderate-wave amplitudes (|δ<bold>B</bold>|/B0<~0.5), these show that the second-order driven wave solution can only remove variations of B when the Fourier components of B2 are oblique to B0. Large-amplitude (|δ<bold>B</bold>|/B0~1) waves also evolve to constant magnetic intensity, but higher-order terms produce imbedded RDs with properties similar to those seen in the solar wind. The RDs are steady, and their normals are oblique to <bold>B</bold>0. The transverse extent of the RDs is approximately of order of the average wavelength of the Alfvén waves, and the RDs are either locally planar or fully nonplanar. RDs can appear at less than twice per cycle in waveforms composed of two or more waves. If the magnetic fields are sampled along a single line through the simulation box, as a single spacecraft would observe Alfvénic fluctuations in the solar wind, the rate depends on the direction that the line takes through the box. We also suggest that all Alfvénic fluctuations are spherically polarized, and instances of arc-polarized fluctuations occur when spacecraft sample locally planar structures. Title: Formation of imbedded rotational discontinuities with nearly field aligned normals Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 1998JGR...103..349V Altcode: We present hybrid numerical simulations of a small number of low-frequency (much less than the proton gyrofrequency) Alfvén waves and, for the first time, show how to produce imbedded rotational discontinuities (RDs) with a small angle (θBn) between their asymptotic and normal fields which are stable against dispersion. When the initial waves are linearly polarized and give a waveform whose Fourier components of B2 have wave vectors within ~10° of the background magnetic field <bold>B</bold>0, the waveform tends to steepen even for small amplitudes (|δ<bold>B</bold>|/B<<1). This produces RDs with normals nearly along <bold>B</bold>0 and nearly constant B between the RDs. However, the waveform is not steady because these RDs widen continually due to the presence of dispersive intermediate or ion cyclotron modes which are permanently attached to their edges. This commonly occurs in simulations of isolated RDs which have small θBn. When the initial waveform is modified by including a transverse field component with a wavenumber equaling that from the Fourier component of B2 along <bold>B</bold>0 so that the field moves on an ``elliptical'' (B not constant) arc, the dispersive intermediate modes no longer develop, and the waveform and imbedded RDs evolve toward a steady state with nearly constant B and a ``circular'' arc polarization. Spherically polarized waveforms can be made in a similar manner. Only this type of waveform produces RDs without intermediate modes on their edges for all parameters. Oblique fast modes do form, but these have phase speeds which are faster than the Alfvén phase speed and so detach from the RD's edge and do not cause the RD to widen continually. The appearance of RDs with small θBn varies greatly with the time of development, and this can explain the diversity of hodogram shapes of such RDs in the solar wind. We finally conclude that Alfvénic fluctuations with imbedded RDs must evolve through a succession of arc-polarized or spherically polarized waveforms as they travel outward from the Sun: Otherwise, the RDs with small θBn in the solar wind would have widen to the point where they are beyond recognition. Title: Comment on ``Gravitational Damping of Alfvén Waves in Stellar Atmospheres and Winds'' Authors: Hollweg, Joseph V. Bibcode: 1997ApJ...488..895H Altcode: Khabibrakhmanov & Mullan considered Alfvén wave propagation in a gravitational field. They pointed out that an ion can drift along the wave electric field, and gain energy if the wave propagates upward. They interpreted this result in terms of plasma heating and wave damping. We offer an alternative interpretation. We show that the Lorentz force associated with the drift in question is the force that guides the particle along the magnetic field lines. This force is analogous to the surface force exerted by an inclined plane on an object which is sliding on it. The electric field implies a moving magnetic field line, which is analogous to a moving inclined plane. The energy gained as a particle drifts along the electric field is shown to be analogous to the work done by the surface force which is exerted by a moving inclined plane. Thus the energy gain does not represent heating. It is simply the work done by the force which guides a particle along a moving magnetic field line. Title: A simple mechanical model for resonance absorption: The Alfvén resonance Authors: Hollweg, Joseph V. Bibcode: 1997JGR...10224127H Altcode: We consider resonance absorption of magnetohydrodynamic waves, and the Alfvén resonance layer in particular. We show that the dissipative layer can be modeled as a simple mechanical system consisting of a few harmonic oscillators which are coupled by friction. The mechanical model reproduces known results for the externally driven system in steady state, such as the structure of the dissipative layer, the ``waves'' of heating which propagate across the layer, and the fact that the total heating is independent of time. The total work done on the oscillators by the driver is always positive; the external driver sees the total system as a single damped oscillator driven exactly at resonance. Nonetheless, some of the oscillators return energy back to the driver. The total kinetic energy of all the oscillators and the total potential energy are nearly independent of time, because the integrals, across the dissipative layer, of the square of the velocity and the square of the displacement, are truly constants in time. Waves of kinetic and potential energy propagate across the system in the same sense as the waves of heating. We also investigate an initial value problem in which the driver is turned on at t=0. There is no single number representing the time required for the dissipative layer to reach a steady state. The waves of heating which are found in the steady state are also present in the buildup phase. However, if the driver is turned off after the system has reached a steady state, then the waves of heating are less obvious. We consider the effects of a nonlinear frictional coupling between the oscillators, designed to mimic the effects of Kelvin-Helmholtz instabilities. The nonlinear coupling has surprisingly little effect on the system. The total steady state heating rate is the same as in the linear system; even with nonlinear dissipation, the dissipative layer adjusts itself to absorb a predetermined amount of energy being pumped in by the external driver. The waves of heating which are found in the linear system are still present. We find no evidence of chaotic behavior. Title: Hot protons in the inner corona and their effect on the flow properties of the solar wind Authors: Esser, Ruth; Habbal, Shadia R.; Coles, William A.; Hollweg, Joseph V. Bibcode: 1997JGR...102.7063E Altcode: Following recent observations which indicate the presence of extremely high flow speeds in the inner corona, 700-800kms-1 below 10RS, and the possible presence of very high proton temperatures, 3×106<=Tp<=8.5×106K, we present a parameter study which shows that if the high proton temperatures in the inner corona are genuine, then flow speeds of 700 to 800kms-1 can readily be achieved at 10S or even closer to the coronal base. If one allows for both heat and momentum deposition in the inner corona, the rapid acceleration close to the coronal base can be achieved with proton temperatures well below the upper limit placed by the observations. Title: The solar corona and solar wind: Theoretical issues Authors: Hollweg, Joseph V.; Esser, Ruth Bibcode: 1997AIPC..385..169H Altcode: 1997recs.conf..169H The mechanisms responsible for the solar corona and the high-speed solar wind streams are still not known. Traditional wave-driven solar wind models do not seem capable of producing the rapid acceleration of the wind close to the Sun, which is implied by recent remote sensing data. A variety of new ideas have been put forth. In one class of models, the coronal protons (and perhaps also the heavier ions, such as helium nuclei) are preferentially heated to temperatures substantially in excess of the electrons; high-frequency ion-cyclotron waves, MHD shocks, and/or MHD turbulence may induce the ion heating. Another class of models invokes transitory field-aligned jets at the coronal base. In both of these types of models, magnetic reconnection events may be the fundamental energy source. In another class of models, electric fields and gravity act as velocity filters which allow only high-speed particles to reach the corona and solar wind. The Solar Probe should be able to detect remnants and signatures of the processes which heat the corona and accelerate the solar wind. Title: A Spacecraft Going Behind the Sun Will Support SOHO Authors: Ruzmaikin, A.; Anderson, J. D.; Asmar, S.; Bird, M.; Cassiani, A.; Coles, W.; Feynman, J.; Harvey, J.; Harvey, K.; Hollweg, J.; Linker, K.; Mikic, Z.; Pätzold, M.; Smith, E. J. Bibcode: 1997ESASP.404..653R Altcode: 1997cswn.conf..653R No abstract at ADS Title: Non-WKB Alfvén waves in the solar wind: propagation and reflection of pulses Authors: Hollweg, Joseph V. Bibcode: 1996AIPC..382..327H Altcode: We study the propagation and reflection of waves in the solar wind using the system impulse response. We find that the ingoing Elsässer variable tends to accumulate as a random walk with a `memory' of several days, and that the corona has a tendency to `ring' with a period of several hours. Title: The making of an Alfvénic fluctuation: The resolution of a second-order analysis Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 1996AIPC..382..331V Altcode: We perform 112-D hybrid numerical simulations of initially linearly polarized and obliquely propagating Alfvén waves. These simulations can outline the actual role of ion kinetics. We find that moderate (δB/B<~0.5) amplitude wave trains in warm ion plasmas have a tendency to evolve to a B-constant state with arc polarization and are well described by a weakly nonlinear treatment. However, the generated magnetosonic fast modes are only weakly damped for small plasma β(<~0.5). As a result, B does not asymptote to a constant over many wave train periods. These results can be used to explain the formation of arc polarized Alfvénic fluctuations in the solar wind. Title: Formation of arc-shaped Alfvén waves and rotational discontinuities from oblique linearly polarized wave trains Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 1996JGR...10113527V Altcode: The forms of Alfvénic fluctuations in the solar wind sometimes possess nearly constant magnetic intensities but have an approximate arc rather than circular polarization. They are also associated with layers of abrupt field rotation called rotational discontinuities (RDs) where the field changes direction by <180°. Ion-sense and electron-sense rotations are observed in approximately equal numbers. To explore the origin of this form, we conduct a one-and-one-half-dimensional hybrid numerical simulation study of the evolution of obliquely propagating, low-frequency (<<ion cyclotron) Alfvén wave trains. Starting from a linearly polarized wave train, an approximate arc polarization evolves rapidly where the magnetic field moves to and fro on a less than semicircular arc. Large-amplitude (|δB|/B~1) wave trains steepen and produce RDs which always rotate the field by <180° with no preference for ion or electron sense of rotation. These properties correspond to those of Alfvénic fluctuations in the solar wind, and our model is the first which offers an explanation of the observed arc-shaped waves and imbedded RDs. At early times, a large density signal is also generated. For large plasma β, the signal rapidly damps, and the waveform varies little with time. For small plasma β, the generated constant-B Alfvén wave is parametrically unstable and causes the density signal to grow further before the instability saturates. The wave train and density signal beat strongly giving a periodic time variation of the wave amplitude and waveform. Ion heating from steepening, RD formation, relaxation to constant B, and parametric processes occurs mainly parallel to the background magnetic field and cannot explain the perpendicular heating of ions observed in the solar wind. Title: Comment on “Nonlinear studies of coronal heating by the resonant absorption of Alfvén waves” by Ofman et al. Authors: Hollweg, Joseph V. Bibcode: 1995GeoRL..22.2677H Altcode: Ofman et al. [1994] claim to have simulated the nonlinear development of the resonant absorption of Alfvén waves. We argue that linear resonant absorption does not occur in the configuration they studied and we suggest that phase mixing (refraction) is the dominant linear effect in their simulations. We point out, however, that their demonstrtion of the Kelvin-Helmholz instability of refracting Alfvén waves may have important implications for solar coronal heating. Title: Non-WKB Alfven waves in the solar wind: Propagation and reflection of pulses Authors: Hollweg, J. V. Bibcode: 1995sowi.conf...78H Altcode: The non-WKB propagation of Alfven waves has been studied either for harmonic waves, or in terms of the evolution of power spectra. Here we present analytical and numerical solutions for the propagation of pulses, the goal being to understand how waves reflect in a smoothly varying medium. We here limit our discussion to a radial magnetic field. If we launch an outward-propagating delta function, it leaves behind an inward-propagating signal which is roughly a square wave whose amplitude is proportional to the area under the initial pulse. The inward-propagating signal also reflects, producing an outward propagating pulse which is roughly triangular in shape and which grows with time. These signals also oscillate if v is less than v(A), but they grow if v is greater than v(A). The result reported by us earlier, that the 'ingoing Elsasser variable' can have outgoing phase, is now understood to be a consequence of interference. The inward-propagating signal depends to lowest order on the integral of the outgoing waves which have preceded it. Thus the ingoing signal can be expected to develop as a random walk. This will affect the radial evolution of cross-helicity in the solar wind. Title: The making of an Alfvenic fluctuation: The resolution of a second-order analysis Authors: Vasquez, Bernard J.; Hollweg, Joseph V. Bibcode: 1995sowi.conf...78V Altcode: Ulysses observations of the high speed polar streams show that they are largely occupied by very large amplitude Alfvenic fluctuations accompanied by many rotational discontinuities. These fluctuations have a nearly constant magnetic intensity or amplitude, and the magnetic field direction per wave cycle sweeps only through a limited arc, much as a car wiperblade would do. Barnes and Hollweg (JGR, 79, 2302, 1974) suggested that this unusual waveform could arise from an obliquely propagating and linearly polarized Alfven wave of finite amplitude. From a second-order analysis, they showed that the existence of a particular solution with a constant amplitude but could not resolve the outcome of the homogeneous solution which consisted of fast waves. They suggested that Landau damping of these fast waves may be needed to get the observed waveform. We present a 1 1/2 D hybrid simulation which is fully nonlinear and correctly describes the ion kinetics for an initially monochromatic and linearly polarized Alfven wave propagating obliquely to the background magnetic field. The wave has a large amplitude and a wavelength so long that it can be considered dispersionless for simulation times. At early times, the second harmonic in density and in magnetic field transverse to the initial wave magnetic field are generated and have more power than other harmonics. Steepening is observed with a weak fast shock emerging, but no rotational discontinuity is left behind, and instead a constant amplitude and an arc-shaped waveform is made. The compressional component which develops after the shocks have dissipated is to zeroth order better described as a pure acoustic wave than as a fast wave. This might be explained by the relaxing of the Alfven wave to a state where its ponderomotive force vanishes so that the compressional component can travel almost independently of it. Title: Dissipative MHD solutions for resonant AlfvÉn waves in 1-dimensional magnetic flux tubes Authors: Goossens, Marcel; Ruderman, Michail S.; Hollweg, Joseph V. Bibcode: 1995SoPh..157...75G Altcode: The present paper extends the analysis by Sakurai, Goossens, and Hollweg (1991) on resonant Alfvén waves in nonuniform magnetic flux tubes. It proves that the fundamental conservation law for resonant Alfvén waves found in ideal MHD by Sakurai, Goossens, and Hollweg remains valid in dissipative MHD. This guarantees that the jump conditions of Sakurai, Goossens, and Hollweg, that connect the ideal MHD solutions forξr, andP' across the dissipative layer, are correct. In addition, the present paper replaces the complicated dissipative MHD solutions obtained by Sakurai, Goossens, and Hollweg forξr, andP' in terms of double integrals of Hankel functions of complex argument of order with compact analytical solutions that allow a straightforward mathematical and physical interpretation. Finally, it presents an analytical dissipative MHD solution for the component of the Lagrangian displacement in the magnetic surfaces perpendicular to the magnetic field linesξ⊥ which enables us to determine the dominant dynamics of resonant Alfvén waves in dissipative MHD. Title: The Alfvénic Impulse Response of the Open Solar Corona and Solar Wind Authors: Hollweg, J. V. Bibcode: 1995SPD....26..906H Altcode: 1995BAAS...27R.974H No abstract at ADS Title: Beat, modulational, and decay instabilities of a circularly polarized Alfvén wave Authors: Hollweg, Joseph V. Bibcode: 1994JGR....9923431H Altcode: A circularly polarized low-frequency electromagnetic pump wave propagating along an ambient magnetic field is known