Author name code: marsch ADS astronomy entries on 2022-09-14 author:"Marsch, Eckart" ------------------------------------------------------------------------ Title: Evaluating Electrostatic Analyser measurements of 3D Solar Wind Velocity Distributions: The SIRTH Method Authors: Steinhagen, J.; Berger, L.; Heidrich-Meisner, V.; Marsch, E.; Wimmer-Schweingruber, R. F. Bibcode: 2020AGUFMSH013..01S Altcode: The solar wind is often characterised by few key parameters, such as density, velocity, and temperature. These parameters only describe the underlying 3D velocity distribution well for a Maxwellian distribution. Since the solar wind often deviates from a Maxwellian, it is desirable to characterise distributions in more detail. We analyse data from Helios E1 instrument 1a, an electrostatic analyser that separates ions with respect to their E/q ratio. A typical problem with instrument 1a data is the overlap of protons and alphas in the proton velocity frame. The magnetic field represents a prominent direction for the gyromotion of ions, but typically does not align with the instrumental frame of reference. We therefore rotate the experimental data accordingly before we translate the coordinate system into the proton maximum. We further refine our coordinate system such that the magnetic field axis, alphas and protons lie in one coordinate plane. The assumption of gyrotropy is then sufficient to separate protons and alphas in most cases. Density and temperature changes along the magnetic field direction can now be derived without contamination by alphas and protons, respectively. We call it Subgrid, Interpolation, Rotation, Translation and Histogramming (SIRTH) method, closely following the individual implementation steps. We present first results for proton plasma properties in 40s time resolution. The concept of this method can also be applied to other electrostatic analysers like 3DP-PESA on Wind, SWEAP-SPAN on Parker Solar Probe and SWA-PAS on Solar Orbiter. Title: The Solar Orbiter magnetometer Authors: Horbury, T. S.; O'Brien, H.; Carrasco Blazquez, I.; Bendyk, M.; Brown, P.; Hudson, R.; Evans, V.; Oddy, T. M.; Carr, C. M.; Beek, T. J.; Cupido, E.; Bhattacharya, S.; Dominguez, J. -A.; Matthews, L.; Myklebust, V. R.; Whiteside, B.; Bale, S. D.; Baumjohann, W.; Burgess, D.; Carbone, V.; Cargill, P.; Eastwood, J.; Erdös, G.; Fletcher, L.; Forsyth, R.; Giacalone, J.; Glassmeier, K. -H.; Goldstein, M. L.; Hoeksema, T.; Lockwood, M.; Magnes, W.; Maksimovic, M.; Marsch, E.; Matthaeus, W. H.; Murphy, N.; Nakariakov, V. M.; Owen, C. J.; Owens, M.; Rodriguez-Pacheco, J.; Richter, I.; Riley, P.; Russell, C. T.; Schwartz, S.; Vainio, R.; Velli, M.; Vennerstrom, S.; Walsh, R.; Wimmer-Schweingruber, R. F.; Zank, G.; Müller, D.; Zouganelis, I.; Walsh, A. P. Bibcode: 2020A&A...642A...9H Altcode: The magnetometer instrument on the Solar Orbiter mission is designed to measure the magnetic field local to the spacecraft continuously for the entire mission duration. The need to characterise not only the background magnetic field but also its variations on scales from far above to well below the proton gyroscale result in challenging requirements on stability, precision, and noise, as well as magnetic and operational limitations on both the spacecraft and other instruments. The challenging vibration and thermal environment has led to significant development of the mechanical sensor design. The overall instrument design, performance, data products, and operational strategy are described. Title: The Solar Orbiter SPICE instrument. An extreme UV imaging spectrometer Authors: SPICE Consortium; Anderson, M.; Appourchaux, T.; Auchère, F.; Aznar Cuadrado, R.; Barbay, J.; Baudin, F.; Beardsley, S.; Bocchialini, K.; Borgo, B.; Bruzzi, D.; Buchlin, E.; Burton, G.; Büchel, V.; Caldwell, M.; Caminade, S.; Carlsson, M.; Curdt, W.; Davenne, J.; Davila, J.; Deforest, C. E.; Del Zanna, G.; Drummond, D.; Dubau, J.; Dumesnil, C.; Dunn, G.; Eccleston, P.; Fludra, A.; Fredvik, T.; Gabriel, A.; Giunta, A.; Gottwald, A.; Griffin, D.; Grundy, T.; Guest, S.; Gyo, M.; Haberreiter, M.; Hansteen, V.; Harrison, R.; Hassler, D. M.; Haugan, S. V. H.; Howe, C.; Janvier, M.; Klein, R.; Koller, S.; Kucera, T. A.; Kouliche, D.; Marsch, E.; Marshall, A.; Marshall, G.; Matthews, S. A.; McQuirk, C.; Meining, S.; Mercier, C.; Morris, N.; Morse, T.; Munro, G.; Parenti, S.; Pastor-Santos, C.; Peter, H.; Pfiffner, D.; Phelan, P.; Philippon, A.; Richards, A.; Rogers, K.; Sawyer, C.; Schlatter, P.; Schmutz, W.; Schühle, U.; Shaughnessy, B.; Sidher, S.; Solanki, S. K.; Speight, R.; Spescha, M.; Szwec, N.; Tamiatto, C.; Teriaca, L.; Thompson, W.; Tosh, I.; Tustain, S.; Vial, J. -C.; Walls, B.; Waltham, N.; Wimmer-Schweingruber, R.; Woodward, S.; Young, P.; de Groof, A.; Pacros, A.; Williams, D.; Müller, D. Bibcode: 2020A&A...642A..14S Altcode: 2019arXiv190901183A; 2019arXiv190901183S
Aims: The Spectral Imaging of the Coronal Environment (SPICE) instrument is a high-resolution imaging spectrometer operating at extreme ultraviolet wavelengths. In this paper, we present the concept, design, and pre-launch performance of this facility instrument on the ESA/NASA Solar Orbiter mission.
Methods: The goal of this paper is to give prospective users a better understanding of the possible types of observations, the data acquisition, and the sources that contribute to the instrument's signal.
Results: The paper discusses the science objectives, with a focus on the SPICE-specific aspects, before presenting the instrument's design, including optical, mechanical, thermal, and electronics aspects. This is followed by a characterisation and calibration of the instrument's performance. The paper concludes with descriptions of the operations concept and data processing.
Conclusions: The performance measurements of the various instrument parameters meet the requirements derived from the mission's science objectives. The SPICE instrument is ready to perform measurements that will provide vital contributions to the scientific success of the Solar Orbiter mission. Title: The Solar Orbiter mission. Science overview Authors: Müller, D.; St. Cyr, O. C.; Zouganelis, I.; Gilbert, H. R.; Marsden, R.; Nieves-Chinchilla, T.; Antonucci, E.; Auchère, F.; Berghmans, D.; Horbury, T. S.; Howard, R. A.; Krucker, S.; Maksimovic, M.; Owen, C. J.; Rochus, P.; Rodriguez-Pacheco, J.; Romoli, M.; Solanki, S. K.; Bruno, R.; Carlsson, M.; Fludra, A.; Harra, L.; Hassler, D. M.; Livi, S.; Louarn, P.; Peter, H.; Schühle, U.; Teriaca, L.; del Toro Iniesta, J. C.; Wimmer-Schweingruber, R. F.; Marsch, E.; Velli, M.; De Groof, A.; Walsh, A.; Williams, D. Bibcode: 2020A&A...642A...1M Altcode: 2020arXiv200900861M
Aims: Solar Orbiter, the first mission of ESA's Cosmic Vision 2015-2025 programme and a mission of international collaboration between ESA and NASA, will explore the Sun and heliosphere from close up and out of the ecliptic plane. It was launched on 10 February 2020 04:03 UTC from Cape Canaveral and aims to address key questions of solar and heliospheric physics pertaining to how the Sun creates and controls the Heliosphere, and why solar activity changes with time. To answer these, the mission carries six remote-sensing instruments to observe the Sun and the solar corona, and four in-situ instruments to measure the solar wind, energetic particles, and electromagnetic fields. In this paper, we describe the science objectives of the mission, and how these will be addressed by the joint observations of the instruments onboard.
Methods: The paper first summarises the mission-level science objectives, followed by an overview of the spacecraft and payload. We report the observables and performance figures of each instrument, as well as the trajectory design. This is followed by a summary of the science operations concept. The paper concludes with a more detailed description of the science objectives.
Results: Solar Orbiter will combine in-situ measurements in the heliosphere with high-resolution remote-sensing observations of the Sun to address fundamental questions of solar and heliospheric physics. The performance of the Solar Orbiter payload meets the requirements derived from the mission's science objectives. Its science return will be augmented further by coordinated observations with other space missions and ground-based observatories.

ARRAY(0x207ce98) Title: The Solar Orbiter EUI instrument: The Extreme Ultraviolet Imager Authors: Rochus, P.; Auchère, F.; Berghmans, D.; Harra, L.; Schmutz, W.; Schühle, U.; Addison, P.; Appourchaux, T.; Aznar Cuadrado, R.; Baker, D.; Barbay, J.; Bates, D.; BenMoussa, A.; Bergmann, M.; Beurthe, C.; Borgo, B.; Bonte, K.; Bouzit, M.; Bradley, L.; Büchel, V.; Buchlin, E.; Büchner, J.; Cabé, F.; Cadiergues, L.; Chaigneau, M.; Chares, B.; Choque Cortez, C.; Coker, P.; Condamin, M.; Coumar, S.; Curdt, W.; Cutler, J.; Davies, D.; Davison, G.; Defise, J. -M.; Del Zanna, G.; Delmotte, F.; Delouille, V.; Dolla, L.; Dumesnil, C.; Dürig, F.; Enge, R.; François, S.; Fourmond, J. -J.; Gillis, J. -M.; Giordanengo, B.; Gissot, S.; Green, L. M.; Guerreiro, N.; Guilbaud, A.; Gyo, M.; Haberreiter, M.; Hafiz, A.; Hailey, M.; Halain, J. -P.; Hansotte, J.; Hecquet, C.; Heerlein, K.; Hellin, M. -L.; Hemsley, S.; Hermans, A.; Hervier, V.; Hochedez, J. -F.; Houbrechts, Y.; Ihsan, K.; Jacques, L.; Jérôme, A.; Jones, J.; Kahle, M.; Kennedy, T.; Klaproth, M.; Kolleck, M.; Koller, S.; Kotsialos, E.; Kraaikamp, E.; Langer, P.; Lawrenson, A.; Le Clech', J. -C.; Lenaerts, C.; Liebecq, S.; Linder, D.; Long, D. M.; Mampaey, B.; Markiewicz-Innes, D.; Marquet, B.; Marsch, E.; Matthews, S.; Mazy, E.; Mazzoli, A.; Meining, S.; Meltchakov, E.; Mercier, R.; Meyer, S.; Monecke, M.; Monfort, F.; Morinaud, G.; Moron, F.; Mountney, L.; Müller, R.; Nicula, B.; Parenti, S.; Peter, H.; Pfiffner, D.; Philippon, A.; Phillips, I.; Plesseria, J. -Y.; Pylyser, E.; Rabecki, F.; Ravet-Krill, M. -F.; Rebellato, J.; Renotte, E.; Rodriguez, L.; Roose, S.; Rosin, J.; Rossi, L.; Roth, P.; Rouesnel, F.; Roulliay, M.; Rousseau, A.; Ruane, K.; Scanlan, J.; Schlatter, P.; Seaton, D. B.; Silliman, K.; Smit, S.; Smith, P. J.; Solanki, S. K.; Spescha, M.; Spencer, A.; Stegen, K.; Stockman, Y.; Szwec, N.; Tamiatto, C.; Tandy, J.; Teriaca, L.; Theobald, C.; Tychon, I.; van Driel-Gesztelyi, L.; Verbeeck, C.; Vial, J. -C.; Werner, S.; West, M. J.; Westwood, D.; Wiegelmann, T.; Willis, G.; Winter, B.; Zerr, A.; Zhang, X.; Zhukov, A. N. Bibcode: 2020A&A...642A...8R Altcode: Context. The Extreme Ultraviolet Imager (EUI) is part of the remote sensing instrument package of the ESA/NASA Solar Orbiter mission that will explore the inner heliosphere and observe the Sun from vantage points close to the Sun and out of the ecliptic. Solar Orbiter will advance the "connection science" between solar activity and the heliosphere.
Aims: With EUI we aim to improve our understanding of the structure and dynamics of the solar atmosphere, globally as well as at high resolution, and from high solar latitude perspectives.
Methods: The EUI consists of three telescopes, the Full Sun Imager and two High Resolution Imagers, which are optimised to image in Lyman-α and EUV (17.4 nm, 30.4 nm) to provide a coverage from chromosphere up to corona. The EUI is designed to cope with the strong constraints imposed by the Solar Orbiter mission characteristics. Limited telemetry availability is compensated by state-of-the-art image compression, onboard image processing, and event selection. The imposed power limitations and potentially harsh radiation environment necessitate the use of novel CMOS sensors. As the unobstructed field of view of the telescopes needs to protrude through the spacecraft's heat shield, the apertures have been kept as small as possible, without compromising optical performance. This led to a systematic effort to optimise the throughput of every optical element and the reduction of noise levels in the sensor.
Results: In this paper we review the design of the two elements of the EUI instrument: the Optical Bench System and the Common Electronic Box. Particular attention is also given to the onboard software, the intended operations, the ground software, and the foreseen data products.
Conclusions: The EUI will bring unique science opportunities thanks to its specific design, its viewpoint, and to the planned synergies with the other Solar Orbiter instruments. In particular, we highlight science opportunities brought by the out-of-ecliptic vantage point of the solar poles, the high-resolution imaging of the high chromosphere and corona, and the connection to the outer corona as observed by coronagraphs. Title: Kinetic Simulation of Slow Magnetosonic Waves and Quasi-Periodic Upflows in the Solar Corona Authors: He, Jiansen; Peter, Hardi; Vocks, Christian; Marsch, Eckart; Wang, Linghua; Zhang, Lei; Ruan, Wenzhi Bibcode: 2018cosp...42E1405H Altcode: Quasi-periodic disturbances of emission-line parameters are frequently observed in the corona. These disturbances propagate upward along the magnetic field with speeds of _100 km/s. This phenomenon has been interpreted as evidence of the propagation of slow magnetosonic waves or has been argued to be a signature of intermittent outflows superposed on the background plasmas. Here we aim to present a new "wave + flow" model to interpret these observations. In our scenario, the oscillatory motion is a slow-mode wave, and the flow is associated with a beam created by the wave-particle interaction owing to Landau resonance. With the help of a kinetic model, we simulate the propagation of slow-mode waves and the generation of beam flows. We find that weak periodic beam flows can be generated by to Landau resonance in the solar corona, and the phase with the strongest blueward asymmetry is ahead of that with the strongest blueshift by about 1/4 period. We also find that the slow wave dampsto the level of 1/e after the transit time of two wave periods, owing to Landau damping and Coulomb collisions in our simulation. This damping timescale is similar to that resulting from thermal conduction in the MHD regime.The beam flow is weakened/attenuated with increasing wave period and decreasing wave amplitude since Coulomb collisions become more and more dominant over the wave action. We suggest that this "wave + flow"kinetic model provides an alternative explanation for the observed quasi-periodic propagating perturbations in various parameters in the solar corona. Title: Solar Wind and Kinetic Heliophysics - Hannes Alfven Medal Lecture at the EGU General Assembly 2018 Authors: Marsch, Eckart Bibcode: 2018EGUGA..20.1790M Altcode: This lecture reviews recent aspects of solar wind physics and elucidates the role Alfven waves play in solar wind acceleration and turbulence, which prevail in the low corona and inner heliosphere. Our understanding of the solar wind has made considerable progress based on remote sensing, in-situ measurements, kinetic simulation and fluid modelling. Further insights are expected from such missions as the Parker Solar Probe and Solar Orbiter. The sources of the solar wind have been identified in the chromospheric network, transition region and corona of the sun. Alfven waves excited by reconnection in the network contribute to the driving of turbulence and plasma flows in funnels and coronal holes. The dynamic solar magnectic field causes solar wind variations over the solar cycle. Fast and slow solar wind streams, as well as transient coronal mass ejections are generated by the sun's magnetic activity. Magnetohydrodynamic turbulence originates at the sun and evolves into interplanetary space. The major Alfven waves and minor magnetosonic waves, with an admixture of pressure-balanced structures at various scales, constitute heliophysical turbulence. Its spectra evolve radially and develope anisotropies. Numerical simulations of turbulence spectra have reproduced key observational features. Collisionless dissipation of fluctuations remains a subject of intense research. Detailed measurements of particle velocity distributions have revealed non-maxwellian electrons, strongly anisotropic protons and heavy ion beams. Besides macroscopic forces in the heliosphere local wave-particle interactions shape the distribution functions. They can be described by the Boltzmann-Vlasov equation including collisions and waves. Kinetic simulations permit us to better understand the combined evolution of particles and waves in the heliosphere. Title: Qualitative numerical studies of the modification of the pitch angle distribution of test particles by alfvènic wave activity Authors: Keilbach, D.; Drews, C.; Berger, L.; Marsch, E.; Wimmer-Schweingruber, R. F. Bibcode: 2017AGUFMSH33B2768K Altcode: Using a test particle approach we have investigated, how an oxygen pickup ion torus velocity distribution is modified by continuous and intermittent alfvènic waves on timescales, where the gyro trajectory of each particle can be traced.We have therefore exposed the test particles to mono frequent waves, which expanded through the whole simulation in time and space. The general behavior of the pitch angle distribution is found to be stationary and a nonlinear function of the wave frequency, amplitude and the initial angle between wave elongation and field-perpendicular particle velocity vector. The figure shows the time-averaged pitch angle distributions as a function of the Doppler shifted wave frequency (where the Doppler shift was calculated with respect to the particles initial velocity) for three different wave amplitudes (labeled in each panel). The background field is chosen to be 5 nT and the 500 test particles were initially distributed on a torus with 120° pitch angle at a solar wind velocity of 450 km/s. Each y-slice of the histogram (which has been normalized to it's respective maximum) represents an individual run of the simulation.The frequency-dependent behavior of the test particles is found to be classifiable into the regimes of very low/high frequencies and frequencies close to first order resonance. We have found, that only in the latter regime the particles interact strongly with the wave, where in the time averaged histograms a branch structure is found, which was identified as a trace of particles co-moving with the wave phase. The magnitude of pitch angle change of these particles is as well as the frequency margin, where the branch structure is found, an increasing function with the wave amplitude.We have also investigated the interaction with mono frequent intermittent waves. Exposed to such waves a torus distribution is scattered in pitch angle space, whereas the pitch angle distribution is broadened systematically over time similar to pitch angle diffusion.The framework of our simulations is a first step toward understanding wave particle interactions at the most basic level and is readily expandable to e.g. the inclusion of multiple wave frequencies, intermittent wave activity, gradients in the background magnetic field or collisions with solar wind particles. Title: Numerical study of alfvénic wave activity in the solar wind as a cause for pitch angle scattering with focus on kinetic processes Authors: Keilbach, D.; Berger, L.; Drews, C.; Marsch, E.; Wimmer-Schweingruber, R. F. Bibcode: 2017AGUFMSH33B2785K Altcode: Recent studies, that determined the inflow longitude of the local interstellar medium from the anisotropy of interstellar pickup ion (PUI) radial velocity, have once again raised the question, how transport effects and especially wave activity in the solar wind modifies the velocity distribution function of PUIs.This study investigates the modification of an oxygen PUI torus distribution by alfvénic waves qualitatively with a numerical approach. The focus of this study is to understand this modification kinetically, which means, that instead of describing the PUI transport through diffusion approaches, we trace the trajectories of test particles in pitch angle space with a time resolution of at least 100 time steps per gyro orbit in order to find first principles of wave particle interactions on the most basic scale.Therefore we have implemented a Leapfrog solver of the Lorentz-Newton equations of motion for a charged test particle in a electro-magnetic field. The alfvénic waves were represented through a continuous circularly polarized wave superimposed to a constant 5 nT background magnetic field. In addition an electric field arising from induction has been added to the simulation's boundary conditions. The simulation code computes the particles' trajectories in the solar wind bulk system.Upon interaction with mono frequent single-frequency waves, the particles are found to perform stationary trajectories in pitch angle space, so that the pitch angle distribution of a conglomerate of test particles does not experience a systematic broadening over time. Also the particles do not react most strongly with waves at resonant frequencies, since the pitch angle modification by the waves sweeps their parallel velocity out of resonance quickly. However, within frequencies close to first order resonance, strong interactions between waves and particles are observed.Altogether the framework of our simulation is readily expandable to simulate additional effects, which may modify the test particles' pitch angle distribution strongly (e.g. collisions with solar wind particles or gradient drifts). So far we have expanded the simulation to support intermittent waves, where we have observed, that the pitch angle distribution of the test particles broadens systematically over time. Title: Influence of Intermittency on the Quasi-perpendicular Scaling in Three-dimensional Magnetohydrodynamic Turbulence Authors: Yang, Liping; He, Jiansen; Tu, Chuanyi; Li, Shengtai; Zhang, Lei; Wang, Xin; Marsch, Eckart; Wang, Linghua Bibcode: 2017ApJ...846...49Y Altcode: Solar wind fluctuations reveal the ubiquity of intermittency, which is believed to affect the spectral signatures of turbulence. In this work, based on simulation of driven compressible MHD turbulence, we apply the wavelet technique to the magnetic field and velocity to identify intermittency, and we analyze the influence of the intermittency on the quasi-perpendicular scaling in the inertial range. The numerical results show that the original magnetic and velocity fluctuations are anisotropic, and have a power anisotropy with a spectral index approaching the Iroshnikov-Kraichnan -3/2 scaling in the direction quasi-perpendicular to the local mean magnetic field. As in observations of the solar wind fluctuations, as the scale decreases in the simulation, the calculated probability distribution functions (pdfs) of the wavelet coefficients become extended on both tails of the non-Gaussian distribution, with a rapid increase in flatness. After intermittency has been removed from the driven turbulence, at each scale, the pdfs approach a Gaussian distribution, with the flatness being ∼3. Meanwhile, the quasi-perpendicular scaling for both fluctuations becomes steeper and close to a Kolmogorov -5/3 scaling, which may be a result of the stronger intermittency in the quasi-perpendicular direction and at the smaller scales. These results suggest that there is intermittency superposed on the “background” turbulence that seems to have the Kolmogorov scaling, whereby the overall slope is getting flatter with the involvement of intermittency. Title: Multiscale Pressure-Balanced Structures in Three-Dimensional Magnetohydrodynamic Turbulence Authors: Yang, Liping; He, Jiansen; Tu, Chuanyi; Li, Shengtai; Zhang, Lei; Marsch, Eckart; Wang, Linghua; Wang, Xin; Feng, Xueshang Bibcode: 2017ApJ...836...69Y Altcode: 2016arXiv161201496Y Observations of solar wind turbulence indicate the existence of multiscale pressure-balanced structures (PBSs) in the solar wind. In this work, we conduct a numerical simulation to investigate multiscale PBSs and in particular their formation in compressive magnetohydrodynamic turbulence. By the use of the higher-order Godunov code Athena, a driven compressible turbulence with an imposed uniform guide field is simulated. The simulation results show that both the magnetic pressure and the thermal pressure exhibit a turbulent spectrum with a Kolmogorov-like power law, and that in many regions of the simulation domain they are anticorrelated. The computed wavelet cross-coherence spectra of the magnetic pressure and the thermal pressure, as well as their space series, indicate the existence of multiscale PBSs, with the small PBSs being embedded in the large ones. These multiscale PBSs are likely to be related to the highly oblique-propagating slow-mode waves, as the traced multiscale PBS is found to be traveling in a certain direction at a speed consistent with that predicted theoretically for a slow-mode wave propagating in the same direction. Title: Multi-scale Pressure-balanced Structures and Influence of Intermittency on the Perpendicular Spectrum in Three-dimensional Magnetohydrodynamic Turbulence Authors: Liping, Y.; He, J.; Li, S.; Marsch, E.; Tu, C. Y.; Wang, L.; Zhang, L.; Wang, X.; Feng, X. S. Bibcode: 2016AGUFMSH41A2524L Altcode: Observations of solar wind turbulence indicate the existence of multi-scale pressure-balanced structures (PBSs) in the solar wind. In this work, we conduct a numerical simulation to investigate multi-scale PBSs and Influence of Intermittency on the Perpendicular Spectrum in 3D MHD turbulence. By the use of a higher order Godunov code Athena, a driven compressible turbulence with an imposed uniform guide field is simulated. The simulation results show that both the magnetic pressure and the thermal pressure exhibit a turbulent spectrum with a Kolmogorov-like power law, and that in many regions of the simulation domain they are anti-correlated. The computed wavelet cross-coherence spectrum of the magnetic pressure and the thermal pressure, as well as their space series, indicate the existence of multi-scale PBSs, with the small PBSs being embedded in the large ones. These multi-scale PBSs are likely to be related with the highly oblique-propagating slow-mode waves, as the traced multi-scale PBS is found to be traveling in a certain direction at a speed consistent with that predicted theoretically for a slow-mode wave propagating in the same direction. By applying the wavelet technique to the magnetic field and flow velocity in MHD turbulence, the relation between the intermittency and the perpendicular power spectrum is also investigated. It is found that when the intermittency is removed from the turbulence, the spectral indices of the perpendicular power spectra of the field and velocity change from about -1.5 to about -1.67. Title: Spectral Anisotropy of Magnetic Field Fluctuations around Ion Scales in the Fast Solar Wind Authors: Wang, X.; Tu, C.; He, J.; Marsch, E.; Wang, L. Bibcode: 2016AGUFMSH41A2520W Altcode: The power spectra of magnetic field at ion scales are significantly influenced by waves and structures. In this work, we study the ΘRB angle dependence of the contribution of waves on the spectral index of the magnetic field. Wavelet technique is applied to the high time-resolution magnetic field data from WIND spacecraft measurements in the fast solar wind. It is found that around ion scales, the parallel spectrum has a slope of -4.6±0.1 originally. When we remove the waves, which correspond to the data points with relatively larger value of magnetic helicity, the parallel spectrum gets shallower gradually to -3.2±0.2. However, the perpendicular spectrum does not change significantly during the wave-removal process, and its slope remains -3.1±0.1. It means that when the waves are removed from the original data, the spectral anisotropy gets weaker. This result may help us understand the physical nature of the spectral anisotropy around the ion scales. Title: A Form of Nascent Solar Wind Outflow: Beam flow Generated by Slow-Mode Waves Through Landau Resonance in the Weakly Collisional Solar Atmosphere Authors: He, J.; Ruan, W.; Zhang, L.; Vocks, C.; Marsch, E.; Tu, C.; Peter, H.; Wang, L. Bibcode: 2016AGUFMSH51B2589H Altcode: Quasi-periodic disturbances of emission-line parameters are frequently observed in the corona. These disturbances propagate upward along the magnetic field with speeds 100 km s-1. This phenomenon has been interpreted as an evidence of the propagation of slow magnetosonic waves or argued to be a signature of the intermittent outflows superposed on the background plasmas. Here we aim to present a new "wave + flow" model to interpret these observations. In our scenario, the oscillatory motion is a slow mode wave, and the flow is associated with a beam created by the wave-particle interaction owing to Landau resonance. With the help of a kinetic model, we simulate the propagation of slow mode waves and the generation of beam flows. We find that weak periodic beam flows can be generated owing to Landau resonance in the solar corona, and the phase with strongest blueward asymmetry is ahead of that with strongest blueshift by about 1/4 period. We also find that the slow wave damps to the level of 1/e after the transit time of two wave periods, owing to Landau damping and Coulomb collisions in our simulation. This damping time scale is similar to that resulting from thermal-conduction in the MHD regime. The beam flow is weakened/attenuated with increasing wave period and decreasing wave amplitude since Coulomb collision becomes more and more dominant over the wave action. We suggest that this "wave + flow" kinetic model provides an alternative explanation for the observed quasi-periodic propagating perturbations in various parameters in the solar corona. Therefore, the compressible slow-mode waves, which can be driven and launched by magnetic reconnection, vertical piston oscillation, or periodic horizontal squeezing, is believed to play an important role in accelerating the plasmas into a form of the solar wind nascent outflows. Title: The anisotropy of sunward-propagating Alfvénic fluctuations with power-law spectra observed by Wind spacecraft Authors: Wu, H.; Wang, X.; Tu, C.; Wang, L.; He, J.; Tian, H.; Marsch, E. Bibcode: 2016AGUFMSH41A2515W Altcode: Sunward-propagating Alfvén fluctuations with power-law spectra (UPAFs) were reported to be the clue on understanding nonlinear inverse cascade. Here we present for the first time the spectral anisotropy of UPAFs with respect to the global mean magnetic field direction using Wind spacecraft measurements within 20 years from 1995 to 2005. It is found that the spectral anisotropy of UPAFs is different from that of the anti-sunward-propagating Alfvén fluctuations (DPAFs). By determining the propagation direction of the fluctuations straightly by strahl electron outflow rather than the measured magnetic field data, we find 1190 UPAFs and 37663 DPAFs. UPAFs spectrum has an average spectral index of -2.14 when θRB is close to 0° and -1.77 when θRB is close to 90°, while for DPAFs they are -2.00 and -1.64, respectively. The power of UPAFs shows no obvious anisotropy, although DPAFs do have larger power at larger θRB. Here we also present the first probable picture for illustrating inverse cascade in the solar wind. Those results reveal that UPAFs could help us interpret the physical process as a new objective. Title: Kinetic Simulation of Slow Magnetosonic Waves and Quasi-Periodic Upflows in the Solar Corona Authors: Ruan, Wenzhi; He, Jiansen; Zhang, Lei; Vocks, Christian; Marsch, Eckart; Tu, Chuanyi; Peter, Hardi; Wang, Linghua Bibcode: 2016ApJ...825...58R Altcode: 2016arXiv160101823R Quasi-periodic disturbances of emission-line parameters are frequently observed in the corona. These disturbances propagate upward along the magnetic field with speeds of ∼100 km s-1. This phenomenon has been interpreted as evidence of the propagation of slow magnetosonic waves or has been argued to be a signature of intermittent outflows superposed on the background plasmas. Here we aim to present a new “wave + flow” model to interpret these observations. In our scenario, the oscillatory motion is a slow-mode wave, and the flow is associated with a beam created by the wave-particle interaction owing to Landau resonance. With the help of a kinetic model, we simulate the propagation of slow-mode waves and the generation of beam flows. We find that weak periodic beam flows can be generated by to Landau resonance in the solar corona, and the phase with the strongest blueward asymmetry is ahead of that with the strongest blueshift by about 1/4 period. We also find that the slow wave damps to the level of 1/e after the transit time of two wave periods, owing to Landau damping and Coulomb collisions in our simulation. This damping timescale is similar to that resulting from thermal conduction in the MHD regime. The beam flow is weakened/attenuated with increasing wave period and decreasing wave amplitude since Coulomb collisions become more and more dominant over the wave action. We suggest that this “wave + flow” kinetic model provides an alternative explanation for the observed quasi-periodic propagating perturbations in various parameters in the solar corona. Title: Influence of intermittency on the anisotropy of magnetic structure functions of solar wind turbulence Authors: Pei, Zhongtian; He, Jiansen; Wang, Xin; Tu, Chuanyi; Marsch, Eckart; Wang, Linghua; Yan, Limei Bibcode: 2016JGRA..121..911P Altcode: Intermittency appears to be connected with the spectral anisotropy of solar wind turbulence. We use the Local Intermittency Measure to identify and remove intermittency from the magnetic field data measured by the Ulysses spacecraft in fast solar wind. Structure functions are calculated based on the time sequences as obtained before and after removing intermittency and arranged by time scale (τ) and ΘRB (the angle between local mean magnetic field B0 and radial direction R). Thus, the scaling exponent (ξ(p, ΘRB)) of every structure function of order (p) is obtained for different angles. Before removing intermittency, ξ(p, ΘRB) shows a distinctive dependence on ΘRB: from monofractal scaling law at ΘRB ~0° to multifractal scaling law at ΘRB ~90°. In contrast after eliminating the intermittency, ξ(p, ΘRB) is found to be more monofractal for all ΘRB. The extended structure-function model is applied to ξ(p, ΘRB), revealing differences of its fitting parameters α (a proxy of the power spectral index) and P1 (fragmentation fraction) for the cases with and without intermittency. Parameter α shows an evident angular trend falling from 1.9 to 1.6 for the case with intermittency but has a relatively flat profile around 1.8 for the case without intermittency. Parameter P1 rises from around 0.5 to above 0.8 with increasing ΘRB for the intermittency case and is located between 0.5 and 0.8 for the case lacking intermittency. Therefore, we may infer that it is the anisotropy of intermittency that causes the scaling anisotropy of energy spectra and the unequal fragmentation of energy cascading. Title: Scale-dependent Normalized Amplitude and Weak Spectral Anisotropy of Magnetic Field Fluctuations in the Solar Wind Turbulence Authors: Wang, Xin; Tu, Chuanyi; Marsch, Eckart; He, Jiansen; Wang, Linghua Bibcode: 2016ApJ...816...15W Altcode: Turbulence in the solar wind was recently reported to be anisotropic, with the average power spectral index close to -2 when sampling parallel to the local mean magnetic field B0 and close to -5/3 when sampling perpendicular to the local B0. This result was widely considered to be observational evidence for the critical balance theory (CBT), which is derived by making the assumption that the turbulence strength is close to one. However, this basic assumption has not yet been checked carefully with observational data. Here we present for the first time the scale-dependent magnetic-field fluctuation amplitude, which is normalized by the local B0 and evaluated for both parallel and perpendicular sampling directions, using two 30-day intervals of Ulysses data. From our results, the turbulence strength is evaluated as much less than one at small scales in the parallel direction. An even stricter criterion is imposed when selecting the wavelet coefficients for a given sampling direction, so that the time stationarity of the local B0 is better ensured during the local sampling interval. The spectral index for the parallel direction is then found to be -1.75, whereas the spectral index in the perpendicular direction remains close to -1.65. These two new results, namely that the value of the turbulence strength is much less than one in the parallel direction and that the angle dependence of the spectral index is weak, cannot be explained by existing turbulence theories, like CBT, and thus will require new theoretical considerations and promote further observations of solar-wind turbulence. Title: Spectral Anisotropy of Elsässer Variables in Two-dimensional Wave-vector Space as Observed in the Fast Solar Wind Turbulence Authors: Yan, Limei; He, Jiansen; Zhang, Lei; Tu, Chuanyi; Marsch, Eckart; Chen, Christopher H. K.; Wang, Xin; Wang, Linghua; Wicks, Robert T. Bibcode: 2016ApJ...816L..24Y Altcode: 2016arXiv160407760Y Intensive studies have been conducted to understand the anisotropy of solar wind turbulence. However, the anisotropy of Elsässer variables (Z+/- ) in 2D wave-vector space has yet to be investigated. Here we first verify the transformation based on the projection-slice theorem between the power spectral density PSD2(k\parallel ,k\perp ) and the spatial correlation function CF2D(r\parallel ,r\perp ). Based on the application of the transformation to the magnetic field and the particle measurements from the WIND spacecraft, we investigate the spectral anisotropy of Elsässer variables (Z+/- ), and the distribution of residual energy ER, Alfvén ratio RA, and Elsässer ratio RE in the (k\parallel ,k\perp ) space. The spectra PSD2D(k\parallel ,k\perp ) of B, V, and Zmajor (the larger of Z+/- ) show a similar pattern that PSD2D(k\parallel,k\perp) is mainly distributed along a ridge inclined toward the k axis. This is probably the signature of the oblique Alfvénic fluctuations propagating outwardly. Unlike those of B, V, and Zmajor, the spectrum PSD2D(k\parallel, k\perp ) of Zminor is distributed mainly along the k axis. Close to the k axis, | ER| becomes larger while RA becomes smaller, suggesting that the dominance of magnetic energy over kinetic energy becomes more significant at small k. RE is larger at small k, implying that PSD2D(k\parallel ,k\perp ) of Zminor is more concentrated along the k direction as compared to that of Zmajor. The residual energy condensate at small k is consistent with simulation results in which ER is spontaneously generated by Alfvén wave interaction. Title: Low-Amplitude Solar Wind Turbulence: Spectral Features Authors: Wang, X.; Tu, C. Y.; He, J.; Marsch, E.; Wang, L.; Salem, C. S. Bibcode: 2015AGUFMSH33A2447W Altcode: Most previous turbulence observations in the solar wind were made for large- and moderate-amplitude fluctuations, which include current sheets and intermittent structures. Here we first present the spectral analysis on the low-amplitude fluctuations that may be considered as nearly stationary, and compare the results with those of moderate-amplitude fluctuations which show intermittency. By using measurements from the WIND spacecraft, we present spectral features as derived by the FFT method from 6-minute time series of magnetic fluctuations with low relative amplitudes of only 0.05 to 0.11. When comparing their spectra with those of moderate-amplitude fluctuations (relative amplitude of about 0.4), we find that for the low-amplitude fluctuations the averaged spectral indices are -1.67 and -1.46, respectively for small and large sampling angles, i.e. the angle between the Sun-to-Earth radial direction and the mean magnetic field direction. However, for the moderate-amplitude fluctuations, these two indices are -1.89 and -1.70, respectively. This result of the moderate-amplitude fluctuations is consistent with that of previous analyses, which by using the wavelet technique revealed spectral anisotropy and yielded an index of -2 in the parallel direction and -5/3 in the perpendicular direction. But the result found here for the low-amplitude fluctuations was not reported before, and thus will probably initiate new studies aiming to understand better the turbulence nature of such low-amplitude fluctuations. Future studies will help us to understand why the spectral anisotropy differs for fluctuations of different amplitudes. Title: A Numerical Investigation of the Recurrent High-speed Jets as a Possibility of Solar Wind Origin Authors: Yang, Liping; He, Jiansen; Peter, Hardi; Tu, Chuanyi; Zhang, Lei; Marsch, Eckart; Wang, Linghua; Feng, Xueshang Bibcode: 2015arXiv151201868Y Altcode: In the solar atmosphere, jets are prevalent and they are significant for the mass and energy transport. Here we conduct numerical simulations to investigate the mass and energy contributions of the recently observed high-speed jets to the solar wind. With a one-dimensional hydrodynamic solar wind model, the time-dependent pulses are imposed at the bottom to simulate the jets. The simulation results show that without other energy source, the injected plasmas are accelerated effectively to be a transonic wind with a substantial mass flux. The rapid acceleration occurs close to the Sun, and the resulting asymptotic speed, number density at 0.3 AU, as well as mass flux normalized to 1 AU are compatible with in situ observations. As a result of the high speed, the imposed pulses generate a train of shocks traveling upward. By tracing the motions of the injected plasma, it is found that these shocks heat and accelerate the injected plasmas successively step by step to push them upward and eventually allow them to escape. The parametric studies show that increasing the speed of the imposed pulses or their temperature gives a considerably faster, and hotter solar wind, while increasing their number density or decreasing their recurring period only bring a denser solar wind. These studies provide a possibility that the ubiquitous high-speed jets are a substantial mass and energy contributions to the solar wind. Title: No evidence that solar wind turbulence can be described by the critical balance theory Authors: Wang, X.; Tu, C. Y.; Marsch, E. Bibcode: 2015AGUFMSH33A2448W Altcode: The critical balance theory (GS, Goldreich and Sridhar, 1995) in MHD turbulence seems now to be well accepted in the turbulence community. During recent years, quite a few papers claimed to have provided evidence in support of this theory by solar wind turbulence observations. Here we present new data that result in a different conclusion, namely that the previous observations cannot be considered as evidence for the GS theory. It is based on the critical balance assumption that the parallel Alfven wave propagation time equals the perpendicular cascade time, k⊥v⊥=k//VA. Assuming that the cascading energy flux does not change with scale, a spectral index of -2 is obtained for the parallel power spectrum P(k//). To check this theoretical prediction, small sampling angle (θRB) with the mean magnetic field averaged at the local time and the local scale is used for selecting the local power spectral densities (PSDs). We recovered that the so averaged PSDs at different scales have a nearly -2 slope. However, using 30 days of Ulysses data we discovered that the critical balance assumption was invalid in the corresponding data analysis. The values of δB/B0 corresponding to the selected local PSDs are all found to be much smaller than the required value of tan(θRB). Most of the observations with a small sampling angle may be considered to be rather more perpendicular from the theoretical point of view. We also found that the spectral index of the selected PSDs depends on the selection criterion. If one guarantees constantly small sampling angles in a local time period, the slope of the selected PSD changes to -1.7. Thus our conclusion is that no evidence exists that solar wind turbulence can be described by the GS theory. What is the true origin of the spectral anisotropy of the solar wind turbulence remains an important open question. Title: Alfvénic fluctuations with power-law spectra propagating sunward within the region from L1 to the Earth's bow shock Authors: Wu, H.; Wang, X.; Wang, L.; Tu, C.; He, J.; Marsch, E. Bibcode: 2015AGUFMSH33A2449W Altcode: According to several theories, the beam instability induced by shock-accelerated ions can generate upstream-propagating Alfvén waves (UPAWs) with a bump near 0.03 Hz in the power spectrum, while the nonlinear wave-wave interaction favors an inverse cascade to create a power-law spectrum. Here we present the first observational evidence for the upstream-propagating Alfvénic fluctuations (UPAFs) with power-law spectra by using measurements from the WIND spacecraft in year 1995. We utilize a new criterion to identify the upstream-propagating Alfvénic intervals: the propagation direction is opposite to that of solar wind strahl electron outflow. Besides 35 UPAWs, we find 47 UPAFs with power-law spectra, and ~47% of these UPAFs are associated with energetic ion events (>30 keV). These UPAWs and UPAFs are mostly observed in the slow solar wind. However, their occurrence rate and power behave differently in dependence on the radial distance from the Earth. The spectral indices of UPAFs are between -3 and -2. These power-law spectra cannot be explained by the linear ion-beam instability. The results provide new clues on understanding the dynamic equilibrium between the non-linear inverse cascade and the linear ion-beam instability. Title: Proton Heating in Solar Wind Compressible Turbulence with Collisions between Counter-propagating Waves Authors: He, Jiansen; Tu, Chuanyi; Marsch, Eckart; Chen, Christopher H. K.; Wang, Linghua; Pei, Zhongtian; Zhang, Lei; Salem, Chadi S.; Bale, Stuart D. Bibcode: 2015ApJ...813L..30H Altcode: 2015arXiv150904077H Magnetohydronamic turbulence is believed to play a crucial role in heating laboratory, space, and astrophysical plasmas. However, the precise connection between the turbulent fluctuations and the particle kinetics has not yet been established. Here we present clear evidence of plasma turbulence heating based on diagnosed wave features and proton velocity distributions from solar wind measurements by the Wind spacecraft. For the first time, we can report the simultaneous observation of counter-propagating magnetohydrodynamic waves in the solar wind turbulence. As opposed to the traditional paradigm with counter-propagating Alfvén waves (AWs), anti-sunward AWs are encountered by sunward slow magnetosonic waves (SMWs) in this new type of solar wind compressible turbulence. The counter-propagating AWs and SWs correspond, respectively, to the dominant and sub-dominant populations of the imbalanced Elsässer variables. Nonlinear interactions between the AWs and SMWs are inferred from the non-orthogonality between the possible oscillation direction of one wave and the possible propagation direction of the other. The associated protons are revealed to exhibit bi-directional asymmetric beams in their velocity distributions: sunward beams appear in short, narrow patterns and anti-sunward in broad extended tails. It is suggested that multiple types of wave-particle interactions, i.e., cyclotron and Landau resonances with AWs and SMWs at kinetic scales, are taking place to jointly heat the protons perpendicular and in parallel. Title: The Spectral Features of Low-amplitude Magnetic Fluctuations in the Solar Wind and Their Comparison with Moderate-amplitude Fluctuations Authors: Wang, Xin; Tu, Chuanyi; He, Jiansen; Marsch, Eckart; Wang, Linghua; Salem, Chadi Bibcode: 2015ApJ...810L..21W Altcode: The power-spectrum index of magnetic fluctuations is a crucial parameter for the characterization of nonlinear interactions affecting the solar wind turbulence. Most previous observations were made for large- and moderate-amplitude magnetic fluctuations, which include current sheets and intermittent structures. Here, by using measurements from the WIND spacecraft, we present magnetic spectral features as derived by the fast Fourier transform method from six-minute time series of magnetic fluctuations with low relative amplitudes (δ B/{B}0) of only 0.05-0.11. When comparing their spectra with those of moderate-amplitude fluctuations (δ B/{B}0≈ 0.4), we find that for the low-amplitude fluctuations the averaged magnetic spectral indices are -1.67 and -1.46, respectively, for small and large sampling angles, i.e., the angle between the Sun-to-Earth radial direction and the mean magnetic field direction. However, for the moderate-amplitude fluctuations, these two indices are -1.89 and -1.70, respectively. This result of the moderate-amplitude fluctuations is consistent with that of previous analyses, which, by using the wavelet technique, revealed spectral anisotropy of magnetic fluctuations and yielded an index of -2 in the parallel direction and -5/3 in the perpendicular direction. However, the result found here for the low-amplitude fluctuations has not been reported before, and thus will probably initiate new studies aiming to better understand the turbulent nature of such low-amplitude fluctuations. Future studies will help us to understand why the spectral anisotropy differs for fluctuations of different amplitudes. Title: The Formation of Rotational Discontinuities in Compressive Three-dimensional MHD Turbulence Authors: Yang, Liping; Zhang, Lei; He, Jiansen; Tu, Chuanyi; Wang, Linghua; Marsch, Eckart; Wang, Xin; Zhang, Shaohua; Feng, Xueshang Bibcode: 2015ApJ...809..155Y Altcode: 2015arXiv150405348Y Measurements of solar wind turbulence reveal the ubiquity of discontinuities. In this study we investigate how the discontinuities, especially rotational discontinuities (RDs), are formed in MHD turbulence. In a simulation of the decaying compressive three-dimensional (3D) MHD turbulence with an imposed uniform background magnetic field, we detect RDs with sharp field rotations and little variations of magnetic field intensity, as well as mass density. At the same time, in the de Hoffman-Teller frame, the plasma velocity is nearly in agreement with the Alfvén speed, and is field-aligned on both sides of the discontinuity. We take one of the identified RDs to analyze its 3D structure and temporal evolution in detail. By checking the magnetic field and plasma parameters, we find that the identified RD evolves from the steepening of the Alfvén wave with moderate amplitude, and that steepening is caused by the nonuniformity of the Alfvén speed in the ambient turbulence. Title: Parallel and perpendicular heating of solar wind protons by kinetic waves as observed from the WIND spacecraft Authors: He, Jiansen; Wang, Linghua; Tu, Chuanyi; Marsch, Eckart; Zong, Qiugang Bibcode: 2015shin.confE.133H Altcode: The magnetic fluctuations of fast solar wind streams in the transition region between the inertial range and the sub-ion range are revealed to probably consist of both quasi-parallel ion-cyclotron waves and quasi-perpendicular kinetic Alfven waves. The proton kinetics corresponding to the two-component fluctuations has not yet been analyzed observationally. Here we show new evidence of wave-particle interactions by combining the diagnosis of wave modes with the analysis of particle kinetics on the basis of measurements from the WIND spacecraft with a high cadence of about 3 s. Solar wind protons appear to be highly dynamic in their velocity distribution consisting of varying anisotropic core and beam components. The basic scenario of solar wind proton heating through wave-particle interaction is suggested to be the following. Left-handed cyclotron resonance occurs continuously, and is evident from the observed proton core velocity distribution and the concurrent quasi-parallel left-handed Alfvén cyclotron waves. Landau and right-handed cyclotron resonances are persistent and indicated by the observed drifting anisotropic beam and the simultaneous quasi-perpendicular right-handed kinetic Alfvén waves in a general sense. The persistence of non-gyrotropic proton distributions may be the result of interaction between particles and waves near and beyond the proton gyro-frequency, e.g., oblique whistler waves. Title: Observations of counter-propagating waves and associated proton kinetics in the solar wind turbulence Authors: He, Jiansen; Tu, Chuanyi; Marsch, Eckart; Wang, Linghua; Chen, C. H. K.; Pei, Zhongtian; Zhang, Lei; Salem, Chadi; Bale, Stuart Bibcode: 2015shin.confE.111H Altcode: Magnetohydronamic turbulence is believed to play a crucial role in heating plasma in various contexts, like laboratory, space, and astrophysics. However, the definite connection between the turbulent fluctuations and the plasma thermo-kinetics has not yet been established observationally. Here we present an evidence of plasma turbulence heating based on the diagnosed wave features and reconstructed proton velocity distributions from the solar wind measurements by the WIND spacecraft. We report an observation of counter-propagating magnetohydrodynamic waves, anti-sunward Alfven waves and sunward slow magnetosonic waves, in the solar wind turbulence. The associated proton kinetics is revealed to behave in response to the counter-propagating waves, exhibiting bi-directional asymmetric beams in the velocity distributions: sunward beams appearing in short and narrow shapes and anti-sunward broad extended tails. It is suggested that wave-particle interactions, e.g., Landau and cyclotron resonances with slow magnetosonic wave and Alfven waves at kinetic scales, are invoked in the turbulence to heat the plasma parallel and perpendicularly. The scenario of collisions between counter-propagating Alfven waves and slow magnetosonic waves is helpful to understand the wave coupling, energy cascading and dissipation in the compressible magnetohydrodynamic turbulence. Title: Sunward Propagating Alfvén Waves in Association with Sunward Drifting Proton Beams in the Solar Wind Authors: He, Jiansen; Pei, Zhongtian; Wang, Linghua; Tu, Chuanyi; Marsch, Eckart; Zhang, Lei; Salem, Chadi Bibcode: 2015ApJ...805..176H Altcode: Using measurements from the WIND spacecraft, here we report the observation of sunward propagating Alfvén waves (AWs) in solar wind that is magnetically disconnected from the Earth's bow shock. In the sunward magnetic field sector, we find a period lasting for more than three days in which there existed (during most time intervals) a negative correlation between the flow velocity and magnetic field fluctuations, thus indicating that the related AWs are mainly propagating sunward. Simultaneous observations of counter-streaming suprathermal electrons suggest that these sunward AWs may not simply be due to the deflection of an open magnetic field line. Moreover, no interplanetary coronal mass ejection appears to be associated with the counter-streaming suprathermal electrons. As the scale goes from the magnetohydrodynamic down to the ion kinetic regime, the wave vector of magnetic fluctuations usually becomes more orthogonal to the mean magnetic field direction, and the fluctuations become increasingly compressible, which are both features consistent with quasi-perpendicular kinetic AWs. However, in the case studied here, we find clear signatures of quasi-parallel sunward propagating ion-cyclotron waves. Concurrently, the solar wind proton velocity distribution reveals a sunward field-aligned beam that drifts at about the local Alfvén speed. This beam is found to run in the opposite direction of the normally observed (anti-sunward) proton beam, and is apparently associated with sunward propagating Alfvén/ion-cyclotron waves. The results and conclusions of this study enrich our knowledge of solar wind turbulence and foster our understanding of proton heating and acceleration within a complex magnetic field geometry. Title: The upstream-propagating Alfvénic fluctuations with power law spectra in the upstream region of the Earth's bow shock Authors: Wang, Xin; Tu, Chuanyi; Wang, Linghua; He, Jiansen; Marsch, Eckart Bibcode: 2015GeoRL..42.3654W Altcode: Based on theories, the beam instability induced by shock-accelerated ions can generate upstream-propagating Alfvén waves (UPAWs) with a power spectral bump near 0.03 Hz, while the nonlinear wave-wave interaction favors an inverse cascade to create a power law spectrum. Here we present the first observational evidence for the upstream-propagating Alfvénic fluctuations (UPAFs) with power law spectra. We utilize a new criterion to identify the upstream-propagating Alfvénic intervals: the propagation direction is opposite to that of solar wind strahl electron outflow. Besides 35 UPAWs, we find 47 UPAFs with power law spectra, and ∼47% of these UPAFs are associated with energetic ion events (>30 keV). These UPAWs and UPAFs are mostly observed in the slow solar wind. However, their occurrence rate and power behave differently in dependence on the radial distance from the Earth. These results provide new clues on understanding the dynamic equilibrium between the nonlinear inverse cascade and the linear ion beam instability. Title: Kinetic Slow Mode in the Solar Wind and Its Possible Role in Turbulence Dissipation and Ion Heating Authors: Narita, Yasuhito; Marsch, Eckart Bibcode: 2015ApJ...805...24N Altcode: The solar wind is permeated by various kinds of fluctuations ranging broadly in scales from those of the solar corona and inner heliosphere down to the local ion and electron plasma kinetic scales. The question of what rules the dissipation of magnetohydrodynamic (MHD) turbulence in the solar wind has not conclusively been answered, but remains a key research topic of space plasma physics. Here we propose a new dissipation mechanism, the proton Landau damping of the quasi-perpendicular kinetic slow mode. This mode is linked to the oblique MHD slow mode, yet has shorter wavelengths going down to the proton inertial length. The kinetic slow mode can be separated from the kinetic Alfvén mode by the Alfvén resonance parameter, the proton Landau resonance parameter, the magnetic compressibility, and the electric field polarization. Numerical simulations and in situ observations indicate that the MHD turbulent cascade preferably transfers energy in the direction perpendicular to the background magnetic field. If the kinetic slow mode is also generated and replenished by the energy cascade, this mode can lead to both perpendicular and parallel heating of the protons. Title: Occurrence Rates and Heating Effects of Tangential and Rotational Discontinuities as Obtained from Three-dimensional Simulation of Magnetohydrodynamic Turbulence Authors: Zhang, Lei; He, Jiansen; Tu, Chuanyi; Yang, Liping; Wang, Xin; Marsch, Eckart; Wang, Linghua Bibcode: 2015ApJ...804L..43Z Altcode: 2015arXiv150305410Z MHD discontinuities are ubiquitous in the solar wind and are often found at the origin of turbulence intermittency. They may also play a key role in the turbulence dissipation and heating of the solar wind. The tangential discontinuities (TDs) and rotational discontinuities (RDs) are the two most important types of discontinuities. Recently, the connection between turbulence intermittency and proton thermodynamics has been observationally investigated. Here, we present numerical results from a three-dimensional MHD simulation with pressure anisotropy and we define new methods for identifying and distinguishing TDs and RDs. Three statistical results obtained for the relative occurrence rates and heating effects are highlighted: (1) RDs tend to take up the majority of the discontinuities along with time; (2) the thermal states embedding TDs tend to be associated with extreme plasma parameters or instabilities while RDs do not; (3) TDs have a higher average T as well as perpendicular temperature {{T}\bot }. The simulation shows that TDs and RDs evolve and contribute to solar wind heating differently. These results will improve our understanding of the mechanisms that generate discontinuities and cause plasma heating. Title: Evidence of Landau and Cyclotron Resonance between Protons and Kinetic Waves in Solar Wind Turbulence Authors: He, Jiansen; Wang, Linghua; Tu, Chuanyi; Marsch, Eckart; Zong, Qiugang Bibcode: 2015ApJ...800L..31H Altcode: The wave-particle interaction processes occurring in the solar wind provide crucial information to understand the wave dissipation and simultaneous particle heating in plasma turbulence. One requires observations of both wave fluctuations and particle kinetics near the dissipation range, which have, however, not yet been analyzed simultaneously. Here we show new evidence of wave-particle interactions by combining the diagnosis of wave modes with the analysis of particle kinetics on the basis of measurements from the WIND spacecraft with a high cadence of about 3 s. Solar wind protons appear to be highly dynamic in their velocity distribution consisting of varying anisotropic core and beam components. The basic scenario of solar wind proton heating through wave-particle interaction is suggested to be the following. Left-handed cyclotron resonance occurs continuously, and is evident from the observed proton core velocity distribution and the concurrent quasi-parallel left-handed Alfvén cyclotron waves. Landau and right-handed cyclotron resonances are persistent and indicated by the observed drifting anisotropic beam and the simultaneous quasi-perpendicular right-handed kinetic Alfvén waves in a general sense. The persistence of non-gyrotropic proton distributions may cast new light on the nature of the interaction between particles and waves near and beyond the proton gyro-frequency. Title: The anisotropic nature of the intermittent turbulence spectra in the solar wind Authors: Wang, X.; Tu, C. Y.; He, J.; Marsch, E.; Wang, L. Bibcode: 2014AGUFMSH51A4139W Altcode: Intermittent structures in the solar wind turbulence carry important information on the turbulent non-linear dynamics and the heating effect of solar wind. However, the intermittency on small scales was rarely studied. Here we present a study of intermittent structures in the small timescale from 5 seconds to 100 seconds using the data from WIND observations in the high-speed solar wind. We find that the intermittent structures dominate the magnetic field turbulence in the scale. In this scale, the power spectrum of the intermittent structures with PVI >1 appears to be anisotropic with regards to the angle θRB between the direction of the local background magnetic field and the radial direction. The anisotropic nature in this sub-range is presented as follows: 1. At the scale τ=12s, the power spectral density of the intermittency withθRB = 84o-90o is one time larger than that of the intermittency with θRB =0o-6o; 2. The power spectrum becomes flatter as θRB increases, with an index of -2 at θRB =0o-6o and index of -1.6 at θRB =84o-90o; 3. The most probable value of the proton temperature distribution of the intermittent structures is 2.1×105K, higher than the most probable proton temperature for the general solar wind (1.9×105K); 4. The most probable value of the proton temperature of the intermittency with θRB =70o-90o is 2.2×105K, clearly higher than that with θRB =0o-20o, which is 2.0×105K. We think that the intermittent structures in the scale from 5s to 100s and their anisotropic spectral nature could be related to the non-linear interactions in the MHD turbulence, and they may have some influence on the dissipation processes in the solar wind turbulence. Title: Observation of Counter Propagating Alfven Waves with Perpendicular Polarizations and the Associated Proton Kinetics Authors: He, J.; Pei, Z. T.; Wang, L.; Tu, C. Y.; Marsch, E.; Yao, S. Bibcode: 2014AGUFMSH53C..07H Altcode: It is believed that MHD turbulence cascading is mainly caused by the collisions between Alfven waves, which propagate oppositely and are polarized perpendicularly to each other. Nonlinear interaction will vanish if the counter-propagating Alfven waves have their polarization aligned with each other. However, the Alfven waves satisfying these collision criteria have not yet been found in the solar wind observations. Here we report the existence of Alfven waves with opposite propagation and non-aligned polarization in the solar wind. In one case of anti-sunward magnetic sector, with RTN as the coordinates, the magnetic fluctuations in T-component (BT) are anti-correlated with the velocity fluctuations in T-component (VT), while BR and BN fluctuations are in positive correlation with VR and VN fluctuations, respectively. These features suggest a possible nonlinear interaction between outward propagating Alfven wave with polarization in T-direction and inward propagating Alfven wave with polarization in R&N-directions. Moreover, the associated proton kinetics shows the existence of field-aligned sunward beam rather than anti-sunward beam, which may indicate a parallel Landau heating by sunward kinetic Alfven waves. A statistical study including more cases is also conducted. Title: The isotropic nature of the background turbulence spectra in the solar wind Authors: Wang, X.; Tu, C. Y.; He, J.; Marsch, E.; Wang, L. Bibcode: 2014AGUFMSH51A4149W Altcode: At the high-frequency end of the inertial range, the solar wind turbulence power spectrum was recently found to be anisotropic with respect to the direction of local magnetic field, as an evidence for the presence of a "critical balance" style turbulence cascade. However, we find that the spectral anisotropy seems to result from intermittent structures. The following two independent studies corroborate this statement by showing that the power spectra of the background turbulence, in which there are no intermittent structures, have an isotropic nature. In Study 1, we remove the wavelet coefficients of the local intermittency with large partial variance increment (PVI), and find the spectral indices of the magnetic field are 1.63±0.02, independent of the angle θRB between the direction of the local background magnetic field and the radial direction. In Study 2, we make a statistical study on the magnetic field spectral indices obtained by using Fast Fourier Transform on 40 time series, in which no intermittent structures appear. We find that for the time series with 0o<θRB <6o, the probability distribution of the observed spectral indices peaks at -1.7, while the -2 index predicted by the "critical balance" theory rarely appears. For the time series with 84 o <θRB <90 o, the probability distribution of the indices peaks at -1.5. Considering the uncertainty of the statistics, these results show that the background-turbulence spectra are nearly isotropic with respect to θRB, which may be consistent with some explanations based on hydrodynamic turbulence theory. Title: A Survey of Velocity Distributions of Solar Wind Ions : ACE/SWICS observations Authors: Berger, L.; Marsch, E.; Wimmer-Schweingruber, R. F. Bibcode: 2014AGUFMSH33A4135B Altcode: The state of solar wind ions is generally described by a small set of state variables. In detail these aretotal density (or flux), center of mass (or bulk) velocity, and temperature. These variables are obtainedfrom measured velocity distributions either by fitting a Maxwell-Boltzmann distribution or by calculatingthe zeroth, first, and second order moments of the distribution. Obviously the first approach requires athermalized distribution to yield meaningful results, while the second approach is universally valid.However, in both cases the shape of the distribution can not be reproduced by the derived parameters.From observations of solar wind protons and alpha particles it is known that the assumption of a thermalized distribution is not valid, at least for the majority of observations. For heavy solar wind ions most observationsare severely limited by statistics and do not even allow to distinguish whether the distribution is thermal or not.This often insufficient characterization of the solar wind VDF severely limits the information which can beobtained for more detailed studies, especially about microscopic kinetic physics and the associatedwave-particle interactions. These naturally yield deviations from Maxwell-Boltzmann distributions.To address this problem we have analyzed ten years worth of data from the Solar Wind Ion Composition Spectrometer (SWICS)and the Magnetometer (MAG) on the Advanced Composition Explorer (ACE). From our analysis we obtained reduced 1D velocity spectra in 12 minute cadence for some 40 solar wind ions, from protons and alpha particles up to iron.Using the magnetic field vector information we were able to study periods where the reduced 1D spectra representthe parallel and perpendicular shape of the velocity distributions. We present our results and discussthem in the aforementioned context. Title: Generation of temperature anisotropy for alpha particle velocity distributions in solar wind at 0.3 AU: Vlasov simulations and Helios observations Authors: Perrone, D.; Bourouaine, S.; Valentini, F.; Marsch, E.; Veltri, P. Bibcode: 2014JGRA..119.2400P Altcode: Solar wind "in situ" measurements from the Helios spacecraft in regions of the Heliosphere close to the Sun (∼0.3 AU), at which typical values of the proton plasma beta are observed to be lower than unity, show that the alpha particle distribution functions depart from the equilibrium Maxwellian configuration, displaying significant elongations in the direction perpendicular to the background magnetic field. In the present work, we made use of multi-ion hybrid Vlasov-Maxwell simulations to provide theoretical support and interpretation to the empirical evidences above. Our numerical results show that, at variance with the case of βp≃1 discussed in Perrone et al. (2011), for βp=0.1 the turbulent cascade in the direction parallel to the ambient magnetic field is not efficient in transferring energy toward scales shorter than the proton inertial length. Moreover, our numerical analysis provides new insights for the theoretical interpretation of the empirical evidences obtained from the Helios spacecraft, concerning the generation of temperature anisotropy in the particle velocity distributions. Title: The Influence of Intermittency on the Spectral Anisotropy of Solar Wind Turbulence Authors: Wang, Xin; Tu, Chuanyi; He, Jiansen; Marsch, Eckart; Wang, Linghua Bibcode: 2014ApJ...783L...9W Altcode: The relation between the intermittency and the anisotropy of the power spectrum in the solar wind turbulence is studied by applying the wavelet technique to the magnetic field and flow velocity data measured by the WIND spacecraft. It is found that when the intermittency is removed from the turbulence, the spectral indices of the power spectra of the field and velocity turn out to be independent of the angle θRB between the direction of the local scale-dependent background magnetic field and the heliocentric direction. The spectral index becomes -1.63 ± 0.02 for magnetic field fluctuations and -1.56 ± 0.02 for velocity fluctuations. These results may suggest that the recently found spectral anisotropy of solar wind power spectra in the inertial range could result from turbulence intermittency. As a consequence, a new concept is here proposed of an intermittency-associated sub-range of the inertial domain adjacent to the dissipation range. Since spectral anisotropy was previously explained as evidence for the presence of a "critical balance" type turbulent cascade, and also for the existence of kinetic Alfvén waves, this new finding may stimulate fresh thoughts on how to analyze and interpret solar wind turbulence and the associated heating. Title: Regulation of Ion Drifts and Anisotropies by Parametrically Unstable Finite-amplitude Alfvén-cyclotron Waves in the Fast Solar Wind Authors: Maneva, Y. G.; Araneda, J. A.; Marsch, E. Bibcode: 2014ApJ...783..139M Altcode: We study the preferential heating and differential acceleration of minor ions by dissipation of ion-acoustic waves (IAWs) generated by parametric instabilities of a finite-amplitude monochromatic Alfvén-cyclotron pump wave. We consider the associated kinetic effects of Landau damping and nonlinear pitch-angle scattering of protons and α particles in the tenuous plasma of coronal holes and the fast solar wind. Various data collected by Wind spacecraft show signatures for a local transverse heating of the minor ions, presumably by Alfvén-cyclotron wave dissipation, and an unexpected parallel heating by a so far unknown mechanism. Here, we present the results from a set of 1.5 dimensional hybrid simulations in search for a plausible explanation for the observed field-aligned kinetic features in the fast solar wind minor ions. We investigate the origin and regulation of ion relative drifts and temperature anisotropies in low plasma β, fast solar wind conditions. Depending on their initial drifts, both ion species can heat up not only transversely through cyclotron resonance and non-resonant wave-particle interactions, but also strongly in the parallel direction by Landau damping of the daughter IAWs. We discuss the dependence of the relative ion drifts and temperature anisotropies on the plasma β of the individual species and we describe the effect of the pump wave amplitude on the ion heating and acceleration. Title: Small-scale Pressure-balanced Structures Driven by Mirror-mode Waves in the Solar Wind Authors: Yao, Shuo; He, J. -S.; Tu, C. -Y.; Wang, L. -H.; Marsch, E. Bibcode: 2013ApJ...776...94Y Altcode: Recently, small-scale pressure-balanced structures (PBSs) have been studied with regard to their dependence on the direction of the local mean magnetic field B0 . The present work continues these studies by investigating the compressive wave mode forming small PBSs, here for B0 quasi-perpendicular to the x-axis of Geocentric Solar Ecliptic coordinates (GSE-x). All the data used were measured by WIND in the quiet solar wind. From the distribution of PBSs on the plane determined by the temporal scale and angle θxB between the GSE-x and B0 , we notice that at θxB = 115° the PBSs appear at temporal scales ranging from 700 s to 60 s. In the corresponding temporal segment, the correlations between the plasma thermal pressure P th and the magnetic pressure P B, as well as that between the proton density N p and the magnetic field strength B, are investigated. In addition, we use the proton velocity distribution functions to calculate the proton temperatures T and T . Minimum Variance Analysis is applied to find the magnetic field minimum variance vector BN . We also study the time variation of the cross-helicity σc and the compressibility C p and compare these with values from numerical predictions for the mirror mode. In this way, we finally identify a short segment that has T > T , proton β ~= 1, both pairs of P th-P B and N p-B showing anti-correlation, and σc ≈ 0 with C p > 0. Although the examination of σc and C p is not conclusive, it provides helpful additional information for the wave mode identification. Additionally, BN is found to be highly oblique to B0 . Thus, this work suggests that a candidate mechanism for forming small-scale PBSs in the quiet solar wind is due to mirror-mode waves. Title: Small-scale Pressure-balanced Structures Driven by Oblique Slow Mode Waves Measured in the Solar Wind Authors: Yao, Shuo; He, J. -S.; Tu, C. -Y.; Wang, L. -H.; Marsch, E. Bibcode: 2013ApJ...774...59Y Altcode: Recently, small-scale pressure-balanced structures (PBSs) were identified in the solar wind, but their formation mechanism remains unclear. This work aims to reveal the dependence of the properties of small-scale PBSs on the background magnetic field (B 0) direction and thus to corroborate the in situ mechanism that forms them. We analyze the plasma and magnetic field data obtained by WIND in the quiet solar wind at 1 AU. First, we use a developed moving-average method to obtain B 0(s, t) for every temporal scale (s) at each time moment (t). By wavelet cross-coherence analysis, we obtain the correlation coefficients between the thermal pressure P th and the magnetic pressure P B, distributing against the temporal scale and the angle θxB between B 0(s, t) and Geocentric Solar Ecliptic coordinates (GSE)-x. We note that the angle coverage of a PBS decreases with shorter