to be unstable to the growth of several parallel-propagating parametric instabilities. If ion-cyclotron effects are retained in a two-fluid description, the dispersion relation is a sixth-order polynomial. We present a series of new analytical approximations to this dispersion relation. We emphasize new results for the beat instability that occurs as an interaction of the forward propagating upper sideband with the backward propagating lower sideband. The nature of the beat instability depends on β=(υsoundA)2 and on the sense of polarization of the pump wave. The beat and decay instabilities can occur together if the pump is left-handed (i.e., ion resonant) and if β<~1, but they cannot occur together if the pump is right-handed. For a left-handed pump the beat mode is the only instability if β>1. If the pump is right-handed and β>1, then the beat instability exists only when the pump amplitude exceeds a threshold value, and the beat will be the only instability if the pump amplitude is large enough to stabilize the modulational instability. If the pump is left-handed and β<~1, then the beat mode is stabilized when the pump amplitude becomes sufficiently large. The beat instability primarily produces a forward propagating transverse wave in the upper sideband. Thus if β>1, the instabilities considered here do not produce the backward propagating waves which are thought to affect turbulence and the evolution of cross helicity in the solar wind. New analytical results are presented also for the decay and modulational instabilities when β~1. Title: Growth rates of new parametric instabilities occurring in a plasma with streaming He++ Authors: Jayanti, V.; Hollweg, Joseph V. Bibcode: 1994JGR....9923449J Altcode: We consider parametric instabilities of a circularly polarized pump Alfvén wave, which propagates parallel to the ambient magnetic field; the daughter waves are also parallel-propagating. We follow Hollweg et al. (1993) and consider several new instabilities that owe their existence to the presence of streaming alpha particles. One of the new instabilities is similar to the familiar decay instability, but the daughter waves are a forward going alpha sound wave and a backward going Alfvén wave. The growth rate of this instability is usually small if the alpha abundance is small. The other three new instabilities occur at high frequencies and small wavelengths. We find that the new instability which involves the proton cyclotron wave and alpha sound (i.e., the (+f, αs) mode) can be the fastest growing instability if β~1. However, if β is small, then the instability which can compete with the decay instability is the (+f, -α) instability, which involves both the proton and alpha cyclotron resonances, but the pump wave must have low frequency and large amplitude. These instabilities may be a means of heating and accelerating alpha particles in the solar wind, but this claim is unproven until a fully kinetic study is carried out. Title: Parametric instabilities of parallel-propagating Alfvén waves: Some analytical results Authors: Jayanti, V.; Hollweg, Joseph V. Bibcode: 1993JGR....9819049J Altcode: We consider the stability of a circularly polarized Alfvén wave (the pump wave) which propagates parallel to the ambient magnetic field. Only parallel-propagating perturbations are considered, and we ignore dispersive effects due to the ion cyclotron frequency. The dissipationless MHD equations are used throughout; thus possibly important effects arising from Landau and transit time damping are omitted. We derive a series of analytical approximations to the dispersion relation using A=(ΔB/B0)2 as a small expansion parameter; ΔB is the pump amplitude, and B0 is the ambient magnetic field strength. We find that the plasma β (the square of the ratio of the sound speed to the Alfvén speed) plays a crucial role in determining the behavior of the parametric instabilities of the pump. If 0<β<1 we find the familiar result that the pump decays into a forward propagating sound wave and a backward propagating Alfvén wave with maximum growth rate γmax~A1/2, but β cannot be too close to 0 or to 1. If β~1, we find γmax, ~A3/4; if β>1, we find γmax~A3/2, while if β~0, we obtain γmax~A1/3 moreover, if β~0 there is a nearly purely growing instability. In contrast to the familiar decay instability, for which the backward propagating Alfvén wave has lower frequency and wavenumber than the pump, we find that if β>1 the instability is really a beat instability which is dominated by a transverse wave which is forward propagating and has frequency and wavenumber which are nearly twice the pump values. Only the decay instability for 0<β<1 can be regarded as producing two recognizable normal modes, namely, a sound wave and an Alfvén wave. We discuss how the different characteristics of the instabilities may affect the evolution of Alfvén waves in the solar wind. However, for a solar wind in which β~1 the growth times of the instabilities are probably too long for these instabilities to have an appreciable effect inside 1 AU. Title: On the dispersion relations for parametric instabilities of parallel-progagating Alfvén waves Authors: Jayanti, Venku; Hollweg, Joseph V. Bibcode: 1993JGR....9813247J Altcode: We consider the dispersion relation for the parametric instabilities of large-amplitude, circularly polarized Alfvén waves, propagating parallel to the ambient magnetic field. A linear perturbation analysis is employed, and the perturbations are taken to propagate along the ambient field. The standard analysis which has been used previously assumes that density perturbations vary as exp[i(kz-ωt)] this defines the meaning of ω and k. However, the differential equations have periodic coefficients, implying that Floquet analysis should be used. We here present an analysis based on Floquet's theorem. The result is a hierarchy of dispersion relations. However, all the dispersion relations are found to be equivalent to the one obtained via the standard analysis; the differences between them are due only to how ω and k are defined. Thus we conclude that physically there is really only one dispersion relation, namely the ``electrostatic dispersion relation,'' which is in agreement with earlier works. However, we disagree with Viñas and Goldstein (1991b), who obtained additional dispersion relations which they have called the ``electromagnetic dispersion relations.'' Their additional dispersion relations are a consequence of first truncating the dispersion relation for obliquely propagating perturbations and then taking the limit of parallel-propagating perturbations. Title: Resonant Behaviour of Magnetohydrodynamic Waves on Magnetic Flux Tubes - Part Four Authors: Goossens, Marcel; Hollweg, Joseph V. Bibcode: 1993SoPh..145...19G Altcode: Resonant absorption of MHD waves on a nonuniform flux tube is investigated as a driven problem for a 1D cylindrical equilibrium. The variation of the fractional absorption is studied as a function of the frequency and its relation to the eigenvalue problem of the MHD radiating eigenmodes of the nonuniform flux tube is established. The optimal frequencies producing maximal fractional absorption are determined and the condition for total absorption is obtained. This condition defines an impedance matching and is fulfilled for an equilibrium that is fine tuned with respect to the incoming wave. The variation of the spatial wave solutions with respect to the frequency is explained as due to the variation of the real and imaginary parts of the dispersion relation of the MHD radiating eigenmodes with respect to the real driving frequency. Title: Modulational and decay instabilities of Alfvén waves: Effects of streaming He++ Authors: Hollweg, Joseph V.; Esser, R.; Jayanti, V. Bibcode: 1993JGR....98.3491H Altcode: We consider parametric instabilities of a circularly polarized Alfvén wave propagating along the background magnetic field. The perturbations too are assumed to propagate along the background field. The new feature of this work is the presence of a second ion species (He++) which drifts relative to the protons. Even though its abundance is small, the He++ modifies the dispersion relation of the ``pump'' Alfvén wave and introduces a new sound wave (alpha sound) in addition to the usual sound wave carried primarily by the electrons and protons. These features modify the wave couplings leading to instability and introduce new wave couplings which lead to several new instabilities which may be of interest in the solar wind. In particular, we will find instabilities which are close to the He++ gyroresonance. This may provide a means of directly transferring Alfvén wave energy to the alpha particles, if the alphas are able to resonantly extract energy from the unstable waves, without quenching the instability altogether. We will also find instabilities which are close to the alpha particle sound speed. The alpha particles in this case will tend to absorb energy via Landau damping, and this may again represent a mechanism of transferring Alfvén wave energy to the alpha particles, if the Landau damping does not suppress the instability. Finally, we will find new instabilities close to the proton cyclotron resonance, which may serve as a new mechanism for transferring wave energy into the protons. Some similar results have been recently obtained independently by Goldstein (1990). Title: Theoretical studies of the physics of the solar atmosphere Authors: Hollweg, Joseph V. Bibcode: 1992nhud.rept.....H Altcode: Significant advances in our theoretical basis for understanding several physical processes related to dynamical phenomena on the sun were achieved. We have advanced a new model for spicules and fibrils. We have provided a simple physical view of resonance absorption of MHD surface waves; this allowed an approximate mathematical procedure for obtaining a wealth of new analytical results which we applied to coronal heating and p-mode absorption at magnetic regions. We provided the first comprehensive models for the heating and acceleration of the transition region, corona, and solar wind. We provided a new view of viscosity under coronal conditions. We provided new insights into Alfven wave propagation in the solar atmosphere. And recently we have begun work in a new direction: parametric instabilities of Alfven waves. Title: Total Absorption of Sound Waves by Solar Magnetic Flux Tubes Authors: Hollweg, J. V.; Goossens, M. Bibcode: 1992AAS...180.1702H Altcode: 1992BAAS...24R.753H No abstract at ADS Title: Resonant Behaviour of Magnetohydrodynamic Waves on Magnetic Flux Tubes - Part Three Authors: Goossens, Marcel; Hollweg, Joseph V.; Sakurai, Takashi Bibcode: 1992SoPh..138..233G Altcode: The resonances that appear in the linear compressible MHD formulation of waves are studied for equilibrium states with flow. The conservation laws and the jump conditions across the resonance point are determined for 1D cylindrical plasmas. For equilibrium states with straight magnetic field lines and flow along the field lines the conserved quantity is the Eulerian perturbation of total pressure. Curvature of the magnetic field lines and/or velocity field lines leads to more complicated conservation laws. Rewritten in terms of the displacement components in the magnetic surfaces parallel and perpendicular to the magnetic field lines, the conservation laws simply state that the waves are dominated by the parallel motions for the modified slow resonance and by the perpendicular motions for the modified Alfvén resonance. Title: Alfvenically Driven Slow Shocks in the Solar Chromosphere and Corona Authors: Hollweg, Joseph V. Bibcode: 1992ApJ...389..731H Altcode: The nonlinear evolution of an Alfvenic impulse launched from the photosphere and its dynamical effects on the chromosphere, transition region (TR), and corona are investigated using a simple 1D model. It is found that the leading edge of the torsional pulse can steepen into a fast shock in the chromosphere if the pulse is of sufficiently large amplitude and short duration. A slow shock which develops behind the Alfvenic pulse can reflect downgoing Alfven waves back up to the corona. The upgoing reflected wave can induce a significant upward ejection of the TR. Nonlinear dynamics are found to lead to very impulsive behavior at later times. It is suggested that impulsive events occurring in the TR or corona need not be interpreted in terms of reconnection-driven microflares. It is also found that B(0) in the chromosphere can be amplified when the TR and chromosphere fall. Title: Status of solar wind modeling from the transition region outwards Authors: Hollweg, J. V. Bibcode: 1992sws..coll...53H Altcode: In recent years, solar wind modeling has to some extent undergone a shift of emphasis, from attempts to produce high-speed streams far from the sun, to investigations of what conditions must exist in the solar corona and transition region in order to produce the observed conditions in both the solar wind and low corona. Thus there has been an increased awareness that the solar wind should really be treated as part of the solar atmosphere, and that the problems associated with heating and accelerating the solar wind should be treated in concert with the coronal (and perhaps chromospheric) heating problems. We will discuss several models which take this point of view but we will place particular emphasis on some outstanding problems, viz. the mass flux problem, some puzzling recent IPS data, our persistent difficulties with electron heat conduction, and observational uncertainties about the coronal and transition region boundary conditions which should be put into the models. We will conclude by suggesting some possible alternatives for future models. Title: The Solar Wind Ion Composition Spectrometer Authors: Gloeckler, G.; Geiss, J.; Balsiger, H.; Bedini, P.; Cain, J. C.; Fischer, J.; Fisk, L. A.; Galvin, A. B.; Gliem, F.; Hamilton, D. C.; Hollweg, J. V.; Ipavich, F. M.; Joos, R.; Livi, S.; Lundgren, R. A.; Mall, U.; McKenzie, J. F.; Ogilvie, K. W.; Ottens, F.; Rieck, W.; Tums, E. O.; von Steiger, R.; Weiss, W.; Wilken, B. Bibcode: 1992A&AS...92..267G Altcode: The Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is designed to determine uniquely the elemental and ionic-charge composition, and the temperatures and mean speeds of all major solar-wind ions, from H through Fe, at solar wind speeds ranging from 175 km/s (protons) to 1280 km/s (Fe(8+)). The instrument, which covers an energy per charge range from 0.16 to 59.6 keV/e in about 13 min, combines an electrostatic analyzer with post-acceleration, followed by a time-of-flight and energy measurement. The measurements made by SWICS will have an impact on many areas of solar and heliospheric physics, in particular providing essential and unique information on: (1) conditions and processes in the region of the corona where the solar wind is accelerated; (2) the location of the source regions of the solar wind in the corona; (3) coronal heating processes; (4) the extent and causes of variations in the composition of the solar atmosphere; (5) plasma processes in the solar wind; (6) the acceleration of energetic particles in the solar wind; (7) the thermalization and acceleration of interstellar ions in the solar wind, and their composition; and (8) the composition, charge states, and behavior of the plasma in various regions of the Jovian magnetosphere. Title: The effects of velocity shear on the resonance absorption of MHD surface waves: Cold plasma Authors: Hollweg, Joseph V. Bibcode: 1991JGR....9613807H Altcode: Magnetohydrodynamic (MHD) surface waves may decay via a process called ``resonance absorption,'' which is a candidate for solar coronal heating. Recently, Hollweg, Yang, Cadez, and Gakovic studied the effects of velocity shear on the rate of resonance absorption of incompressible MHD surface waves. We extend the theory to a compressible but cold plasma, which is the case more applicable to the solar corona. We find that the rate of resonance absorption can be either increased or decreased significantly by velocity shear. We also find that there can exist resonances which lead to instability of the surface mode at values of the velocity shear below the Kelvin-Helmholtz threshold. However, the resonance instability usually occurs when the density ratio across the surface is less than about 0.1. The resonant instability may therefore not be important in the solar corona, though resonance absorption remains an attractive possibility for coronal heating. Title: The effects of velocity shear on the resonance absorption of MHD surface waves - Cold plasma Authors: Yang, Guang; Hollweg, Joseph V. Bibcode: 1991JGR....9613807Y Altcode: Magnetohydrodynamic (MHD) surface waves can decay via a process called 'resonance absorption', which is a candidate for solar coronal heating. Recently, the effects of velocity shear on the rate of resonance absorption of incompressible MHD surface waves was studied. The theory is extended to a compressible but cold plasma, which is the case more applicable to the solar corona. The rate of resonance absorption can be either increased or decreased significantly by velocity shear. There can exist resonances which lead to instability of the surface mode at values of the velocity shear below the Kelvin-Helmholtz threshold. However, the resonance instability usually occurs when the density ratio across the surface is less than about 0.1. The resonant instability can therefore be unimportant in the solar corona, though resonance absorption remains an attractive possibility for corona heating. Title: Resonant Behaviour of Magnetohydrodynamic Waves on Magnetic Flux Tubes - Part One Authors: Sakurai, Takashi; Goossens, Marcel; Hollweg, Joseph V. Bibcode: 1991SoPh..133..227S Altcode: A basic procedure is presented for dealing with the resonance problems that appear in MHD of which resonant absorption of waves at the Alfvén resonance point is the best known example in solar physics. The procedure avoids solving the full fourth-order differential equation of dissipative MHD by using connection formulae across the dissipation layer. Title: Resonant Behaviour of Magnetohydrodynamic Waves on Magnetic Flux Tubes II. Absorption of Sound Waves by Sunspots Authors: Sakurai, Takashi; Goossens, Marcel; Hollweg, Joseph V. Bibcode: 1991SoPh..133..247S Altcode: The absorption of solar five-min oscillations by sunspots is interpreted as the resonant absorption of sound waves by a magnetic cylinder. The absorption coefficient is calculated both analytically under certain simplifying assumptions, and numerically under more general conditions. The observed magnitude of the absorption coefficient, which is up to 0.5 or even more, can be explained for suitable ranges of parameters. Limitations in the present model are also discussed. Title: Alfvénically-Driven Slow Shocks in the Solar Chromosphere and Corona Authors: Hollweg, J. V. Bibcode: 1991BAAS...23.1037H Altcode: No abstract at ADS Title: Alfvén Waves Authors: Hollweg, J. V. Bibcode: 1991mcch.conf..423H Altcode: No abstract at ADS Title: Theoretical studies on the chromosphere, corona, and solar wind Authors: Hollweg, Joseph V.; Lee, Martin A. Bibcode: 1990unh..rept.....H Altcode: Papers published during the period from Jun. 1980 - Dec. 1990 are listed. Title: On WKB expansions for Alfvén waves in the solar wind Authors: Hollweg, Joseph V. Bibcode: 1990JGR....9514873H Altcode: We reexamine the WKB expansion for ``toroidal'' Alfvén waves in the solar wind, as described by equations (9) of Heinemann and Olbert (1980). Our principal conclusions are as follows: (1) The WKB expansion used by Belcher (1971) and Hollweg (1973) is nonuniformly convergent. (2) Using the method of multiple scales (Nayfeh, 1981), we obtain an expansion which is uniform. (3) The uniform expansion takes into account the small modification to the Alfvén wave phase speed due to spatial gradients of the background. (4) Both the uniform and nonuniform expansions reveal that each ``normal mode'' has both Elsässer variable δz+≠0 and δz-≠0. Thus if δz- corresponds to the outgoing mode in a homogeneous background, an observation of δz+≠0 does not necessarily imply the presence of the inward propagating mode, as is commonly assumed. (5) Even at the Alfvén critical point (where V=vA) we find that δz+≠0. Thus incompressible MHD turbulence, which requires both δz+≠0 and δz-≠0, can proceed at the Alfvén critical point (cf. Roberts, 1989). (6) With very few exceptions, the predictions of these calculations do not agree with recent observations (Marsch and Tu, 1990) of the power spectra of δz+ and δz- in the solar wind. Thus the evolution of Alfvén waves in the solar wind is governed by dynamics not included in the Heinemann and Olbert equations. Title: Resonance absorption of propagating fast waves in a cold plasma Authors: Hollweg, Joseph V. Bibcode: 1990P&SS...38.1017H Altcode: Resonance absorption of MHD surface waves has received considerable attention recently, but rather little attention has been paid to the absorption of propagating waves impinging on a "surface" in which the plasma and magnetic field may change. Here we examine in some depth a very simple but instructive problem: the plasma is cold, the magnetic field is uniform, and the density in the "surface" varies linearly from zero at the left end to some finite value at the right end, beyond which the density is constant. We consider two cases: (1) the plasma is a vacuum everywhere to the left of the surface, or (2) the plasma density jumps to a very large value to the left of the surface. Case (1) may correspond to coronal conditions, while case (2) may mimic the magnetosphere with the dense region at the left corresponding to the plasmasphere. The goals of the paper are to study the parametric behavior of the absorption coefficient numerically, and to provide several useful analytical approximations. We find that the parametric dependence of the absorption is far richer than implied by the single curve appearing in Fig. 2 of Kivelson and Southwood (1986, J. geophys. Res.91, 4345), although we do recover that curve as a limiting case in which the waves are essentially WKB at the right end of the "surface" and a dimensionless parameter K2x (defined in Section 5) is moderately large. In case (1) we find that the absorption coefficient is always less than about 50 %, but in case (2) the absorption can approach 100 %. Thus the boundary condition at the left critically affects the results. We also find that the thickness of the surface affects the parametric dependence of the absorption coefficient. For example, a thin surface yields an absorption coefficient scaling as α -2, where α 2 [defined in equation (4)] is a measure of the steepness of the density ramp. On the other hand, if the surface is thick enough so that the waves are essentially WKB as they start down the density ramp, then the absorption scales as α - 8/3 [case (1)] or α - 4/3 [case (2)] for large α 2. Our numerical results are pre in a format which reveals the dependence of the absorption on the propagation direction of an incident wave. The absorption depends on the angle of incidence with respect to the surface, maximizing at moderately large angles of incidence [around 70° in case (1)]. The absorption depends also on the angle between the magnetic field and the plane of incidence [there is a broad maximum around 30° in case (1)]. Finally, along the way we offer two other analytical results: (1) we show that the mathematical discontinuity in the Poynting flux which occurs in the present steady-state analysis is precisely equivalent to the rate at which energy is pumped into the resonant layer as calculated by Hollweg and Yang (1988, J. geophys. Res.93, 5423) using a simple harmonic oscillator model; (2) we show that a convenient approximation scheme used by us for calculating the absorption of propagating waves in another context (Hollweg, 1988, Astrophys. J.335, 1005) has a useful domain of validity. Title: Heating of the solar corona. Authors: Hollweg, J. V. Bibcode: 1990CoPhR..12..205H Altcode: The author reviews a number of models which are currently being considered for coronal heating, but he considers also heating of the chromosphere. There are basically two types of models, which are motivated by a variety of observations. 1. Models which invoke MHD waves generated by the convective motions are motivated by observations of the ubiquitous presence of Alfvén waves in the solar wind. The solar wind provides one example of wave heating. Waves have the advantage of being able to heat the chromosphere and photospheric magnetic flux tubes on their way to the corona. A problem with wave theories is that the waves tend to be reflected by the steep Alfvén speed gradient in the chromosphere and transition region. 2. Models which invoke the gradual buildup of coronal magnetic energy due to random walks of the photospheric flux tubes, and the subsequent release of that energy via current sheet formation and reconnection, are supported by observations indicating that localized impulsive heating and dynamic events occur in the transition region and corona. These models cannot explain the chromospheric heating or the coronal heating on open field lines. A third possibility, which has not been studied in detail, is that the chromospheric and coronal heating is associated with emergence and cancellation of magnetic flux. Title: Resonant decay of global MHD modes at ``thick'' interfaces Authors: Hollweg, Joseph V. Bibcode: 1990JGR....95.2319H Altcode: A global surface mode can exist on a ``surface'' which is not a true discontinuity, but without sufficient dissipation it is not a normal mode and it decays in time via resonance absorption. The decay rate can be calculated analytically when the ``surface'' is thin. The goal of this paper is to numerically estimate the decay rate when the surface is not thin. We consider a cold plasma in a uniform magnetic field, and we take the density to vary linearly across the ``surface.'' In our linearized calculation, the global surface mode is driven in steady state by an antenna located in one of the uniform regions external to the surface. The frequency is a free parameter, and resonance curves are computed numerically without approximations. The widths of the resonance curves are used to estimate the free decay times of undriven surface modes, via the uncertainty principle, equation (1). This procedure agrees with the analytical results for a thin surface. The thin surface results are found to break down when kT~0.3, where T is the surface thickness and k is the wave number along the surface. When the angle between k and B0 exceeds about 40 degrees, the decay rates show distinct maxima at kT~0.5-1.0. When applied to the active solar corona, the decay rates are large enough to account for the coronal heating, but is should be kept in mind that the role of nonlinearity in resonance absorption is still undetermined. Title: MHD waves on solar magnetic flux tubes - Tutorial review Authors: Hollweg, Joseph V. Bibcode: 1990GMS....58...23H Altcode: Some of the highly simplified models that have been developed for solar magnetic flux tubes, which are intense photospheric-level fields confined by external gas pressure but able to vary rapidly with height, are presently discussed with emphasis on the torsional Alfven mode's propagation, reflection, and non-WKB properties. The 'sausage' and 'kink' modes described by the thin flux-tube approximation are noted. Attention is also given to the surface waves and resonance absorption of X-ray-emitting loops, as well as to the results of recent work on the resonant instabilities that occur in the presence of bulk flows. Title: Surface Waves in an Incompressible Fluid: Resonant Instability Due to Velocity Shear Authors: Hollweg, Joseph V.; Yang, G.; Cadez, V. M.; Gakovic, B. Bibcode: 1990ApJ...349..335H Altcode: The effects of velocity shear on the resonance absorption of incompressible MHD surface waves are studied. It is found that there are generally values of the velocity shear for which the surface wave decay rate becomes zero. In some cases, the resonance absorption goes to zero even for very small velocity shears. It is also found that the resonance absorption can be strongly enhanced at other values of the velocity shear, so the presence of flows may be generally important for determining the effects of resonance absorption, such as might occur in the interaction of p-modes with sunspots. Resonances leading to instability of the global surface mode can exist, and instability can occur for velocity shears significantly below the Kelvin-Helmholtz threshold. These instabilities may play a role in the development or turbulence in regions of strong velocity shear in the solar wind or the earth's magnetosphere. Title: Slow twists of solar magnetic flux tubes and the polar magnetic field of the Sun Authors: Hollweg, Joseph V.; Lee, Martin A. Bibcode: 1989GeoRL..16..919H Altcode: The solar wind model of Weber and Davis (1967) is generalized to compute the heliospheric magnetic field resulting from solar rotation or a steady axisymmetric twist including a geometrical expansion which is more rapid than spherical. The calculated increase in the ratio of the toroidal to poloidal field components with heliocentric radial distance r clarifies an expression derived recently by Jokipii and Kota (1989). Magnetic field components transverse to r do not in general grow to dominate the radial component at large r. Our analysis also yields expressions for the Poynting flux associated with the steady twists. These results are regarded as indicative of the Poynting flux associated with very low frequency Alfven waves, and it is shown how the Poynting flux and the spatial evolution of the wave amplitude differ from the usual WKB result. It is found that the low-frequency Poynting flux at the base of a coronal hole can be about 50 percent larger than the WKB flux inferred from spectral observations of coronal motions (e.g., Hassler et al., 1988). Title: A Rebound Shock Mechanism for Solar Fibrils Authors: Sterling, Alphonse C.; Hollweg, Joseph V. Bibcode: 1989ApJ...343..985S Altcode: Flows along a rigid solar magnetic flux tube which is horizontal over a substantial portion of its length are numerically investigated. A single, quasi-impulsive force near the base of the first vertical segment drives a series of upward propagating rebound shocks on the flux tube. When the horizontal segment is in the corona, the shocks raise the transition region onto the horizontal segment and eventually onto the coronal vertical segment. The material behind the displaced transition region resembles a fibril on the horizontal segment, and a short spicule on the second vertical segment. A full-sized spicule does not develop. The resulting density of the material on the horizontal segment is 10 to the -14th g/cu cm, which is consistent with the observed densities in fibrils. When the horizontal segment is in the chromosphere, the motions and densities induced on the horizontal segment do not resemble those of observed fibrils, and a full-sized spicule again does not develop. Title: Resonant Decay of MHD "Surface" Waves on a Thick "Surface" Authors: Hollweg, J. V. Bibcode: 1989BAAS...21..830H Altcode: No abstract at ADS Title: Surface Waves in an Incompressible Fluid: Resonant Instability due to Velocity Shear Authors: Yang, G.; Hollweg, J.; Cadez, V. M.; Gakovic, B. Bibcode: 1989BAAS...21..831Y Altcode: No abstract at ADS Title: Coronal heating: theoretical ideas Authors: Hollweg, J. V. Bibcode: 1989HiA.....8..517H Altcode: No abstract at ADS Title: Resonance Absorption of Solar p-Modes by Sunspots Authors: Hollweg, Joseph V. Bibcode: 1988ApJ...335.1005H Altcode: Braun, Duvall, and LaBonte have reported recently that the power in outgoing p-modes in the vicinity of sunspots is significantly less than the incoming power. Here, the author considers the possibility that the energy deficit is due to resonance absorption, which occurs when the sunspot boundary has a nonzero thickness. A simple planar analysis is used to examine the conditions required for resonance absorption, and to estimate the absorption coefficient. It is found that resonance absorption can be significant under certain circumstances, but that, on the whole, it probably cannot explain the substantial loss of p-mode power observed. Title: Transition region, corona, and solar wind in coronal holes: Some two-fluid models Authors: Hollweg, Joseph V.; Johnson, Walter Bibcode: 1988JGR....93.9547H Altcode: We consider the possibility that the heating of the corona and the heating and acceleration of the solar wind can be described by a single process, namely, the turbulent dissipation of solar-generated Alfven waves at the Kolmogorov rate. The model assumes that Te=Tp in r<=2 RS but drops electron-proton coupling in r>2 Rs. The dissipated wave energy is assumed to heat only the protons. Classical heat conduction is used in r>10 RS, and an electron polytrope is used in r>10 RS. The models have the right qualitative features: a steep temperature rise to T>106 K and acceleration to supersonic speeds. But models with base pressures neT>2×1014 (cgs) are too slow: v(1 AU)<280 kms-1. Models with v(1 AU)>400 kms-1 have lower base pressures: 1014<neT<2×1014 (cgs). A difficulty with the model is that line-of-sight proton random velocities (thermal plus wave) are larger than values deduced from Lyman α resonant scattering observations in 1.5<=r/RS<=4, and they do not fall off with r to the extent observed. Large random velocities are due in part to a proton temperature peak at r~3-4 Rs. On the whole, this model seems unsatisfactory, but several possible resolutions are discussed. Title: Resonance Absorption of Solar p-Modes by Sunspots Authors: Hollweg, J. V. Bibcode: 1988BAAS...20..910H Altcode: No abstract at ADS Title: Resonance absorption of compressible magnetohydrodynamic waves at thin ``surfaces'' Authors: Hollweg, Joseph V.; Yang, G. Bibcode: 1988JGR....93.5423H Altcode: If an MHD surface wave is supported by a true discontinuity, then the total pressure fluctuation, δPtot, is constant across the discontinuity. If the discontinuity is replaced by a thin transition layer, then δPtot will be approximately constant across the transition layer, with a value approximately the same as the value obtained for the case of a true discontinuity. We use this approximation to study the behavior of the plasma and fields in the transition layer. We regard δPtot as known, and write the relevant equations in forms in which δPtot appears as driving terms. Two resonances appear. The cusp resonance affects the density and pressure fluctuations, and the velocity and magnetic field components along the background magnetic field, B0. The Alfven resonance affects the velocity and magnetic field components normal to B0. We concentrate on the Alfven resonance, and show in a simple way how energy is pumped out of the surface wave into thin layers surrounding the resonant field lines. We consider also the effects of three types of viscosity on the Alfven resonance. Only classical shear viscosity is able to absorb the energy which is pumped into the thin resonant layer. In the steady state, the net viscous heating is independent of the viscosity coefficient, if the heating occurs in a sufficiently thin layer. We suggest that the large velocity shears which occur in the vicinity of the resonant field lines can lead to Kelvin-Helmholtz instabilities, which can in turn lead to an effective eddy viscosity, which we estimate to be large enough in the solar corona to distribute heat throughout large portions of coronal active region loops. We show also that coronal heating by the Alfven resonance is compatible with a variety of coronal data. Title: The Rebound Shock Model for Solar Spicules: Dynamics at Long Times Authors: Sterling, Alphonse C.; Hollweg, Joseph V. Bibcode: 1988ApJ...327..950S Altcode: The spicule model due to Hollweg is extended and developed. The dynamics is emphasized here; radiative and ionization losses, heat conduction, and nonshock heat input, are not included. In the model, a series of rebound shocks results in chromospheric material with spicule-like properties below a raised transition region. The shocks result from a single quasi-impulsive source in the