temporal scale, but the occurrence of the PBSs is independent of θxB. Suspecting that the isolated small PBSs are formed by compressive waves in situ, we continue this study by testing the wave modes forming a small-scale PBS with B 0(s, t) quasi-parallel to GSE-x. As a result, we identify that the cross-helicity and the compressibility attain values for a slow mode from theoretical calculations. The wave vector is derived from minimum variance analysis. Besides, the proton temperatures obey T < T derived from the velocity distribution functions, excluding a mirror mode, which is the other candidate for the formation of PBSs in situ. Thus, a small-scale PBS is shown to be driven by oblique, slow-mode waves in the solar wind. Title: On Intermittent Turbulence Heating of the Solar Wind: Differences between Tangential and Rotational Discontinuities Authors: Wang, Xin; Tu, Chuanyi; He, Jiansen; Marsch, Eckart; Wang, Linghua Bibcode: 2013ApJ...772L..14W Altcode: The intermittent structures in solar wind turbulence, studied by using measurements from the WIND spacecraft, are identified as being mostly rotational discontinuities (RDs) and rarely tangential discontinuities (TDs) based on the technique described by Smith. Only TD-associated current sheets (TCSs) are found to be accompanied with strong local heating of the solar wind plasma. Statistical results show that the TCSs have a distinct tendency to be associated with local enhancements of the proton temperature, density, and plasma beta, and a local decrease of magnetic field magnitude. Conversely, for RDs, our statistical results do not reveal convincing heating effects. These results confirm the notion that dissipation of solar wind turbulence can take place in intermittent or locally isolated small-scale regions which correspond to TCSs. The possibility of heating associated with RDs is discussed. Title: Radial Evolution of the Wavevector Anisotropy of Solar Wind Turbulence between 0.3 and 1 AU Authors: He, Jiansen; Tu, Chuanyi; Marsch, Eckart; Bourouaine, Sofiane; Pei, Zhongtian Bibcode: 2013ApJ...773...72H Altcode: 2013arXiv1302.0699H We present observations of the power spectral anisotropy in the wavevector space of solar wind turbulence and study how it evolves in interplanetary space with increasing heliocentric distance. We use magnetic field measurements from the Helios 2 spacecraft within 1 AU. To derive the power spectral density (PSD) in the (k , k ) space based on single-satellite measurements is a challenging task that had not been accomplished previously. Here, we derive the spectrum PSD2D(k , k_\bot) from the spatial correlation function CF2D(r , r ) by a transformation according to the projection-slice theorem. We find the so-constructed PSDs to be distributed in k space mainly along a ridge that is more inclined toward the k_\bot axis than the k_\parallel axis. Furthermore, this ridge of the distribution is found to gradually get closer to the k_\bot axis as the outer scale length of the turbulence becomes larger with increasing radial distance. In the vicinity of the k_\parallel axis, a minor spectral component appears that probably corresponds to quasi-parallel Alfvénic fluctuations. Their relative contribution to the total spectral density tends to decrease with radial distance. These findings suggest that solar wind turbulence undergoes an anisotropic cascade transporting most of its magnetic energy toward larger k_\bot and that the anisotropy in the inertial range is radially developing further at scales that are relatively far from the ever increasing outer scale. For the ion-scale fluctuations, we speculate, from the radial evolution of the extended oblique major component, a transition tendency from dominance by oblique Alfvén/ion-cyclotron waves (<1 AU) to dominance by kinetic Alfvén waves (>1 AU). Title: SOLAR WIND 13: Proceedings of the Thirteenth International Solar Wind Conference Authors: Zank, Gary P.; Borovsky, Joe; Bruno, Roberto; Cirtain, Jonathan; Cranmer, Steve; Elliott, Heather; Giacalone, Joe; Gonzalez, Walter; Li, Gang; Marsch, Eckart; Moebius, Ebehard; Pogorelov, Nick; Spann, Jim; Verkhoglyadova, Olga Bibcode: 2013AIPC.1539.....Z Altcode: No abstract at ADS Title: Injection of Plasma into the Nascent Solar Wind via Reconnection Driven by Supergranular Advection Authors: Yang, Liping; He, Jiansen; Peter, Hardi; Tu, Chuanyi; Chen, Wenlei; Zhang, Lei; Marsch, Eckart; Wang, Linghua; Feng, Xueshang; Yan, Limei Bibcode: 2013ApJ...770....6Y Altcode: To understand the origin of the solar wind is one of the key research topics in modern solar and heliospheric physics. Previous solar wind models assumed that plasma flows outward along a steady magnetic flux tube that reaches continuously from the photosphere through the chromosphere into the corona. Inspired by more recent comprehensive observations, Tu et al. suggested a new scenario for the origin of the solar wind, in which it flows out in a magnetically open coronal funnel and mass is provided to the funnel by small-scale side loops. Thus mass is supplied by means of magnetic reconnection that is driven by supergranular convection. To validate this scenario and simulate the processes involved, a 2.5 dimensional (2.5D) numerical MHD model is established in the present paper. In our simulation a closed loop moves toward an open funnel, which has opposite polarity and is located at the edge of a supergranulation cell, and magnetic reconnection is triggered and continues while gradually opening up one half of the closed loop. Its other half connects with the root of the open funnel and forms a new closed loop which is submerged by a reconnection plasma stream flowing downward. Thus we find that the outflowing plasma in the newly reconnected funnel originates not only from the upward reconnection flow but also from the high-pressure leg of the originally closed loop. This implies an efficient supply of mass from the dense loop to the dilute funnel. The mass flux of the outflow released from the funnel considered in our study is calculated to be appropriate for providing the mass flux at the coronal base of the solar wind, though additional heating and acceleration mechanisms are necessary to keep the velocity at the higher location. Our numerical model demonstrates that in the funnel the mass for the solar wind may be supplied from adjacent closed loops via magnetic reconnection as well as directly from the footpoints of open funnels. Title: Diffusion in velocity space of solar wind protons exposed to parallel and oblique plasma waves Authors: Marsch, Eckart; Tu, Chuanyi Bibcode: 2013AIPC.1539..243M Altcode: The solar wind plasma is permeated by all kinds of waves with a broad range of wavelengths and frequencies. Kinetic plasma waves in particular can resonantly interact with the ions, a process that is described within quasilinear theory as diffusion. The resulting effects on the proton velocity distribution function (VDF) are discussed. Theoretical predictions are compared with detailed measurements made in-situ by Helios, and found to comply favourably with resonant diffusion of the protons in the wave field. The shape of the proton VDF, showing an anisotropic core and a beam at positive velocities in the solar wind frame, can well be explained by scattering of the protons in weakly compressive and obliquely propagating Alfvén/ion-cyclotron and fast/slow-magnetoacoustic waves. Title: Helios: Evolution of Distribution Functions 0.3–1 AU Authors: Marsch, Eckart Bibcode: 2013mspc.book...23M Altcode: No abstract at ADS Title: Foreword Authors: Burgess, David; Drake, James; Marsch, Eckart; Velli, Marco; von Steiger, Rudolf; Zurbuchen, Thomas H. Bibcode: 2013mspc.book....1B Altcode: No abstract at ADS Title: Interactions of Alfvén-Cyclotron Waves with Ions in the Solar Wind Authors: Araneda, J. A.; Astudillo, H.; Marsch, E. Bibcode: 2013mspc.book..361A Altcode: No abstract at ADS Title: Multi-scale Physics in Coronal Heating and Solar Wind Acceleration Authors: Burgess, David; Drake, James; Marsch, Eckart; von Steiger, Rudolf; Velli, Marco; Zurbuchen, Thomas Bibcode: 2013mspc.book.....B Altcode: No abstract at ADS Title: Magnetic Correlation Lengths in the Turbulent Solar Wind Authors: Ruiz, M. E.; Dasso, S.; Matthaeus, W. H.; Weygand, J. M.; Marsch, E. Bibcode: 2012AGUFMSH51B2233R Altcode: We analyze the evolution of the interplanetary magnetic field spatial structure by examining the heliospheric autocorrelation functions (R) based on "in situ" observations and using classical single-spacecraft techniques. Correlation lengths (λ) derived from R can be viewed as a measured of the integral scale of the turbulence. We focus on how evolves the anisotropy of λ with respect to the aging of fluid parcels traveling away from the Sun, and according to the anisotropy of the measured λ, distinguishing mainly the values parallel (λ∥) or perpendicular (λ⊥) to the direction of the local average magnetic field B0. We find that close to the Sun, λ∥ < λ⊥, supporting a slab-like spectral model, and a progressive isotropization of λ with a trend to reach an inverted relation, while moving towards higher heliodistances, supporting dynamical spectral transfer of energy. We also present preliminary results on the probability distribution functions (PDFs) of λ from an analysis at different heliodistances from the Sun using observations from Helios, ACE and Ulysses. Advances made to better characterize the nature of interplanetary fluctuations, as those presented here, has significant implications in space and astrophysical plasmas, including scattering and transport of charged energetic particles, and theories of MHD turbulence. Title: The angle distribution of the small scale pressure-balanced structures in the solar wind Authors: Yao, S.; Tu, C.; He, J.; Marsch, E. Bibcode: 2012AGUFMSH51B2234Y Altcode: This work is aimed to reveal the features of the previously detected small scale pressure-balanced structures (PBSs) in the solar wind. In detail, the distribution of the small scale PBSs on the local magnetic field directions is studied for both the fast solar wind and the slow solar wind in this work. First the wavelet coherence spectrum analysis is applied to show the correlation between the electron density (Ne) and the magnetic field strength (B) measurements. Second, the angle Theta_vB, which is between the local mean magnetic field vector of the studied temporal scale and the sun-earth direction, is calculated for each time point. Finally, the wavelet coherence spectrum is reconstructed according to the angle Theta_vB rather than the time. From the reconstructed wavelet coherence spectrum, the distribution of the anti-correlation between Ne and B on Theta_vB is identified, and thus the distribution of the possible small scale PBSs on local B direction could be obtained, as the anti-correlation between Ne and B indicates the existence of PBSs. This work analyzed 12 quiet solar wind periods measured by the WIND satellite at 1 AU, in which 7 of them are fast solar wind periods and 5 are slow solar wind periods. It is identified that the anti-correlation between Ne and B covers a wide range of angles in the single temporal period of the slow solar wind, while it concentrates on a distinct angle for each temporal period in the fast solar wind. Moreover, the PBSs identified in the slow solar wind are of larger scale than their counterparts in the fast solar wind. Besides, the positive correlation between Ne and B is observed in the fast solar wind periods in this work. This means that the fast magnetosonic waves appear in the studied fast solar wind. Above all, we would summarize our work as below. First the small scale PBSs exist in both the fast and slow solar wind, but the PBSs in the slow solar wind are larger and more than that in the fast solar wind. Second, the angle distributions of the small scale PBSs counted for all the periods of either the fast or the slow solar wind indicate that the PBSs are isotropic on the Theta_vB. Third, the PBSs in the fast solar wind stay simultaneously with the fast magnetosonic waves. To explain these results, we tend to suggest that they may be formed from the different origin of the fast and slow solar wind. Title: Helios: Evolution of Distribution Functions 0.3-1 AU Authors: Marsch, Eckart Bibcode: 2012SSRv..172...23M Altcode: 2010SSRv..tmp..196M; 2010SSRv..tmp..188M The radial evolution of the velocity distribution functions of the protons, electrons and ions, as they were measured during the Helios mission in the solar wind between 0.3 and 1.0 AU, is discussed and analysed. Emphasis is placed on the detailed plasma measurements, and on the non-thermal features of the particles and the kinetic processes they undergo in the expanding solar wind. As the plasma is multi-component and nonuniform, complexity prevails and the observed distributions exhibit, owing to their low number densities, significant deviations from local thermal equilibrium, and reveal such suprathermal particles as the strahl electrons, as well as ion beams and temperature anisotropies. The distribution functions still carry imprints of their solar boundaries that are reflected locally, but also have ample free energy driving in situ plasma instabilities which are triggered and modulated by wave-particle interactions. The ion temperatures and their anisotropies and the non-adiabatic radial evolution of the solar wind internal energy are discussed in detail. Title: Interactions of Alfvén-Cyclotron Waves with Ions in the Solar Wind Authors: Araneda, J. A.; Astudillo, H.; Marsch, E. Bibcode: 2012SSRv..172..361A Altcode: 2011SSRv..tmp..203A; 2011SSRv..tmp...44A; 2011SSRv..tmp...59A; 2011SSRv..tmp..362A; 2011SSRv..tmp..127A The results of a study of linear and nonlinear properties of Alfvén-cyclotron waves propagating along a background magnetic field in collisionless plasmas are presented. Kinetic theory and one-dimensional hybrid simulations are used to identify the complete family of growing and damped wave modes and the connection with the spontaneous fluctuations in plasmas. The self-consistent reshaping of initially cold ion velocity distributions, the simultaneous generation of beam protons, and the preferential heating and acceleration of alpha particles are shown to occur by the same mechanism: ion trapping and induced pitch-angle scattering by parametrically driven ion acoustic waves. Title: Foreword Authors: Burgess, David; Drake, James; Marsch, Eckart; Velli, Marco; von Steiger, Rudolf; Zurbuchen, Thomas H. Bibcode: 2012SSRv..172....1B Altcode: 2012SSRv..tmp...85B No abstract at ADS Title: Spectroscopic observations of propagating disturbances in a polar coronal hole: evidence of slow magneto-acoustic waves Authors: Gupta, G. R.; Teriaca, L.; Marsch, E.; Solanki, S. K.; Banerjee, D. Bibcode: 2012A&A...546A..93G Altcode: 2012arXiv1209.3524G
Aims: We focus on detecting and studying quasi-periodic propagating features that have been interpreted in terms of both slow magneto-acoustic waves and of high-speed upflows.
Methods: We analyzed long-duration spectroscopic observations of the on-disk part of the south polar coronal hole taken on 1997 February 25 by the SUMER spectrometer onboard SOHO. We calibrated the velocity with respect to the off-limb region and obtained time-distance maps in intensity, Doppler velocity, and line width. We also performed a cross-correlation analysis on different time series curves at different latitudes. We studied average spectral line profiles at the roots of propagating disturbances and along the propagating ridges, and performed a red-blue asymmetry analysis.
Results: We clearly find propagating disturbances in intensity and Doppler velocity with a projected propagation speed of about 60 ± 4.8 km s-1 and a periodicity of ≈14.5 min. To our knowledge, this is the first simultaneous detection of propagating disturbances in intensity as well as in Doppler velocity in a coronal hole. During the propagation, an intensity enhancement is associated with a blueshifted Doppler velocity. These disturbances are clearly seen in intensity also at higher latitudes (i.e., closer to the limb), while disturbances in Doppler velocity become faint there. The spectral line profiles averaged along the propagating ridges are found to be symmetric, to be well fitted by a single Gaussian, and have no noticeable red-blue asymmetry.
Conclusions: Based on our analysis, we interpret these disturbances in terms of propagating slow magneto-acoustic waves. Title: Parametric decay of oblique Alfvén waves in two-dimensional hybrid simulations Authors: Verscharen, D.; Marsch, E.; Motschmann, U.; Müller, J. Bibcode: 2012PhRvE..86b7401V Altcode: 2012arXiv1207.6144V Certain types of plasma waves are known to become parametrically unstable under specific plasma conditions, in which the pump wave will decay into several daughter waves with different wavenumbers and frequencies. In the past, the related plasma instabilities have been treated analytically for various parameter regimes and by use of various numerical methods, yet the oblique propagation with respect to the background magnetic field has rarely been dealt with in two dimensions, mainly because of the high computational demand. Here we present a hybrid-simulation study of the parametric decay of a moderately oblique Alfvén wave having elliptical polarization. It is found that such a compressive wave can decay into waves with higher and lower wavenumbers than the pump. Title: Dynamical evolution of anisotropies of the solar wind magnetic turbulent outer scale Authors: Ruiz, M. E.; Dasso, S.; Matthaeus, W. H.; Marsch, E.; Weygand, J. M. Bibcode: 2012IAUS..286..164R Altcode: The evolution of the turbulent properties in the solar wind, during the travel of the parcels of fluid from the Sun to the outer heliosphere still has several unanswered questions. In this work, we will present results of an study on the dynamical evolution of turbulent magnetic fluctuations in the inner heliosphere. We focused on the anisotropy of the turbulence integral scale, measured parallel and perpendicular to the direction of the local mean magnetic field, and study its evolution according to the aging of the plasma parcels observed at different heliodistances. As diagnostic tool we employed single-spacecraft correlation functions computed with observations collected by Helios 1 & 2 probes over nearly one solar cycle. Our results are consistent with driving modes with wave-vectors parallel to the direction of the local mean magnetic field near the Sun, and a progressive spectral transfer of energy to modes with perpendicular wave-vectors. Advances made in this direction, as those presented here, will contribute to our understanding of the magnetohydrodynamical turbulence and Alfvénic-wave activity for this system, and will provide a quantitative input for models of charged solar and galactic energetic particles propagation and diffusion throughout the inner heliosphere. Title: Spectroscopic Observations of Propagating Disturbances in Polar Coronal Hole Authors: Gupta, Girjesh R.; Marsch, Eckart; Solanki, Sami K.; Banerjee, Dipankar; Teriaca, Luca Bibcode: 2012cosp...39..689G Altcode: 2012cosp.meet..689G We focus on long duration spectroscopic observations of the south polar coronal hole taken on 1997 February 25 by the Solar Ultraviolet Measurements of Emitted Radiation (SUMER) spectrometer aboard SOHO. We analyze the data in the on-disk part of the coronal hole to find any signature of propagating waves or high speed up-flows. We find the clear presence of propagating disturbances in intensity and Doppler velocity with a projected propagation speed of about 60~km~s^{-1} and a periodicity of ≈14.5~min. During the propagation, the intensity enhancement is associated with a blue-shifted Doppler velocity. These disturbances are clearly seen in intensity at higher latitudes (i.e. closer to the limb), whereas disturbances in Doppler velocity becomes faint there. We study average spectral line profiles at the roots of these disturbances and along the propagating ridge. Based on our analysis, we interpret these disturbances in terms of propagating slow magneto-acoustic waves. Title: Electron Transport in the Fast Solar Wind Authors: Smith, H. M.; Marsch, E.; Helander, P. Bibcode: 2012ApJ...753...31S Altcode: The electron velocity distribution function is studied in the extended solar corona above coronal holes (i.e., the inner part of the fast solar wind) from the highly collisional corona close to the Sun to the weakly collisional regions farther out. The electron kinetic equation is solved with a finite-element method in velocity space using a linearized Fokker-Planck collision operator. The ion density and temperature profiles are assumed to be known and the electric field and electron temperature are determined self-consistently. The results show quantitatively how much lower the electron heat flux and the thermal force are than predicted by high-collisionality theory. The sensitivity of the particle and heat fluxes to the assumed ion temperature profile and the applied boundary condition at the boundary far from the Sun is also studied. Title: Proton energetics in the solar wind between 0.3 and 1 AU: Helios reloaded Authors: Hellinger, P.; Matteini, L.; Travnicek, P. M.; Stverak, S.; Marsch, E. Bibcode: 2012EGUGA..14.2879H Altcode: The proton thermal energetics in the solar wind between 0.3 and 1 AU is re-investigated using the Helios 1 and 2 data. Heating and cooling rates are evaluated for the slow and fast solar wind and compared with estimates of the turbulent cascading energy. Possible influence of the interaction between fast and slow solar wind streams on the proton energetics is discussed. Title: On Spectral Breaks in the Power Spectra of Magnetic Fluctuations in Fast Solar Wind between 0.3 and 0.9 AU Authors: Bourouaine, S.; Alexandrova, O.; Marsch, E.; Maksimovic, M. Bibcode: 2012ApJ...749..102B Altcode: We analyze the radial variation of the power spectra of the magnetic field from 0.3 to about 0.9 AU, using Helios 2 spacecraft measurements in the fast solar wind. The time resolution of the magnetic field data allows us to study the power spectra up to 2 Hz. Generally, the corresponding spectral break frequency fb and the Doppler-shifted frequencies, which are related to the proton gyroradius and inertial scales, are close to a frequency f of about 0.5 Hz at a distance of 1 AU from the Sun. However, studying the radial evolution of the power spectra offers us the possibility to distinguish between those scales. Recent Ulysses observations show that, while the proton scales vary, fb stays nearly constant with the heliocentric distance R. In our study we confirm that fb varies within a small interval of [0.2, 0.4] Hz only, as R varies from 0.3 to 0.9 AU. Moreover, if we assume parallel propagating fluctuations (with respect to the solar wind flow or background magnetic field), we can show that none of the proton scales are coincident with the break scale. If, however, we take into account the two-dimensional nature of the turbulent fluctuations, then we can show that the spatial scale corresponding to fb (R) does follow the proton inertial scale, λ p (R), but not the proton gyroradius scale, ρ p (R), as a function of heliocentric distance. These observations indicate that the spectral break at the proton inertial scale might be related to the Hall effect, or be controlled by the ion-cyclotron damping of obliquely propagating fluctuations or the formation of current sheets scaling like λ p , which could be responsible for ion heating through magnetic reconnection. Title: Reproduction of the Observed Two-component Magnetic Helicity in Solar Wind Turbulence by a Superposition of Parallel and Oblique Alfvén Waves Authors: He, Jiansen; Tu, Chuanyi; Marsch, Eckart; Yao, Shuo Bibcode: 2012ApJ...749...86H Altcode: The angular distribution of the normalized reduced magnetic helicity density (σ r m ) in solar wind turbulence reveals two components of distinct polarity in different angle ranges. This kind of two-component σ r m may indicate the possible wave modes and power spectral densities (PSDs) of the turbulent fluctuations. Here we model the measured angular distribution of σ r m by assuming a PSD distribution for Alfvén fluctuations in wavevector space, and then fit the model results to the observations by adjusting the pattern of the PSD distribution. It is found that the two-component form of the PSD, which has a major and minor component close to k and kpar, respectively, seems to be responsible for the observed two-component σ r m . On the other hand, both an isotropic PSD and a PSD with only a single component bending toward k fail to reproduce the observations. Moreover, it is shown that the effect of gradual balance between outward and inward wave-energy fluxes with decreasing spatial scale needs to be considered in order to reproduce the observed diminishing of |σ r m | at shorter scales. Therefore, we suggest that the observed two-component σ r m in the solar wind turbulence may be due to a superposition of Alfvén waves with quasi-perpendicular (major part) and quasi-parallel (minor part) propagation. The waves seem to become gradually balanced toward shorter scales. Title: Large-amplitude Alfvén Wave in Interplanetary Space: The Wind Spacecraft Observations Authors: Wang, Xin; He, Jiansen; Tu, Chuanyi; Marsch, Eckart; Zhang, Lei; Chao, Jih-Kwin Bibcode: 2012ApJ...746..147W Altcode: We present, for the first time, measurements of arc-polarized velocity variations together with magnetic field variations associated with a large-amplitude Alfvén wave as observed by the Wind satellite. The module of the magnetic field variance is larger than the magnitude of the average magnetic field, indicating the large amplitude of these fluctuations. When converting to the deHoffman-Teller frame, we find that the magnetic field and velocity vector components, in the plane perpendicular to the minimum-variance direction of the magnetic field, are arc-polarized, and their tips almost lie on the same circle. We also find that the normalized cross helicity and Alfvén ratio of the wave are both nearly equal to unity, a result which has not been reported in previous studies at 1 AU. It is worthy to stress here that pure Alfvén waves can also exist in the solar wind even near the Earth at 1 AU, but not only near 0.3 AU. Further study could be done to help us know more about the properties of pure Alfvén wave at 1 AU that could not be figured out easily before because of the contaminations (e.g., Alfvén waves propagating in different directions, magnetic structures, and other compressional waves) on previously reported Alfvén wave cases. Title: Kinetic cascade beyond magnetohydrodynamics of solar wind turbulence in two-dimensional hybrid simulations Authors: Verscharen, D.; Marsch, E.; Motschmann, U.; Müller, J. Bibcode: 2012PhPl...19b2305V Altcode: 2012arXiv1201.2784V The nature of solar wind turbulence in the dissipation range at scales much smaller than the large magnetohydrodynamic (MHD) scales remains under debate. Here, a two-dimensional model based on the hybrid code abbreviated as A.I.K.E.F. is presented, which treats massive ions as particles obeying the kinetic Vlasov equation and massless electrons as a neutralizing fluid. Up to a certain wavenumber in the MHD regime, the numerical system is initialized by assuming a superposition of isotropic Alfvén waves with amplitudes that follow the empirically confirmed spectral law of Kolmogorov. Then, turbulence develops and energy cascades into the dispersive spectral range, where also dissipative effects occur. Under typical solar wind conditions, weak turbulence develops as a superposition of normal modes in the kinetic regime. Spectral analysis in the direction parallel to the background magnetic field reveals a cascade of left-handed Alfvén/ion-cyclotron waves up to wave vectors where their resonant absorption sets in, as well as a continuing cascade of right-handed fast-mode and whistler waves. Perpendicular to the background field, a broad turbulent spectrum is found to be built up of fluctuations having a strong compressive component. Ion-Bernstein waves seem to be possible normal modes in this propagation direction for lower driving amplitudes. Also, signatures of short-scale pressure-balanced structures (very oblique slow-mode waves) are found. Title: Do Oblique Alfvén/Ion-cyclotron or Fast-mode/Whistler Waves Dominate the Dissipation of Solar Wind Turbulence near the Proton Inertial Length? Authors: He, Jiansen; Tu, Chuanyi; Marsch, Eckart; Yao, Shuo Bibcode: 2012ApJ...745L...8H Altcode: To determine the wave modes prevailing in solar wind turbulence at kinetic scales, we study the magnetic polarization of small-scale fluctuations in the plane perpendicular to the data sampling direction (namely, the solar wind flow direction, {V}_{SW}) and analyze its orientation with respect to the local background magnetic field {B}_{0,local}. As an example, we take only measurements made in an outward magnetic sector. When {B}_{0,local} is quasi-perpendicular to {V}_{SW}, we find that the small-scale magnetic-field fluctuations, which have periods from about 1 to 3 s and are extracted from a wavelet decomposition of the original time series, show a polarization ellipse with right-handed orientation. This is consistent with a positive reduced magnetic helicity, as previously reported. Moreover, for the first time we find that the major axis of the ellipse is perpendicular to {B}_{0,local}, a property that is characteristic of an oblique Alfvén wave rather than oblique whistler wave. For an oblique whistler wave, the major axis of the magnetic ellipse is expected to be aligned with {B}_{0,local}, thus indicating significant magnetic compressibility, and the polarization turns from right to left handedness as the wave propagation angle (θkB) increases toward 90°. Therefore, we conclude that the observation of a right-handed polarization ellipse with orientation perpendicular to {B}_{0,local} seems to indicate that oblique Alfvén/ion-cyclotron waves rather than oblique fast-mode/whistler waves dominate in the "dissipation" range near the break of solar wind turbulence spectra occurring around the proton inertial length. Title: Does the Kinetic Alfven Wave or Oblique Whistler Wave dominate the Dissipation Range of Solar Wind Turbulence? Authors: He, J.; Marsch, E.; Tu, C.; Wang, X.; Yao, S.; Tian, H. Bibcode: 2011AGUFMSH42B..04H Altcode: Presently, there is an intense debate on which oblique wave mode is, besides the parallel Alfven-cyclotron wave, responsible for further energy cascading or damping in the dissipation range of solar wind turbulence. From numerical simulation and dimensional analysis, the power spectra in the dissipation range with a power law like k^(-7/3) can be reproduced based on either the kinetic Alfven wave or whistler wave. Here, we aim to show which one may be dominant in reality on the basis of solar wind measurements by STEREO satellite. We extract small-scale magnetic fluctuations in the dissipation range from the time series by employing the wavelet decomposition method. We then study two parameters (magnetic compressibility and magnetic polarization) of the small-scale magnetic fluctuations in such time intervals where the direction of the local mean magnetic field is nearly orthogonal to the direction of the solar wind velocity. We find that the magnetic compressibility in the dissipation range is less than 0.25, which is much smaller than the magnetic compressibility (~1.0) of quasi-perpendicular whistler waves, but closer to the value of kinetic Alfven waves. Moreover, we find that the small-scale magnetic fluctuations seems to be elliptically polarized in the plane normal to the solar wind velocity direction, and the major axis of the polarization ellipse is perpendicular to local mean magnetic field direction. This kind of observed magnetic polarization is consistent with the characteristics of kinetic Alfven waves. Therefore, we may conclude that, in the fast solar wind streams we have looked at, oblique kinetic Alfven waves do exist and may play a role in the dissipation range and for turbulence cascading and damping. Title: Hybrid simulations of the two-dimensional cascade of weak solar wind turbulence beyond MHD scales Authors: Verscharen, D.; Marsch, E.; Motschmann, U. M.; Müller, J. Bibcode: 2011AGUFMSH52A..01V Altcode: The nature of solar wind turbulence in the dissipation range beyond the typical large MHD scales is still under debate. A two-dimensional model is presented based on the hybrid code A.I.K.E.F., which treats ions as particles following the Vlasov equation and electrons as a massless neutralizing fluid. Up to a certain wavenumber in the MHD regime, the system is initialized with a superposition of isotropic Alfvén waves with amplitudes following the empirically confirmed spectral power law of Kolmogorov. The turbulence then evolves and cascades into the dispersive spectral range, where also dissipative effects emerge. Under typical solar wind conditions, weak turbulence develops as a superposition of normal modes in the kinetic regime. The spectral analysis in the direction parallel to the background magnetic field reveals a cascade of left-handed Alfvén/ion-cyclotron waves until the resonant absorption sets in and a right-handed fast/whistler component. Perpendicular to the background field, a broad turbulent spectrum is found built up of fluctuations with a strong compressive component. Ion-Bernstein waves are possible normal modes in this direction of propagation. Title: Heating and Cooling of Protons in the Fast Solar Wind Between 0.3 and 1 AU: Helios Reloaded Authors: Hellinger, P.; Matteini, L.; Stverak, S.; Travnicek, P. M.; Marsch, E. Bibcode: 2011AGUFMSH44B..01H Altcode: The proton thermal energetics in the fast solar wind between 0.3 and 1 AU is re-investigated using the Helios 1 and 2 data. Closer to the Sun, it is estimated that, to account for the observed radial profiles of the proton parallel and perpendicular temperature, non-negligible parallel cooling and perpendicular heating are necessary. Around 1 AU heating is needed in both directions. We also calculate the corresponding rates and find that in total significant interplanetary heating is necessary, in agreement with previous results. The possible influence that deceleration of fast solar wind streams due to interaction with slow ones has on the proton thermodynamics is evaluated. Title: Energetics of solar wind electrons from Helios observations Authors: Stverak, S.; Hellinger, P.; Travnicek, P. M.; Marsch, E. Bibcode: 2011AGUFMSH33B2056S Altcode: The electron heat flux properties in the solar wind have been examined based on Helios 1 and 2 in situ observations. The data set covers the heliocentric radial range between 0.3 and 1.0 AU in the ecliptic plane only. Understanding the fundamental heat transport and energy dissipation in the expanding solar wind plasmas requires a detail analysis of electron velocity distribution functions (eVDF) and particularly their non-thermal features. Our study is based on a full three component (core-halo-strahl) analytical modelling of measured 2D eVDF and consequent analysis of derived eVDF moments. First we provide radial profiles of observed characteristics (densities, temperature, heat flux) for each of the eVDF component. These profiles are further used to analyse corresponding heating/cooling rates in the expanding solar wind, separately for the slow and fast solar wind streams. Title: Radial evolution of the power spectral density of the magnetic field from 0.3 to 0.9 AU Authors: Bourouaine, S.; Alexandrova, O.; Marsch, E.; Maksimovic, M. Bibcode: 2011AGUFMSH43C1958B Altcode: The power spectra of the magnetic field from 0.29 to about 0.9 AU using Helios 2 spacecraft measurements is analyzed. It is known that, at distance of 1 AU from the Sun, the scale corresponding to the break frequency fb and the Doppler- shifted proton scales are all close to f ∼ 0.5Hz. However, the radial evolution of the power spectra studied here gives the possibility to distinguish between those scales. In this study we show that fb varies in a tiny interval [0.2,0.4] along the distance R. Also, when we assume parallel propagating (with respect to the solar wind flow or to the background magnetic field) fluctuations we find that none of the proton scales is following the spectral break scale. However, taking into account the 2-dimensional nature of turbulent fluctuations, we show that scale corresponding to fb(R) follows λ p(R) and not the fcp(R) or ρ p(R) along the heliocentric distance. These observations may indicate that the spectral break at the high frequency range might be controlled by the Hall effect or by the onset of the ion dissipation due to 2D magnetic reconnection near the ion skin depth scale. Title: On the Nature of a Large-Amplitude Alfven Wave Measured by the WIND Spacecraft Authors: Wang, X.; Chao, J. K.; He, J.; Tu, C.; Marsch, E.; Zhang, L. Bibcode: 2011AGUFMSH43C1957W Altcode: We present, for the first time, measurements of arc-polarized velocity variations associated with a large-amplitude Alfven wave that was observed by the WIND satellite. The trace of the magnetic field variance within a period of 35 minutes is larger than the variance of the average magnetic field. When moving into the deHoffman-Teller frame (which was hardly ever used before in solar wind wave studies), we find that the magnetic-field and velocity vector components in the plane perpendicular to the minimum-variance direction of the magnetic field are arc-polarized, and their tips lie on the same circle. We also find that the normalized cross-helicity and Alfven ratio of the wave are both nearly equal to unity, a result which has not been reported in previous studies at 1 AU. The power spectrum for this pure large-amplitude Alfven wave exhibits Kolmogorov's 5/3-law. To explain these results requires new theoretical efforts and is worth further data analysis, using the present methods in future studies of solar wind turbulence. Title: Temperature anisotropy and differential streaming