photosphere. It is found that at long times, the model approaches a new hydrostatic equilibrium with the transition region remaining raised, and with a region of shock-heated chromosphere below it. Attention is given to the variation of the properties of the model in response to different values for the magnitude and location of the source, and to different initial transition region heights. It is concluded that the model is capable of generating structures with properties consistent with observations of spicules (with the exception of temperature) when only the dynamics is considered. Title: A Rebound Shock Model for Solar Fibrils Authors: Sterling, A. C.; Hollweg, J. V. Bibcode: 1988BAAS...20..690S Altcode: No abstract at ADS Title: Resonance Absorption of Magnetohydrodynamic Surface Waves: Viscous Effects Authors: Hollweg, Joseph V. Bibcode: 1987ApJ...320..875H Altcode: The effects of viscosity on the resonance absorption of incompressible MHD surface waves, which occurs when the waves are supported by a thin 'transition layer' rather than by a discontinuous surface, are considered. The behavior of the plasma and fields inside the transition layer is considered, allowing for classical viscosity. An inhomogeneous Airy equation for the velocity component along the propagative direction is obtained in the vicinity of the resonant field line. The viscous stress tensor for a magnetized plasma is considered, and a simple algebraic steady state equation is obtained for the velocity component along the background magnetic field. The net heating rate is evaluated and found to be independent of the viscosity coefficient, and to correspond to the surface wave 'decay rate' obtained from ideal MHD equations. Title: Small-scale MHD wave processes in the solar atmosphere and solar wind. Authors: Hollweg, Joseph V. Bibcode: 1987ESASP.275..161H Altcode: 1987sspp.symp..161H Solar wind observations suggesting wave-particle interactions via ion-cyclotron resonances are reviewed. The required power at high frequencies is presumably supplied via a turbulent cascade. Tu's (1987) model, which considers a turbulent cascade explicitly, is outlined. In the solar atmosphere, resonance absorption is considered. The meanings of the cusp and Alfven resonances are discussed, and it is shown how energy gets pumped into small scales. It is shown that resonance absorption can heat the corona and spicules in a manner consistent with observations, if turbulence provides an eddy viscosity. Title: Incompressible Magnetohydrodynamic Surface Waves: Nonlinear Aspects Authors: Hollweg, Joseph V. Bibcode: 1987ApJ...317..918H Altcode: The nonlinear properties of MHD surface waves in the solar atmosphere are investigated analytically, assuming that the fluid is incompressible and that the waves are confined to a single surface, with semiinfinite regions on both sides. The governing equations are derived in detail, and qualitative results are presented in a graph. For propagating waves, second-order terms in the wave amplitude are found to lead to wave steepening at leading or trailing edges, the steepening rate becoming very large as the threshold for the linear Kelvin-Helmholtz instability is approached. Second-order effects on standing waves include crest and trough sharpening (increasing with time), a current independent of distance on the surface but decreasing exponentially with distance from the surface, and pressure-field fluctuations of infinite extent. It is suggested that these effects could account for a large fraction of solar-atmosphere heating. Title: Resonance Absorption of Magnetohydrodynamic Surface Waves: Physical Discussion Authors: Hollweg, Joseph V. Bibcode: 1987ApJ...312..880H Altcode: It is shown how the phenomenon of MHD surface wave resonance absorption can be described in simple terms, both physically and mathematically, by applying the 'thin flux tube equations' to the finite-thickness transition layer which supports the surface wave. The thin flux tubes support incompressible slow-mode waves that are driven by fluctuations in the total pressure which exist due to the presence of the surface wave. It is shown that the equations for the slow-mode waves can be reduced to a simple equation, equivalent to a driven harmonic oscillator. Certain field lines within the transition layer are equivalent to a harmonic oscillator driven at resonance, and neighboring field lines are effectively driven at resonance as long as a given condition is satisfied. Thus, a layer which secularly extracts energy from the surface wave develops. The analysis indicates that nonlinear effects may destroy the resonance which is crucial to the whole effect. Title: Viscosity and the Chew-Goldberger-Low Equations in the Solar Corona Authors: Hollweg, J. V. Bibcode: 1986ApJ...306..730H Altcode: A general discussion of the dominant terms in the stress tensor in a magnetized plasma such as the solar corona is presented. The importance of dissipative terms such as electrical resistivity, heat conduction, and interspecies collisions is assessed. For average coronal conditions, the proton stress tensor is found to reduce to the dominant terms in the classical expression for the viscous stress. The classical expression can fail in the transition region, however. In the diffusion region of reconnection, classical viscosity will be appropriate if the resistivity is very large, so that the diffusion region is broad, but in that case the viscous heating is small compared to the resistive heating. On the other hand, the more general expression for the stress tensor is required if the diffusion region is thin; the stress tensor will be important in this case. The electron stress tensor is also considered, and it is shown how the classical expression for electron viscosity can fail in the transition region and lower corona. Title: Transition region, corona, and solar wind in coronal holes Authors: Hollweg, J. V. Bibcode: 1986JGR....91.4111H Altcode: Previous wave-driven solar wind models (Hollweg, 1978) have been extended by including a new hypothesis for the nonlinear wave dissipation. The hypothesis is that the waves dissipate via a turbulent cascade at the rate given by (1) and the waves evolve according to (16). A subhypothesis is that the relevant correlation length scales as the distance between magnetic field lines. This hypothesis allows us to treat the corona and the solar wind on an equal footing; unlike in previous wave-driven models, we do not assume that the coronal heating takes place below the base of the model. The models exhibit the correct qualitative features, viz., a steep temperature rise (the transition region) to a maximum coronal temperature in excess of 106K, and a substantial solar wind mass flux in excess of 3.5×108 cm-2s-1 at 1 AU. However, the model fails in detail. Parameters that yield a high-speed flow at 1 AU have base pressures that are too low; parameters that yield correct base pressures have low solar wind flow speeds. However, the model ``comes close.'' Thus although we have not shown that the initial hypothesis is consistent with available data, we feel that there are sufficient uncertainties both in the model and in the data to preclude outright rejection of the hypothesis altogether. Title: Nonlinear development of phase-mixed alfvén waves Authors: Nocera, L.; Priest, E. R.; Hollweg, J. V. Bibcode: 1986GApFD..35..111N Altcode: We derive an equation governing the nonlinear propagation of a linearly polarized Alfvén wave in a two-dimensional, anisotropic, slightly compressible, highly magnetized, viscous plasma, where nonlinearities arise from the interaction of the Alfvén wave with fast and slow magnetoacoustic waves. The phase mixing of such a wave has been suggested as a mechanism for heating the outer solar atmosphere (Heyvaerts and Priest, 1983). We find that cubic wave damping dominates shear linear dissipation whenever the Alfvén wave velocity amplitude vy exceeds a few times ten metres per second. In the nonlinear regime, phase-mixed waves are marginally stable, while non-phase-mixed waves of wavenumber ka are damped over a timescale kuRe0|δ vy/vA|-2, Re0 being the Reynolds number corresponding to the Braginskij viscosity coefficient η0 and vA the Alfvén speed. Dissipation is most effective where β = (vs/vA)2 ≈ 1, vs being the speed of sound. Title: Alfvenic pulses in the solar atmosphere Authors: Mariska, J. T.; Hollweg, J. V. Bibcode: 1985ApJ...296..746M Altcode: Some nonlinear aspects of Alfvenic pulses propagating in coronal loops and the underlying chromosphere are numerically investigated. Heat conduction and radiation are included. The Alfvenic pulses are modeled as axisymmetric twists on a vertical cylindrical flux tube. They nonlinearly couple into acoustic-gravity waves propagating along the flux tube. A single Alfvenic pulse is found to leave two acoustic-gravity pulses in its wake. These pulses can result in significant motions of the transition region and underlying chromosphere. These motions do not resemble spicules, but they may correspond to a variety of observations indicating that the solar atmosphere is in a continual dynamic state. It is suggested that a dynamic chromosphere and transition region may be the inevitable consequence of the coronal heating process itself. Title: Viscosity in a magnetized plasma: Physical interpretation Authors: Hollweg, J. V. Bibcode: 1985JGR....90.7620H Altcode: We provide a physically motivated alternate derivation of the ɛ0 terms in the viscous stress tensor given by Braginskii (1965) and others. We show that the ɛ0 terms are fully accounted for by a gyrotropic diagonal pressure tensor; off-diagonal terms do not contribute to the ɛ0 part of the viscous stress. The ɛ0 part of the viscous stress results from the plasma's tendency to develop small thermal anisotropies as it evolves. Collisions oppose the production of anisotropy and ultimately lead to irreversible heating. Title: The Transition Region, Corona, and Solar Wind in a Coronal Hole Authors: Hollweg, J. V.; Pollock, C. J. Bibcode: 1985BAAS...17..637H Altcode: No abstract at ADS Title: Spicule Dynamics: Long Time Behavior Authors: Sterling, A. C.; Hollweg, J. V. Bibcode: 1985BAAS...17Q.631S Altcode: No abstract at ADS Title: Alfvénic Pulses in the Solar Atmosphere Authors: Mariska, J. T.; Hollweg, J. V. Bibcode: 1985BAAS...17..643M Altcode: No abstract at ADS Title: Alfvénic heating of the chromosphere and corona. Authors: Hollweg, J. V. Bibcode: 1985cdm..proc..235H Altcode: The behavior in the chromosphere of Alfven waves propagating on closed magnetic field lines (e.g. coronal loops) is considered. It is found that the observed chromospheric nonthermal velocities are consistent with the predicted behavior of Alfven waves. If they are indeed Alfven waves, then the observed motions imply energy fluxes which are sufficient to heat the corona and chromosphere. It is further shown that the observed motions can reproduce the observed chromospheric heating, if the heating occurs via a Kolmogoroff cascade. But a definitive analysis will require a self-consistent treatment of nonlinear effects. Title: Energy and Momentum Transport by Waves in the Solar Atmosphere Authors: Hollweg, J. V. Bibcode: 1985aspp.conf...77H Altcode: The author explores the point of view that the heating and acceleration of the solar wind, corona, and chromosphere may all be due to the same physical processes. Solar wind observations are used as a guide, suggesting that Alfvén or Alfvénic surface waves may be the prime candidates for energy and momentum flux, and that turbulence may be the principal dissipation mechanism. Title: Surface solitary waves and solitons Authors: Hollweg, J. V.; Roberts, B. Bibcode: 1984JGR....89.9703H Altcode: The solar atmosphere and solar wind are magnetically structured. The structuring can include tangential discontinuities, which can support surface waves. Such waves can be dispersive. This means that dispersion and nonlinearity can balance in such a way that solitary waves (or solitons) can result. This general point is illustrated by a two-dimensional nonlinear analysis which explicitly demonstrates the presence of long-wavelength solitary waves propagating on tangential discontinuities. If the waves are only weakly nonlinear, then they obey the Korteweg-de Vries equation and are true solitons. Title: Alfvenic resonances on solar spicules Authors: Sterling, A. C.; Hollweg, J. V. Bibcode: 1984ApJ...285..843S Altcode: It is suggested that twisting and heating of solar spicules can be produced by Alfven waves which enter the spicule from below. The spicule is treated as a region of constant Alfven speed which is bounded above by a region of much higher Alfven speed (the corona) and below by a region of exponentially increasing Alfven speed (the photosphere and chromosphere). It is shown how the spicule can act as a resonant cavity. The transmission of the waves into the cavity is analytically determined to be enhanced at certain resonant frequencies. With reasonable spicule parameters, and assuming the spicule damping to be moderately large, it is found that twisting velocities of approximately 20-30 km/s can be induced on the spicule. It is suggested that the Alfven waves are dissipated via a turbulent cascade of their energy to higher wavenumbers. It is shown that the waves can thereby heat the spicules to the observed temperatures. It is further suggested that the continued input of energy can explain why H-alpha spicules fade, since the predicted heating rate is sufficient to heat the spicules to temperatures at which the hydrogen is fully ionized; thus H-alpha spicules may evolve into EUV spicules. Title: Resonant heating - an interpretation of coronal loop data Authors: Hollweg, J. V.; Sterling, A. C. Bibcode: 1984ApJ...282L..31H Altcode: The authors show that the resonant heating theory of Hollweg can be used to organize the coronal loop data of Golub et al. When combined with a reasonable form for the input power spectrum, the resonant heating theory is fully compatible with the loop data. Title: Alfvénic resonant cavities in the solar atmosphere: Simple aspects Authors: Hollweg, J. V. Bibcode: 1984SoPh...91..269H Altcode: We investigate the propagation of Alfvén waves in a simple medium consisting of three uniform layers; each layer is characterized by a different value for the Alfvén speed, υA. We show how the central layer can act as a resonant cavity under quite general conditions. If the cavity is driven externally, by an incident wave in one of the outer layers, there result resonant transmission peaks, which allow large energy fluxes to enter the cavity from outside. The transmission peaks result from the destructive interference between a wave which leaks out of the cavity, and a directly reflected wave. We show that there are two types of resonances. The first type occurs when the cavity has the largest (or smallest) of the three Alfvén speeds; this situation occurs on coronal loops. The second type occurs when the cavity Alfvén speed is intermediate between the other two values of υA; this situation may occur on solar spicules. Significant heating of the cavity can occur if the waves are damped. We show that if the energy lost to heat greatly exceeds the energy lost by leakage out of the cavity, then the cavity heating can be independent of the damping rate. This conclusion is shown to apply to coronal resonances and to the spicule resonances. This conclusion agrees with a point made by Ionson (1982) in connection with the coronal resonances. Except for a numerical factor of order unity, we recover Ionson's expression for the coronal heating rate. However, Ionson's qualities are much too large. For solar parameters, the maximum quality is of the order of 100, but the heating is independent of the damping rate only when dissipation reduces the quality to less than about 10. Title: Coronal Loop Heating: Theory and Data Authors: Hollweg, J. V.; Sterling, A. C. Bibcode: 1984BAAS...16..527H Altcode: No abstract at ADS Title: Alfvenic Heating: An Interpretation of Coronal Loop Data Authors: Sterling, A. C.; Hollweg, J. V. Bibcode: 1984BAAS...16Q.527S Altcode: No abstract at ADS Title: Resonances of coronal loops Authors: Hollweg, J. V. Bibcode: 1984ApJ...277..392H Altcode: It is pointed out that any theoretical demonstration that the solar corona can be heated by waves requires a demonstration that the required energies can actually be carried from the convection zone to the corona by waves. In addition, it must be shown that the waves can dissipate their energy into heat in the corona. The present investigation is concerned specifically with the heating of closed magnetic structures in the corona, taking into account coronal loops or active region loops. Attention is given to the MHD Alfven wave. It is shown analytically that coronal active region loops can behave much like interference filters. The coronal part of the loop acts like a resonant cavity for Alfven waves. When the resonances are excited, large energy fluxes can be carried into the loop by Alfven waves which are generated in the solar convection zone. It is estimated that the energy fluxes can power the observed loops. Title: MHD waves and turbulence in the sun and interplanetary medium. Authors: Barnes, A.; Goldstein, M.; Hollweg, J.; Mariska, J.; Matthaeus, W.; Smith, C.; Smith, E.; Stein, R.; Withbroe, G.; Woo, R. Bibcode: 1984NASRP1120....4B Altcode: Contents: Introduction. Global oscillations of the sun. Observations related to waves or turbulence in the solar atmosphere. Local waves in the solar atmosphere: theoretical considerations. Interplanetary hydromagnetic fluctuations. Recent studies of the interplanetary plasma based on turbulence theory. Effects of waves and turbulence of the solar wind. Title: Surface waves on solar wind TD's. Authors: Hollweg, J. V. Bibcode: 1983NASCP2280..105H Altcode: No abstract at ADS Title: Impulse response of the corona. Authors: Suess, S. T.; Hollweg, J. V. Bibcode: 1983NASCP2280...61S Altcode: No abstract at ADS Title: Coronal heating by waves. Authors: Hollweg, J. V. Bibcode: 1983NASCP.2280...5H Altcode: 1983sowi.conf....5H The author shows that Alfvén waves or Alfvénic