of solar wind ions. Correlations with transverse fluctuations Authors: Bourouaine, S.; Marsch, E.; Neubauer, F. M. Bibcode: 2011A&A...536A..39B Altcode: 2011arXiv1111.2724B We study correlations of the temperature ratio (which is an indicator for perpendicular ion heating) and the differential flow of the alpha particles with the power of transverse fluctuations that have wave numbers between 0.01 and 0.1 (normalized to kp = 1/lp, where lp is the proton inertial length). We found that both the normalized differential ion speed, Vαp/VA (where VA is the Alfvén speed) and the proton temperature anisotropy, T⊥p/T∥p, increase when the relative wave power is growing. Furthermore, if the normalized differential ion speed stays below 0.5, the alpha-particle temperature anisotropy, T⊥α/T∥α, correlates positively with the relative power of the transverse fluctuations. However, if Vαp/VA is higher than 0.6, then the alpha-particle temperature anisotropy tends to become lower and attain even values below unity despite the presence of transverse fluctuations of relatively high amplitudes. Our findings appear to be consistent with the expectations from kinetic theory for the resonant interaction of the ions with Alfvén/ion-cyclotron waves and the resulting wave dissipation. Title: Velocity-space diffusion of solar wind protons in oblique waves and weak turbulence Authors: Marsch, E.; Bourouaine, S. Bibcode: 2011AnGeo..29.2089M Altcode: The fast solar wind is permeated by all kinds of plasma waves which have a broad range of wavelengths and occur on many different scales. Kinetically, a plasma wave induces ion-wave interactions which can within the quasi-linear theory be described as a diffusion process. The impact this diffusion may have on the shape of the proton velocity distribution function (VDF) is studied. We first analyse theoretically some of the possible kinetic effects of the waves on the ions. Then the model predictions are compared with the detailed in-situ plasma measurements made by the Helios spacecraft on 14 April 1976 at 0.3 AU and found to comply favourably with resonant diffusion of protons in obliquely propagating magnetohydrodynamic waves. In particular, the shape at the edges of the VDFs at positive proton velocities in the wind frame can be well explained by cyclotron-resonant diffusion of the protons in oblique fast magnetoacoustic and Alfvén waves propagating away from the Sun. Title: Aging of anisotropy of solar wind magnetic fluctuations in the inner heliosphere Authors: Ruiz, M. E.; Dasso, S.; Matthaeus, W. H.; Marsch, E.; Weygand, J. M. Bibcode: 2011JGRA..11610102R Altcode: 2011arXiv1110.4012R We analyze the evolution of the interplanetary magnetic field spatial structure by examining the inner heliospheric autocorrelation function, using Helios 1 and Helios 2 in situ observations. We focus on the evolution of the integral length scale (λ) anisotropy associated with the turbulent magnetic fluctuations, with respect to the aging of fluid parcels traveling away from the Sun, and according to whether the measured λ is principally parallel (λ) or perpendicular (λ) to the direction of a suitably defined local ensemble average magnetic field B0. We analyze a set of 1065 24-hour long intervals (covering full missions). For each interval, we compute the magnetic autocorrelation function, using classical single-spacecraft techniques, and estimate λ with help of two different proxies for both Helios data sets. We find that close to the Sun, λ < λ. This supports a slab-like spectral model, where the population of fluctuations having wave vector k parallel to B0 is much larger than the one with k-vector perpendicular. A population favoring perpendicular k-vectors would be considered quasi-two dimensional (2D). Moving toward 1 AU, we find a progressive isotropization of λ and a trend to reach an inverted abundance, consistent with the well-known result at 1 AU that λ > λ, usually interpreted as a dominant quasi-2D picture over the slab picture. Thus, our results are consistent with driving modes having wave vectors parallel to B0 near Sun, and a progressive dynamical spectral transfer of energy to modes with perpendicular wave vectors as the solar wind parcels age while moving from the Sun to 1 AU. Title: Compressive high-frequency waves riding on an Alfvén/ion-cyclotron wave in a multi-fluid plasma Authors: Verscharen, Daniel; Marsch, Eckart Bibcode: 2011JPlPh..77..693V Altcode: 2011arXiv1103.2029V In this paper, we study the weakly-compressive high-frequency plasma waves which are superposed on a large-amplitude Alfvén wave in a multi-fluid plasma consisting of protons, electrons, and alpha particles. For these waves, the plasma environment is inhomogenous due to the presence of the low-frequency Alfvén wave with a large amplitude, a situation that may apply to space plasmas such as the solar corona and solar wind. The dispersion relation of the plasma waves is determined from a linear stability analysis using a new eigenvalue method that is employed to solve the set of differential wave equations which describe the propagation of plasma waves along the direction of the constant component of the Alfvén wave magnetic field. This approach also allows one to consider weak compressive effects. In the presence of the background Alfvén wave, the dispersion branches obtained differ significantly from the situation of a uniform plasma. Due to compressibility, acoustic waves are excited and couplings between various modes occur, and even an instability of the compressive mode. In a kinetic treatment, these plasma waves would be natural candidates for Landau-resonant wave-particle interactions, and may thus via their damping lead to particle heating. Title: Heating and cooling of protons in the fast solar wind between 0.3 and 1 AU: Helios revisited Authors: Hellinger, Petr; Matteini, Lorenzo; Štverák, Štěpán; Trávníček, Pavel M.; Marsch, Eckart Bibcode: 2011JGRA..116.9105H Altcode: The proton thermal energetics in the fast solar wind between 0.3 and 1 AU is reinvestigated using the Helios 1 and 2 data. Closer to the Sun, it is estimated that, to account for the observed radial profiles of the proton parallel and perpendicular temperature, nonnegligible parallel cooling and perpendicular heating are necessary. Around 1 AU heating is needed in both directions. We also calculate the corresponding rates and find that in total significant interplanetary heating is necessary, in agreement with previous results. The possible influence that deceleration of fast solar wind streams due to interaction with slow ones has on the proton thermodynamics is evaluated. Title: Interplanetary shock wave extent in the inner heliosphere as observed by multiple spacecraft Authors: de Lucas, A.; Schwenn, R.; dal Lago, A.; Marsch, E.; Clúa de Gonzalez, A. L. Bibcode: 2011JASTP..73.1281D Altcode: For over an entire solar cycle, from the end of 1974 until the beginning of 1986, the twin Helios spacecraft explored the inner heliosphere. These in situ, high-resolution plasma and magnetic field measurements covered heliocentric distances between 0.3 and 1 AU from the Sun and are of particular interest to studies of space weather phenomena. During this period the two spacecraft detected 395 ICME-driven shocks and these waves were found to be driven by interplanetary coronal mass ejections (ICMEs). Based on these multi-spacecraft measurements, which include a third vantage point with the observations from ISEE-3/IMP-8, the longitudinal extent of the shock waves were measured in the inner heliosphere. It was found that shock waves have about a 50% chance to be observed by two different locations separated by 90°. In practice, one can expect with about a 50% chance that the shock driven by a limb coronal mass ejections (CMEs) will hit the Earth, considering the expansion in longitude of shock waves driven by their associated ICMEs. For a larger separation the uncertainty increases, as only a few cases could be observed. With the absence of simultaneous solar disk observations one can then no longer unequivocally identify the shock waves observed at each spacecraft. Title: On nonlinear Alfvén-cyclotron waves in multi-species plasma Authors: Marsch, Eckart; Verscharen, Daniel Bibcode: 2011JPlPh..77..385M Altcode: 2011arXiv1101.1060M Large-amplitude Alfvén waves are ubiquitous in space plasmas and a main component of magnetohydrodynamic (MHD) turbulence in the heliosphere. As pump waves, they are prone to parametric instability by which they can generate cyclotron and acoustic daughter waves. Here, we revisit a related process within the framework of the multi-fluid equations for a plasma consisting of many species. The nonlinear coupling of the Alfvén wave to acoustic waves is studied, and a set of compressive and coupled-wave equations for the transverse magnetic field and longitudinal electric field is derived for waves propagating along the mean-field direction. It turns out that slightly compressive Alfvén waves exert, through induced gyro-radius and kinetic-energy modulations, an electromotive force on the particles in association with a longitudinal electric field, which has a potential that is given by the gradient of the transverse kinetic energy of the particles gyrating about the mean field. This in turn drives electric fluctuations (sound and ion-acoustic waves) along the mean magnetic field, which can nonlinearly react back on the transverse magnetic field. Mutually coupled Alfvén-cyclotron-acoustic waves are thus excited, a nonlinear process that can drive a cascade of wave energy in the plasma, and may generate compressive microturbulence. These driven electric fluctuations might have consequences for the dissipation of an MHD turbulence and, thus, for the heating and acceleration of particles in the solar wind. Title: Two-dimensional correlation functions for density and magnetic field fluctuations in magnetosheath turbulence measured by the Cluster spacecraft Authors: He, J. -S.; Marsch, E.; Tu, C. -Y.; Zong, Q. -G.; Yao, S.; Tian, H. Bibcode: 2011JGRA..116.6207H Altcode: Knowledge of multidimensional correlation functions is crucial for understanding the anisotropy of turbulence. The two-dimensional (2-D) spatial correlation functions (SCFs) obtained in previous studies of space plasma turbulence were restricted to large-length scales and covered a limited angular domain of the two-point separation vector with respect to the mean magnetic field. Here we aim to derive 2-D SCFs with smaller-length scale and nearly full angular distribution for the fluctuations of the number density and magnetic field in magnetosheath turbulence. We use the Cluster four-spacecraft measurements of the fluctuations with respect to a temporally and spatially varying background magnetic field to construct the 2-D SCFs. We find that the correlation function of the density fluctuations shows a pattern similar to that of the magnetic field fluctuations, both of which appear to be composed of two populations, whereby the major population extends along the coordinate parallel to mean magnetic field (S$\parallel$) and the minor one deviates toward the perpendicular coordinate (S$\perp$). This pattern of 2-D SCFs implies that the energy of magnetosheath turbulence seems to cascade, in the inertial range close to the ion scale, mostly transverse to the background magnetic field and meanwhile partly along the field (i.e., k$\perp$ $\gg$ k$\parallel$). Title: Apparent temperature anisotropies due to wave activity in the solar wind Authors: Verscharen, D.; Marsch, E. Bibcode: 2011AnGeo..29..909V Altcode: 2011arXiv1106.5878V The fast solar wind is a collisionless plasma permeated by plasma waves on many different scales. A plasma wave represents the natural interplay between the periodic changes of the electromagnetic field and the associated coherent motions of the plasma particles. In this paper, a model velocity distribution function is derived for a plasma in a single, coherent, large-amplitude wave. This model allows one to study the kinetic effects of wave motions on particle distributions. They are by in-situ spacecraft measured by counting, over a certain sampling time, the particles coming from various directions and having different energies. We compare our results with the measurements by the Helios spacecraft, and thus find that by assuming high wave activity we are able to explain key observed features of the measured distributions within the framework of our model. We also address the recent discussions on nonresonant wave-particle interactions and apparent heating. The applied time-averaging procedure leads to an apparent ion temperature anisotropy which is connected but not identical to the intrinsic temperature of the underlying distribution function. Title: Possible Evidence of Alfvén-cyclotron Waves in the Angle Distribution of Magnetic Helicity of Solar Wind Turbulence Authors: He, Jiansen; Marsch, Eckart; Tu, Chuanyi; Yao, Shuo; Tian, Hui Bibcode: 2011ApJ...731...85H Altcode: The fluctuating magnetic helicity is considered an important parameter in diagnosing the characteristic modes of solar wind turbulence. Among them is the Alfvén-cyclotron wave, which is probably responsible for the solar wind plasma heating, but has not yet been identified from the magnetic helicity of solar wind turbulence. Here, we present the possible signatures of Alfvén-cyclotron waves in the distribution of magnetic helicity as a function of θVB, which is the angle between the solar wind velocity and local mean magnetic field. We use magnetic field data from the STEREO spacecraft to calculate the θVB distribution of the normalized reduced fluctuating magnetic helicity σm. We find a dominant negative σm for 1 s < p < 4 s (p is time period) and for θVB < 30° in the solar wind outward magnetic sector, and a dominant positive σm for 0.4 s < p < 4 s and for θVB>150° in the solar wind inward magnetic sector. These features of σm appearing around the Doppler-shifted ion-cyclotron frequencies may be consistent with the existence of Alfvén-cyclotron waves among the outward propagating fluctuations. Moreover, right-handed polarized waves at larger propagation angles, which might be kinetic Alfvén waves or whistler waves, have also been identified on the basis of the σm features in the angular range 40° < θVB < 140°. Our findings suggest that Alfvén-cyclotron waves (together with other wave modes) play a prominent role in turbulence cascading and plasma heating of the solar wind. Title: Multi-scale Anti-correlation Between Electron Density and Magnetic Field Strength in the Solar Wind Authors: Yao, Shuo; He, J. -S.; Marsch, E.; Tu, C. -Y.; Pedersen, A.; Rème, H.; Trotignon, J. G. Bibcode: 2011ApJ...728..146Y Altcode: This work focuses on the relation between the electron density and the magnetic field strength in the solar wind, and aims to reveal its compressive nature and to determine the level of compressibility. For this purpose, we choose a period of quiet solar wind data obtained at 1 AU by the Cluster C1 satellite. The electron density is derived with a sampling time as high as 0.2 s from the spacecraft-potential measurements made by the Electric Field and Waves instrument. We use the wavelet cross-coherence method to analyze the correlation between the electron density and the magnetic field strength on various scales. We find a dominant anti-correlation between them at different timescales ranging from 1000 s down to 10 s, a result which has never been reported before. This may indicate the existence of pressure-balanced structures (PBSs) with different sizes in the solar wind. The small (mini) PBSs appear to be embedded in the large PBSs, without affecting the pressure balance between the large structures. Thus, a nesting of these possible multi-scale PBSs is found. Moreover, we find for the first time that the relative fluctuation spectra of both the electron number density and the magnetic field strength look almost the same in the range from 0.01 Hz to 2.5 Hz, implying a similar cascading for these two types of fluctuations. Probable formation mechanisms for the multi-scale possible PBSs are discussed. The results of our work are believed to be helpful for understanding the compressive nature of solar wind turbulence as well as the connections between the solar wind streams and their coronal sources. Title: A novel technique to measure intensity fluctuations in EUV images and to detect coronal sound waves nearby active regions Authors: Stenborg, G.; Marsch, E.; Vourlidas, A.; Howard, R.; Baldwin, K. Bibcode: 2011A&A...526A..58S Altcode: Context. In the past years, evidence for the existence of outward-moving (Doppler blue-shifted) plasma and slow-mode magneto-acoustic propagating waves in various magnetic field structures (loops in particular) in the solar corona has been found in ultraviolet images and spectra. Yet their origin and possible connection to and importance for the mass and energy supply to the corona and solar wind is still unclear. There has been increasing interest in this problem thanks to the high-resolution observations available from the extreme ultraviolet (EUV) imagers on the Solar TErrestrial RElationships Observatory (STEREO) and the EUV spectrometer on the Hinode mission.
Aims: Flows and waves exist in the corona, and their signatures appear in EUV imaging observations but are extremely difficult to analyse quantitatively because of their weak intensity. Hence, such information is currently available mostly from spectroscopic observations that are restricted in their spatial and temporal coverage. To understand the nature and origin of these fluctuations, imaging observations are essential. Here, we present measurements of the speed of intensity fluctuations observed along apparently open field lines with the Extreme UltraViolet Imagers (EUVI) onboard the STEREO mission. One aim of our paper is to demonstrate that we can make reliable kinematic measurements from these EUV images, thereby complementing and extending the spectroscopic measurements and opening up the full corona for such an analysis. Another aim is to examine the assumptions that lead to flow versus wave interpretation for these fluctuations.
Methods: We have developed a novel image-processing method by fusing well established techniques for the kinematic analysis of coronal mass ejections (CME) with standard wavelet analysis. The power of our method lies with its ability to recover weak intensity fluctuations along individual magnetic structures at any orientation , anywhere within the full solar disk , and using standard synoptic observing sequences (cadence <3 min) without the need for special observation plans.
Results: Using information from both EUVI imagers, we obtained wave phase speeds with values on the order of 60-90 km s-1, compatible with those obtained by other previous measurements. Moreover, we studied the periodicity of the observed fluctuations and established a predominance of a 16-min period, and other periods that seem to be multiples of an underlying 8-min period.
Conclusions: The validation of our analysis technique opens up new possibilities for the study of coronal flows and waves, by extending it to the full disk and to a larger number of coronal structures than has been possible previously. It opens up a new scientific capability for the EUV observations from the recently launched Solar Dynamics Observatory. Here we clearly establish the ubiquitous existence of sound waves which continuously propagate along apparently open magnetic field lines.

Movies 1 and 2 (Figs. 12 and 13) are only available in electronic form at http://www.aanda.org Title: On the Relative Speed and Temperature Ratio of Solar Wind Alpha Particles and Protons: Collisions Versus Wave Effects Authors: Bourouaine, Sofiane; Marsch, Eckart; Neubauer, Fritz M. Bibcode: 2011ApJ...728L...3B Altcode: We study the relative flow speed and the temperature ratio of alpha particles and protons and their connections to the helium ion abundance, the collisional age, and the power of transverse fluctuations within the inertial range. It is found that the alpha-to-proton temperature ratio, T α/Tp , anti-correlates with the helium ion abundance. Despite a relatively high collisional age and small wave power, the ratio T α/Tp can reach comparatively high values (even above 2) whenever the helium ion abundance is below about 0.02. In contrast, the differential speed of alpha particles with respect to protons is correlated with the total wave power and anti-correlated with the collisional age. Ultimately, the individual heating of each ion species is positively correlated with the total wave power. Our findings suggest that a high-friction collision could be efficient in reducing the differential speed between alpha particles and protons, but appears not to be sufficient to equalize the alpha and proton temperatures, i.e., to make T α ~= Tp . This is a hint that the local wave heating process is acting on a timescale shorter than the collision time. Title: The coronal convection Authors: Curdt, W.; Tian, H.; Marsch, E. Bibcode: 2011CEAB...35..187C Altcode: 2011arXiv1101.2365C We study the hydrogen Lyman emission in various solar features -- now including Ly-α observations free from geocoronal absorption -- and investigate statistically the imprint of flows and of the magnetic field on the line profile and radiance distribution. As a new result, we found that in Ly-α rasters locations with higher opacity cluster in the cell interior, while the network has a trend to flatter profiles. Even deeper self reversals and larger peak distances were found in coronal hole spectra. We also compare simultaneous Ly-α and Ly-β profiles. There is an obvious correspondence between asymmetry and redshift for both lines, but, most surprisingly, the asymmetries of Ly-α and Ly-β are opposite. We conclude that in both cases downflows determine the line profile, in case of Ly-α by absorption and in the case of Ly-β by emission. Our results show that the magnetically structured atmosphere plays a dominating role in the line formation and indicate the presence of a persisting downflow at both footpoints of closed loops. We claim that this is the manifestation of a fundamental mass transportation process, which Foukal back in 1978 introduced as the 'coronal convection'. Title: On the interactions of transverse ion-cyclotron waves with ions in solar wind plasma Authors: Bourouaine, S.; Marsch, E.; Neubauer, F. M. Bibcode: 2010AGUFMSH43D..05B Altcode: We show the evidence of the ion-cyclotron dissipation mechanism in solar wind plasma using Helios data. From our statistical analysis we found that the wave power of high-frequency transverse waves (having frequencies between 0.01 and 1 normalized to the proton gyrofrequency in the plasma frame) correlates with both, the proton temperature anisotropy, T⊥}/T{∥ , and the normalized differential speed, V p}/VA, between alpha particles and protons. Furthermore, when this speed stays below 0.5, then the alpha-particle temperature anisotropy correlates positively with the relative power of the transverse waves. However, if V p}/VA is larger than 0.6, then the alpha-particle temperature anisotropy tends to decrease towards values below unity, despite the presence of transverse waves with relatively large amplitudes. For small relative wave amplitude, it is found that alpha particles can even be heated more strongly than protons when the alpha-to-electron density ratio nearly or below 0.01. Our findings are in good agreement with predictions of kinetic theory for the resonant interaction of ions with Alfvén-cyclotron waves and for the resulting wave dissipation. Therefore, the solar wind turbulence may lead to the presence of parallel (or quasi-parallel) transverse high-frequency waves, e.g, Alfvén-cylcotron waves. Title: Evolution of the electron heat flux in the expanding solar wind: Helios observations Authors: Stverak, S.; Travnicek, P. M.; Hellinger, P.; Marsch, E. Bibcode: 2010AGUFMSH11B1665S Altcode: Electron velocity distribution functions (eVDFs) observed in the solar wind exhibit significant deviations from Maxwellian properties. In particular, a considerable skewness, the so-called strahl population, is typically present along the local magnetic field at supra-thermal energies. Supra-thermal electrons, building up the non-thermal strahl tail of the eVDF, carry a substantial part of the heat flux in the solar wind. Understanding the fundamental heat transport and dissipation in the expanding solar wind plasmas therefore requires a detail analysis of eVDF properties and kinetic treatment of observed phenomena. Here we present a large survey of electron heat flux properties as observed between 0.3 and 1 AU by the Helios I&II spacecraft. The study is based on a full analytical modeling of measured 2D eVDFs and consequent analysis of derived eVDF moments. Particularly we examine electron heat flux properties and their evolution along the solar wind expansion with respect to local electron temperature and temperature gradient. In addition we compare our findings with theoretical approaches of heat transport in plasma environments and related mechanisms. Title: Aging of solar wind magnetic and velocity fluctuations from observations in the inner heliosphere Authors: Ruiz, M. E.; Dasso, S.; Matthaeus, W. H.; Weygand, J. M.; Marsch, E. Bibcode: 2010AGUFMSH41B1783R Altcode: The heliosphere is a natural laboratory to study several aspects of Magnetohydrodynamic (MHD) turbulence. MHD fluctuations are ubiquitous in the solar wind (SW) and 'in situ' observations of plasma properties and magnetic field are one of the keys to unveil the secrets of MHD turbulence. In the interplanetary medium, MHD scale fluctuations are usually anisotropic, and these fluctuations frequently present different properties in regions of quasi-stationary SW with different bulk plasma parameters, or in regions associated with the presence of transients (e.g., magnetic clouds). It is known that the spatial structure of magnetic and velocity correlation functions evolves in the inner heliosphere. This evolution in terms of the aging of plasma parcels, as observed by the spacecrafts Helios 1-2, is the subject of the work presented here. Particular interest is put on the evolution of anisotropies in the integral length scale. Results are consistent with driving modes with wavevectors parallel to the direction of the local mean magnetic field near Sun, and a progressive spectral transfer of energy to modes with perpendicular wavevectors. Advances made in this direction, as those presented here, will be usefull to refine models used to describe the propagation and diffusion of charged solar and galactic energetic particles in the inner heliosphere, and will contribute to understand the MHD Alfvenic wave activity for this system. Title: Existence of Alfvén-cyclotron waves in solar wind turbulence as identified from the angular distribution of magnetic helicity Authors: He, J.; Marsch, E.; Tu, C.; Yao, S.; Tian, H. Bibcode: 2010AGUFMSH43D..07H Altcode: The fluctuating magnetic helicity is a helpful mean for diagnosing the wave characteristics in solar wind turbulence. However, the signature of the Alfvén-cyclotron wave has not yet been revealed from magnetic helicity, due to the limitations of the methods used previously. We propose a new method to study the magnetic helicity, σ_m, which is now considered as a function not only of the frequency (f) but also the angle (Θ_VB) between the solar wind velocity and local mean magnetic field B_0. We apply this method to STEREO measurements of solar wind turbulence in both the magnetic-field outward sectors and inward sectors. As a result, we find the following remarkable features of the σ_m distributions. In outward sectors, σ_m<0 for f∈[0.1,1.0]Hz and Θ_VB<30, and σ_m>0 for f∈[0.1,1.0]Hz and 30<Θ_VB<150. In inward sectors, σ_m>0 for f∈[0.1,1.0]Hz and Θ_VB>150, and σ_m<0 for f∈[0.1,1.0]Hz and 30<Θ_VB<150. These new findings indicate the existence of Alfvén-cyclotron waves propagating quasi-parallel or anti-parallel to B_0, besides the possible existence of kinetic-Alfvén or whistler waves propagating obliquely to B_0. Therefore, we suggest that the Alfvén-cyclotron wave, together with other wave modes, plays a crucial role in turbulence cascading and heating of the solar wind. Title: Turbulence in the Solar Atmosphere and Solar Wind Authors: Petrosyan, A.; Balogh, A.; Goldstein, M. L.; Léorat, J.; Marsch, E.; Petrovay, K.; Roberts, B.; von Steiger, R.; Vial, J. C. Bibcode: 2010SSRv..156..135P Altcode: 2010SSRv..tmp..117P The objective of this review article is to critically analyze turbulence and its role in the solar atmosphere and solar wind, as well as to provide a tutorial overview of topics worth clarification. Although turbulence is a ubiquitous phenomenon in the sun and its heliosphere, many open questions exist concerning the physical mechanisms of turbulence generation in solar environment. Also, the spatial and temporal evolution of the turbulence in the solar atmosphere and solar wind are still poorly understood. We limit the scope of this paper (leaving out the solar interior and convection zone) to the magnetized plasma that reaches from the photosphere and chromosphere upwards to the corona and inner heliosphere, and place particular emphasis on the magnetic field structures and fluctuations and their role in the dynamics and radiation of the coronal plasma. To attract the attention of scientists from both the fluid-dynamics and space-science communities we give in the first two sections a phenomenological overview of turbulence-related processes, in the context of solar and heliospheric physics and with emphasis on the photosphere-corona connection and the coupling between the solar corona and solar wind. We also discuss the basic tools and standard concepts for the empirical analysis and theoretical description of turbulence. The last two sections of this paper give a concise review of selected aspects of oscillations and waves in the solar atmosphere and related fluctuations in the solar wind. We conclude with some recommendations and suggest topics for future research. Title: Horizontal supergranule-scale motions inferred from TRACE ultraviolet observations of the chromosphere Authors: Tian, H.; Potts, H. E.; Marsch, E.; Attie, R.; He, J. -S. Bibcode: 2010A&A...519A..58T Altcode: 2010arXiv1006.0321T
Aims: We study horizontal supergranule-scale motions revealed by TRACE observation of the chromospheric emission, and investigate the coupling between the chromosphere and the underlying photosphere.
Methods: A highly efficient feature-tracking technique called balltracking has been applied for the first time to the image sequences obtained by TRACE (transition region and coronal explorer) in the passband of white light and the three ultraviolet passbands centered at 1700 Å, 1600 Å, and 1550 Å. The resulting velocity fields have been spatially smoothed and temporally averaged in order to reveal horizontal supergranule-scale motions that may exist at the emission heights of these passbands.
Results: We find indeed a high correlation between the horizontal velocities derived in the white-light and ultraviolet passbands. The horizontal velocities derived from the chromospheric and photospheric emission are comparable in magnitude.
Conclusions: The horizontal motions derived in the UV passbands might indicate the existence of a supergranule-scale magneto-convection in the chromosphere, which may shed new light on the study of mass and energy supply to the corona and solar wind at the height of the chromosphere. However, it is also possible that the apparent motions reflect the chromospheric brightness evolution as produced by acoustic shocks which might be modulated by the photospheric granular motions in their excitation process, or advected partly by the supergranule-scale flow towards the network while propagating upward from the photosphere. To reach a firm conclusion, it is necessary to investigate the role of granular motions in the excitation of shocks through numerical modeling, and future high-cadence chromospheric magnetograms must be scrutinized. Title: Magnetic and spectroscopic properties of supergranular-scale coronal jets and erupting loops in a polar coronal hole Authors: He, J. -S.; Marsch, E.; Curdt, W.; Tian, H.; Tu, C. -Y.; Xia, L. -D.; Kamio, S. Bibcode: 2010A&A...519A..49H Altcode: Context. Coronal jets and mass ejections associated with erupting loops are two distinct and frequently observed types of transient upflows of plasma in coronal holes (CHs). But the magnetic and spectroscopic properties of these events at the supergranular scale are not well known.
Aims: Here we aim at studying in a polar hole the plasma and field characteristics of coronal jets and erupting loops of a supergranular size, for which we use observations from XRT, EIS and SOT on Hinode as well as EUVI on STEREO.
Methods: The open magnetic field structures related to the coronal jets are obtained by magnetic field extrapolation into the corona from SOT magnetograms. Furthermore, we use the EIS observations to analyze ultraviolet line intensities and Doppler shifts in association with the erupting loops.
Results: We find that the coronal jet plasma is indeed ejected along open field lines, thus confirming the conjecture of jet formation in an open magnetic environment. The magnetic evolution at the jet base is investigated, and the results indicate that the interaction between two flux tubes of opposite magnetic polarities as well as the squeezing of several tubes with identical polarities might be responsible for the jet initiation. We reveal for the first time the spectroscopic signatures of a supergranular-size erupting loop at its early stage, which consists of three steps. The first step is the onset, which is featured by a sudden brightening of one footpoint, as well as by the occurrence of blueshifts along almost its entire path. The second step is the initial expansion of the closed loop, which is estimated to move upward at a speed of about 20 km s-1, as derived from the line-of-sight (LOS) blueshift and the loop enlargement projected onto the plane of the sky. In the third step, the loop's bright footpoint is apparently diminishing its intensity and enhancing its blueshift, which indicates that plasma upflow from the leg is filling the expanding loop volume.
Conclusions: From our results we conclude that in polar CHs, where the steady fast solar wind is known to emanate, there are also at least two possible ways of causing transient plasma outflows at supergranular scale. One is related to coronal jets guided by open field lines, the other to the eruption of closed loops, which is triggered by magnetic reconnection at their footpoints.

3 movies (for Figs. 2-4) are only available in electronic form at http://www.aanda.org Title: On the interactions of transverse ion-cyclotron waves with ions in solar wind plasma Authors: Bourouaine, Sofiane; Marsch, Eckart; Neubauer, Fritz M. Bibcode: 2010arXiv1008.2893B Altcode: We show the evidence of ion-cyclotron dissipation mechanism in solar wind plasma using Helios data. From our statistical analysis we found that the wave power of high-frequency transverse waves (having frequencies between 0.01 and 1 normalized to the proton gyrofrequency in the plasma frame) correlates with both, the proton temperature anisotropy, $T_{\perp}/T_{\parallel}$, and the normalized differential speed, $V_{\alpha p}/V_A$, between alpha particles and protons. Furthermore, when this speed stays below 0.5, then the alpha-particle temperature anisotropy correlate positively with the relative power of the transverse waves. However, if $V_{\alpha p}/V_A$ is larger than 0.6, then the alpha-particle temperature anisotropy tends to decrease towards values below unity, despite the presence of transverse waves with relatively large amplitudes. For small relative wave amplitude, it is found that alpha particles can even be heated more strongly than protons when the alpha-to-electron density ratio nearly or below 0.01. Our findings are in good agreement with predictions of kinetic theory for the resonant interaction of ions with Alfvén-cyclotron waves and for the resulting wave dissipation. Also, the study suggests that the turbulence could lead to the generation of parallel Alfven cyclotron waves. Title: Correlations between the proton temperature anisotropy and transverse high-frequency waves in the solar wind Authors: Bourouaine, Sofiane; Marsch, Eckart; Neubauer, Fritz M. Bibcode: 2010GeoRL..3714104B Altcode: 2010arXiv1003.2299B Correlations are studied between the power density of transverse waves having frequencies between 0.01 and 1 normalized to the proton gyrofrequency in the plasma frame and the ratio of the perpendicular and parallel temperature of the protons. The wave power spectrum is evaluated from high-resolution 3D magnetic field vector components, and the ion temperatures are derived from the velocity distribution functions as measured in fast solar wind during the Helios-2 primary mission at radial distances from the Sun between 0.3 AU and 0.9 AU. From our statistical analysis, we obtain a striking correlation between the increases in the proton temperature ratio and enhancements in the wave power spectrum. Near the Sun the transverse part of the wave power is often found to be by more than an order of magnitude higher than its longitudinal counterpart. Also the measured ion temperature anisotropy appears to be limited by the theoretical threshold value for the ion-cyclotron instability. This suggests that high-frequency Alfvén-cyclotron waves regulate the proton temperature anisotropy. Title: Intermittent outflows at the edge of an active region - a possible source of the solar wind? Authors: He, J. -S.; Marsch, E.; Tu, C. -Y.; Guo, L. -J.; Tian, H. Bibcode: 2010A&A...516A..14H Altcode: Context. It has already been established that the solar wind may originate at the edges of active regions (ARs), but the key questions of how frequently these outflows occur, and at which height the nascent solar wind originates have not yet been addressed.