surface waves can carry enough energy into the corona to provide the coronal energy requirements. Coronal loop resonances are an appealing means by which large energy fluxes can enter active region loops. The wave dissipation mechanism still needs to be elucidated, but a Kolmogoroff turbulent cascade is fully consistent with the heating requirements in coronal holes and active region loops. Title: Reply Authors: Hollweg, Joseph V.; Isenberg, Philip A. Bibcode: 1983JGR....88.7253H Altcode: Alfven waves and rotational forces in the solar wind are commented upon. Title: Resonances of Solar Spicules Authors: Hollweg, J. V.; Sterling, A. C. Bibcode: 1983BAAS...15R.994H Altcode: No abstract at ADS Title: On the preferential acceleration and heating of solar wind heavy ions Authors: Isenberg, P. A.; Hollweg, J. V. Bibcode: 1983JGR....88.3923I Altcode: We investigate the preferential heating and acceleration of solar wind heavy ions by the resonant cyclotron interaction with parallel-propagating left-polarized hydromagnetic waves. We set up a scenario whereby the energy for this interaction is taken from saturated low-frequency Alfven waves via a cascade to the higher, resonant frequencies. In order to utilize the existing theoretical work, the particles are taken to be thermally isotropic, and the waves are taken to be dispersionless. This scenario is incorporated into a numerical solar wind code describing the flow from an inner radius (taken to be 10 solar radii) to 1 AU. Thus we present the first model of a wave-driven, three-fluid, supersonic solar wind. By varying the model parameters we test the ability of the resonant interaction in this model to produce the excess speeds and temperatures of heavy ions that are observed. We find that unrealistically steep wave spectra are required to produce differential speeds of the order of the 4.7, where γ is the power law spectral index. Ions of oxygen or iron, with larger mass-per-charge ratios, are accelerated more readily than helium, but still require steeper spectra than are observed. This model is also unable to produce the mass-proportional heavy ion temperatures that are observed. We show that the production of mass-proportional temperatures is inconsistent with preferential acceleration of heavy ions by this mechanism. The model also produces a heavy ion-to-proton temperature ratio at 1 AU which is anticorrelated with solar wind speed, in contradiction to the observed behavior. Title: Collisional damping of surface waves in the solar corona Authors: Gordon, B. E.; Hollweg, J. V. Bibcode: 1983ApJ...266..373G Altcode: It has been suggested that surface waves may be able to heat the solar corona. These waves can propagate into the corona and supply the required energies, and because they are linearly compressive they can be dissipated by ion viscosity and electron heat conduction. In this paper the authors evaluate the damping of surface waves by viscosity and heat conduction. It is found that surface waves dissipate efficiently only if their periods are shorter than a few tens of seconds and only if the background magnetic field is less than about 10 gauss. Heating of quiet coronal regions is possible if the coronal waves have short periods, but they cannot heat regions of strong magnetic field, such as coronal active region loops. Title: Solar wind five. Proceedings of a conference held in Woodstock, Vermont, November 1 - 5, 1982. Authors: Neugebauer, M.; Hollweg, J. V.; Barnes, A.; MacQueen, R.; Rosner, R.; Eddy, J. A. Bibcode: 1983swfp.book.....N Altcode: No abstract at ADS Title: Surface Waves on solar wind tangential discontinuities Authors: Hollweg, J. V. Bibcode: 1982JGR....87.8065H Altcode: We demonstrate that (tangential) discontinuities in the magnetic field direction can support MHD surface waves. The surface waves resemble the usual Alfvén wave, but there are some important differences: (1) The surface waves exhibit a low-frequency cutoff. (2) The velocity and magnetic field fluctuations are elliptically, and sometimes circularly, polarized. They may account for the solar wind helicity spectrum. (3) The surface waves are compressive, but there are special cases where they are noncompressive. (4) The wave vector k, the local normals to the surfaces of constant phase, and the magnetic minimum variance direction (mvd) do not all coincide. (5) There is a tendency for the mvd to align itself with the mean magnetic field direction. (6) The waves can be intrinsically nonplanar. (7) Equipartition between magnetic and kinetic energies is not obeyed locally. These properties of the surface waves lead us to believe that surface waves may be common in the solar wind. Title: Resonances of Coronal Loops Authors: Hollweg, J. V. Bibcode: 1982BAAS...14..977H Altcode: No abstract at ADS Title: Finite amplitude Alfvén waves in a multi-ion plasma: Propagation, acceleration, and heating Authors: Isenberg, P. A.; Hollweg, J. V. Bibcode: 1982JGR....87.5023I Altcode: We derive an expression for the wave action flux of finite amplitude Alfvén waves in a multi-ion plasma. The expression is valid in the presence of dissipative forces and allows an arbitrary angle between the average mangetic field and the wave vector. Aplying the conservation of wave action and the first law of thermodynamics yields the following results for a multi-ion plasma: (1) an expression for the spatial evolution of Alfvén wave amplitude in the absence of dissipation. (2) the relationship between the wave amplitude and the dissipative heating, and (3) an expression for the acceleration of an ion species by finite amplitude Alfvén waves. The acceleration consists of two terms: a nondissipative wave pressure that is identical to that derived previously under more restrictive conditions, and a new term giving the acceleration that must accompany dissipative heating. These results are discussed in the context of the observations of heavy ions in the solar wind. Title: On the preferential acceleration and heating of solar wind heavy ions Authors: Isenberg, P. A.; Hollweg, J. V. Bibcode: 1982STIN...8230212I Altcode: The feasibility of producing the observed velocities and temperatures of solar wind heavy ions by the resonant cyclotron interaction with left-polarized hydromagnetic waves was investigated. A "most favorable case" scenario in which the waves are parallel-propagating and dispersionless and the energy for the wave acceleration and heating is taken from saturated low-frequency Alfven waves via a cascade to higher frequencies, is incorporated into a numerical solar wind code and agreement with observation is tested. The resonant cyclotron interaction is shown to fail on at least three points, even in this most favorable case. Title: Collisional damping of surface waves in the solar corona Authors: Gordon, B. E.; Hollweg, J. V. Bibcode: 1982STIN...8230213G Altcode: The damping of surface waves by viscosity and heat conduction is evaluated. For the solar corona, it is found that surface waves dissipate efficiently only if their periods are shorter than a few tens of seconds and only if the background magnetic field is less than about 10 Gauss. Heating of quiet coronal regions is possible if the coronal waves have short periods, but they cannot heat regions of strong magnetic field, such as coronal active region loops. Title: On the origin of solar spicules Authors: Hollweg, J. V. Bibcode: 1982ApJ...257..345H Altcode: The nonlinear evolution of vertical motions on intense solar magnetic flux tubes is considered. It is shown that a quasi-impulsive source in the photosphere can excite a train of upward-propagating rebound shocks in the chromosphere. The rebound shock train is the nonlinear development of oscillations of the atmosphere at its natural frequency. The rebound shocks impinge on the transition region and thrust the underlying chromosphere upward. It is found that the rebound shock train leads naturally to structures which can be identified with the solar spicules. Title: Heating of the corona and solar wind by switch-on shocks Authors: Hollweg, J. V. Bibcode: 1982ApJ...254..806H Altcode: The possibility is examined that the corona is heated by a train of weak switch-on shocks which are formed in the chromosphere from a train of Alfven waves, and which subsequently enter the corona from below. New results for the shock train propagation and dissipation and the resultant coronal heating are derived. It is shown that most of the energy in the shock train can be dissipated within one or two solar radii above the coronal base. A train of switch-on shocks therefore represents a viable coronal heating mechanism. The results are generalized to switch-on shocks in the solar wind. It is shown that such shocks can dissipate rapidly, but it is concluded that they are not the dominant factor governing the evolution of the solar wind turbulence. Title: Possible evidence for coronal Alfvén waves Authors: Hollweg, J. V.; Bird, M. K.; Volland, H.; Edenhofer, P.; Stelzried, C. T.; Seidel, B. L. Bibcode: 1982JGR....87....1H Altcode: The 2.29 GHz S band carrier signals of the two Helios spacecraft are used to probe the magnetic and density structures of the solar corona inside 0.05 AU. In this paper we analyze the observed fluctuations of the electron content and Faraday rotation. A simple statistical ray analysis is employed. We conclude that (1) the observed Faraday rotation fluctuations cannot be solely due to electron density fluctuations in the corona unless the coronal magnetic field is some 5 times stronger than suggested by current estimates, and (2) the observed Faraday rotation fluctuations are consistent with the hypothesis that the sun radiates Alfvén waves with sufficient energies to heat and accelerate high-speed solar wind streams. Title: A new resonance in the solar atmosphere Authors: Hollweg, J. V. Bibcode: 1982SoPh...75...79H Altcode: It is shown that the solar atmosphere resonance between fast MHD and gravito-acoustic waves reported by Hollweg (1979) is spurious, in the absence of genuine forcing terms. Without such external forcing terms, the equations can only yield a dispersion relation from which it is possible to determine the natural modes of the system. The discussion presented is confined to the isothermal case, although the arguments are valid for the adiabatic case as well. Title: Alfven Waves in the Solar Atmospheres - Part Three - Nonlinear Waves on Open Flux Tubes Authors: Hollweg, J. V.; Jackson, S.; Galloway, D. Bibcode: 1982SoPh...75...35H Altcode: The nonlinear propagation of Alfvén waves on open solar magnetic flux tubes is considered. The flux tubes are taken to be vertical and axisymmetric, and they are initially untwisted. The Alfvén waves are time-dependent axisymmetric twists. Their propagation into the chromosphere and corona is investigated by solving numerically a set of nonlinear time-dependent equations, which couple the Alfvén waves into motions parallel to the initial magnetic field (motion in the third coordinate direction is artificially suppressed). The principal conclusions are: (1) Alfvén waves can steepen into fast shocks in the chromosphere. These shocks can pass through the transition region into the corona, and heat the corona. (2) As the fast shocks pass through the transition region, they produce large-velocity pulses in the direction transverse to Bo. The pulses typically have amplitudes of 60 km s−1 or so and durations of a few tens of seconds. Such features may have been observed, suggesting that the corona is in fact heated by fast shocks. (3) Alfvén waves exhibit a strong tendency to drive upward flows, with many of the properties of spicules. Spicules, and the observed corrugated nature of the transition region, may therefore be by-products of magnetic heating of the corona. (4) It is qualitatively suggested that Alfvén waves may heat the upper chromosphere indirectly by exerting time-dependent forces on the plasma, rather than by directly depositing heat into the plasma. Title: On rotational forces in the solar wind Authors: Hollweg, J. V.; Isenberg, P. A. Bibcode: 1981JGR....8611463H Altcode: We present a new and simpler derivation of the rotational forces on minor ions in the solar wind. We show that the rotational forces can be interpreted as potential forces affecting all particles equally. As such, they do not invole interactions between different particle species and do not represent an equilibrating process. Title: Bound oscillations on thin magnetic flux tubes - Convective instability and umbral oscillations Authors: Hollweg, J. V.; Roberts, B. Bibcode: 1981ApJ...250..398H Altcode: The possibility that 'tube waves' can be trapped on slender solar magnetic flux tubes is investigated. For rigid isothermal flux tubes, it is found that the flux tube geometry can by itself lead to waves which are trapped on the part of the tube that expands with height. Some geometries lead to trapped modes with eigenperiods near 180 s, if parameters appropriate to sunspot umbrae are chosen. It is possible that the umbral oscillations are a manifestation of such trapped waves, if sunspot umbrae consist of an assembly of slender flux tubes, as in the spaghetti model of Parker (1979). For flux tubes which have a constant ratio of Alfven speed to sound speed, it is found that it is primarily the variation of temperature with height which determines whether trapped waves can exist. Certain temperature profiles lead to disturbances for which omega squared is less than zero, corresponding to convective instability or Rayleigh-Taylor instability. Title: Minor ions in the low corona Authors: Hollweg, J. V. Bibcode: 1981JGR....86.8899H Altcode: The ability of Coulomb friction to drag minor ions out of the subsonic region of the low corona is examined analytically. With some assumptions, we obtain new analytical expressions for the 'minimum proton flux' that is required to drag minor ions out of the corona and for the velocity, relative to the protons, at which the minor ions are dragged out. We use these new results to suggest that the positive nα/np versus υp correlation and the negative nα/np versus npυp correlation observed for solar wind helium at 1 AU are due to variations in the temperature of the low corona: hotter coronal regions produce solar wind flows that are slower but that have a greater proton flux density relative to cooler coronal regions, but because of the temperature dependence of the Coulomb friction the hotter coronal regions result in smaller values of nα/np at 1 AU. We also suggest that the charge dependence of the Coulomb friction may lead to errors in determining the coronal temperature from measurements of the ionization state at 1 AU. Title: The energy balance of the solar wind. Authors: Hollweg, J. V. Bibcode: 1981NASSP.450..355H Altcode: 1981suas.nasa..355H The effects of modifying some of the 'classical' assumptions underlying many of the solar wind models constructed over the past 20 years are examined in an effort to obtain both a better fit with the observations and a deeper understanding of the relevant physical processes. Title: Solar Phenomena. (Views of a Watershed: Solar and Interplanetary Dynamics) Authors: Hollweg, Joseph V. Bibcode: 1981Sci...212..787D Altcode: No abstract at ADS Title: On the Origin of Solar Spicules Authors: Hollweg, J. V. Bibcode: 1981BAAS...13..914H Altcode: No abstract at ADS Title: Alfven Waves in the Solar Atmosphere - Part Two - Open and Closed Magnetic Flux Tubes Authors: Hollweg, J. V. Bibcode: 1981SoPh...70...25H Altcode: The linearized propagation of axisymmetric twists on axisymmetric vertical flux tubes is considered. Models corresponding to both open (coronal hole) and closed (active region loops) flux tubes are examined. Principal conclusions are: Open flux tubes: (1) With some reservations, the model can account for long-period (T ≈ 1 hr) energy fluxes which are sufficient to drive solar wind streams. (2) The waves are predicted to exert ponderomotive forces on the chromosphere which are large enough to alter hydrostatic equilibrium or to drive upward flows. Spicules may be a consequence of these forces. (3) Higher frequency waves (10 s ≲ T ≲ few min) are predicted to carry energy fluxes which are adequate to heat the chromosphere and corona. Nonlinear mechanisms may provide the damping. Closed flux tubes: (1) Long-period (T ≈ 1 hr) twists do not appear to be energetically capable of providing the required heating of active regions. (2) `Loop resonances' are found to occur as a result of waves being stored in the corona via reflections at the transition zones. The loop resonances act much in the manner of antireflectance coatings on camera lenses, and allow large energy fluxes to enter the coronal loops. The resonances may also be able to account for the observed fact that longer coronal loops require smaller energy flux densities entering them from below. (3) The waves exert large upward and downward forces on the chromosphere and corona. Title: The physical interpretation of Alfven wave flux in the solar corona Authors: Hollweg, J. V. Bibcode: 1981MNRAS.194..381H Altcode: A recent analysis of coronal hole acceleration by McWhirter and Kopp (1979) is examined. It is shown that the approach adopted by these authors is invalid on physical grounds. Title: Mechanisms of energy supply. Authors: Hollweg, J. V. Bibcode: 1981sars.work..277H Altcode: Current ideas on the physical mechanisms responsible for the energy supply of solar active regions are summarized. Taking into account the existence of waves, loops and structure, large-scale reconnection, cool cores, flows and the violation of hydrostatic equilibrium and steady-state heating, as well as the global nature of the problem, the means by which energy rises from the convection zone, processes of energy dissipations and possible observational consequences are examined in relation to various currently tractable physical processes. The processes include the heating of coronal active region loops by anomalous dissipation of parallel currents in thin sheaths or minireconnections, wave processes in active region loops, coronal heating and loop formation influenced by refraction and Landau/transit-time damping of