Aims: We study the occurrence rate of these intermittent outflows, the related plasma activities beneath in the low solar atmosphere, and the interplanetary counterparts of the nascent solar wind outflow.
Methods: We use the observations from XRT/Hinode and TRACE to study the outflow patterns. The occurrence frequency of the intermittent outflow is estimated by counting the occurrences of propagating intensity enhancements in height-time diagrams. We adopt observations of SOT/Hinode and EIS/Hinode to investigate the phenomena in the chromosphere associated with the coronal outflows. The ACE plasma and field in-situ measurements near Earth are used to study the interplanetary manifestations.
Results: We find that in one elongated coronal emission structure, referred to as strand, the plasma flows outward intermittently, about every 20 min. The flow speed sometimes exceeds 200 km s-1, which is indicative of rapid acceleration, and thus exceeds the coronal sound speed at low altitudes. The inferred flow speed of the soft-X-ray-emitting plasma component seems a little higher than that of the Fe ix/x-emitting plasma component. Chromospheric jets are found to occur at the root of the strand. Upflows in the chromosphere are also confirmed by blue-shifts of the He ii line. The heliospheric plasma counterpart close to the Earth is found to be an intermediate-speed solar wind stream. The AR edge may also deliver some plasmas to a fraction of the fast solar wind stream, most of which emanate from the neighboring CH.
Conclusions: The possible origin of the nascent solar wind in the chromosphere, the observed excessive outflow speed of over 200 km s-1 in the lower corona, and the corresponding intermediate-speed solar wind stream in interplanetary space are all linked in our case study. These phenomena from the low solar atmosphere to the heliosphere near Earth in combination shed new light on the solar wind formation process. These observational results will constrain future modeling of the solar winds originating close to an AR. Title: Identification of prominence ejecta by the proton distribution function and magnetic fine structure in interplanetary coronal mass ejections in the inner heliosphere Authors: Yao, Shuo; Marsch, Eckart; Tu, Chuan-Yi; Schwenn, Rainer Bibcode: 2010JGRA..115.5103Y Altcode: 2010JGRA..11505103Y This work presents in situ solar wind observations of three magnetic clouds (MCs) that contain cold high-density material when Helios 2 was located at 0.3 AU on 9 May 1979, 0.5 AU on 30 March 1976, and 0.7 AU on 24 December 1978. In the cold high-density regions embedded in the interplanetary coronal mass ejections we find (1) that the number density of protons is higher than in other regions inside the magnetic cloud, (2) the possible existence of He+, (3) that the thermal velocity distribution functions are more isotropic and appear to be colder than in the other regions of the MC, and the proton temperature is lower than that of the ambient plasma, and (4) that the associated magnetic field configuration can for all three MC events be identified as a flux rope. This cold high-density region is located at the polarity inversion line in the center of the bipolar structure of the MC magnetic field (consistent with previous solar observation work that found that a prominence lies over the neutral line of the related bipolar solar magnetic field). Specifically, for the first magnetic cloud event on 8 May 1979, a coronal mass ejection (CME) was related to an eruptive prominence previously reported as a result of the observation of Solwind (P78-1). Therefore, we identify the cold and dense region in the MC as the prominence material. It is the first time that prominence ejecta were identified by both the plasma and magnetic field features inside 1 AU, and it is also the first time that the thermal ion velocity distribution functions were used to investigate the microstate of the prominence material. Moreover, from our three cases, we also found that this material tended to fall behind the magnetic cloud and become smaller as it propagated farther away from the Sun, which confirms speculations in previous work. Overall, our in situ observations are consistent with three-part CME models. Title: New views on the emission and structure of the solar transition region Authors: Tian, Hui; Marsch, Eckart; Tu, Chuanyi; Curdt, Werner; He, Jiansen Bibcode: 2010PhDT.......178T Altcode: 2010arXiv1004.3017T The Sun is the only star that we can spatially resolve and it can be regarded as a fundamental plasma laboratory of astrophysics. The solar transition region (TR), the layer between the solar chromosphere and corona, plays an important role in solar wind origin and coronal heating. Recent high-resolution observations made by SOHO, TRACE, and Hinode indicate that the TR is highly nonuniform and magnetically structured. Through a combination of spectroscopic observations and magnetic field extrapolations, the TR magnetic structures and plasma properties have been found to be different in coronal holes and in the quiet Sun. In active regions, the TR density and temperature structures also differ in sunspots and the surrounding plage regions. Although the TR is believed to be a dynamic layer, quasi-steady flows lasting from several hours to several days are often present in the quiet Sun, coronal holes, and active regions, indicating some kind of plasma circulation/convection in the TR and corona. The emission of hydrogen Lyman lines, which originates from the lower TR, has also been intensively investigated in the recent past. Observations show clearly that the flows and dynamics in the middle and upper TR can greatly modify the Lyman line profiles. Title: Is the 3-D magnetic null point with a convective electric field an efficient particle accelerator? Authors: Guo, J. -N.; Büchner, J.; Otto, A.; Santos, J.; Marsch, E.; Gan, W. -Q. Bibcode: 2010A&A...513A..73G Altcode:
Aims: We study the particle acceleration at a magnetic null point in the solar corona, considering self-consistent magnetic fields, plasma flows and the corresponding convective electric fields.
Methods: We calculate the electromagnetic fields by 3-D magnetohydrodynamic (MHD) simulations and expose charged particles to these fields within a full-orbit relativistic test-particle approach. In the 3-D MHD simulation part, the initial magnetic field configuration is set to be a potential field obtained by extrapolation from an analytic quadrupolar photospheric magnetic field with a typically observed magnitude. The configuration is chosen so that the resulting coronal magnetic field contains a null. Driven by photospheric plasma motion, the MHD simulation reveals the coronal plasma motion and the self-consistent electric and magnetic fields. In a subsequent test particle experiment the particle energies and orbits (determined by the forces exerted by the convective electric field and the magnetic field around the null) are calculated in time.
Results: Test particle calculations show that protons can be accelerated up to 30 keV near the null if the local plasma flow velocity is of the order of 1000 km s-1 (in solar active regions). The final parallel velocity is much higher than the perpendicular velocity so that accelerated particles escape from the null along the magnetic field lines. Stronger convection electric field during big flare explosions can accelerate protons up to 2 MeV and electrons to 3 keV. Higher initial velocities can help most protons to be strongly accelerated, but a few protons also run the risk to be decelerated.
Conclusions: Through its convective electric field and due to magnetic nonuniform drifts and de-magnetization process, the 3-D null can act as an effective accelerator for protons but not for electrons. Protons are more easily de-magnetized and accelerated than electrons because of their larger Larmor radii. Notice that macroscopic MHD simulations are blind to microscopic magnetic structures where more non-adiabatic processes might be taking place. In the real solar corona, we expect that particles could have a higher probability to experience a de-magnetization process and get accelerated. To trigger a significant acceleration of electrons and even higher energetic protons, however, the existence of a resistive electric field mainly parallel to the magnetic field is required. A physically reasonable resistivity model included in resistive MHD simulations is direly needed for the further investigations of electron acceleration by parallel electric fields. Title: Evolution of magnetic clouds in the inner heliosphere Authors: Gulisano, Adriana Maria; Démoulin, Pascal; Dasso, Sergio; Ruiz, Maria Emilia; Marsch, Eckart Bibcode: 2010AIPC.1216..391G Altcode: Magnetic clouds (MCs) are objects in expansion during their travel through the heliosphere. In situ observations indicate that their front travel faster than their back, showing a clear empirical signature of expansion. With the aim of quantifying the expansion rate of MCs in the inner heliosphere (0.3 to 1 AU), we present here a statistical study of events observed by the spacecraft Helios 1 and 2, during their complete period of operations. From the analysis of the profile of the MC magnetic field components in its local frame, which is obtained from a rotation of the observed magnetic field vectors to a system of reference oriented as the main axis of the flux rope, we revise a list of events identified in previous works and redefine improved MC boundaries/orientation for each event. We then split the sample into two subsets according to the characteristics of their velocity profiles, (a) those MCs with a significantly perturbed velocity profile due to the interaction with their surrounding solar wind (i.e. overtaken by streams) and (b) those that are not perturbed. We compute the dimensionless local expansion rate (ζ) for MCs defined by several works [e.g. Démoulin et al., Solar Phys, 250, 347-374 (2008)]. We find significantly different distribution of values for ζ when perturbed and non perturbed events are considered. Non perturbed MCs expand at rates ζ consistent with the expected value from the global pressure decay in the surrounding solar wind for increasing helio-distances, while perturbed ones may present strong departures from that global rule. We interpret these departures of ζ for perturbed MCs as a consequence of interaction with streams on their expansion. Title: Upward and downward propagation of transverse waves due to small-scale magnetic reconnection in the chromosphere Authors: He, J. -S.; Marsch, E.; Tu, C. -Y.; Tian, H. Bibcode: 2010AIPC.1216...32H Altcode: We aim at studying the connections between the propagation of transverse waves on spicules and the small-scale magnetic reconnections at the feet of the spicules. The observed transverse wave may be interpreted as an Alfvén wave or a kink wave. We use the observations from SOT/Hinode in the Ca II H line to study the spicule dynamics above the reconnection sites. We found in three cases that the transverse oscillations were excited by magnetic reconnection, and steepened while propagating upwardly. In case-1, the steepening oscillations were attenuated at greater heights in association with the extension of the spicule plasma. In case-2, the transverse wave seems to be initiated by a footpoint jump of the spicule trace in the photosphere. The transverse wave in case-3 was found to be reflected, and then to propagate downward. These results reveal the wave dynamics in the low solar atmosphere, and provide observational evidence that is useful for the modeling of coronal heating and solar wind acceleration, involving wave generation by magnetic reconnection in the chromosphere. Title: Upflows in the upper transition region of the quiet Sun Authors: Tian, H.; Tu, C. -Y.; Marsch, E.; He, J. -S.; Zhou, C.; Zhao, L. Bibcode: 2010AIPC.1216...36T Altcode: 2009arXiv0911.1833T We investigate the physical meaning of the prominent blue shifts of Ne VIII, which is observed to be associated with quiet-Sun network junctions (boundary intersections), through data analyses combining force-free-field extrapolations with EUV spectroscopic observations. For a middle-latitude region, we reconstruct the magnetic funnel structure in a sub-region showing faint emission in EIT-Fe 195. This funnel appears to consist of several smaller funnels that originate from network lanes, expand with height and finally merge into a single wide open-field region. However, the large blue shifts of Ne VIII are generally not associated with open fields, but seem to be associated with the legs of closed magnetic loops. Moreover, in most cases significant upflows are found in both of the funnel-shaped loop legs. These quasi-steady upflows are regarded as signatures of mass supply to the coronal loops rather than the solar wind. Our observational result also reveals that in many cases the upflows in the upper transition region (TR) and the downflows in the middle TR are not fully cospatial. Based on these new observational results, we suggest different TR structures in coronal holes and in the quiet Sun. Title: Anisotropy of the magnetic correlation function in the inner heliosphere Authors: Ruiz, M. E.; Dasso, S.; Matthaeus, W. H.; Marsch, E.; Weygand, J. M. Bibcode: 2010AIPC.1216..160R Altcode: For over four decades, low frequency plasma and electromagnetic fluctuations have been observed in the solar wind (SW), making it the most completely studied case of magnetohydrodynamic turbulence in astrophysics, and the only one extensively and directly studied using in situ observations. Magnetohydrodynamic scale fluctuations in the SW are usually anisotropic with respect to the local mean magnetic field (B0). In this work, we present a study of turbulent properties in the inner heliosphere (solar wind between 0.3 and 1 AU) based on modeling in situ plasma and magnetic observations collected by Helios 1 and Helios 2 spacecraft throughout a solar minimum. We present preliminary results on the evolution of the spatial structure of the magnetic self-correlation function in the inner heliosphere. In particular we focus on the evolution of the integral length scale (λ) for magnetic fluctuations and on its anisotropy in the inertial range. As previously known from different studies, we confirm that near Earth λ|| (with λ|| and λ representing the integral length in the parallel and perpendicular directions respect to B0, respectively). However, for lower distances to the Sun we found that λ||. Results presented here will help us to refine models used to describe the turbulence and waves activity in the inner heliosphere. Title: Prominence material identified in magnetic cloud Authors: Yao, Shuo; Marsch, E.; Tu, C. -Y. Bibcode: 2010AIPC.1216..235Y Altcode: Coronal mass ejections (CMEs) often appear in coronagraph images as three-part structures composed of a leading bright front, a dark cavity and a bright core, which are believed to be associated with the sheath of compressed solar wind, the erupting magnetic flux rope and the cool and dense prominence plasma, respectively. However, a convincing identification of this three-part structure in the in-situ solar wind is extremely rare. Therefore, there still remains an open question as to what kind of signatures these three CME parts will reveal in the in situ data ([5]). Our work presents a clear identification of prominence material from in situ observations of the solar wind magnetic field and plasma parameters. The Helios 2 solar probe detected a magnetic cloud at 0.5 AU on 30 March 1976. In this event, we found a region with lower proton temperature and higher proton number density than outside, which is consistent with key features of a prominence as cold and dense solar material. During the same time we also found the occurrence of what possibly is He+, which is a special ion expected to occur only in prominence ejecta. Furthermore, the above observations were all made at a location related to the turning point of a bipolar structure of the interplanetary magnetic field, which is coincident with the notion that a solar prominence lies under the magnetic field lines of a bipolar region and is oriented along the neutral line. Furthermore, from our analysis of solar wind velocity distribution functions (VDFs) we can confirm by kinetic evidence that the plasma inside this special region is colder and more isotropic than outside. Above all, our observations circumstantially confirm the 3-part CME model as described in references [10] and [7]. Title: Longitudinal oscillation of intensity fronts in a strand at the edge of an active region Authors: Guo, L. -J.; He, J. -S.; Tu, C. -Y.; Marsch, E. Bibcode: 2010AIPC.1216...76G Altcode: The edge of a solar active region (AR) is considered as a possible source region of the slow solar wind. Winebarger et al. (2001) observed outflows from an AR with velocities between 5 and 20 km/s. Recently, Sakao et al. (2007) reported the outflow of X-ray-emitting plasma from the edge of an AR. This outflow was inferred from the observation of outward traveling intensity enhancements. However, in Robbrecht et al. (2001), propagation of slow magnetoacoustic waves along the strand was considered as the possible cause for the longitudinal extension of the strand. Whether this phenomenon relates to a slow-mode wave or the outflow of plasma or a heating process of different parts of the strand is still an open question. Here we try to identify the nature of such a traveling event through studying the longitudinal motions of certain intensity level fronts in the strand. We find that the intensity front is oscillating like a sinusoidal signal along the strand with a period of 11 minutes. This result suggests that the oscillation might be partly related with the 5-minute p-mode oscillation in the photosphere. Moreover, we find that such oscillation of intensity-level fronts can be described by a model in which the strand has periodic extension. Yet, the relation between the extending strand and slow solar wind needs to be further studied. Title: Ion distributions in coronal holes and fast solar wind Authors: Maneva, Y. G.; Araneda, J. A.; Marsch, E. Bibcode: 2010AIPC.1216..227M Altcode: We perform 1 D hybrid simulations to investigate the nonlinear kinetic behavior of the tenuous collisionless magnetized plasma in coronal holes and fast solar wind. Initially isotropic ion distributions are reshaped via wave-particle interactions with resonant daughter waves that are born by parametrically unstable large-amplitude Alfvén-cyclotron waves. Decay processes lead to the formation of both acoustic and electromagnetic micro-turbulence, which further influence the motion of the ions via Landau damping and pitch-angle scattering. This leads to a depletion of the pump and destroys the fluid coherence of the medium. Parametric instabilities act to randomize the ion distributions, causing anisotropic heating and resulting in differential streaming and formation of ion beams. Due to their low mass densities and charge-to-mass ratios heavy ions are preferentially heated and obtain higher anisotropies than protons. Title: Reconfiguration of the coronal magnetic field by means of reconnection driven by photospheric magnetic flux convergence Authors: He, J. -S.; Marsch, E.; Tu, C. -Y.; Tian, H.; Guo, L. -J. Bibcode: 2010A&A...510A..40H Altcode: Context. Magnetic reconnection is commonly believed to be responsible for flare-like events and plasma ejections in the solar atmosphere, but the field-line reconfiguration observed in association with magnetic reconnection has rarely been observed before.
Aims: We attempt to reconstruct the configuration of the magnetic field during a magnetic reconnection event, estimate the reconnection rate, and analyze the resulting X-ray burst and plasma ejection.
Methods: We use the local-correlation-tracking (LCT) method to track the convergence of magnetic fields with opposite polarities using photospheric observations from SOT/Hinode. The magnetic field lines are then extrapolated from the tracked footpoint positions into the corona, and the changes in field-line connections are marked. We estimate the reconnection rate by calculating the convective electric field in the photosphere, which is normalized to the product of the plasma jet speed and the coronal magnetic field strength inside the inflow region. The observed X-ray burst and plasma ejection are analysed with data from XRT/Hinode and TRACE, respectively.
Results: We find that in this reconnection event the two sets of approaching closed loops were reconfigured to a set of superimposed large-scale closed loops and another set of small-scale closed loops. Enhanced soft X-ray emission was seen to rapidly fill the reconnected loop after the micro-flare occurred at the reconnection site. Plasma was ejected from that site with a speed between 27 and 40 km s-1. The reconnection rate is estimated to range between 0.03 and 0.09.
Conclusions: Our work presents a study of the magnetic field reconfiguration owing to magnetic reconnection driven by flux convergence in the photosphere. This observation of the magnetic structure change is helpful for future diagnosis of magnetic reconnection. The results obtained for the reconnection rate, the X-ray emission burst, and the plasma ejection provides new observational evidence, and places constraints on future theoretical study of magnetic reconnection in the Sun. Title: Identification of prominence ejecta by the proton distribution function and magnetic fine structure in ICMEs in the inner heliosphere Authors: Marsch, Eckart; Yao, Shuo; Tu, Chuanyi; Schwenn, Rainer Bibcode: 2010cosp...38.1876M Altcode: 2010cosp.meet.1876M This work presents in-situ solar wind observations of three magnetic clouds that contain certain cold high-density material, when Helios 2 was located at 0.3 AU, on 9 May 1979, 0.5 AU on 30 March 1976, and 0.7 AU on 24 December 1978, respectively. In the cold high-density regions embedded in the ICMEs we find that (1) the number density of protons is higher than in other regions inside the magnetic cloud (MC), (2)the possible existence of He+, (3) the thermal velocity distribution functions (VDFs) are more isotropic and appear to be colder than in the other regions of the MC, and the proton temperature is lower than that of the ambient plasma, (4) the associated magnetic field configuration can for all three MC events be identified as a flux rope. This cold high-density region is located at the polarity inversion line in the center of the bipolar structure of the MC magnetic field (consistent with previous work of solar observation that a prominence lies over the neutral line of the related bipolar solar magnetic field ). It is the first time that prominence ejecta are identified by both the plasma and magnetic field features inside 1 AU, and that thermal ion velocity distribution functions are used to investigate the microstate of the prominence material. Overall, our in situ observations are consistent with the three-part CME models. Title: The coronal convection Authors: Curdt, Werner; Tian, Hui; Marsch, Eckart Bibcode: 2010cosp...38.2927C Altcode: 2010cosp.meet.2927C We studied with SUMER the hydrogen Lyman emission in various solar features -now including Ly-α observations -and investigated the imprints that coronal flows and the solar magnetic field have on the line profile and radiance distribution. As a new result, we found that in Ly-α raster maps the locations with higher line opacity (evident by strong self-absorption dips) cluster in the cell interior of the magnetic network, while the lines from the network lanes tend to reveal flatter profiles. Even deeper self reversals and larger peak separations were found in coronal hole spectra. We also compared the quasi-simultaneously obtained Ly-α and Ly-β profiles and found an obvious correspondence between asymmetry and redshift for both lines, but, most surprisingly, the asymmetries of Ly-α and Ly-β are opposite. We conclude that in both cases downflows determine the line profile, in the case of Ly-α by absorption and in the case of Ly-β by emission. Our results, which are further supported by recent Hinode data, show that the magnetic structure of the solar atmosphere plays a dominant role in the line formation, and indicate the prevalence of persistent downflows at both footpoints of closed loops. We suggest all this to be the manifestation of a continuous mass-transportation process, which Foukal back in 1978 introduced as 'coronal convection'. Title: Upward propagation and subsequent steepening of transverse waves launched by small-scale magnetic reconnection in the chromosphere Authors: He, Jiansen; Marsch, Eckart; Tu, Chuanyi; Tian, Hui Bibcode: 2010cosp...38.1805H Altcode: 2010cosp.meet.1805H SOT observations of chromospheric spicules have revealed that Alfven-like transverse oscilla-tions on the spicules are prevalent in the chromosphere. But the propagation features, e.g., the phase speed and the propagation direction, have not been derived directly from observations. It is still not clear how these transverse waves are generated. Here we aim at identifying the propagation feature of the transverse wave, studying its ampli-tude evolution as well as its generation by magnetic reconnection underneath. The phase speed is estimated to range between 20 and 150 km/s, based on time lags between different transverse oscillation profiles at various heights along the dynamic spicule. The transverse fluctuation is found to originate at the cusp of an inverted Y-shaped emission structure, where apparently magnetic reconnection occurred. The transverse wave steepened with height probably due to density rarefaction in the stratified atmosphere, and evolved into a nonlinear state with a large relative disturbance, yielding a relative velocity-amplitude (dV/Vph) of 0.21 at 5.5 Mm. The nonlinear transverse wave seems to be damped in velocity amplitude beyond 5.5 Mm, with the transverse-fluctuation energy possibly being converted to the longitudinal-motion energy. We also estimate the energy flux density carried by the transverse wave, and find it is still sufficient, in spite of possible attenuation in the transition region, for heating the quiet corona or driving the solar wind. In another case, we find that upward propagation (launched by magnetic recon-nection) is subsequently followed by clear downward propagation, which may indicate possible wave reflection at some height in the transition region. Our findings shed new light on future modelling of coronal heating and solar wind acceleration, involving magnetic reconnection in the chromosphere. References: [1]. He, J.-S., Marsch, E., Tu, C.-Y., Tian, H., Excitation of kink waves due to small-scale magnetic reconnection in the chromosphere? ApJL, 705, L217-L222, 2009. [2]. He, J.-S., Marsch, E., Tu, C.-Y., Tian, H., Upward and downward propagation of transverse waves due to small-scale magnetic reconnection in the chromospehre, SolarWind-12, in press. Title: Non-thermal features in ion distributions caused by large-amplitude Alfven-cyclotron waves Authors: Maneva, Yana; Araneda, Jaime; Marsch, Eckart Bibcode: 2010cosp...38.1817M Altcode: 2010cosp.meet.1817M We perform 1D hybrid simulations to investigate the non-thermal features of the ion distri-butions in the fast solar wind. We explore the the origin and evolution of ion anisotropies, differential streaming and formation of ion beams. Simulation results show preferential heating and acceleration for the minor ions under low plasma β conditions. The energy source is the dissipation of a large-amplitude parallel propagating Alfven-cyclotron pump wave, that under-goes parametric instabilities, leading to energy transfer and generation of spectra of daughter ion-acoustic and (both lower and higher frequency) Alfven-cyclotron waves. In the presence of the nonlinear pump all particles are forced to follow certain orbits in perpendicular direction, depending on the amplitude, frequency and the phase speed of the pump. As the pump decays, the ions are free to move in velocity space and a diffusion process sets on. Further on, wave-particle interactions, like Landau damping and nonlinear pitch-angle scattering take place, that additionally deform the ion distribution functions and deviations from thermal-equilibrium oc-cur. Finally we compare the simulation results with real solar wind data, where non-thermal features are ubiquitous. Title: Reconstruction of reconnecting magnetic field in both solar corona and geo-magnetosphere and its application to reconnection diagnosis Authors: He, Jiansen; Marsch, Eckart; Tu, Chuanyi; Zong, Qiugang; Tian, Hui; Guo, Lijia Bibcode: 2010cosp...38.1942H Altcode: 2010cosp.meet.1942H Magnetic reconnection is a critical process of energy transfer in the solar-terrestrial plasma. The related 3-D magnetic field geometry and its temporal reconfiguration are important for reconnection diagnosis. For example, we can estimate how fast the coronal magnetic field is reconnected, based on temporal variation of the reconnecting field lines, and we can learn about the micro-physics in the reconnection region with the help of 3-D reconstruction of the magnetic field in geo-space. For a solar micro-flare event, we study the evolution of magnetic field lines, which are ex-trapolated from dynamic footpoints showing convergence motions. We find that the two sets of approaching closed loops were reconfigured to form a joint set of superimposed large-scale closed loops and another set of small-scale closed loops. We estimate the reconnection rate in two ways. One way is to calculate the convective electric field in the photosphere, which is normalized to the product of the plasma jet speed and the coronal magnetic field strength inside the inflow region. Another way is to directly calculate the reconnection rate based on Vin/VA, where Vin is the motion of the convex segments on the reconnecting field lines. The reconnection rate is estimated to range between 0.03 and 0.09. This is the first work illustrat-ing the reconfiguration of the magnetic field geometry, owing to reconnection driven by flux convergence in the photosphere. For a magnetic reconnection event in the geo-magnetotail, we reconstruct the 3D magnetic field structure containing a pair of nulls with a novel method based on Cluster 4-spacecraft measurements. We study the electron dynamics near one null of the pair, and propose a new scenario of micro-physics in the null region. In this scenario, electrons are temporarily trapped in the central reconnection region, accelerated possibly by parallel electric field and electron pressure gradient, and reflected from the magnetic cusp mirrors leading to the bi-directional energetic electron beams, which may excite the high-frequency electrostatic waves. Here, we have demonstrated that reconstruction of the real-time magnetic field structure is quite helpful for magnetic reconnection diagnosis, e.g., estimation of the reconnection rate and analysis of the micro-physics in the inner reconnection region. References: [1]. He, J.-S., Marsch, E., Tu, C.-Y., Tian, H., Guo, L.-J., Reconfiguration of the coronal magnetic field by means of reconnection driven by photospheric magnetic flux convergence, AA, 510, A40, 2010. [2]. He, J.-S., Zong, Q.-G., Deng, X.-H., Tu, C.-Y., et al., Electron trapping around a magnetic null, Geophys. Res. Lett., 35, L14104, 2008. Title: Solar wind origins in coronal holes and in the quiet Sun Authors: He, J. -S.; Tu, C. -Y.; Tian, H.; Marsch, E. Bibcode: 2010AdSpR..45..303H Altcode: Coronal hole (CH) and the quiet Sun (QS) are considered to account for sources of fast and slow solar wind streams, respectively. The differences between the solar wind streams flowing out from the CH and the QS are thought to be related with different plasma generation and acceleration mechanisms in the respective source regions. Here we review recent studies on the solar wind origin in the CH and the QS, compare the possible flow geometries and magnetic structures in these two kinds of solar regions, and summarize the physics associated with two different origin scenarios. Title: Coronal sound waves on open magnetic field lines originating near solar active regions Authors: Stenborg, Guillermo; Marsch, Eckart; Vourlidas, Angelos; Howard, Russell; Baldwin, Katherine Bibcode: 2010cosp...38.1814S Altcode: 2010cosp.meet.1814S In the past years, evidence for the existence of outward-moving plasma and slow-mode magne-toacoustic waves propagating in various magnetic field structures (loops in particular) in the solar corona has been found, yet their origin and possible connection with the mass and energy supply to the corona and solar wind is still unclear. These results were obtained by the high-resolution observations available from the extreme ultraviolet (EUV) imagers on the STEREO and Hinode missions, and from data obtained by the ultraviolet spectrometer on Hinode. Here, we present the first measurements of intensity fluctuations observed by the Extreme Ultra-Violet Imagers (EUVI) onboard the Solar TErrestrial RElationships Observatory (STEREO) mission along apparently open field lines near solar active regions. We demonstrate that one can make reliable kinematic measurements (speed, acceleration) from these EUV images, thereby complementing and extending the spectroscopic measurements. We have developed a series of image-processing steps to recover the weak intensity fluctuations along individual magnetic structures, de-projected them and produced distance-time maps. They can be analysed by use of well established techniques adapted from the kinematic analysis of Coronal Mass Ejection (CME), and by standard methods of wavelet analysis. We obtained wave phase speeds with values on the order of 100 km/s. We also studied the periodicity of the observed fluctuations and established a predominance of a 16-minutes period, as well as other periods being multi-ples of the 8-minutes period that appears to be the basic value. Thus we clearly established the ubiquitous existence of sound waves which seem to emanate continuously on open coronal fields. Title: Global and local expansion of magnetic clouds in the inner heliosphere Authors: Gulisano, A. M.; Démoulin, P.; Dasso, S.; Ruiz, M. E.; Marsch, E. Bibcode: 2010A&A...509A..39G Altcode: 2012arXiv1206.1112G Context. Observations of magnetic clouds (MCs) are consistent with the presence of flux ropes detected in the solar wind (SW) a few days after their expulsion from the Sun as coronal mass ejections (CMEs).
Aims: Both the in situ observations of plasma velocity profiles and the increase of their size with solar distance show that MCs are typically expanding structures. The aim of this work is to derive the expansion properties of MCs in the inner heliosphere from 0.3 to 1 AU.
Methods: We analyze MCs observed by the two Helios spacecraft using in situ magnetic field and velocity measurements. We split the sample in two subsets: those MCs with a velocity profile that is significantly perturbed from the expected linear profile and those that are not. From the slope of the in situ measured bulk velocity along the Sun-Earth direction, we compute an expansion speed with respect to the cloud center for each of the analyzed MCs.