fast-mode MHD waves, and energy transfer by means of propagating twists (Alfven waves) on open and closed magnetic flux tubes. Title: Ion-cyclotron heating and acceleration of solar wind minor ions Authors: Dusenbery, P. B.; Hollweg, J. V. Bibcode: 1981JGR....86..153D Altcode: The resonant acceleration and heating of solar wind minor ions via interactions with a spectrum of dispersive or nondispersive undamped ion-cyclotron waves are investigated. The principal goal is to determine how the dimensionless parameters of the problem affect the heating and acceleration processes. In addition, simple physical interpretations of the heating and acceleration are given. The exact numerical evaluations of the heating and acceleration rates imply that (1) the total heating rate is roughly proportional to the mass of the ion; (2) dispersive waves should lead to ni>na>np, where i refers to ions heavier than He++; (3) dispersive waves have a slight tendency to yield ∂Ti/∂t>(mi/ma)∂Ta/∂t, while non-dispersive waves have a slight tendency to yield ∂Ti/∂t<(mi/ma)∂Ta/∂t. The predictions of this model are compared with observations and may offer an explanation for some observed properties of minor ions. Title: Helium and Heavy Ions Authors: Hollweg, J. V. Bibcode: 1981sowi.conf..414H Altcode: No abstract at ADS Title: Alfvén waves in sunspots Authors: Nye, A. H.; Hollweg, J. V. Bibcode: 1980SoPh...68..279N Altcode: The propagation of Alfvén waves in a simple model of a sunspot is considered. The vertical structure near the center of the umbra is modelled realistically, but the horizontal structure is not considered. The full wave equation is solved, without recourse to the WKB approximation. Only wave propagation in the vicinity of the central field line in an axially symmetric spot is examined, and it is assumed that this field line is open. By taking wave reflections into account, we find that the observations of non-thermal motions near the temperature minimum (Beckers, 1976) and in the corona (Beckers and Schneeberger, 1977) are both consistent with an upward-propagating Alfvénic energy flux density of a few times 107 erg cm−2 s−1. This flux density is too small to cool the sunspot, but it is large enough to supply the energy requirements of the transition region and corona above a sunspot. This conclusion depends on the assumptions that the observed motions are indeed Alfvénic with periods near 180 s. Title: Spicules and Coronal Heating: A Unified View Authors: Hollweg, J. V. Bibcode: 1980BAAS...12..909H Altcode: No abstract at ADS Title: Indirekte Beobachtungen magnetohydrodynamischer Wellenaktivität in der Sonnenkorona Authors: Edenhofer, P.; Bird, M. K.; Volland, H.; Hollweg, J. V. Bibcode: 1980MitAG..50...42E Altcode: No abstract at ADS Title: A new resonance in the solar atmosphere. I. Theory. Authors: Hollweg, J. V. Bibcode: 1979SoPh...62..227H Altcode: We consider a horizontally stratified isothermal model of the solar atmosphere, with vertical and uniform B0, and vA2≫vs2. The equations of motion are linearized about a background which is in hydrostatic equilibrium. A homogeneous wave equation results for the motions perpendicular to B0; this wave equation is similar to the equation for the MHD fast mode. On the other hand, the equation for the parallel motions is inhomogeneous, containing `driving terms' which arise from the presence of the fast mode; the homogeneous form of this equation is identical to the equation describing vertically-propagating gravity-modified acoustic waves. We demonstrate that a resonance can exist between the (driving) fast wave and the (driven) gravity-modified acoustic wave, in such a way that very large parallel velocities can be driven by small perpendicular velocities. Applications of this resonance to solar spicules, `jets', and other phenomena are discussed. Title: Reply Authors: Hollweg, Joseph V.; Turner, M. Bibcode: 1979JGR....84.2141H Altcode: No abstract at ADS Title: Alfven Waves on Open and Closed Solar Magnetic Flux Tubes Authors: Hollweg, J. V. Bibcode: 1979BAAS...11..409H Altcode: No abstract at ADS Title: Some physical processes in the solar wind. Authors: Hollweg, J. V. Bibcode: 1978RvGSP..16..689H Altcode: 1978RvGeo..16..689H The 'standard physics' of the solar wind is reviewed, and arguments that this standard physics is inadequate are summarized. A variety of suggestions for modifying the physics of the solar wind are then reviewed, with emphasis on effects of MHD waves of solar origin and collisionless or instability-limited electron heat conduction. The basic effects of the modified physics are demonstrated in a two-fluid model of the solar wind flow. The predictions of this model are carefully compared with observations, and the need for further observations is emphasized. The review concludes with suggestions for future theoretical efforts. Title: Fast wave evanescence in the solar corona Authors: Hollweg, J. V. Bibcode: 1978GeoRL...5..731H Altcode: Using a horizontally stratified model of the solar atmosphere, we argue that appreciable fast wave fluxes of solar origin may not be able to propagate into the solar wind. Fast waves may thus not be a significant source of extended heating and acceleration of the solar wind. This conclusion could be altered by nonlinearity and/or by complex structure of the solar atmosphere, however. Title: Correction Authors: Hollweg, Joseph V. Bibcode: 1978JGR....83.3905H Altcode: JGREA,82,563,1978 Title: Geometrical MHD wave coupling Authors: Hollweg, J. V.; Lilliequist, C. G. Bibcode: 1978JGR....83.2030H Altcode: Refraction and/or magnetic field curvature can lead to 'geometrical mode coupling' between the MHD modes. The effect is linear, but it is a finite-wavelength effect. It is studied here for a simple configuration which is amenable to analysis and which illustrates the basic features of the coupling. In the solar wind the geometrical coupling may be operative only in the solar corona or in the interaction regions of high-speed streams. In the later case the geometrical coupling may provide an explanation for the non-Alfvénic fluctuations but only for long-period waves (greater than several hours) in small interaction regions (<0.1AU). Title: Experimental Search for Coronal Alfven Waves. Authors: Querfeld, C. W.; Hollweg, J. V. Bibcode: 1978BAAS...10..431Q Altcode: No abstract at ADS Title: A quasi-linear WKB kinetic theory for nonplanar waves in a nonhomogeneous warm plasma 1. Transverse waves propagating along axisymmetric B0 Authors: Hollweg, J. V. Bibcode: 1978JGR....83..563H Altcode: A new set of quasi-linear kinetic equations is presented for transverse waves propagating along an axisymmetric magnetic field configuration. A WKB expansion is used to include effects of nonhomogeneity and nonplanarity of the waves. The equations allow simultaneous calculation of the spatial (and temporal) evolution of wave power spectra and the spatial (and temporal) evolution of particle distribution functions, including for the first time important wave-particle interactions which depend explicitly on the nonplanarity of the waves and the nonhomogeneity of the plasma and fields. The usefulness of the equations is demonstrated for a cold plasma, where a number of new results for wave propagation and acceleration of the plasma have been obtained. Along the way, a new quasi-linear separation of the average distribution function has been introduced, the usefulness of which is demonstrated by comparison with fluid theory. The principal new results are briefly summarized in section 6 of the paper. Title: Alfvén waves in the solar atmosphere. Authors: Hollweg, J. V. Bibcode: 1978SoPh...56..305H Altcode: We examine the propagation of Alfvén waves in the solar atmosphere. The principal theoretical virtues of this work are: (i) The full wave equation is solved without recourse to the small-wavelength eikonal approximation (ii) The background solar atmosphere is realistic, consisting of an HSRA/VAL representation of the photosphere and chromosphere, a 200 km thick transition region, a model for the upper transition region below a coronal hole (provided by R. Munro), and the Munro-Jackson model of a polar coronal hole. The principal results are: If the wave source is taken to be near the top of the convection zone, where nH = 5.2 × 1016 cm−3, and if B = 10.5 G, then the wave Poynting flux exhibits a series of strong resonant peaks at periods downwards from 1.6 hr. The resonant frequencies are in the ratios of the zeroes of J0, but depend on B, and on the density and scale height at the wave source. The longest period peaks may be the most important, because they are nearest to the supergranular periods and to the observed periods near 1 AU, and because they are the broadest in frequency. Title: Acceleration of solar wind He++ 3. Effects of resonant and nonresonant interactions with transverse waves Authors: Hollweg, J. V.; Turner, J. M. Bibcode: 1978JGR....83...97H Altcode: Simple models are described which investigate the combined effects on solar wind He++ of resonant and nonresonant acceleration by left-hand transverse waves. The principal points are the following. (1) For a wide range of parameters (ναρ) at 1 AU is close to the effective phase speed of the left-hand waves. (2) The most important factor in determining ναρ at 1 AU is close is whether the high-frequency left-hand waves are predominantly outward propagating, inward propagating, inward propagating, or a mix of both. The resonant acceleration may be more important than the effects of heating or stream-stream interactions. (3) Reasonable values of ναρ at the sun (and of na/nρ at 1 AU) are obtained for a power law index α?1.5 in the wave power spectrum if the effective phase speed of the resonant waves near the sun is not small in comparison to the Alfvén speed there. This requires a substantial level of high-frequency power in outward going waves at the sun, which cannot come from heat-conduction-driven instabilities. (4) The present models do not allow one to decide whether the coronal He++ abundance is greater or less than that at 1 AU. (5) Some of the models show a positive correlation between nα/nρ and νρ at 1 AU, roughly as has been observed. (6) The models suggest that variations in nα/nρ at 1 AU can result from variations in the wave properties near the sun and not neccessarily from variations in the coronal abundance. (7) Some models indicate that (ναρ) may decrease with increasing r in the vicinity of 1 AU. (8) The resonant acceleration is more efficient than Coulomb friction in the sense that it does not exhibit a runaway effect. (9) Observations of minor species may be used to deduce wave properties and plasma processes in the solar wind. Title: Low-frequency instabilities of a warm plasma in a magnetic field: Part 1. Instabilities driven by field-aligned currents Authors: Smith, D. F.; Hollweg, J. V. Bibcode: 1977JPlPh..17..105S Altcode: The marginal stability of a plasma carrying current along the static magnetic field with isotropic Maxwellian ions and isotropic Maxwellian electrons drifting relative to the ions is investigated. The complete electromagnetic dispersion relation is studied using numerical techniques; the electron sums are restricted to three terms which limits the analysis to frequencies much less than the electron gyro-frequency, but includes frequencies somewhat above the ion gyro-frequency. A ‘kink-like’ instability and an instability of the Alfvén mode are found to have the lowest threshold drift velocities in most cases. In fact the threshold drift for the kink-like instability can be significantly less than the ion thermal speed. Electrostatic and electromagnetic ion-cyclotron instabilities are also found as well as the electro-static ion-acoustic instability. No instability of the fast magnetosonic mode was found. The stability analysis provides only threshold drift velocities and gives no information about growth rates. Title: Fokker-Planck theory for cosmic ray diffusion in the presence of Alfvén waves 2. Model stream calculation Authors: Skadron, G.; Hollweg, J. V. Bibcode: 1976JGR....81.5887S Altcode: We investigate the cosmic ray radial diffusion coefficient resulting from linearly polarized Alfvén waves propagating outward through an azimuthally structured solar wind. The analysis utilizes a diffusion coefficient derived from quasi-linear Fokker-Planck theory and a model solar wind stream in which the solar wind velocity varies linearly with azimuth. It is found that beyond 1 AU the stream significantly reduces the diffusion coefficient below that for a spherically symmetric solar wind. The diffusion coefficient is also found to reach a minumum value at a heliucentric distance of approximately 75 Rs, and this minimum moves outward with increasing steepness of the wave spectrum. The diffusion coefficient is a separable function of radius and rigidity below approximately 0.5 GV, but at higher rigidities it is found that the separability fails. Finally, it is concluded that the present diffusion theory is consistent with a cosmic ray gradient which decreases slowly with r and has a mean value, between 1 and 5 AU , of about 3%/AU for 1-GeV galactic protons. Title: Collisionless electron heat conduction in the solar wind Authors: Hollweg, J. V. Bibcode: 1976JGR....81.1649H Altcode: The point of view that heat-conduction-driven plasma instabilities may not be capable of directly modifying the electron heat conduction flux in the solar wind is explored. The electron heat conduction flux is written either as the usual collision-dominated Spitzer-Härm flux, -KSHTe, or as the collisionless heat conduction flux (Hollweg, 1974a), 1.5nekTe(Vsw - ω × r)α. The factor α is of order unity but is only estimated. The former expression pertains close to the sun and far from the sun, where collisions are important, while the latter expression pertains in the intermediate region; the divisions between regions are taken to occur where the radial component of the mean free path equals the radial trapping distance, which is taken to be r/2. Perkins' (1973) term is omitted for three reasons: it is often smaller than the collisionless heat conduction flux; it can be reduced by plasma instabilities; and it is not observed by in situ measurements at 1 AU. The electron-proton coupling term is also omitted; this means that the electron temperature is overestimated and that the proton temperature must be specified ad hoc. In comparison with solar wind models which use the Spitzer-Härm flux throughout, the present computations yield the following new features: (1) The electron temperature is elevated in the collision-dominated region close to the sun. (2) The electron temperature falls off more rapidly in the region where the collisionless heat conduction flux is used, varying as ne2/3(1+α) if α = const. (3) The electron temperature and heat conduction flux at 1 AU are lower in the present computations than in models which use only the Spitzer-Härm flux. (4) The elevated electron temperature close to the sun results in higher solar wind flow speeds at 1 AU. Title: Current-driven Alfvén instability Authors: Hollweg, J. V.; Smith, D. F. Bibcode: 1976JPlPh..15..245H Altcode: The current-driven Alfvén instability is discussed analytically. The instability is driven by the resonant Landau and transit-time terms for propagation not parallel to B0. The critical current for instability is slightly less than the corresponding one for the ‘k-like’instability thus, the instability discussed in this paper may be the more important for the parameter range in which our approximations are valid. The effect of current flow on the magnetosonic mode is also discussed, but no instability is found. Title: Alfvénic acceleration of solar wind helium 2. Model calculations Authors: Chang, S. C.; Hollweg, J. V. Bibcode: 1976JGR....81.1659C Altcode: A previous paper (Hollweg, 1974a) discussed a new physical mechanism for accelerating α particles in the solar wind, via their interaction with Alfvén waves. This paper presents numerical calculations of a simple three-fluid solar wind model, which incorporates the new physical process. The principal result is that the Alfvén waves do effect an important additional coupling between protons and α particles, which tends to equalize their flow speeds at 1 AU. This is in sharp contrast to previous calculations, which gave υαp = 0.7-0.8 at 1 AU. But the model calculations still contain two important problems: (1) we do not obtain υα ≥ υp at 1 AU, as is frequently observed; and (2) the model calculations give values of υα which are unreasonably low near the sun. Thus we conclude that the new physical mechanism is probably sufficiently important to warrant its inclusion in future solar wind models but also that there must be other physical processes working, which still remain to be discovered. Title: The interplanetary plasma and the heliosphere (Plasma interplanétaire et de l'héliosphère). Authors: Axford, W. I.; Hollweg, J. V.; Suess, S. T.; Blum, P. W.; Fahr, H. J. Bibcode: 1976IAUTA..16a.175A Altcode: No abstract at ADS Title: Fokker-Planck theory for cosmic ray diffusion in the presence of Alfvén waves 1. Theory Authors: Hollweg, J. V.; Skadron, G. Bibcode: 1975JGR....80.2701H Altcode: Using the standard quasi-linear Fokker-Planck approach and an expansion of the cosmic ray distribution function in Legendre polynomials, we derive a complete set of Fokker-Planck coefficients and expressions for the complete cosmic ray diffusion tensor due to linearly polarized planar Alfvén waves propagating at an angle to the average magnetic field. We find that although an off-diagonal term formally appears in the diffusion tensor, it is identically zero. In addition, the cross-field diffusion coefficient is identically the same as that found for wave propagation exactly parallel to the average magnetic field. Title: Alfvén wave refraction in high-speed solar wind streams Authors: Hollweg, J. V. Bibcode: 1975JGR....80..908H Altcode: We use a simple physical theory to calculate the variation of Alfvén wave amplitudes and the wave refraction in a schematic model for a high-speed solar wind stream. The results are as follows. (1) The wave amplitudes <δB²>1/2 are larger in the compression region of the stream than in the rarefaction region. (2) The relative amplitudes <δB²>1/2/B0 are larger in the rarefaction region than in the compression region, this result indicating that nonlinear effects may be more important in the rarefaction region. (3) The azimuthal velocity gradient in the stream leads to the result that k is no longer nearly radial at 1 AU, in contrast to predictions based on a spherically symmetric solar wind structure. In the rarefaction region, k turns into the direction of B0, whereas in the compression region, k turns away from the direction of B0. This predicted result in the rarefaction region agrees with direct in situ observations at 1 AU. (4) Waves that start near the sun with different k all tend to be refracted into the same direction by the time that they reach 0.5 AU. This result indicates that plane wave analyses will be appropriate beyond 0.5 AU. Title: Waves and instabilities in the solar wind. Authors: Hollweg, J. V. Bibcode: 1975RvGSP..13..263H Altcode: 1975RvGeo..13..263H We present a review of waves and instabilities in the solar wind, concentrating on those aspects that are likely to play important roles in influencing the dynamic and thermodynamic states of the general solar wind expansion. We consider in particular the roles played by various waves and instabilities in influencing the heating and expansion of the solar wind, the angular momentum of the solar wind, the solar wind thermal anisotropy, the heating and flow of alpha particles in the solar wind, the interstellar neutral particles that become ionized in the solar wind, and the 'fluidlike behavior' of the solar wind. We include a brief review of the properties of the hydromagnetic wave modes, concentrating particularly on the Alfven mode, which has been observed to contribute significantly to the microscale fluctuations of the solar wind. But we also present a summary of observational evidence pertaining to the presence and action in the solar wind of waves and instabilities that are not among the hydromagnetic modes. Title: Hydromagnetic Waves in Interplanetary Space Authors: Hollweg, J. V. Bibcode: 1974PASP...86..561H Altcode: Review of recent theoretical and observational work attempting to explain the origin and nonlinear properties of interplanetary hydromagnetic waves and the role played by these waves in modifying the thermal and dynamic characteristics of the solar wind. Attention is restricted to propagating hydromagnetic waves which are intrinsic to the solar wind itself. An initial straightforward analysis of small-amplitude hydromagnetic waves serves as a guide for interpreting the data and as a reference point for examining the more complex nonlinear phenomena. Representative data illustrate the appearance of the various hydromagnetic wave modes in the solar wind. The various effects which the waves may have on the solar wind itself are finally discussed. Title: Improved Limit on Photon Rest Mass Authors: Hollweg, Joseph V. Bibcode: 1974PhRvL..32..961H Altcode: Recent observations of Alfvén waves in the interplanetary medium provide an improved upper limit on the photon rest mass. We find a reliable upper limit μ<=3.6×10-11 cm-1, mph<=1.3×10-48 g, and a stronger, but less certain upper limit μ<3.1×10-12 cm-1, mph<1.1×10-49 g. These represent improvements on the heretofore best reliable estimate by 0.5 and 1.5 orders of magnitude, respectively. Title: Alfvénic acceleration of solar wind helium and related phenomena 1. Theory Authors: Hollweg, Joseph V. Bibcode: 1974JGR....79.1357H Altcode: We present a new physical mechanism by which helium nuclei can be preferentially accelerated by Alfvén waves in the solar wind. The mechanism works as follows. The acceleration of the solar wind by Alfvén wave pressure is basically a δJ × δB force; but the wave-associated current δJ carried by a given plasma species depends, via the Lorentz transformation, on the bulk velocity of that species, and thus species that move at different bulk velocities experience different accelerations. In the solar wind this differential acceleration can for the most part be interpreted as an additional frictional interaction between protons and helium nuclei. Numerical estimates indicate that this interaction is important at 1 AU. It is expected that this additional friction will be able to account for the observed fact that helium nuclei almost never flow slower than protons in the solar wind; detailed numerical calculations are deferred to a later paper, however. Although our calculation is done for Alfvén waves, we argue that the basic physics of our mechanism is applicable to a wide variety of waves, and we suggest that it may be important for cosmic rays, interstellar gas, comet tails, and the earth's (and Jupiter’) geomagnetic tail. Title: Large-amplitude hydromagnetic waves Authors: Barnes, Aaron; Hollweg, Joseph V. Bibcode: 1974JGR....79.2302B Altcode: We examine several aspects of the theory of large-amplitude hydromagnetic waves and their behavior in the interplanetary medium. We consider the characteristic modes of the full (i.e., nonlinearized) MHD equations and their modification by collisionless and finite-frequency effects. We give special attention to the transverse Alfvén mode, which is undamped and characterized by strictly constant pressure, density, and |B|; this seems to be the predominant propagating fluctuation at 1 AU. We show that its propagation in the small-wavelength (WKB) approximation is essentially identical to that of the small-amplitude Alfvén wave of linearized theory. We also suggest that its presence at 1 AU may provide a natural explanation of the observed power anisotropy of the fluctuations. We use a second-order analysis to study fluctuations that are not characteristic modes. We find that for a small range of propagation directions, and subject to third-order effects, a finite-amplitude wave can exist that is linearly polarized with δB perpendicular to both B0 and k; such a wave can damp nonlinearly. But the situation is different for other directions of propagation, and our analysis suggests a possible explanation for the presence of the transverse Alfvén mode at 1 AU. Our results are used to discuss several possible mechanisms by which hydromagnetic waves may heat the solar wind. Title: Waves and instabilities in the solar wind. Authors: Hollweg, J. V. Bibcode: 1974sowi.conf..333H Altcode: No abstract at ADS Title: Transverse Alfvén waves in the solar wind: Arbitrary k, v 0, B 0, and |δB| Authors: Hollweg, Joseph V. Bibcode: 1974JGR....79.1539H Altcode: Using a simple analysis based on energy conservation, we derive expressions for the spatial variation of the amplitudes of transverse Alfvén waves in the solar wind. We make no assumptions about the solar wind geometry or the directions of propagation, and we do not require that the wave amplitudes be small. Title: On electron heat conduction in the solar wind Authors: Hollweg, Joseph V. Bibcode: 1974JGR....79.3845H Altcode: First, it is pointed out that Perkins' work on the helioclassical electron conductivity in the solar wind is missing an important term. This term essentially removes Perkins' helioclassical reduction of the heat flux below the classical Spitzer-Härm value. Second, a speculative discussion of an alternative approach is presented. It is argued that heat current instabilities may be effective in substantially reducing the heat flux, and approximate formulas are presented for the heat flux when the instabilities are operating. However, these formulas must be regarded merely as speculations as to the end result of a difficult and as yet unsolved problem in nonlinear plasma physics. Title: ALFVtN Waves in a Two-Fluid Model of the Solar Wind Authors: Hollweg, Joseph V. Bibcode: 1973ApJ...181..547H Altcode: We present a two-fluid model for the solar wind which includes the presence of Alfve'n waves which originate at the Sun. The effective pressure of the Alfve'n waves is included, as well as a model representation for proton heating via nonlinear damping of the Alfve'n waves. The effects of rotation in the solar equatorial plane are self-consistently included. Our principal results are summarized as follows: 1) Our calculations reproduce the correlation at 1 a.u. quite well for V <% 450km 1 This supports the idea that Alfve'n waves of solar origin are responsible for the high-speed streams. 2) An Alfve'nic energy flux of 6000 ergs -1 at the Sun yields values for Tp, V, and nat 1 a.u. which agree well with the data. 3) Wave pressure tends to produce a positive n-v correlation at 1 a.u., contrary to the observed negative correlation. This suggests that the cross-section of the high-speed streams may increase more rapidly than r2. 4) Including the spiral magnetic field in the electron energy equation worsens the disagreement between observed and calculated values of T at 1 a.u., if the electron heat conductivity is given by the collisional value. More work on the electron energy equation is needed. 5) Peripheral to our main theme, we present (a) general derivation of the conservation equations in the presence of Alfve'n waves; (b) a simple, new derivation for the properties of Alfve'n waves in a spiral field; and (c) a new power series for the electron temperature near r = , in the presence of a spiral magnetic field. Subject headings: hydromagnetics - solar wind Title: Alfvén waves in the solar wind: Wave pressure, poynting flux, and angular momentum Authors: Hollweg, Joseph V. Bibcode: 1973JGR....78.3643H Altcode: We consider three effects of Alfvén waves propagating in the solar wind. (1) Modification of the angular momentum balance of the solar wind by Alfvén waves in the presence of thermal anisotropy is considered. The Alfvén waves are found to reduce the azimuthal velocity υϕ at 1 AU. This effect occurs because the Alfvén waves are transverse and represent an additional component of the pressure perpendicular to the magnetic field. The effect is large if <δB²>/B0² ≳ ⅓, and it is concluded that thermal anisotropy cannot be invoked to explain the large azimuthal velocity of the solar wind. (2) Modification of the angular momentum balance of the solar wind by Alfvén waves by finite-wavelength (non-WKB) effects is considered. The Alfvén waves reduce υϕ at 1 AU by reducing the heliocentric distance of the critical point that appears in the equation for υϕ. This effect occurs because the waves act like a Reynold's ‘viscosity,’ but the sign is such that the viscosity is negative, leading to antirotation of the solar wind. This effect is only important for waves with ω-1 ≳ 10 hours. (3) Finite-wavelength modifications of the wave pressure are considered. It is found that the wave pressure is reduced close to the sun. This effect is important near 2 RE for waves with ω-1 ≳ 2 hours. Title: ALFVÉNIC Motions in the Solar Atmosphere Authors: Hollweg, Joseph V. Bibcode: 1972ApJ...177..255H Altcode: The amplitude of bulk velocities associated with upward-propagating Alfve'n waves in the lower solar atmosphere is discussed. We show that for a given wave energy flux, the bulk velocities can be appreciably lower in cases when the wavelength is much larger than the scale height, than in situations where the wavelength is smaller than the scale height. In the chromosphere and lower corona, the former case pertains to waves with dominant timescales of hours, as is found for Alfven waves observed in the solar wind at 1 a.u., or to supergranulation-driven waves with dominant timescales of the order of the supergranular lifetime, 20 hours. This has the important consequence that Alfven waves with energy fluxes of several thousand to a few tens of thousand ergs em 2 -1 at the Sun (such fluxes have been predicted for supergranulation-dnven Alfven waves, and can play a significant role in the dynamics of the solar wind) can have bulk velocity amplitudes 3 km s ' at heights less than 50,000km above the solar limb, if the general solar field strength is at least 2 gauss. Such velocities are consistent with observational limits to bulk velocities in the lower solar atmosphere. Title: Model for Energy Transfer in the Solar Wind: Model Results - Comments Authors: Hollweg, J. V. Bibcode: 1972NASSP.308..223H Altcode: 1972sowi.conf..223H No abstract at ADS Title: Wavelength Dependence of the Interplanetary Scintillation Index - Comments Authors: Hollweg, J. V. Bibcode: 1972NASSP.308..503H Altcode: 1972sowi.conf..497H No abstract at ADS Title: Wavelength Dependence of the Interplanetary Scintillation Index Authors: Hollweg, J. V.; Jokipii, J. R. Bibcode: 1972NASSP.308..494H Altcode: 1972sowi.conf..488H No abstract at ADS Title: Supergranulation-driven Alfvén waves in the solar chromosphere and related phenomena. Authors: Hollweg, J. V. Bibcode: 1972CosEl...2..423H Altcode: No abstract at ADS Title: Heat conduction in a turbulent magnetic field, with application to solar-wind electrons Authors: Hollweg, Joseph V.; Jokipii, J. R. Bibcode: 1972JGR....77.3311H Altcode: We consider random, long-wavelength fluctuations in a turbulent magnetic field and show that they can appreciably decrease the heat conductivity of a plasma along the magnetic field. In simp1e cases of interest, the reduction along the average field is approximately by the factor <cos δθ>², where δθ is the angle of the local magnetic field relative to the average field. Application to solar-wind electrons indicates that this reduction in heat conductivity due to observed fluctuations in the interplanetary magnetic field may be of the order of a factor of 2. This may help to explain recent measurements which indicate a rather low electron heat flux in the solar wind. Title: Supergranulation Driven Alfvén Waves in the Solar Chromosphere and Related Phenomena Authors: Hollweg, J. V. Bibcode: 1972CoEl....2..423H Altcode: No abstract at ADS Title: Nonlinear Landau Damping of Alfvén Waves Authors: Hollweg, Joseph V. Bibcode: 1971PhRvL..27.1349H Altcode: It is shown that large-amplitude linearly or elliptically polarized Alfvén waves propagating parallel to B-->0 can be dissipated by nonlinear Landau damping. The damping is due to the longitudinal electric field associated with the ion sound wave which is driven (in second order) by the Alfvén wave. The damping rate can be large even in a cold plasma (β<<1, but not zero), and the mechanism which we propose may be the dominant one in many plasmas of astrophysical interest. Title: Density fluctuations driven by Alfvén waves Authors: Hollweg, Joseph V. Bibcode: 1971JGR....76.5155H Altcode: The equations for a linearly polarized Alfvén wave, propagating parallel to the direction of the average magnetic field in a perfectly conducting fluid, are solved to second order in the wave quanities for cases where the fluid obeys single adiabatic or double adiabatic equations of state. To this order, we find no change in the wave magnetic field or transverse wave velocity, but longitudinal wave velocity and density fluctuations appear, driven by gradients in the wave magnetic-field pressure. This is in contrast to the common belief that even large-amplitude Alfvén waves remain purely transverse. The density fluctuations can become quite large when the Alfvén speed is close to the ion sound speed in the fluid; this condition may at times exist in the solar wind at 1 AU. We suggest that part of the density fluctuations observed in the solar wind by satellites and interplanetary scintillation may be associated with large-amplitude Alfvén waves. Heating of the solar wind might result if the ion sound waves, which are driven by the Alfvén waves, are appreciably damped. Title: Collisionless solar wind, 2, Variable electron temperature Authors: Hollweg, Joseph V. Bibcode: 1971JGR....76.7491H Altcode: We consider a two-component ‘model’ for the solar wind, in which the protons become collisionless beyond r0≥10 RS, where they are already highly supersonic. The proton temperatures are found from the double adiabatic equation of state. The electrons are highly subsonic, and their temperature profile is prescribed ad hoc. Solar rotation is considered in a semi-self-consistent fashion. The momentum equations for the electrons and protons are solved subject to the conditions of quasi neutrality and zero charge efflux from the sun. The principal results are the following. (1) The proton thermal anisotropy is substantially reduced when solar rotation is considered. We find Tp∥/Tp⊥ < 3 if r0 = 40 RS, while Tp∥/Tp⊥ < 2 if r0 = 55 RS. Wave-particle interactions may therefore play a less significant role in destroying proton anisotropy than has been heretofore thought. (2) The observed dependence of Tp∥/Tp⊥ on solar-wind speed is consistent with collisionless flow, and the double adiabatic equation of state, beyond r0=55 RS, if r0 and υ0 = υ(r0) do not change. (3) Solar rotation leads to significantly lower mean proton temperatures, Tp = ( Tp∥ + 2Tp⊥)/3, than are obtained when the magnetic field is radial. Thus the apparent advantage of collisionless models in reproducing the observed solar-wind conditions does not persist when solar rotation is included. (4) Even slight electron anisotropy, Te∥/Te⊥ ≌ 1.2, in the region r>10 RS reduces the solar-wind speed at the earth by 10-15%, thus worsening the disagreement between observations and the two-fluid model. (5) The electron temperature profile in the supersonic region is the primary parameter determining flow acceleration there; we urge that the details of the electron energy balance, and the possibility of electron heating, be carefully examined in future work. Title: Energy and momentum exchange in transverse plasma waves Authors: Hollweg, Joseph V.; Völk, H. J. Bibcode: 1971JGR....76.7527H Altcode: We calculate, by a perturbation analysis, the energy and momentum changes both of a single particle and of a distribution of particles moving in a transverse electromagnetic wave propagating parallel to the direction of the average magnetic field. It is shown that energy and momentum conservation of the particles and of the electromagnetic field leads to the same dispersion relation as has been obtained by Stix (1962) from solution of the Vlasov equation. More