Results: We analyze how the expansion speed depends on the MC size, the translation velocity, and the heliocentric distance, finding that all MCs in the subset of non-perturbed MCs expand with almost the same non-dimensional expansion rate (ζ). We find departures from this general rule for ζ only for perturbed MCs, and we interpret the departures as the consequence of a local and strong SW perturbation by SW fast streams, affecting the MC even inside its interior, in addition to the direct interaction region between the SW and the MC. We also compute the dependence of the mean total SW pressure on the solar distance and we confirm that the decrease of the total SW pressure with distance is the main origin of the observed MC expansion rate. We found that ζ was 0.91 ± 0.23 for non-perturbed MCs while ζ was 0.48 ± 0.79 for perturbed MCs, the larger spread in the last ones being due to the influence of the solar wind local environment conditions on the expansion. Title: Multi-strand Coronal Loop Model Authors: Bourouaine, Sofiane; Marsch, Eckart Bibcode: 2010cosp...38.2846B Altcode: 2010cosp.meet.2846B We model a coronal loop as a bundle of seven separate strands or filaments. Each of the loop strands used in this model can independently be heated (near their left footpoints) by Alfvén/ion-cyclotron waves via wave-particle interactions. The Alfvén waves are assumed to penetrate the strands from their footpoints, at which we consider different wave energy inputs. As a result, the loop strands can have different heating profiles, and the differential heating can lead to a varying cross-field temperature in the total coronal loop. The simulation of Transition Region and Coronal Explorer (TRACE) observations by means of this loop model implies two uniform temperatures along the loop length, one inferred from the 171:195 filter ratio and the other from the 171:284 ratio. The reproduced flat temperature profiles are consistent with those inferred from the observed extreme-ultraviolet coronal loops. According to our model, the flat temperature profile is a consequence of the coronal loop consisting of filaments, which have different temperatures but almost similar emission measures in the cross-field direction. Furthermore, when we assume certain errors in the simulated loop emissions (e.g., due to photometric uncertainties in the TRACE filters) and use the triple-filter analysis, our simulated loop conditions become consistent with those of an isothermal plasma. This implies that the use of TRACE or EUV Imaging Telescope triple filters for observation of a warm coronal loop may not help in determining whether the cross-field isothermal assumption is satisfied or not. Title: Multi-spacecraft observation of a magnetic cloud Authors: de Lucas, Aline; Dal Lago, Alisson; Schwenn, Rainer; Clúa de Gonzalez, Alicia L.; Marsch, Eckart; Lamy, Philippe; Damé, Luc; Curdt, W.; Davila, J.; Defise, J. M.; Fineschi, S.; Heinzel, P.; Howard, R.; Kuzin, S.; Schmutz, W.; Tsinganos, K.; Turck-Chièze, S.; Zhukov, A. Bibcode: 2010cosp...38.1921D Altcode: 2010cosp.meet.1921D Classical externally-occulted coronagraphs are presently limited in their performances by the distance between the external occulter and the front objective. The diffraction fringe from the occulter and the vignetted pupil which degrades the spatial resolution prevent useful observa-tions of the white light corona inside typically 2-2.5 Rsun. Formation flying offers an elegant solution to these limitations and allows conceiving giant, externally-occulted coronagraphs us-ing a two-component space system with the external occulter on one spacecraft and the optical instrument on the other spacecraft at distances of hundred meters. Such an instrument has just been selected by ESA to fly (by the end of 2013) on its PROBA-3 mission, presently in phase B, to demonstrate formation flying. It will perform both high spatial resolution imaging of the solar corona as well as 2-dimensional spectroscopy of several emission lines (in partic-ular the forbidden line of FeXIV at 530.285 nm) from the coronal base out to 3 Rsun using a Fabry-Perot interferometer. The classical design of an externally-occulted coronagraph is adapted to the formation flying configuration allowing the detection of the very inner corona as close as 0.05 Rsun from the solar limb. By tuning the position of the occulter spacecraft, it may even be possible to try reaching the chromosphere and the upper part of the spicules. ASPIICS/PROBA-3 mission, payload and scientific objectives are presented. Title: Ion heating and acceleration by trapping in parametrically unstable Alfven-cyclotron waves in the solar wind Authors: Araneda, Jaime; Maneva, Yana; Marsch, Eckart Bibcode: 2010cosp...38.1893A Altcode: 2010cosp.meet.1893A We study fluctuations driven by the parametric instabilities of an Alfven-cyclotron pump wave, which have an influence on the shape of the ion velocity distributions in the solar wind. Longi-tudinal ion-acoustic waves (IAW) and transverse ion-cyclotron (ICW) daughter waves, resulting from the parametric decay, can destroy the coherent fluid motion of the ions and by trapping lead to differential heating and acceleration. We identify key instabilities and find that, even in the parameter regime where fluid theory seems appropriate, kinetic effects prevail. Title: New views on the emission and structure of the solar transition region Authors: Tian, Hui; Marsch, Eckart; Tu, Chuanyi; Curdt, Werner; He, Jiansen Bibcode: 2010NewAR..54...13T Altcode: The Sun is the only star that we can spatially resolve and it can be regarded as a fundamental plasma laboratory of astrophysics. The solar transition region (TR), the layer between the solar chromosphere and corona, plays an important role in solar wind origin and coronal heating. Recent high-resolution observations made by SOHO, TRACE, and Hinode indicate that the TR is highly nonuniform and magnetically structured. Through a combination of spectroscopic observations and magnetic field extrapolations, the TR magnetic structures and plasma properties have been found to be different in coronal holes and in the quiet Sun. In active regions, the TR density and temperature structures also differ in sunspots and the surrounding plage regions. Although the TR is believed to be a dynamic layer, quasi-steady flows lasting from several hours to several days are often present in the quiet Sun, coronal holes, and active regions, indicating some kind of plasma circulation/convection in the TR and corona. The emission of hydrogen Lyman lines, which originates from the lower TR, has also been intensively investigated in the recent past. Observations show clearly that the flows and dynamics in the middle and upper TR can greatly modify the Lyman line profiles. Title: Electron transport in the solar wind -results from numerical simulations Authors: Smith, Håkan; Marsch, Eckart; Helander, Per Bibcode: 2010cosp...38.1889S Altcode: 2010cosp.meet.1889S A conventional fluid approach is in general insufficient for a correct description of electron trans-port in weakly collisional plasmas such as the solar wind. The classical Spitzer-Hürm theory is a not valid when the Knudsen number (the mean free path divided by the length scale of tem-perature variation) is greater than ∼ 10-2 . Despite this, the heat transport from Spitzer-Hürm a theory is widely used in situations with relatively long mean free paths. For realistic Knud-sen numbers in the solar wind, the electron distribution function develops suprathermal tails, and the departure from a local Maxwellian can be significant at the energies which contribute the most to the heat flux moment. To accurately model heat transport a kinetic approach is therefore more adequate. Different techniques have been used previously, e.g. particle sim-ulations [Landi, 2003], spectral methods [Pierrard, 2001], the so-called 16 moment method [Lie-Svendsen, 2001], and approximation by kappa functions [Dorelli, 2003]. In the present study we solve the Fokker-Planck equation for electrons in one spatial dimension and two velocity dimensions. The distribution function is expanded in Laguerre polynomials in energy, and a finite difference scheme is used to solve the equation in the spatial dimension and the velocity pitch angle. The ion temperature and density profiles are assumed to be known, but the electric field is calculated self-consistently to guarantee quasi-neutrality. The kinetic equation is of a two-way diffusion type, for which the distribution of particles entering the computational domain in both ends of the spatial dimension must be specified, leaving the outgoing distributions to be calculated. The long mean free path of the suprathermal electrons has the effect that the details of the boundary conditions play an important role in determining the particle and heat fluxes as well as the electric potential drop across the domain. Dorelli, J. C., and J. D. Scudder, J. D. 2003, J. Geophys. Res. 108, 1294. Landi, S., and Pantellini, F. G. E. 2003, Astron. Astrophys., 400, 769. Lie-Svendsen, Ø., Leer, E., and Hansteen, V. H. 2001, J. Geophys. Res., 106, 8217. Pierrard, V., Maksimovic, M., and Lemaire, J. 2001, J. Geophys. Res., 106, 29305. Title: The Nascent Fast Solar Wind Observed by the EUV Imaging Spectrometer on Board Hinode Authors: Tian, Hui; Tu, Chuanyi; Marsch, Eckart; He, Jiansen; Kamio, Suguru Bibcode: 2010ApJ...709L..88T Altcode: 2009arXiv0912.4316T The origin of the solar wind is one of the most important unresolved problems in space and solar physics. We report here the first spectroscopic signatures of the nascent fast solar wind on the basis of observations made by the EUV Imaging Spectrometer on Hinode in a polar coronal hole in which patches of blueshift are clearly present on Dopplergrams of coronal emission lines with a formation temperature of lg(T/K)>5.8. The corresponding upflow is associated with open field lines in the coronal hole and seems to start in the solar transition region and becomes more prominent with increasing temperature. This temperature-dependent plasma outflow is interpreted as evidence of the nascent fast solar wind in the polar coronal hole. The patches with significant upflows are still isolated in the upper transition region but merge in the corona, in agreement with the scenario of solar wind outflow being guided by expanding magnetic funnels. Title: A new view of solar wind origin near active regions and in polar coronal holes on the basis of Hinode observations Authors: He, Jiansen; Marsch, Eckart; Tu, Chuanyi; Tian, Hui; Guo, Lijia; Curdt, Werner; Xia, Lidong; Kamio, Suguru Bibcode: 2010cosp...38.2938H Altcode: 2010cosp.meet.2938H The possibility of full-range solar observations from Hinode with high temporal and spatial resolution motivated us to revisit the solar wind origin in the solar atmosphere. For the solar wind origin near active regions, we reveal activity in the chromosphere to be responsible for the coronal outflow at the AR edge; meanwhile we also succeeded in finding the related solar wind stream in the heliosphere. Chromospheric spicule-like jets are found to occur intermittently, and to flow in similar direction than the intermittent coronal outflows. EIS observations reveal that there are blue-shifts at the edge of AR in both chromosphere and corona, and that the blue-shift increases with temperature. Therefore, we suggest that the nascent solar wind may probably originate in the chromosphere at the edge of ARs. The connection between the source regions and their respective solar wind streams is established through magnetic field lines, which are extrapolated to reach the solar ecliptic plane at 2.5 Rs. We find that the AR edge may be the source region of an intermediate-speed (400 km/s) solar wind stream. For the solar wind origin in polar coronal holes (CHs), we extend the blue-shift observations from the transition region up to the corona, investigate the magnetic characteristics in association with the polar coronal jets, and study in details the initial phase of meso-scale loop eruption in polar CHs. We find that the blue-shift becomes more and more dominant with increasing temperature from the transition region to the corona. The polar coronal jets are found to be elongated along the extrapolated open field lines, which appear in fanning-out shape. The cancellation between bipolar magnetic fields, or squeezing of monopolar magnetic fields, may be the driver for a jet launch. The meso-scale loop started its eruption with a sudden brightening at one footpoint, then expanded and moved upwardly with a speed of 20 km/s, causing the mass at the footpoint to flow outwardly and to fill in the expanded volume. We suggest that mass confined in the coronal loops may be dynamically released into the outer corona and even heliosphere via magnetic reconnection. References: [1]. He, J.-S., Marsch, E., Tu, C.-Y., Guo, L.-J., Tian, H., Intermittent outflows at the edge of an active region -a possible source of the solar wind. Submitted to AA. [2]. Tian, H., Tu, C.-Y., Marsch, E., He, J.-S., Kamio, S., The nascent fast solar wind observed by the EUV imaging spectrometer on board Hinode, ApJ, 709, L88-L93, 2010. [3]. He, J.-S., Marsch, E., Curdt, W., Tu, C.-Y., Xia, L.-D., Tian, H., Kamio, S., Meso-scale coronal jets and erupting loops guided by magnetic fields in a polar coronal hole region, in preparation. Title: Analysis of Magnetic Clouds Evolution from 0.3 to 5 Astronomical Units Authors: Dasso, Sergio; Gulisano, Adriana Maria; Demoulin, Pascal; Marsch, Eckart Bibcode: 2010cosp...38.1922D Altcode: 2010cosp.meet.1922D Magnetic clouds (MCs) are transient structures in the solar wind, formed by large scale magnetic flux ropes as deduced from in situ observations of magnetic field. Moreover, in situ observations of the plasma velocity frequently show a clear evidence of an expansion in the radial direction from the Sun, unlike in the solar wind. This expansion has important consequences on the MC evolution, such as on the rates of decrease of mass density or magnetic field intensity. The aim of this work is to show properties of the evolution of MCs in the inner and outer heliosphere from 0.3 to 5 AUs. We present here an analysis of MCs observed by the Helios and Ulysses spacecraft, using in situ magnetic field and bulk plasma measurements. We analyze the dependence of several properties of MCs with the distance to the Sun, and in particular we analyze the dimensionless local expansion rate (ζ) [e.g. Démoulin et al., 2008]. We explore the dependence of the expansion speed on the MC size, the translation velocity, and the heliocentric distance, finding that there is a subset of MCs with almost the same non-dimensional expansion rate (ζ). The time velocity profile observed in this subset of MCs is almost linear, then we call them non perturbed MCs. These MCs expand at rates ζ consistent with the expected value from the global pressure decay in the surrounding solar wind for increasing helio-distances, while perturbed ones may present strong departures from that global rule. We interpret these departures of ζ for perturbed MCs as a consequence of the interaction of MCs with fast streams on their expansion. Title: Multi-strand Coronal Loop Model and Filter-ratio Analysis Authors: Bourouaine, Sofiane; Marsch, Eckart Bibcode: 2010ApJ...708.1281B Altcode: 2009arXiv0911.3506B We model a coronal loop as a bundle of seven separate strands or filaments. Each of the loop strands used in this model can independently be heated (near their left footpoints) by Alfvén/ion-cyclotron waves via wave-particle interactions. The Alfvén waves are assumed to penetrate the strands from their footpoints, at which we consider different wave energy inputs. As a result, the loop strands can have different heating profiles, and the differential heating can lead to a varying cross-field temperature in the total coronal loop. The simulation of Transition Region and Coronal Explorer (TRACE) observations by means of this loop model implies two uniform temperatures along the loop length, one inferred from the 171:195 filter ratio and the other from the 171:284 ratio. The reproduced flat temperature profiles are consistent with those inferred from the observed extreme-ultraviolet coronal loops. According to our model, the flat temperature profile is a consequence of the coronal loop consisting of filaments, which have different temperatures but almost similar emission measures in the cross-field direction. Furthermore, when we assume certain errors in the simulated loop emissions (e.g., due to photometric uncertainties in the TRACE filters) and use the triple-filter analysis, our simulated loop conditions become consistent with those of an isothermal plasma. This implies that the use of TRACE or EUV Imaging Telescope triple filters for observation of a warm coronal loop may not help in determining whether the cross-field isothermal assumption is satisfied or not. Title: Decay of Alfven-cyclotron waves and kinetic effects on ions in the solar wind Authors: Marsch, E.; Araneda, J. A.; Maneva, Y. Bibcode: 2009AGUFMSH51C..04M Altcode: Vlasov theory and one-dimensional hybrid simulations are used to study the effects that compressive fluctuations, driven by the parametric instabilities of an Alfven-cyclotron pump wave, have on ion velocity distributions in the solar wind. The resulting longitudinal ion-acoustic waves (IAW) and transverse ion-cyclotron (ICW) waves can selectively destroy the coherent fluid motion of the ions in the pump wave and lead to differential effects. Trapping of the more abundant protons by fast IAWs generates a proton beam with a drift at about the Alfven speed. The major core part of the proton distribution becomes due to phase mixing anisotropic. Because of their larger mass, the alpha particles do not become significantly trapped, but start by conservation of total ion momentum drifting relative to the receding bulk protons. The core protons and alpha particles are differentially heated and accelerated via ICW pitch-angle scattering. We identify key instabilities and find that, even in the parameter regime where fluid theory seems appropriate, kinetic effects prevail. Title: Multi-spacecraft observation of a magnetic cloud Authors: de Lucas, A.; Dal Lago, A.; Schwenn, R.; Clua de Gonzalez, A. L.; Marsch, E.; Gonzalez, W. D. Bibcode: 2009AGUFMSH13B1515D Altcode: During the time operation of the Helios mission, from 1974 to 1986, a large number of magnetic clouds was identified by the magnetic field and solar wind sensors onboard the probes. Among these magnetic clouds, some of them were identified by at least two probes, provided that IMP-8 and ISEE-3 were monitoring the dayside magnetosphere. The magnetic cloud observed on from DOY 029 to DOY 030/1977 by Helios 1, Helios 2, and IMP-8 represents a potential multi-spacecraft observed magnetic cloud. Despite the interaction with the high-speed stream that compressed the magnetic cloud, the minimum variance analysis technique showed the same direction of rotation of the magnetic field inside the magnetic cloud. This helped to associate the observation of the magnetic cloud at multi-spacecraft. Title: Excitation of Kink Waves Due to Small-Scale Magnetic Reconnection in the Chromosphere? Authors: He, Jiansen; Marsch, Eckart; Tu, Chuanyi; Tian, Hui Bibcode: 2009ApJ...705L.217H Altcode: The kink wave, which has often been observed in coronal loops, is considered as a possibly important energy source contributing to coronal heating. However, its generation has not yet been observed. Here, we report the first observation of kink-wave excitation caused by magnetic reconnection as inferred from Solar Optical Telescope measurements made in the Ca II line. We observed transverse-displacement oscillations on a spicule which propagated upwardly along the spicule trace and originated from the cusp of an inverted Y-shaped structure, where apparently magnetic reconnection occurred. Such transverse oscillation of an individual spicule is interpreted by us to be the signature of a kink wave that was excited by magnetic reconnection. We present the height variations of the velocity amplitude, δv, and the phase speed, C k, of the kink wave, starting from its source region. The kink wave is found to steepen with height and to evolve into a nonlinear state with a large relative disturbance, yielding a (δv/C k) of 0.21 at 5.5 Mm. This nonlinear kink wave seems to be damped in velocity amplitude beyond 5.5 Mm, which may result from the conversion of transverse-fluctuation energy to longitudinal-motion energy required to sustain the spicule. We also estimate the energy flux density carried by the kink wave, and in spite of its attenuation in the transition region conclude it to be sufficient for heating the quiet corona. Our findings shed new light on future modeling of coronal heating and solar wind acceleration involving magnetic reconnection in the chromosphere. Title: Upflows in Funnel-like Legs of Coronal Magnetic Loops Authors: Tian, Hui; Marsch, Eckart; Curdt, Werner; He, Jiansen Bibcode: 2009ApJ...704..883T Altcode: 2009arXiv0909.0739T The prominent blueshifts of Ne VIII associated with the junctions of the magnetic network in the quiet Sun are still not well understood. By comparing the coronal magnetic-field structures as obtained by a potential-field reconstruction with the conspicuous blueshift patches on the Dopplergram of Ne VIII as observed in an equatorial quiet-Sun region, we find that most of the regions with significant upflow are associated with the funnel-like legs of magnetic loops and cospatial with increments of the line width. These quasi-steady upflows can be regarded as the signatures of mass supply to coronal loops. By using the square root of the line intensity as a proxy for the plasma density, the mass flux of the upflow in each funnel can be estimated. We find that the mass flux is anti-correlated with the funnel's expansion factor as determined from the extrapolated magnetic field. One of the loop systems is associated with a coronal bright point, which was observed by several instruments and exhibited various morphologies in different wavelengths and viewing directions. A remarkable agreement between its magnetic structure and the associated EUV emission pattern was found, suggesting an almost potential-field nature of the coronal magnetic field. We also report the direct detection of a small-scale siphon flow by both STEREO satellites. However, this transient siphon flow occurred in a weak mixed-polarity-field region, which was outside the adjacent magnetic funnel, and thus it is perhaps not related to plasma upflow in the funnel. Based on these observations, we suggest that at upper transition region (TR) temperatures the dominant flows in quiet-Sun coronal loops are long-lasting upflows rather than siphon flows. We also discuss the implications of our results for coronal heating and unresolved magnetic structures. Title: Solar transition region above sunspots Authors: Tian, H.; Curdt, W.; Teriaca, L.; Landi, E.; Marsch, E. Bibcode: 2009A&A...505..307T Altcode: 2009arXiv0906.2211T Aims: We study the transition region (TR) properties above sunspots and the surrounding plage regions, by analyzing several sunspot reference spectra obtained by the SUMER (Solar Ultraviolet Measurements of Emitted Radiation) instrument in March 1999 and November 2006.
Methods: We compare the SUMER spectra observed in the umbra, penumbra, plage, and sunspot plume regions. The hydrogen Lyman line profiles averaged in each of the four regions are presented. For the sunspot observed in 2006, the electron densities, differential emission measure (DEM), and filling factors of the TR plasma in the four regions are also investigated.
Results: The self-reversals of the hydrogen Lyman line profiles are almost absent in sunspots at different locations (at heliocentric angles of up to 49°) on the solar disk. In the sunspot plume, the Lyman lines are also not reversed, whilst the lower Lyman line profiles observed in the plage region are obviously reversed, a phenomenon found also in the normal quiet Sun. The TR densities of the umbra and plume are similar and one order of magnitude lower than those of the plage and penumbra. The DEM curve of the sunspot plume exhibits a peak centered at log(T / K) ~ 5.45, which exceeds the DEM of other regions by one to two orders of magnitude at these temperatures. We also find that more than 100 lines, which are very weak or not observed anywhere else on the Sun, are well observed by SUMER in the sunspot, especially in the sunspot plume.
Conclusions: We suggest that the TR above sunspots is higher and probably more extended, and that the opacity of the hydrogen lines is much lower above sunspots, compared to the TR above plage regions. Our result indicates that the enhanced TR emission of the sunspot plume is probably caused by a large filling factor. The strongly enhanced emission at TR temperatures and the reduced continuum ensure that many normally weak TR lines are clearly distinctive in the spectra of sunspot plumes.

Tables 5 and 6 are only available in electronic form at http://www.aanda.org Title: Hydrogen Lyman-α and Lyman-β spectral radiance profiles in the quiet Sun Authors: Tian, H.; Curdt, W.; Marsch, E.; Schühle, U. Bibcode: 2009A&A...504..239T Altcode: 2009arXiv0907.1069T Aims: We extend earlier work by studying the line profiles of the hydrogen Lyman-α and Lyman-β lines in the quiet Sun. They were obtained quasi-simultaneously in a raster scan with a size of about 150'' × 120'' near disk center.
Methods: The self-reversal depths of the Ly-α and Ly-β profiles. we are quantified by measuring the maximum spectral radiances of the two horns and the minimum spectral radiance of the central reversal. The information on the asymmetries of the Ly-α and Ly-β profiles is obtained through calculating the 1st and 3rd-order moments of the line profiles. By comparing maps of self-reversal depths and the moments with radiance images of the Lyman lines, photospheric magnetograms, and Dopplergrams of two other optically thin lines, we studied the spatial distribution of the Ly-α and Ly-β profiles with different self-reversal depths, and investigated the relationship between profile asymmetries and flows in the solar atmosphere.
Results: We find that the emissions of the Lyman lines tend to be more strongly absorbed in the internetwork, as compared to those in the network region. Almost all of the Ly-α profiles are self-reversed, while about 17% of the Ly-β profiles are not reversed. The ratio of Ly-α and Ly-β intensities seems to be independent of the magnetic field strength. Most Ly-α profiles are stronger in the blue horn, whereas most Ly-β profiles are stronger in the red horn. However, the opposite asymmetries of Ly-α and Ly-β are not correlated pixel-to-pixel. We also confirm that when larger transition-region downflows are present, the Ly-α and Ly-β profiles are more enhanced in the blue and red horns, respectively. The first-order moment of Ly-β, which reflects the combined effects of the profile asymmetry and motion of the emitting material, strongly correlates with the Doppler shifts of the Si iii and O vi lines, while this correlation is much weaker for Ly-α. Our analysis shows that both Ly-α and Ly-β might be more redshifted if stronger transition-region downflows are present. We also find that the observed average Ly-β profile is redshifted with respect to its rest position. Title: Drift instabilities in the solar corona within the multi-fluid description Authors: Mecheri, R.; Marsch, E. Bibcode: 2009A&A...503..589M Altcode: No abstract at ADS Title: Radial evolution of nonthermal electron populations in the low-latitude solar wind: Helios, Cluster, and Ulysses Observations Authors: Štverák, Štěpán; Maksimovic, Milan; Trávníček, Pavel M.; Marsch, Eckart; Fazakerley, Andrew N.; Scime, Earl E. Bibcode: 2009JGRA..114.5104S Altcode: 2009JGRA..11405104S We have performed a statistical study of a substantial amount of solar wind electron velocity distribution functions (eVDFs). In our data set, we combine measurements acquired onboard three spacecrafts (Helios, Cluster II, and Ulysses) in the low ecliptic latitudes covering the heliocentric distance from 0.3 up to 4 AU. In this study, we focus on the nonthermal properties of the measured eVDFs in both the slow and the fast solar wind regimes. The aim of the present study is (1) to provide, for the first time, an analytical model to fit separately all three components of the solar wind eVDFs (i.e., the core, the halo, and the strahl) and (2) to study the fractional densities of the three electron components and also the non-Maxwellian character of the high-energy eVDF tails as a function of the radial distance from the sun. Basically, our study is incremental to the previous studies of the fast solar wind and primarily extends their conclusions on a large number of slow wind observations in the ecliptic plane. We confirm that the halo and the strahl relative densities vary in an opposite way. The relative number of strahl electrons is decreasing with radial distance, whereas the relative number of halo electrons is increasing. The fractional density of the core population remains roughly constant. These findings suggest that there are mechanisms in the solar wind that scatter the strahl electrons into the halo. Also, we find that the relative importance of the nonthermal electrons in the fast solar wind is slightly higher compared to the slow wind. Title: Preferential Heating and Acceleration of α Particles by Alfvén-Cyclotron Waves Authors: Araneda, J. A.; Maneva, Y.; Marsch, E. Bibcode: 2009PhRvL.102q5001A Altcode: Preferential heating and acceleration of heavy ions in the solar wind and corona represent a long-standing theoretical problem in space physics, and are distinct experimental signatures of kinetic processes occurring in collisionless plasmas. We show that fast and slow ion-acoustic waves (IAW) and transverse waves, driven by Alfvén-cyclotron wave parametric instabilities can selectively destroy the coherent fluid motion of different ion species and, in this way lead to their differential heating and acceleration. Trapping of the more abundant protons by the fast IAW generates a proton beam with drift speed of about the Alfvén speed. Because of their larger mass, α particles do not become significantly trapped and start, by conservation of total ion momentum, drifting relative to the receding bulk protons. Thus the resulting core protons and the α particles are differentially heated via pitch-angle scattering. Title: Upward Propagating Alfvén Wave and its Connection With Magnetic Reconnection in the Chromosphere as Observed by SOT Authors: Tu, C.; He, J.; Marsch, E.; Tian, H.; Guo, L.; Yao, S. Bibcode: 2009AGUSMSH31B..02T Altcode: We identify high-frequency Alfvén waves propagating upward in the solar chromosphere and transition region from observational data obtained by the Solar Optical Telescope (SOT) onboard Hinode. We find that in four cases the spicules are modulated by high-frequency (>0.02~Hz) transverse fluctuations, which are inferred to be associated with Alfvén waves. They apparently propagate upward along the spicules with phase speeds ranging from 50 to 150~km/s. Three of these modulated spicules show clear wave-like shapes, with short wavelengths being less than 8~Mm. In our analysis we thus identified directly upward propagation of Alfvén waves in the solar chromosphere and transition region. In addition to the recently reported Alfvén waves with very long wavelengths and wave periods, we find here four examples of Alfvén waves with shorter wavelengths and periods. Moreover, we report observational evidence for Alfvén-wave excitation due to magnetic reconnection. These findings shed new light on the wave origin and on the coronal and solar-wind heating by waves. Title: Radial Evolution of Non-thermal Electron populations in the Low-latitude Solar Wind: Helios, Cluster and Ulysses observations Authors: Stverak, S.; Travnicek, P. M.; Maksimovic, M.; Marsch, E.; Fazakerley, A. N.; Scime, E. E. Bibcode: 2009EGUGA..1111960S Altcode: We have performed a statistical study of a substantial amount of solar wind electron velocity distribution functions (eVDFs). In our data set we combine measurements acquired on-board three spacecraft (HELIOS, CLUSTER II and ULYSSES) in the low ecliptic latitudes covering the heliocentric distance from 0.3 up to 4 AU. In this study we focus on the non-thermal properties of the measured eVDFs in both the slow and the fast solar wind regimes. All three eVDF components typically observed in the solar wind, i.e. the core, the halo and the strahl, are modeled analytically. We study the radial evolution of the basic eVDF moments, i.e. density, temperature and heatflux, of the three electron components and also the non-Maxwellian character of the high energy eVDF tails as a function of the radial distance from the Sun. In addition, we provide results on break-point energy between thermal and nonthermal part of the eVDF and verify also the zero-current condition. We then summarize all mean electron properties in the radial evolution of the model eVDF. Title: Upward propagating high-frequency Alfvén waves as identified from dynamic wave-like spicules observed by SOT on Hinode Authors: He, J. -S.; Tu, C. -Y.; Marsch, E.; Guo, L. -J.; Yao, S.; Tian, H. Bibcode: 2009A&A...497..525H Altcode: Aims: We identify high-frequency Alfvén waves propagating upward in the solar chromosphere and transition region from observation by Solar Optical Telescope (SOT) onboard Hinode.
Methods: The spicule shape is enhanced through application of a normal radial gradient filter and an un-sharp mask on the images taken by SOT. The displaced position of the spicule is at each height obtained by tracing the maximum intensity after image processing. The dominant wave period is obtained by the FFT method applied to the time variations of the displaced position at a certain height. The phase speed is estimated with the help of a cross-correlation analysis of two temporal sequences of the displaced positions at two heights along the spicule.
Results: We find in four cases that the spicules are modulated by high-frequency (≥0.02 Hz) transverse fluctuations. Such fluctuations are suggested to be Alfvén waves that propagate upward along the spicules with phase speed ranges from 50 to 150 km s-1. Three of the modulated spicules show clear wave-like shapes with short wavelengths less than 8 Mm.
Conclusions: Our work identified directly upward propagation of Alfvén waves in the solar chromosphere and transition region. In addition to the recently reported Alfvén waves with very long wavelength and wave period, we find here four examples of Alfvén waves with shorter wavelengths and periods. These findings shed new light on the wave origin and on coronal and solar-wind heating. Title: Parametrically Unstable Alfvén-cyclotron Waves and Wave-Particle Interactions in the Solar Corona and Solar Wind Authors: Maneva, Y. G.; Araneda, J. A.; Marsch, E. Bibcode: 2009AIPC.1121..122M Altcode: We consider the parametric instabilities of large-amplitude Alfvén/ion-cyclotron waves and the consequent wave-particle interactions, and discuss their importance for modelling the evolution of ion velocity distribution functions in the tenuous and collisionless plasma of a coronal hole and the fast solar wind. We perform 1D hybrid simulations to study the nonlinear evolution of the parametric instabilities by analyzing the simulation results in terms of microinstabilities and discussing the influence of both Landau and cyclotron resonances on the evolution of the ion distributions. We demonstrate the origin of a relative drift between the protons and alpha particles, show the related anisotropic ion heating and follow the simultaneous proton beam formation. Finally, we focus on the development and evolution of both electromagnetic and acoustic micro-turbulence and present indications for an inverse energy cascade from shorter to longer wavelengths. Title: Proton beam velocity distributions and prominence material in ICME Authors: Marsch, E.; Yao, S.; Tu, C. Y. Bibcode: 2009EGUGA..11.1465M Altcode: This work discusses two phenomena in Interplanetary Coronal Mass Ejection (ICME)(1)proton beam velocity distribution (2) cold high-density material. The plasma and magnetic-field instruments on the Helios 2 spacecraft detected three events of interplanetary coronal mass ejections, which occurred on 3 April 1979 at the location of 0.68 AU, on 9 May 1979 at 0.29 AU and on 30 March 1976 at 0.48 AU, named as case 1, case 2 and case 3, respectively. All three cases were revealed by the typical signature of magnetic field rotation, indicating a force-free magnetic flux tube. We present here, to our knowledge for the first time, the detailed proton velocity distributions measured within an ICME. In case 1, a beam velocity distribution was observed which lasted for almost an hour. These cold distributions were characterized by an isotropic core part with a low temperature, T ≤ 105 K, and by a broad and extended hot proton beam propagating along the local magnetic field direction with a speed of a sizable fraction of the local Alfv Title: Multi-spacecraft observations to study the shock extension in the inner heliosphere Authors: de Lucas, Aline; Schwenn, Rainer; Marsch, Eckart; Lago, Alisson Dal; de Gonzalez, Alicia L. Clúa; Echer, Ezequiel; Gonzalez, Walter D.; da Silva, Marlos R. Bibcode: 2009IAUS..257..481D Altcode: The two Helios probes traveled at variable longitudinal and radial separations through the inner heliosphere. They collected most valuable high resolution plasma and magnetic field data for an entire solar cycle. The mission is still so successful that no other missions will collect the same kind of data in the next 20 years. One of the subjects studied after the success of the Helios mission was the identification of more than 390 shock waves driven by Interplanetary Coronal Mass Ejections (ICMEs). Combining the data from both probes, we make a statistical study for the extension of the shock waves in the interplanetary medium. For longitudinal separations of 90° we found a cutoff value at this angular separation. A shock has 50% of chance to be observed by both probes and the same probability for not being observed by two spacecrafts at the same time, when the angle between them is around 90°. We describe the dependence of the probability for shocks to be observed by both probes with decreasing spacecraft separation. Including plasma data from the ISEE-3 and IMP-8 spacecrafts improves our statistical evaluation substantially. Title: Multiple-spacecraft study of an extended magnetic structure in the solar wind Authors: Ruan, P.; Korth, A.; Marsch, E.; Inhester, B.; Solanki, S.; Wiegelmann, T.; Zong, Q. -G.; Bucik, R.; Fornacon, K. -H. Bibcode: 2009JGRA..114.2108R Altcode: 2009JGRA..11402108R An extended magnetic structure was observed consecutively by five spacecraft (ACE, WIND, STEREO A and B, and CLUSTER) in the solar wind on 15 January 2007. The similar bipolar magnetic field variations from five spacecraft suggest that the magnetic structure is two-dimensional. The abrupt disappearance of the beam electrons in the core of the structure suggests that the core of the structure is magnetically isolated from the surrounding environment. Our analysis shows that this magnetic structure is a magnetic flux rope, which extends over at least 180 R E in space. The length and orientation of the flux rope were determined by a local minimum variance analysis (MVA) from individual spacecraft observations of the magnetic field and a timing analysis based on the joint observations by all five spacecraft. The results show that the orientation of the flux rope stays constant in space and time. The flux rope is embedded in a corotating interaction region (CIR), which followed a magnetic cloud. Title: Proton beam velocity distributions in an interplanetary coronal mass ejection Authors: Marsch, E.; Yao, S.; Tu, C. -Y. Bibcode: 2009AnGeo..27..869M Altcode: The plasma and magnetic-field instruments on the Helios 2 spacecraft, which was on 3 April 1979 located at 0.68 AU, detected an interplanetary coronal mass ejection (ICME) that revealed itself by the typical signature of magnetic field rotation. The solar wind flow speed ranged between 400 and 500 km/s. We present here some detailed proton velocity distributions measured within the ICME. These cold distributions are characterized by an isotropic core part with a low temperature, T≤105 K, but sometimes reveal a broad and extended hot proton tail or beam propagating along the local magnetic field direction. These beams lasted only for about an hour and were unusual as compared with the normal ICME protons distribution which were comparatively isotropic. Furthermore, we looked into the velocity and field fluctuations in this ICME and found signatures of Alfvén waves, which might be related to the occurrence of the hot proton beams. However, it cannot be excluded that the beam originated from the Sun. Title: Solar Space Missions: present and future Authors: Solanki, Sami K.; Marsch, Eckart Bibcode: 2009RvMA...21..229S Altcode: No abstract at ADS Title: Future high-latitude observations anticipated from the Solar Orbiter mission Authors: Woch, J.; Solanki, S. K.; Marsch, E. Bibcode: 2008AGUFMSH44A..08W Altcode: As one of the cornerstones of the HELEX programme, the Solar Orbiter mission is currently scheduled for launch in 2015. After an initial cruise phase, Solar Orbiter will reach its science orbit in 2018. This orbit comprises initially a nearly Sun-synchronous phase at a distance of only 0.22 AU from Sun center. In a later stage, the orbital inclination will be raised, thus allowing Solar Orbiter to reach solar latitudes of about 35 degrees, and making it the first mission after Ulysses to study the Sun from a high-latitude vantage point. In contrast to Ulysses, however, Solar Orbiter will carry a complementary suite of both, in-situ and remote- sensing instruments, which will allow the study of the solar atmosphere to be extended to the largely unexplored polar regions of the Sun. The polar magnetic fields are responsible for the polar coronal holes driving the fast solar wind, but are poorly known. From its vantage point outside the ecliptic, Solar Orbiter will uncover the surface and sub-surface flows at the poles, the polar magnetic field structure and its evolution. It will provide new insights into the formation of the polar coronal holes, the nature of their boundaries and the acceleration of the fast solar wind emanating from the holes. The potential of Solar Orbiter for investigating the acceleration mechanism of the fast wind, the plumes and X-ray jets at the poles, and the high-latitude meridional circulation will be discussed. Title: Solar Wind Measurements on Solar Orbiter: Discovering the Links Between the Solar Wind and the Atmosphere of our Sun Authors: Livi, S. A.; Allegrini, F.; Collier, M.; Desai, M.; Galvin, A.; Kasper, J.; Kistler, L.; Korreck, K.; Lepri, S.; McComas, D.; Schwadron, N.; Zurbuchen, T.; Owen, C.; Louarn, P.; Bruno, R.; Marsch, E. Bibcode: 2008AGUFMSH51A1597L Altcode: The Solar Orbiter spacecraft will be launched in 2015 and will include the Solar Wind Analyzer instrumentation suite. This space mission will allow for unprecedented data collection of particle characteristics near the Sun at various heliolatitudes during both the quiet and active phases of the solar cycle. The close proximity will allow for determination of the source regions on the sun for the observed events. Of particular interest will be the study of the origins of and processes related to solar energetic particles. This mission will lead to a better understanding of the Sun and the interstellar medium in our solar system. Title: Radial Evolution of Non-thermal Electrons in the Low-latitude Solar Wind: Helios, Cluster and Ulysses Observations Authors: Stverak, S.; Travnicek, P.; Maksimovic, M.; Marsch, E.; Fazakerley, A. N.; Scime, E. E. Bibcode: 2008AGUFMSH21A1581S Altcode: We have performed a statistical study of a substantial amount of solar wind electron velocity distribution functions (eVDFs). In our data set we combine measurements acquired on-board three spacecraft (HELIOS, CLUSTER II and ULYSSES) in the low ecliptic latitudes covering the heliocentric distance from 0.3 up to 4 AU. In this study we focus on the non-thermal properties of the measured eVDFs in both the slow and the fast solar wind regimes. All three eVDF components typically observed in the solar wind, i.e. the core, the halo and the strahl, are modeled analytically. We mainly study the fractional densities of the three electron components and also the non-Maxwellian character of the high energy eVDF tails as a function of the radial distance from the Sun. Furthermore, we provide some preliminary results concerning the higher eVDF moments, i.e. the temperature of the eVDF components and their contribution to the overall electron heat flux. In addition, we summarize all mean electron properties in the radial evolution of the model eVDF. Title: The redshifted network contrast of transition region emission Authors: Curdt, W.; Tian, H.; Dwivedi, B. N.; Marsch, E. Bibcode: 2008A&A...491L..13C Altcode: 2009arXiv0901.0808C Aims: We study the VUV emission of the quiet Sun and the net redshift of transition region lines in the SUMER spectral range. We aim at establishing a link with atmospheric processes and interpreting the observed downflow as the most evident part of the prevailing global coronal mass transport.