importantly, we are able to discuss the transfer of energy and momentum between particles and fields, in the context of stability or instability of the plasma. We emphasize that it is generally not sufficient to attempt to deduce the stability properties of a plasma from considerations of the energy gained or lost by the resonant particles alone. In general, one must also consider the additional constraint of momentum conservation and the effects of the nonresonant particles; this conclusion persists even in the limit of zero growth rate, when the resonant particles would be expected to play the dominant role. Two illustrations are provided. The real part of the frequency of the fire-hose instability is shown to be determined by momentum conservation, whereas the growth rate follows from energy conservation. For the new proton-resonant modes (Hollweg and Völk, 1970b), on the other hand, we find that the growth rate follows from momentum conservation, whereas energy conservation yields the real part of the frequency. We show that the earlier classification of the proton-resonant modes in accord with the sign of (Ap±ωrp) is, in fact, a classification assigned in accord with the gain or loss of energy by the protons. The small-wavelength extension of the fire hose leads to absorption of energy by the protons, and this mode could simultaneously cool the electrons and heat the protons in the solar wind near 1 AU; the other two proton-resonant modes lead to loss of energy by the protons and would aggravate the discrepancy between the two-fluid solar-wind model and observation. Finally, it is shown that the small-wavelength extension of the fire hose tends to reduce solar-wind proton thermal anisotropies to the observed values only for frequencies less than about 4Ωp, whereas the other proton-resonant instabilities lead in all instances to reduction of the anisotropy. Title: Fluctuations in Times of Arrival of Pulsar Pulses Authors: Hollweg, Joseph V. Bibcode: 1970ApJ...161L.225H Altcode: Recent progress in the interpretation of scintillation and angular broadening of radio sources indicates that the correlation length for electron-density fluctuations in the interplanetary plasma may be four orders of magnitude larger than was earlier supposed. In that case we expect rms fluctuations in the times of arrival of pulsar pulses to be as large as 10 ms at 75 MHz, if the apparent distance of the ulsar from the solar center is 10 Ro. Detection of fluctuations in the times of arrival could provide valuab e new information about the nature of the solar coronal turbulence, since this effect is sensitive primarily to the longer wavelengths in the turbulence spectrum, in contrast to scintillation and angular broadening, which are sensitive to the shortest wavelengths. Title: Interplanetary Scintillations and the Structure of Solar-Wind Fluctuations Authors: Jokipii, J. R.; Hollweg, Joseph V. Bibcode: 1970ApJ...160..745J Altcode: It is demonstrated that the observed correlation scale of the interplanetary scintillation of radio sources is consistent with a plasma-density correlation length of 10 km or more. This result is in sharp contrast to previous analyses which inferred a correlation length of 100-200 km. Fluctuations in plasma density may therefore have a structure similar to that observed for the interplanetary magnetic field and plasma velocity. We find that in this case of a long correlation length the rms phase fluctuation produced in the radio wave by the solar plasma is very large ( 10 radians) and that the -km scale inferred in previous work is then closely related to the "inner scale" of the fluctuations, i.e., that wavelength below which there is little power. Title: Lunar conducting islands and formation of a lunar limb shock wave Authors: Hollweg, Joseph V. Bibcode: 1970JGR....75.1209H Altcode: We propose a mechanism for the creation of a weak solar-wind shock at the lunar limb, in which the fluctuating interplanetary magnetic field interacts with a thin highly conducting crust. The crust is assumed to be fractured and describable in terms of what we call ‘conducting islands.’ The fluctuating interplanetary field produces currents inside the conducting islands, which in turn produce magnetic fields capable of deflecting the solar wind. We find that conductivities of 4×10-4 mho/m and crust thicknesses of 5 km are consistent with the observed 3°-6° flow deflection if the ‘fractionation scale’ is of the order of 400 km. Higher conductivities and greater thicknesses imply a smaller fractionation scale. Title: New plasma instabilities in the solar wind Authors: Hollweg, Joseph V.; Völk, H. J. Bibcode: 1970JGR....75.5297H Altcode: We discuss the instability of transverse electromagnetic waves propagating parallel to the average magnetic field in an electron-proton plasma, and we examine the question of whether the instabilities may occur in the solar wind. Our discussion is based on Stix' well-known dispersion relation, but we depart from most previous analyses by assuming that the resonant protons lie near the peak of their distribution function. We find three instabilities, two of which are new. The first new instability is driven by anisotropic electrons in the same manner as is the firehose, and we believe that it represents an extension of the firehose instability to large wave numbers. The growth rates are large over a broad frequency range around Ωp. We suggest that the excitation of this instability results in a partial transfer of thermal energy from the electrons to the protons and, if it occurs in the solar wind, may therefore heat the solar-wind protons and reduce their anisotropy. The second, new instability is driven by anisotropic protons with T⊥p⪞3T∥p it may occur in local regions of the solar wind. The third instability is not new; it represents a continuation of the unstable whistler mode near Ωp to those cases where there are many resonant protons. In contrast to earlier papers, in which it is assumed that the number of resonant protons is small, our work demonstrates that this instability can in fact be effective in destroying proton anisotropies of the type observed in the solar wind. Title: Angular broadening of radio sources by solar wind turbulence Authors: Hollweg, Joseph V. Bibcode: 1970JGR....75.3715H Altcode: The observed apparent angular broadening of radio sources as they pass close to the sun is discussed in terms of statistical ray theory. Unlike earlier works in which the turbulent interplanetary plasma is assumed to possess a spectrum of Gaussian form, we here treat power spectra for fluctuations in electron density, which are assumed to be of the same form as have been obtained for magnetic field and velocity fluctuations by in situ measurements. Such spectra are distinctly non-Gaussian. We find that the data suggest that the solar wind turbulence is strong between 10 and 100 solar radii distance from the sun. This result disagrees with earlier analyses, which suggest that the fluctuations are of the order of only a few per cent of the mean, but it agrees with the large fluctuations in electron density indicated by direct satellite measurement near the orbit of the earth. The data usually imply that the solar wind electron density varies as r-2, and that the correlation length and inner scale (that wavelength below which there is little power) of the turbulence are constant with distance from the sun. At times, however, the data imply that the electron density varies as r-2.5, and the two length scales are constant; or that the density varies as r-2, and the two length scales increase linearly with distance from the sun. Title: Two New Plasma Instabilities in the Solar Wind Authors: Hollweg, Joseph V.; Völk, H. J. Bibcode: 1970Natur.225..441H Altcode: IN this communication we consider the left-hand mode in a hot plasma, propagating in the direction of the average magnetic field, and for frequencies near the proton gyrofrequency we find two new instabilities. The first is driven by strong electron thermal anisotropy and the second by strong proton thermal anisotropy in the presence of electron anisotropy. We believe that the first of these new instabilities may have important consequences for the development of the solar wind. This mode is similar to the low-frequency firehose instability but it involves only the electron anisotropy. The wavelength is short, and the destabilizing centrifugal force on the electrons is able to overwhelm the cyclotron damping due to the resonant protons. If this instability occurs in the solar wind, it results in an additional coupling between the electrons and protons, with the result that it can contribute to the proton heating. Title: Collisionless solar wind: 1. Constant electron temperature Authors: Hollweg, Joseph V. Bibcode: 1970JGR....75.2403H Altcode: A 2-fluid model for the solar wind is discussed, in which the electrons, at constant temperature, are treated hydrodynamically and the protons are assumed to become collisionless, at a distance from the sun at which they are already supersonic. A radial magnetic field is included, with radial gravitational and electric fields; the electric field arises from the condition of quasi-neutrality and is an important feature of the model. Quantities such as bulk velocity, concentration, and proton temperatures parallel and perpendicular to the magnetic field are discussed directly in terms of the proton distribution function; viscosity and heat conduction are thus automatically included. The principle result is that if the electron temperature in the vicinity of the point where the electrons become collisionless (10-20 solar radii from the sun) is of the order 106 °K, the flow velocity at the orbit of the earth is in excess of 300 km/sec, and the average proton temperature is of the order of 10,000 °K. Both of these figures are higher than those obtained by the 2-fluid hydrodynamical model. The velocity far from the base of the model varies as Te1/2 and is relatively insensitive to temperature or velocity at the base or to the location of the base. The thermal anisotropy of the protons, T/T, is predicted to be about 50. Title: Lunar limb shock wave Authors: Hollweg, J. V. Bibcode: 1969MitAG..27Q.222H Altcode: No abstract at ADS Title: The Occulting Disk of the Sun at Radio Wavelengths Authors: Bracewell, R. N.; Eshleman, V. R.; Hollweg, Joseph V. Bibcode: 1969ApJ...155..367B Altcode: The angular size of the occulting disk of the Sun at radio wavelengths, which depends on the deviation of slightly deviated rays traversing the outer solar corona, can be calculated simply without resorting to ray tracing Title: Stochastic heating of protons by fast hydromagnetic wave Authors: Hollweg, Joseph V. Bibcode: 1969JGR....74.2899H Altcode: The stochastic heating of protons by a random magnetosonic wave propagating normal to the magnetic field is suggested as an explanation of the observation that the protons are hotter than the electrons in the plasma sheet of the magnetotail. A perturbation analysis is used to find the proton trajectories under the influence of the electric and magnetic fields of the driving wave. The gradients of the field quantities across a proton orbit are included by using the first term in a Taylor series expansion. The inclusion of the field gradients and particle drifts gives the result that the heating depends not only on the energy in the wave spectrum at the gyrofrequency but also on that at the first harmonic of the gyrofrequency, and suggests, furthermore, that the faster protons are heated more strongly with the result that their distribution function can be broadened, consistent with observation. A nonlinear mechanism that can decouple the particles from the wave is suggested, and it is shown to yield proton energy gains of the correct order of magnitude for the plasma sheet. Title: A Statistical Ray Analysis of The Scattering of Radio Waves by the Solar Corona Authors: Hollweg, Joseph V. Bibcode: 1968AJ.....73..972H Altcode: The scattering of radio waves by an anisotropically turbulent solar corona exhibiting large-scale refraction (due to a radial gradient in average electron density) is discussed in terms of a statistical ray analysis similar to that of Chandrasekhar. The corona is assumed to be spherically symmetric throughout. The ray equations of geometrical optics are written in terms of the spherical coordinate system natural to the solar corona, and discussed for the case of an anisotropically turbulent corona for which the electron density may be known in only a statistical sense. A linear perturbation analysis is employed to obtain explicit solutions for the statistical fluctuations in the ray position, signal phase, and pulse propagation times. The general expressions thus obtained are discussed in particular for the special case of nearly linear rays. It is shown that at appropriate frequencies even very slight ray bending can have a significant effect on the fluctuations in the times of propagation of pulse signals across the corona. Throughout the work we seek to provide a proper analytical framework in which to interpret observed fluctuations in the apparent source position (or angular sixe), the arrival times of pulse signals, and variations in the signal bandwidth. Our attention is drawn specifically to deducing, as functions of distance from the sun, the mean-square fluctuations in electron density, the statistical correlation lengths, and the degree of anisotropy. We point out that the scattering data available at present is consistent, beyond some ten solar radii, with a coronal density behaving as , a degree of anisotropy nearly constant with distance from the sun, and a statistical correlation length which during solar minimum does not vary with (r), but which tends to increase linearly with (r) near solar maximum indicating that the interplanetary plasma develops a radial filamentary structure as solar maximum is approached. In the region three to six solar radii, we find a2/ ', where a is the correlation length in the radial direction and b the correlation length in the transverse direction. This behavior can result if both the anisotropy ratio a/b and the transverse correlation length vary linearly with r in that region. Title: Solar Coronal Effects on Pulsar Signals Authors: Hollweg, Joseph V. Bibcode: 1968Natur.220..771H Altcode: THE discovery1 of the southern pulsar PSR 2045-16 suggests the possibility of detecting the influence of the solar corona on pulsar signals, for this pulsar is located only some 1.5° from the ecliptic, and will therefore at the end of January be located within some six solar radii of the solar centre. This letter presents estimates of the influence of the corona on pulsar signals by considering the delay which the corona will produce in the arrival times of the signal pulses, fluctuations in the arrival times of pulses due to statistical inhomogeneities in the coronal electron density, and the temporal ``smearing'' of pulse structure due to the propagation of waves over different electrical paths. Detection of the first and last of these effects may be possible for PSR 2045-16. Title: Interaction of the solar wind with the moon and formation of a lunar limb shock wave Authors: Hollweg, Joseph V. Bibcode: 1968JGR....73.7269H Altcode: The interaction of the solar wind with a two-layered moon is considered from the point of view of the induction generator model of Sonett and Colburn (1967). We show that a highly conducting lunar core, shielded by a thin insulating outer layer, cannot reasonably be consistent with the observed absence of a lunar bow shock, since a 10-meter thick surface dust layer would require a conductivity less than 10-10 mho/m, while a 10-kilometer thick layer would require a conductivity less than 10-7 mho/m to shield the core; conductivities in this low range do not seem reasonable. We thus establish an upper limit of 10-5 mho/m for the core conductivity, but point out that this figure can be consistent with the existence of a highly conducting surface layer. Two mechanisms are suggested for the formation of a lunar limb shock wave. It is shown that in the steady-state unipolar generator model a limb shock will be expected to form in the vicinity of the plane defined by the solar wind velocity and magnetic field directions, while a limb shock may be expected to form also in the nonsteady state if the moon possesses a conducting outer layer (10-4 < σ < 10-3 mho/m) of thickness between one-tenth and several kilometers. Title: A statistical ray analysis of the scattering of radio waves by anisotropically turbulent, non-homogeneous solar corona Authors: Hollweg, Joseph Vincent Bibcode: 1968PhDT.......106H Altcode: No abstract at ADS Title: Properties of solar wind turbulence deduced by radio astronomical measurements Authors: Hollweg, Joseph V.; Harrington, J. V. Bibcode: 1968JGR....73.7221H Altcode: A simple ray analysis is used to derive expressions for the angular spread and spectral broadening of coherent radio signals on traversing the turbulent interplanetary medium, when the anisotropy and radial gradient of the turbulence and the large-scale motions of the medium (solar wind) are important. The resulting expressions are used to interpret observations, reported in the literature, of the angular broadening of natural radio sources and of the spectral broadening of Mariner 4 during superior conjunction. In the region 10-100 solar radii our results are consistent with a coronal electron concentration behaving as r-2 and a statistical correlation length which during solar minimum does not vary with r but which tends to increase linearly with r near solar maximum, indicating that the interplanetary plasma tends to develop a radial filamentary structure during solar maximum; we find no necessity to invoke nonradial outflow to explain the observations. In the region 3-6 solar radii the data imply a²/b ∼ r³, where a is the correlation length in the radial direction and b is the correlation length in the transverse direction. We point out that this behavior can result if both the transverse correlation length and the anisotropy ratio, a/b, increase linearly with r in that region.