Methods: We rank and arrange all pixels of a monochromatic raster scan by radiance and define equally-sized bins of bright, faint, and medium-bright pixels. Comparing the bright pixels with the faint pixels, we determine the spectrally-resolved network contrast for 19 emission lines. We then compare the contrast centroids of these lines with the position of the line itself. We establish a relationship between the observed redshift of the network contrast with the line formation temperature.
Results: We find that the network contrast is offset in wavelength compared to the emission line itself. This offset, if interpreted as redshift, peaks at middle transition region temperatures and is 10 times higher than the previously reported net redshift of transition region emission lines. We demonstrate that the brighter pixels are more redshifted, causing both a significant shift of the network contrast profile and the well-known net redshift. We show that this effect can be reconstructed from the radiance distribution. This result is compatible with loop models, which assume downflows near both footpoints. Title: Plasma Flows Guided by Strong Magnetic Fields in the Solar Corona Authors: Marsch, Eckart; Tian, Hui; Sun, Jian; Curdt, Werner; Wiegelmann, Thomas Bibcode: 2008ApJ...685.1262M Altcode: In this study new results are presented regarding the relationships between the coronal magnetic field and the intensities and Doppler shifts of ultraviolet emission lines. This combination of magnetic field and spectroscopic data is used here to study material flows in association with the coronal field. We introduce the term "coronal circulation" to describe this flow, and to indicate that the plasma is not static but flows everywhere in the extended solar atmosphere. The blueshifts and redshifts often seen in transition region and coronal ultraviolet emission lines are interpreted as corresponding to upflows and downflows of the plasma on open (funnels) and closed (loops) coronal magnetic field lines, which tightly confine and strongly lead the flows in the low-beta plasma. Evidence for these processes exists in the ubiquitous redshifts mostly seen at both legs of loops on all scales, and the sporadic blueshifts occurring in strong funnels. Therefore, there is no static magnetically stratified plasma in the corona, since panta rhei, but rather a continuous global plasma circulation, being the natural perpetuation of photospheric convection which ultimately is the driver. Title: Cool and Hot Components of a Coronal Bright Point Authors: Tian, H.; Curdt, W.; Marsch, E.; He, J. -S. Bibcode: 2008ESPM...122.113T Altcode: We performed a systematic study of the Doppler shifts and electron densities measured in an EUV bright point (hereafter BP) observed in more than 10 EUV lines with formation temperatures from log(T=K) = 4.5 to 6.3. Those parts of a BP seen in transition region and coronal lines are defined as its cool and hot components, respectively. We find that the transition from cool to hot occurs at a temperature around log(T=K) = 5.7. The two components of the BP reveal a totally different orientation and Doppler-shift pattern, which might result from a twist of the associated magnetic loop system. The analysis of magnetic-field evolution and topology seems to favour a two-stage heating process, in which magnetic cancelation and separator reconnection are powering, respectively, the cool and hot components of the BP. We also found that the electron densities of both components of the BP are higher than those of the surrounding quiet Sun, and comparable to or smaller than active-region densities. Title: On the Efficiency of Nonresonant Ion Heating by Coronal Alfvén Waves Authors: Bourouaine, Sofiane; Marsch, Eckart; Vocks, Christian Bibcode: 2008ApJ...684L.119B Altcode: Nonresonant wave-particle interactions are studied within the framework of quasi-linear theory for the reduced velocity distribution functions of coronal ions. Our parametric study shows that in collisionless low-β plasma, Alfvén waves at low-frequencies (with ω ll Ωi, where Ωi is ion gyrofrequency) can heat ions perpendicularly to the direction of the mean magnetic field. Consequently, a temperature anisotropy can be achieved by the ions, whereby the heavy species are heated more strongly, by a factor of the mass ratio, than the protons. Yet in the lower corona, such wave-induced features will be destroyed by collisions that are still strong there. Although the coronal plasma β is small, Alfvén waves may efficiently heat the nonresonant ions only if their energy is relatively large. The heuristic values of wave energy needed for strong heating are, however, much larger than the ones assumed in previous models and obtained from recent observations. Nevertheless, heating of the ions by low-frequency Alfvén waves can contribute to raising the temperature of the lower solar transition region. Title: The Redshifted Network Contrast - Signature of Coronal Convectio Authors: Curdt, W.; Tian, H.; Dwivedi, B. N.; Marsch, E. Bibcode: 2008ESPM...12.2.92C Altcode: Observations and interpretations of red- and/or blueshifted emission lines from cosmic objects are crucial to understanding the physical processes at work there. The ubiquituous net redshifts of solar transition region (TR) emission lines are known since the Skylab era. Brekke et al. and Chae et al. independently verified this result by analyzing the high spectral resolution observations from the SUMER/SoHO instrument. Both these groups found similar results for the quantitative dependence of the net redshift on line formation temperatures from 30 000 K to 1 MK. To our knowledge, however, a satisfactory physical explanation of the redshift is still a matter of debate. We present a new method to explain the TR red shift, which is based on the radiance-redshift relationship, and which employs the redshift of the network contrast as compared to the position of the emission line itself. In contrast to the earlier work, our indirect method is unique in several ways namely,

(i) it does not require a good wavelength calibration and thus avoids related problems,

(ii) it is independent of the knowledge of the exact rest wavelength, and

(iii) it intimately relies on the physical processes in the solar atmosphere. Title: Modeling of Solar Wind in the Coronal Funnel with Mass and Energy Supplied at 5 Mm Authors: He, J. -S.; Tu, C. -Y.; Marsch, E. Bibcode: 2008SoPh..250..147H Altcode: 2008SoPh..tmp..114H The origin of the solar wind is a long-standing issue in both observational and theoretical studies. To understand how and where in the solar atmosphere the mass and energy of the solar wind are supplied is very important. Previous observation suggests a scenario in which the fast solar wind originates at heights above 5 Mm in the magnetically open funnel, a process that is accompanied by downward flow below 5 Mm, whereby the mass and energy are supplied through reconnection between the open funnel and adjacent closed loops. Based on this scenario, we develop a fluid model to study the solar wind generation under the assumption that mass and energy are deposited in the open funnel at 5 Mm. The mass supply rate is estimated from the mass loss rate as given by the emptying of the side loops as a result of their assumed reconnection with the open funnel. Similarly, the energy input rate is consistent with the energy release rate as estimated from the energy flux associated with the reconnection between the open magnetic funnel and the closed magnetic loops. Following the observations, we not only simulate the plasma flowing upward to form the solar wind but also calculate the downward flow back to the lower atmosphere. This model is a first attempt to study physically the proposed scenario of solar wind origin and gives a new physical illustration of the possible initial deposition and consequent transportation of mass and energy in the coronal funnel. Title: Cool and Hot Components of a Coronal Bright Point Authors: Tian, Hui; Curdt, Werner; Marsch, Eckart; He, Jiansen Bibcode: 2008ApJ...681L.121T Altcode: 2009arXiv0906.3005T We performed a systematic study of the Doppler shifts and electron densities measured in an EUV bright point (hereafter BP) observed in more than 10 EUV lines with formation temperatures from log (T/K) = 4.5 to 6.3. Those parts of a BP seen in transition region and coronal lines are defined as its cool and hot components, respectively. We find that the transition from cool to hot occurs at a temperature around log (T/K) = 5.7. The two components of the BP reveal a totally different orientation and Doppler-shift pattern, which might result from a twist of the associated magnetic loop system. The analysis of magnetic field evolution and topology seems to favor a two-stage heating process, in which magnetic cancellation and separator reconnection are powering, respectively, the cool and hot components of the BP. We also found that the electron densities of both components of the BP are higher than those of the surrounding quiet Sun, and comparable to or smaller than active region densities. Title: Multi-Ion Kinetic Model for Coronal Loop Authors: Bourouaine, Sofiane; Vocks, Christian; Marsch, Eckart Bibcode: 2008ApJ...680L..77B Altcode: A multi-ion kinetic model for a coronal loop is presented, whereby ion heating in the magnetically confined plasma is achieved by absorption of ion-cyclotron waves. We assume that linear Alfvén/cyclotron waves penetrate the loop from its footpoint and directly heat the ions. Then due to electron-ion collisions the electrons can also be heated. Depending on the spatial variation of the mean magnetic field, the model is able to produce warm and hot model loops having features similar to the ones observed in extreme-ultraviolet and soft X-ray emissions in real coronal loops. Furthermore, it is found that a loop with high expansion factor is far from local thermal equilibrium (LTE) and shows remarkable temperature differences between electrons and ions. Also in such a case, the heavy ions (minor ions) are via resonant wave absorption heated more than the protons and helium ions (major background ions), whereby the cyclotron-resonance effect leads to a temperature anisotropy with T > T. However, if the flux tube cross section is nearly homogeneous, temperature isotropy of the ions is maintained in most parts of the loop, and the plasma is nearly in LTE. Title: Coronal Loop Model Including Ion Kinetics Authors: Bourouaine, Sofiane; Vocks, Christian; Marsch, Eckart Bibcode: 2008ApJ...676.1346B Altcode: We present a kinetic coronal loop model including collisions and wave-particle interactions to study the mechanisms of loop heating. The model is based on a quasi-linear treatment of the Vlasov equation for the reduced velocity distribution functions of the protons, which are the only ions considered in the loop plasma. For the energy input into the loop, we assume that linear Alfvén waves penetrate the loop from its footpoints and heat the protons via wave-particle interactions and wave absorption. Through Coulomb collisions between protons and electrons some thermal energy can be transferred to the electrons. It turns out that in such a model protons are hotter than electrons, and the scale length for proton heating along the loop is determined by the dissipation scale of the ion-cyclotron waves. Through the gyrofrequency this scale is connected to the cross section area of the loop and, thus, to the spatial variation of the magnetic field shaping the coronal loop. Furthermore, it is shown that in the case of a nearly homogeneous flux tube cross section, an almost flat temperature profile occurs along the major part of the loop with an enhanced plasma density. These plasma parameter profiles are consistent with those of loops having temperatures between 1 and 1.5 MK as observed in extreme-ultraviolet emission. However, if the magnetic field lines are more strongly diverging from the footpoints to the loop apex, the proton heating is found to be more uniform, resulting in a higher temperature and lower density along the loop. These profiles are similar to those observed in X-ray loops. Title: Drift instabilities in the solar corona within the multi-fluid description Authors: Mecheri, R.; Marsch, E. Bibcode: 2008A&A...481..853M Altcode: 2008arXiv0802.0340M Context: Recent observations have revealed that the solar atmosphere is highly structured in density, temperature, and magnetic field. The presence of these gradients may lead to the appearance of currents in the plasma, which in the weakly collisional corona can constitute sources of free energy for driving micro-instabilities. Such instabilities are very important since they represent a possible source of ion-cyclotron waves that have been conjectured as playing a prominent role in coronal heating, but whose solar origin remains unclear.
Aims: Considering a density stratification transverse to the magnetic field, this paper aims at studying the possible occurrence of gradient-induced plasma micro-instabilities under the conditions typical of coronal holes.
Methods: Taking the WKB (Wentzel-Kramers-Brillouin) approximation into account, we performed the Fourier plane wave analysis using the collisionless multi-fluid model. By neglecting the electron inertia, this model allowed us to take into account ion-cyclotron wave effects that are absent from the one-fluid model of magnetohydrodynamics (MHD). Realistic models of density and temperature, as well as a 2D analytical magnetic-field model, have been used to define the background plasma in the open-field funnel in a polar coronal hole. The ray-tracing theory has been used to compute the ray path of the unstable waves, as well as the evolution of their growth rates during the propagation.
Results: We demonstrate that in typical coronal hole conditions, and when assuming typical transverse density length scales taken from radio observations, the current generated by a relative electron-ion drift provides enough free energy for driving the mode unstable. This instability results from coupling between slow-mode waves propagating in opposite directions. However, the ray-tracing computation shows that the unstable waves propagate upward to only a short distance but then are reflected backward. The corresponding growth rate increases and decreases intermittently in the upward propagating phase, and the instability ceases while the wave is propagating downward.
Conclusions: Drift currents caused by fine structures in the density distribution in the magnetically-open coronal funnels can provide enough energy to drive plasma micro-instabilities, which constitute a possible source of the ion-cyclotron waves that have been invoked for coronal heating. Title: Sizes of transition-region structures in coronal holes and in the quiet Sun Authors: Tian, H.; Marsch, E.; Tu, C. -Y.; Xia, L. -D.; He, J. -S. Bibcode: 2008A&A...482..267T Altcode: 2009arXiv0906.3028T Aims: We study the height variations of the sizes of chromospheric and transition-region features in a small coronal hole and the adjacent quiet Sun, considering images of the intensity, Doppler shift, and non-thermal motion of ultraviolet emission lines as measured by SUMER (Solar Ultraviolet Measurements by Emitted Radiation), together with the magnetic field as obtained by extrapolation from photospheric magnetograms.
Methods: In order to estimate the characteristic sizes of the different features present in the chromosphere and transition region, we have calculated the autocorrelation function for the images as well as the corresponding extrapolated magnetic field at different heights. The Half Width at Half Maximum (HWHM) of the autocorrelation function is considered to be the characteristic size of the feature shown in the corresponding image.
Results: Our results indicate that, in both the coronal hole and quiet Sun, the HWHM of the intensity image is larger than that of the images of Doppler-shift and non-thermal width at any given altitude. The HWHM of the intensity image is smaller in the chromosphere than in the transition region, where the sizes of intensity features of lines at different temperatures are almost the same. But in the upper part of the transition region, the intensity size increases more strongly with temperature in the coronal hole than in the quiet Sun. We also studied the height variations of the HWHM of the magnetic field magnitude B and its component \vert Bz \vert, and found they are equal to each other at a certain height below 40 Mm in the coronal hole. The height variations of the HWHM of \vert Bz/B \vert seem to be consistent with the temperature variations of the intensity size.
Conclusions: Our results suggest that coronal loops are much lower, and magnetic structures expand through the upper transition region and lower corona much more strongly with height in the coronal hole than in the quiet Sun. Title: Electron temperature anisotropy constraints in the solar wind Authors: ŠtveráK, Štěpán; Trávníček, Pavel; Maksimovic, Milan; Marsch, Eckart; Fazakerley, Andrew N.; Scime, Earl E. Bibcode: 2008JGRA..113.3103S Altcode: We have performed a statistical study of a substantial amount of electron data acquired in the solar wind to understand the constraints on electron temperature anisotropy by plasma instabilities and Coulomb collisions. We use a large data set of electron measurements from three different spacecraft (Helios I, Cluster II, and Ulysses) collected in the low ecliptic latitudes covering the radial distance from the Sun from 0.3 up to 4 AU. We estimate the electron temperature anisotropy using fits of the measured electron velocity distribution functions acquired in situ. We use a two population (core and halo) analytical model and properties of both populations are studied separately. We examine all the acquired data in terms of temperature anisotropy versus parallel electron plasma beta, and we relate the measurements to the growth rates of unstable modes. The effect of Coulomb collisions is expressed by the electron collisional age Ae defined as the number of collisions suffered by an electron during the expansion of the solar wind. We show that both instabilities and collisions are strongly related to the isotropisation process of the electron core population. In addition we examine the radial evolution of these effects during the expansion of the solar wind. We show that the bulk of the solar wind electrons are constrained by Coulomb collisions, while the large departures from isotropy are constrained by instabilities. Title: Proton Core Heating and Beam Formation via Parametrically Unstable Alfvén-Cyclotron Waves Authors: Araneda, Jaime A.; Marsch, Eckart; F. -Viñas, Adolfo Bibcode: 2008PhRvL.100l5003A Altcode: Vlasov theory and one-dimensional hybrid simulations are used to study the effects that compressible fluctuations driven by parametric instabilities Alfvén-cyclotron waves have on proton velocity distributions. Field-aligned proton beams are generated during the saturation phase of the wave-particle interaction, with a drift speed which is slightly greater than the Alfvén speed and is maintained until the end of the simulation. The main part of the distribution becomes anisotropic due to phase mixing as is typically observed in the velocity distributions measured in the fast solar wind. We identify the key instabilities and also find that, even in the parameter regime where fluid theory appears to be appropriate, strong kinetic effects still prevail. Title: Signature of mass supply to quiet coronal loops Authors: Tian, H.; Tu, C. -Y.; Marsch, E.; He, J. -S.; Zhou, G. -Q. Bibcode: 2008A&A...478..915T Altcode: 2009arXiv0906.3007T Aims:The physical implication of large blue shift of Ne viii in the quiet Sun region is investigated in this paper.
Methods: We compare the significant Ne viii blue shifts, which are visible as large blue patches on the Doppler-shift map of a middle-latitude quiet-Sun region observed by SUMER, with the coronal magnetic-field structures as reconstructed from a simultaneous photospheric magnetogram by means of a force-free-field extrapolation.
Results: We show for the first time that coronal funnels also exist in the quiet Sun. The region studied contains several small funnels that originate from network lanes, expand with height and finally merge into a single wide open-field region. However, the large blue shifts of the Ne viii line are not generally associated with funnels. A comparison between the projections of coronal loops onto the solar x{-}y-plane and the Ne viii dopplergram indicates that there are some loops that reveal large Ne viii blue shifts in both legs, and some loops with upflow in one and downflow in the other leg.
Conclusions: Our results suggest that strong plasma outflow, which can be traced by large Ne viii blue shift, is not necessarily associated with the solar wind originating in coronal funnels but appears to be a signature of mass supply to coronal loops. Under the assumption that the measured Doppler shift of the Ne viii line represents the real outflow velocity of the neon ions being markers of the proton flow, we estimate the mass supply rate to coronal loops to be about 1034 s-1. Title: Space weather explorer The KuaFu mission Authors: Schwenn, R.; Donovan, E.; Marsch, E.; Wang, J. -S.; Xia, L. -D.; Zhang, Y. -W.; KuaFu Working Team Bibcode: 2008AdSpR..41..190S Altcode: The KuaFu mission is designed to explore the physical processes that are responsible for space weather, complementing planned in situ and ground-based programs, and also to make an essential contribution to the space weather application. KuaFu encompasses three spacecraft. KuaFu-A will be located at the L1 libration point and have instruments to observe solar extreme ultraviolet (EUV) and far ultraviolet (FUV) emissions and white-light coronal mass ejections (CMEs), and to measure radio waves, the local plasma and magnetic field, and high-energy particles. KuaFu-B1 and KuaFu-B2 will be in elliptical polar orbits chosen to facilitate continuous (24 h per day 7 days per week) observation of the northern polar aurora oval and the inner magnetosphere. The KuaFu mission is designed to observe globally the complete chain of disturbances from the solar atmosphere to geospace, including solar flares, CMEs, interplanetary clouds, shock waves, and their geo-effects, with a particular focus on dramatic space weather events such as magnetospheric substorms and magnetic storms. The mission start is targeted for the next solar maximum with launch hoped for in 2012. The initial mission lifetime will be 3 years. The overall mission design, instrument complement, and incorporation of recent technologies will advance our understanding of the physical processes underlying space weather, solve several key outstanding questions including solar CME initiation, Earth magnetic storm and substorm mechanisms, and advance our understanding of multi-scale interactions in and system-level behavior of our Sun Earth space plasma system. Title: Propiedades turbulentas de la heliosfera interna Authors: Ruiz, M. E.; Dasso, S.; Matthaeus, W. H.; Marsch, E.; Weygand, J. M. Bibcode: 2008BAAA...51...35R Altcode: The dynamical evolution of solar and galactic cosmic rays in the heliosphere is significantly affected by the magnetic conditions of the medium. These effects arise mainly from a combination of (i) the large-scale magnetic field configuration (which just acts as a guide for charged particles) and (ii) the small-scale fluctuations (which cause abrupt changes in their energy and/or momentum, known as wave-particle interaction). Magnetic fluctuations developed in the system in a spatial range larger than the ion skin depth can be modeled using the framework of MHD turbulence. In this work, we present a study of the turbulent properties in the inner heliosphere (solar wind between 0.3 and 1 astronomical unit) based on modeling in situ plasma and magnetic observations collected by Helios 1 and Helios 2 spacecraft throughout one full eleven-year solar cycle. In particular we study the magnetic anisotropy properties in the inertial range.

FULL TEXT IN SPANISH Title: Sizes and heights of magnetic structures in the solar transition region as observed in ultraviolet emission lines at different temperatures Authors: Marsch, Eckart; Tian, Hui; Tu, Chuanyi; He, Jiansen; Zhou, G. -Q.; Xia, Lidong Bibcode: 2008cosp...37.1922M Altcode: 2008cosp.meet.1922M We investigate the height variations of the sizes of transition-region (TR) features in a small coronal hole and the adjacent quiet Sun, thereby considering images of the intensity, Doppler shift, and non-thermal motion of ultraviolet emission lines as measured by SUMER (Solar Ultraviolet Measurements by Emitted Radiation), together with the magnetic field as obtained by extrapolation from photospheric magnetograms. In order to estimate the sizes of different features present in the upper chromosphere and TR, we have calculated the autocorrelation function for the images as well as the corresponding extrapolated magnetic field at different heights. The half width at half maximum of the autocorrelation function is considered as the characteristic size of a feature shown in the corresponding image, and found in the intensity image to be smaller in the upper chromosphere than the TR. Through a correlation analysis of the emission pattern with the magnetic field (network and carpet of loops), the so-called correlation height of the emission can be determined. A detailed comparison is made of the coronal magnetic field obtained by extrapolation with the radiances of many ultraviolet lines, which are emitted by ions of various elements in different ionization stages, corresponding to different local coronal temperatures. At mesoscopic scales of several megameters the regions with strong emission (originating from multiple small closed loops) are found to be located at low heights, whereas weak emissions (coming from locally open, i.e. far reaching fields) appear to originate at greater heights. Our analysis confirms the notion that plasma at different temperature can coexist at the same height, and that the TR is not thermally stratified but strongly nonuniform and magnetically structured. Title: Proton heating and beam formation via parametrically unstable Alfven-cyclotron waves Authors: Marsch, Eckart; Araneda, Jaime; -Vinas, Adolfo F. Bibcode: 2008cosp...37.1923M Altcode: 2008cosp.meet.1923M Vlasov theory and one-dimensional hybrid simulations are used to study the effects that compressible fluctuations driven by parametric instabilities of Alfvén/cyclotron waves have on proe ton velocity distributions. Field-aligned proton beams are generated during the saturation phase of the wave-particle interaction, with a drift speed which is slightly greater than the Alfvén speed and is maintained until the end of the simulation. The main part of the dise tribution becomes anisotropic due to phase mixing as is typically observed in the velocity distributions measured in the fast solar wind. We identify the key instabilities and also find that even in the parameter regime, where fluid theory appears to be appropriate, strong kinetic effects still prevail. Title: A model of the solar wind driven by supergranular circulation Authors: Tu, Chuanyi; Tian, Hui; He, Jiansen; Marsch, Eckart Bibcode: 2008cosp...37.3238T Altcode: 2008cosp.meet.3238T The scenario for the origin of the solar wind driven by the supergranular circulation as suggested by Tu et al. (2005) is tested with model calculation and data analysis. This scenario assumes that the fast solar wind originates at heights above 5 Mm in magnetically open funnels in corona holes. Mass and energy are supplied to the solar wind through reconnection of open field lines in the funnels with closed loops advected by the supergranular circulation to the reconnection sites. To test this scenario, we developed a one-dimensional one-fluid model with mass flux and energy flux supplied at 5 Mm to mimic the result expected from field-line reconnections. The upward flow and the downward flow resulting from this model are shown to be consistent with the blueshift of Ne VIII and redshift of Si II observed by SUMMER on SOHO. The mass and energy supply rates required by the model are shown to be consistent with the mass and energy delivery rates due to reconnection between magnetic loops in the intra-network region and open magnetic funnel at the network intersections. The model calculations support the scenario of the solar wind being driven by supergranular circulation. A discussion of a possible mechanism for the solar wind origin in the quiet sun is also given, where the solar wind is suggested to start flowing outward at a height of 20 Mm, which is higher than the emission height of Ne VIII ( 5 Mm). We found that Ne VIII blueshifts can occur at both legs of some closed loops, which suggests that mass can be supplied upward to the corona from both footpoints. Tu, C.-Y., Zhou, C., Marsch, E., Xia, L.-D., Zhao, L., Wang, J.-X., and Wilhelm, K., Solar wind origin in coronal funnels, Science, 308, 519, 2005. Title: A Statistical Analysis of Shock Wave Extension in the Inner Heliosphere as observed by the two Helios probes Authors: de Lucas, Aline; Schwenn, Rainer; Marsch, Eckart; Dal Lago, Alisson; Clúa de Gonzalez, Alicia L.; Gonzalez Alarcon, Walter Demétrio Bibcode: 2008cosp...37..661D Altcode: 2008cosp.meet..661D The two Helios probes traveled at variable longitudinal and radial separations through the inner heliosphere. They collected most valuable high resolution plasma data for an entire solar cycle. The mission is still so successful that no other missions will collect the same kind of data in the next 20 years. One of the subjects studied after the success of the Helios mission was the identification of more than 390 shock waves driven by Interplanetary Coronal Mass Ejections (ICMEs). Combining the data from both probes, we make a statistical study for the extension of the shock waves in the interplanetary medium. For longitudinal separations of 90° we found a cutoff value at this angular separation. A shock has 50 Title: Strahl properties in the solar wind: Observations Authors: Stverak, S.; Maksimovic, M.; Travnicek, P.; Marsch, E.; Fazakerley, A. N.; Scime, E. E. Bibcode: 2007AGUFMSH21A0293S Altcode: We have performed a statistical study of a substantial amount of electron data acquired in the solar wind to describe the properties of the strahl electron population. We use a large data set of electron measurements from three different spacecraft (HELIOS I, CLUSTER II and ULYSSES) collected in the low ecliptic latitudes covering the radial distance from the Sun from 0.3 up to 4 AU. Beside the thermal core, the electron velocity distribution functions in the solar wind typically exhibit two non-thermal features: supra thermal tails known as the halo population and the strahl. This last component is highly aligned in the direction parallel to the interplanetary magnetic field and is largely moving away from the Sun. Even thought it comprises less than a few percents of the total number density, it is important to study some important solar wind plasma properties. Thanks its attributes, the strahl is responsible for the main part of the electron heat flux and it can also provide a possible source of electron kinetic plasma instabilities. We fit the observed distribution functions with analytical models. The resulting characteristics are compared with other electron properties in order to study their possible correlations. In addition we examine the radial evolution of these characteristics during the expansion of the solar wind. Title: The evolution of the solar wind proton temperature anisotropy from 0.3 to 2.5 AU Authors: Matteini, L.; Hellinger, P.; Landi, S.; Pantellini, F.; Maksimovic, M.; Velli, M.; Goldstein, B. E.; Marsch, E. Bibcode: 2007AGUFMSH21A0287M Altcode: We report an analysis of the proton temperature anisotropy evolution from 0.3 to 2.5 AU based on the Helios and Ulysses observations. With increasing distance, the fast wind data show a path in the parameter space (βallel p,T\perp p/Tallel p), and the first part of the trajectory is well described by an anticorrelation between the temperature anisotropy T\perp p/Tallel p and the proton parallel beta, while after 1 AU the evolution with distance in the parameter space changes and the data result in agreement with the constraints derived by a fire hose instability. The slow wind data show a more irregular behavior, and in general it is not possible to recover a single evolution path. However, on small temporal scale we find that different slow streams populate different regions of the parameter space, and this suggests that when considering single streams also the slow wind follows some possible evolution path. Title: Observations of the Sun at Vacuum-Ultraviolet Wavelengths from Space. Part II: Results and Interpretations Authors: Wilhelm, Klaus; Marsch, Eckart; Dwivedi, Bhola N.; Feldman, Uri Bibcode: 2007SSRv..133..103W Altcode: In Part I of this review, the concepts of solar vacuum-ultraviolet (VUV) observations were outlined together with a discussion of the space instrumentation used for the investigations. A section on spectroradiometry provided some quantitative results on the solar VUV radiation without considering any details of the solar phenomena leading to the radiation. Here, in Part II, we present solar VUV observations over the last decades and their interpretations in terms of the plasma processes and the parameters of the solar atmosphere, with emphasis on the spatial and thermal structures of the chromosphere, transition region and corona of the quiet Sun. In addition, observations of active regions, solar flares and prominences are included as well as of small-scale events. Special sections are devoted to the elemental composition of the solar atmosphere and theoretical considerations on the heating of the corona and the generation of the solar wind. Title: Coronal ion-cyclotron beam instabilities within the multi-fluid description Authors: Mecheri, R.; Marsch, E. Bibcode: 2007A&A...474..609M Altcode: 2007arXiv0706.0752M Context: Spectroscopic observations and theoretical models suggest resonant wave-particle interactions, involving high-frequency ion-cyclotron waves, as the principal mechanism for heating and accelerating ions in the open coronal holes. However, the mechanism responsible for the generation of the ion-cyclotron waves remains unclear. One possible scenario is that ion beams originating from small-scale reconnection events can drive micro-instabilities that constitute a possible source for the excitation of ion-cyclotron waves.
Aims: We use the multi-fluid model in the low-β coronal plasma to study ion beam-driven electromagnetic instabilities. By neglecting the electron inertia this model allows one to take into account ion-cyclotron wave effects that are absent from the one-fluid magnetohydrodynamics (MHD) model. Realistic models of density and temperature as well as a 2-D analytical magnetic field model are used to define the background plasma in the open-field funnel region of a polar coronal hole.
Methods: Taking into account the WKB (Wentzel-Kramers-Brillouin) approximation, a Fourier plane-wave linear mode analysis is employed to derive the dispersion relation. The ray-tracing theory is used to compute the ray path of the unstable wave as well as the evolution of the growth rate of the wave while propagating in the coronal funnel.
Results: We demonstrate that in typical coronal hole conditions and assuming realistic values of the beam velocity, the free energy provided by the ion beam propagating parallel to the ambient field can drive micro-instabilities through resonant ion-cyclotron excitation. Title: Evolution of the solar wind proton temperature anisotropy from 0.3 to 2.5 AU Authors: Matteini, Lorenzo; Landi, Simone; Hellinger, Petr; Pantellini, Filippo; Maksimovic, Milan; Velli, Marco; Goldstein, Bruce E.; Marsch, Eckart Bibcode: 2007GeoRL..3420105M Altcode: We report an analysis of the proton temperature anisotropy evolution from 0.3 to 2.5 AU based on the Helios and Ulysses observations. With increasing distance the fast wind data show a path in the parameter space (β $\parallel$ p , T $\perp$ p /T $\parallel$ p ). The first part of the trajectory is well described by an anticorrelation between the temperature anisotropy T $\perp$ p /T $\parallel$ p and the proton parallel beta, while after 1 AU the evolution with distance in the parameter space changes and the data result in agreement with the constraints derived by a fire hose instability. The slow wind data show a more irregular behavior, and in general it is not possible to recover a single evolution path. However, on small temporal scale we find that different slow streams populate different regions of the parameter space, and this suggests that when considering single streams also the slow wind follows some possible evolution path. Title: Can the solar wind originate from a quiet Sun region? Authors: He, J. -S.; Tu, C. -Y.; Marsch, E. Bibcode: 2007A&A...468..307H Altcode: Context: It is well known that the fast solar wind originates from coronal holes (CHs). However, the question whether it can also originate from quiet Sun regions has not yet been answered.
Aims: To study this problem we analyze SOHO data obtained from observations made in a quiet Sun area. The data set includes far-ultraviolet data from SUMER, magnetic field data from MDI, and extreme-ultraviolet data from EIT.
Methods: We make a potential-field extrapolation of the coronal magnetic field and calculate the field lines from the photosphere up to 80 Mm height. Those field lines which can be traced from the bottom to the top of the extrapolation box are called (locally) open field lines. By a combined analysis of the coronal magnetic field structures inferred from MDI data, the flows indicated by the Ne viii Doppler shifts in the SUMER data, and the Fe xii radiance images from EIT, it is possible to study this problem in depth.
Results: We find that most of the sites with plasma outflow, which can be recognized by the Ne viii blue shift, are not located in regions with an open magnetic field. Most likely, these outflows just correspond to plasma being delivered to magnetic loops. It is further found that, in a cross-section plane located at a height of 25 Mm, the pattern of open field lines intersecting that plane is consistent with the dark pattern of low radiance in the image of the Fe xii 19.5 nm line. Usually, small dark regions are considered to represent small CHs, and thus are assumed to be sources of the solar wind. However, since here the source of the low emission appears to be located at a height of only 25 Mm, it seems more likely that this radiation originates near the foot points of large coronal loops.
Conclusions: Previous results obtained at middle latitudes on the quiet Sun indicated that sizable outflow velocities occur at the intersections of the network boundaries. This finding is also confirmed here. However, we could not identify most of these intersections as sources of the solar wind. Only a few small outflow regions might be sources. Yet, one dark area that we found on the EIT map seems to be connected with open field lines, and therefore it could be a source of the solar wind. Title: Collisionless damping of parametrically unstable Alfvén waves Authors: Araneda, J. A.; Marsch, E.; ViñAs, A. F. Bibcode: 2007JGRA..112.4104A Altcode: 2007JGRA..11204104A Linear Vlasov theory and one-dimensional hybrid simulations are used to study the parametric instabilities of a circularly polarized parallel propagating Alfvén wave in a homogeneous, magnetized, and collisionless plasma. We discuss the linear and the weakly nonlinear development of the instabilities of the Alfvén waves, including kinetic effects, and investigate the structure, the growth, and the damping of the driven ion acoustic-like waves. The dispersion relation reproduces the fluid characteristics of the instabilities in the case that protons are cold but contains an infinite number of roots in the general case. We show that at low proton plasma βpp ≈ 0.1), kinetic effects break the degeneracy of the mode-coupling solutions of the fluid theory, and we unambiguously identify the growing and the damped modes. We find that contrary to traditional thought, kinetic effects are important even for very low-βp in the late stages of the linear evolution, leading to a dephasing effect between the plasma pressure and the density fluctuations. The relevance of the results to the experimental identification of the instabilities, to the generation of local turbulence, and to the reduction of cross helicity in the solar wind are pointed out. Title: Correlation Height of the Source Region of Si II Emission Lines in Coronal Hole Regions Authors: Zhou, Gui-qing; He, Jian-sen; Tu, Chuan-yi; Marsch, E. Bibcode: 2007ChA&A..31..137Z Altcode: The height of the source region of Si II emission lines characterizes the height of the bottom layer of solar atmosphere's transition region. The correlation analysis of the intensities of ultraviolet spectral lines and the threedimensional structure of magnetic field yielded by force-free extrapolation is a new method for determining the height of ultraviolet emission lines' source region. It has been found that the height thus obtained is larger than that given by traditional viewpoint. Because the existing numerical analyses with this method are scarce, this result has to be further verified with more observational materials. In this work, this method is applied to the Si II emission lines observed by SOHO/SUMER for the solar surface region beneath the solar coronal hole at southern pole and to the magnetic fields measured by National Solar Observatory/Kitt Peak (NSO/KP) in U.S.A. The correlation height of the source region of Si II emission lines in coronal hole region is approximately 5.0 Mm. This result supports the conclusion that the height of the bottom layer of transition region in coronal hole region is larger than that in quiet regions. Moreover, some new phenomena have been discovered and their causes are probed. Title: Diffusion plateaus in the velocity distributions of fast solar wind protons Authors: Heuer, M.; Marsch, E. Bibcode: 2007JGRA..112.3102H Altcode: 2007JGRA..11203102H In a collisionless plasma, such as the fast solar wind, wave-particle interactions play the decisive role in determining the shape of particle velocity distribution functions (VDFs). In this paper we provide observational evidence for cyclotron-resonant interaction of ion cyclotron Alfvén waves, which propagate outward from the Sun along the interplanetary magnetic field, with fast solar wind protons. According to quasi-linear theory, the protons thereby diffuse in velocity space, a process leading to the formation of plateaus in the VDF. This diffusion plateau formation naturally explains the observed thermal anisotropies in the core of the proton VDFs. In this respect, we investigated a large number of data from several distinct fast solar wind streams between 0.3 and 1 AU. All measurements were made on Helios 2 during the solar minimum in 1976 and 1977. The proton VDFs as provided by the plasma instrument are modeled by a superposition of multiple Gaussians, such that the plasma dispersion relation for parallel propagating cyclotron waves can readily be solved numerically. Thus the details of the proton VDFs are well represented and are reflected in the dispersion relation, which makes our analysis as self-consistent as possible. Proton thermal effects on the wave dispersion relation are naturally taken into account. Title: T he Lower Transition Region As Seen In The H I Lyman-α Line Authors: Teriaca, L.; Schühle, U.; Solanki, S. K.; Curdt, W.; Marsch, E. Bibcode: 2007ESASP.641E..84T Altcode: The SUMER spectrometer aboard SOHO has been used to acquire several raster images and temporal series of quiet-Sun targets at both disk centre and the limb. Spectra have been recorded simultaneously in the H I Lyman α and the Si III 120.6 nm line. Both spatial and temporal maps of the integrated radiances appear very similar in the two lines, despite the huge difference in optical thickness, a result showing the H I Lyman α to be a good diagnostic of the dynamics and morphology of the lower transition region. Oscillations can be detected and studied at all observed locations. At disk centre, the 3 minute oscillations are sporadically observed in the inter-network but also at locations at the edges of network lanes, while 5 minute oscillations clearly dominate the network. At the limb, evidence of 3 to 5 minute oscillations is found at the base of spicules. Moreover, H I Lyman α spectra shows a high degree of variability, revealing also the signature of explosive events. The combination of high spectral purity images and slit spectra in the H I Lyman α line would therefore be an exceptional new tool to investigate the nature of the solar transition region. This line is therefore of interest for both, a high resolution channel in the EUI instrument and for the EUS spectrometer. Title: T he Lower Transitio n Region As Seen In The H I Lyman-α Line. Authors: Teriaca, L.; Schühle, U.; Solanki, S. K.; Curdt, W.; Marsch, E. Bibcode: 2007ESASP.641E..36T Altcode: The SUMER spectrometer aboard SOHO has been used to acquire several raster images and temporal series of quiet-Sun targets at both disk centre and the limb. Spectra have been recorded simultaneously in the H I Lyman α and the Si III 120.6 nm line. Both spatial and temporal maps of the integrated radiances appear very similar in the two lines, despite the huge difference in optical thickness, a result showing the H I Lyman α to be a good diagnostic of the dynamics and morphology of the lower transition region. Oscillations can be detected and studied at all observed locations. At disk centre, the 3 minute oscillations are sporadically observed in the inter-network but also at locations at the edges of network lanes, while 5 minute oscillations clearly dominate the network. At the limb, evidence of 3 to 5 minute oscillations is found at the base of spicules. Moreover, H I Lyman α spectra shows a high degree of variability, revealing also the signature of explosive events. The combination of high spectral purity images and slit spectra in the H I Lyman α line would therefore be an exceptional new tool to investigate the nature of the solar transition region. This line is therefore of interest for both, a high resolution channel in the EUI instrument and for the EUS spectrometer. Title: EUI, The Ultraviolet Imaging Telescopes Of Solar Orbiter Authors: Hochedez, J. -F.; Appourchaux, T.; Defise, J. -M.; Harra, L. K.; Schühle, U.; Auchère, F.; Curdt, W.; Hancock, B.; Kretzschmar, M.; Lawrence, G.; Leclec'h, J. -C.; Marsch, E.; Mercier, R.; Parenti, S.; Podladchikova, E.; Ravet, M. -F.; Rochus, P.; Rodriguez, L.; Rouesnel, F.; Solanki, S.; Teriaca, L.; Van Driel, L.; Vial, J. -C.; Winter, B.; Zhukov, A. Bibcode: 2007ESASP.641E..33H Altcode: The scientific objectives of Solar Orbiter rely ubiquitously on EUI, its suite of solar atmosphere imaging telescopes. In the configuration discussed here, EUI includes three co-aligned High Resolution Imagers (HRI) and one Full Sun Imager (FSI). FSI and two HRIs observe in extreme ultraviolet passbands, dominated by coronal emission. Another HRI is designed for the hydrogen Lyman α radiation in the far UV, imaging the Chromosphere and the lower Transition Region. The current EUI design and some of its development challenges are highlighted. EUI profits from co-rotation phases, solar proximity and departure from the ecliptic. In synergy with the other S.O. payload, EUI probes the dynamics of the solar atmosphere, provides context data for all investigations and helps to link in-situ and remote-sensing observations. In short, it serves all four top-level goals of the mission. For these reasons, the EUI suite is keenly anticipated in the European scientific community and beyond. Title: S olar Orbiter Neutral Solar Wind Detector Authors: Hilchenbach, M.; Orsini, S.; Hsieh, K. C.; Antonucci, E.; Barabash, S.; Bamert, K.; Bruno, R.; Collier, M. R.; Czechowski, A.; D'Amicis, R.; De Angelis, E.; Dandouras, I.; Di Lellis, A. M.; Esser, R.; Giacalone, J.; Gruntman, M.; Habbal, S. R.; Jokipii, J. R.; Kallio, E.; Kota, J.; Kucharek, H.; Leoni, R.; Livi, S.; Mann, I.; Marsch, E.; Massetti, S.; Milillo, A.; Möbius, E.; Mura, A.; Sheldon, R. B.; Schmidt, W.; Selci, S.; Szego, K.; Woch, J.; Wurz, P.; Zanza, V.; Zurbuchen, T. H. Bibcode: 2007ESASP.641E..46H Altcode: Neutral hydrogen atoms, which give rise to the prominent so lar Ly-α corona, are closely coup led to the emerging solar-wind plasma. The density ratio of neutral hydrogen to protons is minute, ~10-6; therefore, the neutral atoms are tracers in the solar wind. In-situ observations of the neutral atoms, their flight paths (imag ing), density, and velocity distribu tions are a new tool to the understanding of the Ly-α corona, i.e. setting limits on the plasma velocity distribution along the solar magnetic field lines. The other goal of the neutral solar- wind instrumentation is the in-situ observation of the interactions between solar wind plasma and dust grains near the Sun. We will discuss the science objectives and the potential "zero charge" solar-wind instrument envelope onboard Solar Orbiter . Title: Ray tracing of ion-cyclotron waves in a coronal funnel Authors: Mecheri, R.; Marsch, E. Bibcode: 2007msfa.conf..355M Altcode: 2007arXiv0706.0936M Remote observations of coronal holes have strongly implicated the kinetic interactions of ion-cyclotron waves with ions as a principal mechanism for plasma heating and acceleration of the fast solar wind. In order to study these waves, a linear perturbation analysis is used in the work frame of the collisionless multi-fluid model. We consider a non-uniform background plasma describing a funnel region and use the ray tracing equations to compute the ray path of the waves as well as the spatial variation of their properties. Title: Status Of Knowledge After Helios, Ulysses And SOHO Of The Microstate Of The Coronal And Solar-Wind Plasma Authors: Marsch, E. Bibcode: 2007ESASP.641E...4M Altcode: One main goal of Solar Orbiter is to determine the properties, dynamics and interactions of plasma, fields and particles in the near-Sun heliosphere. In this review we will address the kinetic plasma physics of the solar wind, with emphasis on the present state of empirical knowledge and theoretical understanding. The in-situ measurements of solar-wind particles and plasma waves are discussed, as well as the results obtained by remote- sensing of the solar corona by means of ultraviolet spectroscopy and imaging. To explain coronal and interplanetary heating, and generally transport phenomena, the dissipation at small scales of various forms of mechanical, electric and magnetic energy (contained in nonthermal particles, waves and turbulence) must be addressed. We discuss, besides the effects of Coulomb collisions, important kinetic processes such as wave-particle interactions through Landau or cyclotron-resonant absorption and emission of plasma waves and some related microinstabilities. Promising areas and future perspectives for research to be done with Solar Orbiter are identified. Title: Emission heights of coronal bright points on Fe XII radiance map Authors: Tian, H.; Tu, C. -Y.; He, J. -S.; Marsch, E. Bibcode: 2007AdSpR..39.1853T Altcode: 2009arXiv0907.4954T The study of coronal bright points (BPs) is important for understanding coronal heating and the origin of the solar wind. Previous studies indicated that coronal BPs have a highly significant tendency to coincide with magnetic neutral lines in the photosphere. Here we further studied the emission heights of the BPs above the photosphere in the bipolar magnetic loops that are apparently associated with them. As BPs are seen in projection against the disk their true emission heights are unknown. The correlation of the BP locations on the Fe XII radiance map from EIT with the magnetic field features (in particular neutral lines) was investigated in detail. The coronal magnetic field was determined by an extrapolation of the photospheric field (derived from 2-D magnetograms obtained from the Kitt Peak observatory) to different altitudes above the disk. It was found that most BPs sit on or near a photospheric neutral line, but that the emission occurs at a height of about 5 Mm. Some BPs, while being seen in projection, still seem to coincide with neutral lines, although their emission takes place at heights of more than 10 Mm. Such coincidences almost disappear for emissions above 20 Mm. We also projected the upper segments of the 3-D magnetic field lines above different heights, respectively, on to the tangent x- y plane, where x is in the east-west and y in the south-north direction. The shape of each BP was compared with the respective field-line segment nearby. This comparison suggests that most coronal BPs are actually located on the top of their associated magnetic loops. Finally, we calculated for each selected BP region the correlation coefficient between the Fe XII intensity enhancement and the horizontal component of the extrapolated magnetic field vector at the same x- y position in planes of different heights, respectively. We found that for almost all the BP regions we studied the correlation coefficient, with increasing height, increases to a maximal value and then decreases again. The height corresponding to this maximum was defined as the correlation height, which for most bright points was found to range below 20 Mm. Title: Proceedings of The Second Solar Orbiter Workshop Authors: Marsch, E.; Tsinganos, K.; Marsden, R.; Conroy, L. Bibcode: 2007ESASP.641E....M Altcode: No abstract at ADS Title: T he Solar Wind Proton And Alpha Sensor For The Solar Orbiter Authors: McComas, D. J.; Desai, M. I.; Allegrini, F.; Berthomier, M.; Bruno, R.; Louarn, P.; Marsch, E.; Owen, C. J.; Schwadron, N. A.; Zurbuchen, T. H. Bibcode: 2007ESASP.641E..40M Altcode: The primary scientific objective of the Solar Wind- Proton and Alpha Sensor (SW-PAS) for the Solar Orbiter (SO) mission is to provide observations of kinetic and fluid properties of the bulk solar wind plasma that will ultimately lead to new discoveries and improved understanding of coronal heating, the origin and acceleration of the solar wind, and the seed population of solar proton events. Specifically, the SW- PAS will measure the 3-D velocity distribution functions of solar wind and suprathermal protons and - particles between 200 eV/q-20 keV/q energy range at high temporal resolution. In this paper, we outline the main scientific goals, instrument concept, and critical issues required for the design and development of the SW-PAS sensor. Title: Electron Anisotropy Constraint in the Solar Wind Authors: Stverak, S.; Travnicek, P.; Maksimovic, M.; Marsch, E.; Fazakerley, A. N.; Scime, E. E. Bibcode: 2006AGUFMSH53A1482S Altcode: We present a statistical study of solar wind electrons using data from several spacecrafts missions (HELIOS-I, CLUSTER-II and ULYSSES) collected in the ecliptic plane covering the radial distance from the Sun from 0.3 up to 4 AU. We focused on the electron temperature anisotropy which control mechanisms are still not well understood. For this purpose we looked at the temperature anisotropy as a function of two important parameters, namely the electron collisional age A_e defined as a number of collision suffered by an electron during the expansion of the solar wind and the electron parallel plasma beta β||, to see whether the electrons are constrained by some instabilities or driven by collisions. The radial evolution of these relations were also examined. The temperature anisotropy was computed by fitting the measured electron velocity distribution functions (eVDF) with a core-halo model defined as a sum of a bi-Maxwellian and a bi-Kappa function representing the core and halo population respectively. Title: Magnetic structure of the solar transition region as observed in various ultraviolet lines emitted at different temperatures Authors: Marsch, E.; Zhou, G. -Q.; He, J. -S.; Tu, C. -Y. Bibcode: 2006A&A...457..699M Altcode: Aims.The structure of the solar transition region (TR) in a polar coronal hole of the Sun is studied. In particular, the detailed association of the coronal magnetic field (carpet) with the radiance patterns of the TR, when seen in various far ultraviolet (FUV) emission lines, is investigated.
Methods: .A detailed comparison is made of the coronal magnetic field, as obtained by extrapolation of the NSO/Kitt-Peak photospheric field to heights of several tens of megameters, with the radiances of many FUV lines, which are emitted by ions of various elements at different ionization stages, corresponding to different local coronal temperatures. By a correlation analysis of the emission pattern with the magnetic field (network and carpet of loops), the so-called correlation height of the emission can be determined. By its help and through a correlation analysis the magnetic nature of the emission regions and the temperature structure of the TR can be better revealed and understood.
Results: .In particular, at mesoscopic scales of several megameters the regions with strong emission (originating from multiple small closed loops) are found to be located at low heights, whereas weak emissions (coming from locally open, i.e. far reaching fields) appear to originate at greater heights. These findings are consistent with similar results obtained at large scales for large-size loops and big coronal holes.
Conclusions: .Our correlation-height analysis of the emission lines confirms the notion that plasma at different temperature can coexist at the same height. The TR is not thermally stratified but strongly nonuniform and magnetically structured. Title: On the Structure of the Solar Transition Region Authors: Marsch, E.; Zhou, G. -Q.; He, J. -S.; Tu, C. -Y. Bibcode: 2006ESASP.617E.100M Altcode: 2006soho...17E.100M No abstract at ADS Title: Plasma Outflows and Open Magnetic Fields in a Quiet-Sun Region Authors: Tu, C. -Y.; He, J. -S.; Marsch, E. Bibcode: 2006ESASP.617E..99T Altcode: 2006soho...17E..99T No abstract at ADS Title: Drift-Instabilities in a Coronal Funnel Within the Multi-Fluid Description Authors: Mecheri, R.; Marsch, E. Bibcode: 2006ESASP.617E.103M Altcode: 2006soho...17E.103M No abstract at ADS Title: Solar Microscopy: Unveiling the Sun's Basic Physical Processes at their Intrinsic Scales Authors: Solanki, S. K.; Marsch, E. Bibcode: 2006ESASP.617E..34S Altcode: 2006soho...17E..34S No abstract at ADS Title: On the Role of the Parallel Proton Fire Hose Instability in the Expanding Solar Wind: Simulations and Observations Authors: Matteini, L.; Landi, S.; Hellinger, P.; Velli, M.; Maksimovic, M.; Pantellini, F.; Marsch, E. Bibcode: 2006ESASP.617E.101M Altcode: 2006soho...17E.101M No abstract at ADS Title: The Dynamic Nature of the Lower Transition Region as Revealed by Spectroscopy of the Hydrogen Lyman-α Line Authors: Teriaca, L.; Schühle, U.; Solanki, S. K.; Curdt, W.; Marsch, E. Bibcode: 2006ESASP.617E..77T Altcode: 2006soho...17E..77T No abstract at ADS Title: Kinetic Physics of the Solar Corona and Solar Wind Authors: Marsch, Eckart Bibcode: 2006LRSP....3....1M Altcode: Kinetic plasma physics of the solar corona and solar wind are reviewed with emphasis on the theoretical understanding of the in situ measurements of solar wind particles and waves, as well as on the remote-sensing observations of the solar corona made by means of ultraviolet spectroscopy and imaging. In order to explain coronal and interplanetary heating, the micro-physics of the dissipation of various forms of mechanical, electric and magnetic energy at small scales (e.g., contained in plasma waves, turbulences or non-uniform flows) must be addressed. We therefore scrutinise the basic assumptions underlying the classical transport theory and the related collisional heating rates, and also describe alternatives associated with wave-particle interactions. We elucidate the kinetic aspects of heating the solar corona and interplanetary plasma through Landau- and cyclotron-resonant damping of plasma waves, and analyse in detail wave absorption and micro instabilities. Important aspects (virtues and limitations) of fluid models, either single- and multi-species or magnetohydrodynamic and multi-moment models, for coronal heating and solar wind acceleration are critically discussed. Also, kinetic model results which were recently obtained by numerically solving the Vlasov-Boltzmann equation in a coronal funnel and hole are presented. Promising areas and perspectives for future research are outlined finally. Title: The Current-Free Electric Double Layer in a Coronal Magnetic Funnel Authors: Boswell, Roderick W.; Marsch, Eckart; Charles, Christine Bibcode: 2006ApJ...640L.199B Altcode: Current-free double layers (CFDLs) have been recently discovered in a number of laboratory devices, when a low collisional plasma is forced to expand from a high magnetic field source region to a low magnetic field diffusion region. This experimental setup bears a striking resemblance to the natural conditions prevailing in the magnetic funnels of the solar corona. It was commonly thought that magnetic-field-aligned potential disruptions were driven by electron currents, although the theoretical possibility of a CDFL has been known of for some time. Given its recent experimental verification, we make here a contribution to solar plasma physics by investigating the possibility of CFDLs in coronal funnels, which have much in common with the laboratory experiments. Therefore, CFDLs may play an important role in supplying and accelerating plasma in coronal funnels. Title: Coronal waves: propagation in the multi-fluid description Authors: Mecheri, Redouane; Marsch, Eckart Bibcode: 2006RSPTA.364..537M Altcode: No abstract at ADS Title: Limits on the proton temperature anisotropy in the solar wind Authors: Marsch, E.; Zhao, L.; Tu, C. -Y. Bibcode: 2006cosp...36..930M Altcode: 2006cosp.meet..930M We analyse the temperature anisotropy of the protons in the solar wind and thereby concentrate on plasma data obtained in the year 1976 of the Helios 1 and Helios 2 missions We derive the proton temperatures in the directions perpendicular and parallel to the magnetic field as well as the parallel proton plasma beta The data are separately analysed for two distance ranges R 0 4 AU and R 0 4 AU and divided into 48 bins for the core plasma beta in the range from 0 03 to 10 and into many bins for the total temperature anisotropy which is here only considered in the range from 0 0 to 0 9 The number of spectra in each bin is then determined to obtain frequency distributions Our statistical results are presented in two-dimensional histograms The empirical anisotropy values are compared with the known theoretical thresholds for the non-resonant firehose fluid instability as well as the resonant temperature anisotropy driven kinetic instability Apparently solar wind protons are not prone to these instabilities Title: Origin and evolution of the solar wind Authors: Marsch, E. Bibcode: 2006IAUS..233..259M Altcode: The magnetic field of the Sun and the plasma properties of its atmosphere, such as temperature, density and waves in the solar corona, determine the origin, energetics and evolution of the solar wind. The solar wind comes in three main kinds, as steady fast streams, variable slow flows and transient fast coronal mass ejections, with all being closely associated with the structure and activity of the coronal magnetic field that evolves on a multitude scales. This tutorial paper places emphasis on the observed and measured characteristics of the solar wind sources and their magnetic structure. The boundary conditions in the magnetically closed corona, in the transiently opening corona, and in the lastingly open corona (funnels and holes) will be discussed, and their influences on and consequences for the interplanetary solar wind be addressed. The resulting three-dimensional structure of the solar wind and its evolution over the solar cycle are also briefly discussed. Title: Solar wind responses to the solar activity cycle Authors: Marsch, Eckart Bibcode: 2006AdSpR..38..921M Altcode: The solar magnetic field and the plasma properties, such as the temperature and density distributions in the solar corona, determine the solar wind stream structure and the extent and dynamics of the entire heliosphere, including its global magnetic field. The variation of the solar wind (coming in the form of steady fast streams, variable slow flows and transient fast mass ejections) in response to solar activity over the whole cycle is reviewed in detail. Emphasis is placed on the observed and inferred changes of the plasma states in the closed corona (streamers, loops) and open corona (funnels, holes), and on the evolution of the coronal and interplanetary magnetic field on all scales. The resulting three-dimensional structure of the solar wind and the evolution of the inner heliosphere over the solar cycle are discussed. The variations of the solar wind ram pressure and consequent variations of the global heliosphere are briefly addressed. Title: Coronal origins of the solar wind - sources of steady streams and transient flows caused by solar magnetic eruptions Authors: Marsch, E. Bibcode: 2006ilws.conf..111M Altcode: The magnetic field of the Sun and the plasma properties of its atmosphere, such as temperature distribution, density stratification, photospheric convection and waves in the corona, determine the origin, energetics and evolution of the solar wind. The solar wind comes in three main kinds, as steady fast streams, variable slow flows and transient slow and fast coronal mass ejections. The three types of solar wind are closely associated with the structure and activity of the coronal magnetic field. The plasma characteristics and magnetic features of the solar wind source regions are reviewed. The boundary conditions in the mostly closed corona (streamers and loops), in the transiently opening corona (eruptive prominences and loops) and in the lastingly open corona (funnels and holes) will be analyzed. The resulting properties of the solar wind are discussed. Title: KuaFu A observations of mass supply to and loss from the solar corona Authors: Marsch, E. Bibcode: 2006cosp...36..939M Altcode: 2006cosp.meet..939M One of the new solar science objectives of Kuafu is the continuous imaging of the source regions of solar eruptive events in ultraviolet lines Studies are intended of dynamic features in the lower solar atmosphere such as the network spicules cold loops quiescent and eruptive filaments With its Lyman-alpha imager Kuafu will observe the line-of-sight velocity of the initial expansion of an erupting prominence and the associated CME by spectral measurements made in the Lyman-alpha line Kuafu will thus permit us to study the characteristic evolution of magnetic flux and filament eruptions to address such questions as what are the physical mechanisms and causal links between filament eruptions and coronal mass ejections what triggers and drives solar coronal magnetic flux eruptions or what are the mechanisms of flux emergence storage and release of magnetic field energy leading to CMEs In this way Kuafu will determine the solar magnetic preconditions indicative for a CME Another major goal is to study what the mechanisms of mass loss from the corona are Jets eruptions chromospheric evaporation spicules what do they all contribute to the supply of coronal mass and what is the link between spicules and the solar wind In this talk we will generally address the mechanisms of mass supply to and loss from the solar corona Title: Magnetic structure of the solar transition region as observed in various ultraviolet lines emitted at different temperatures Authors: Marsch, E.; Zhou, G. -Q.; He, J. -S.; Tu, C. -Y. Bibcode: 2006cosp...36..936M Altcode: 2006cosp.meet..936M The structure of the solar transition region TR in a polar coronal hole of the Sun is studied In particular the detailed assocation of the coronal magnetic field carpet with the radiance patterns of the TR when seen in various far ultraviolet FUV emission lines is investigated A detailed comparison is made of the coronal magnetic field as obtained by extrapolation of the NSO Kitt-Peak photospheric field to heights of several tens of megameters with the radiances of many FUV lines which are emitted by ions of various elements at different ionization stages corresponding to different local coronal temperatures By a correlation analysis of the emission pattern with the magnetic field network and carpet of loops the so-called correlation height of the emission can be determined By its help and through a correlation analysis the magnetic nature of the emission regions and the temperature structure of the TR can be better revealed and understood In particular at mesocopic scales of several megameters the regions with strong emission originating from multiple small closed loops are found to be located at low heights whereas weak emissions coming from locally open i e far reaching fields appear to originate at greater heights These findings are qualitatively consistent with similar results obtained at large scales for large-sacle loops and coronal holes Our correlation-height analysis of the emission lines confirms the notion that plasma at different temperature can coexist at the same height The TR is not thermally stratified but strongly Title: Diffusion plateaus in the velocity distributions of fast solar wind protons Authors: Heuer, M.; Marsch, E. Bibcode: 2006cosp...36..926H Altcode: 2006cosp.meet..926H In a collisionless plasma such as the fast solar wind wave-particle interaction plays the decisive role in determining the shape of particle velocity distribution functions In this paper we provide observational evidence for cyclotron-resonant absorption of Alfven waves which propagate outward from the sun along the interplanetary magnetic field by fast solar wind protons According to quasi-linear theory the protons diffuse in velocity space a process leading to the formation of diffusion plateaus in the velocity distribution function In this respect we investigated a large number of observed data from several distinct fast solar wind streams between 0 3 and 1 AU The measurements were made on Helios 2 during solar minimum in 1976 The cyclotron-resonant absorption of Alfven waves naturally explains the observed thermal anisotropy in the core of the proton velocity distribution Title: Can the solar wind originate in the quiet-Sun region? Authors: Tu, C. -Y.; He, J. -S.; Marsch, E. Bibcode: 2006cosp...36..594T Altcode: 2006cosp.meet..594T It is well known that the fast solar wind streams are mainly created in solar coronal holes CHs However if the quiet-Sun regions also generate solar wind is still an unsolved problem For studying this question we will analyze the magnetic field in the solar transition region TR and low corona in a quiet-Sun area We will also analyze the far ultraviolet data from SUMER magnetic field data from MDI the extreme ultraviolet data from EIT with all being obtained on SOHO We make a force-free extrapolation of the observed magnetic field and trace the field lines from the photosphere up to 80 Mm height Through our correlation analysis the magnetic nature of the emission regions and the plasma flow in the TR can be better revealed and understood It is found that most of the intersections of network boundaries related with outflows are not located in an open-file-line region Most likely the outflows from intersections just feed plasma to the the loops of the magnetic carpet It is further found that in a cross-section plane at 40 Mm height the intersection pattern of the open field lines is consistent with the pattern of a dark region seen in the Fe XII 19 5 nm image Usually small dark regions are considered to be small CHs and thus assumed to be possible sources of the solar win However since the source of the low emission is at the height of only 40 Mm it is also possible that this radiation originate near the foot points of large coronal loops The previous findings of relatively large outflow velocities at the intersections of the network boundaries at Title: a Study on the Height of the Corona Bright Points on FeXII Radiance Map Authors: Tian, H.; Tu, C. -Y.; He, J. -S.; Marsch, E. Bibcode: 2006cosp...36.1952T Altcode: 2006cosp.meet.1952T By registering SOHO EIT FeXII -19 5 nm coronal images with Kitt Peak magnetograms D A Falconer et al 1998 found that the brightest features in the network lanes which they called network coronal bright points had a highly significant coincidence with magnetic network neutral lines They found that most bright points sit on neutral lines in the network magnetic flux We further studied the height information of the bright points on the FeXII radiance map by comparing the individual pattern of the coronal bright points with the distribution of the top segments of the loops from the 3-D magnetic field force-free extrapolated from the photospheric magnetogram If we assume the source regions of the bright points are all on the top of the loops then the height of bright points of FeXII radiance is between 5Mm-10Mm Title: Emission height of a dark region in the radiance map of the Fe XII 19.5 nm line as observed in a quiet-Sun region Authors: He, J. -S.; Tu, C. -Y.; Marsch, E. Bibcode: 2006cosp...36.1930H Altcode: 2006cosp.meet.1930H We studied the emission height of the source region of the Fe XII 19 5 nm line radiation where it appears as a dark pattern on the radiance map We derived the coronal magnetic field from a force-free extrapolation of the photospheric magnetogramm related to that region If the field reaches the top of the extrapolation box we consider the field lines to be open We then used the vertical magnetic field strength normalized to its average over the entire area considered at any given height as a weight function in order to define by its multiplication with the measured radiance a new weighted radiance for each of the original pixels in the map The weighted radiance is then summed up over all pixels in the dark region The resulting weighted radiance still is a function of the height and by varying this reference height we can obtain its minimum value The corresponding height is suggested to indicate the height of the source of the dark region We apply this technique to a quiet-sun region where the original SOHO SUMER observation was made on 22 September 1996 The minimum height of the weighted radiance is 20 Mm Title: Beam-Instabilities in a Coronal Funnel Within the Multi-Fluid Description Authors: Mecheri, R.; Marsch, E. Bibcode: 2005ESASP.600E..90M Altcode: 2005dysu.confE..90M; 2005ESPM...11...90M No abstract at ADS Title: The Dynamics of the Lower Transition Region as Inferred from Spectroscopy of the Hydrogen LYMAN-α Line Authors: Teriaca, L.; Schühle, U.; Solanki, S. K.; Curdt, W.; Marsch, E. Bibcode: 2005ESASP.600E.100T Altcode: 2005ESPM...11..100T; 2005dysu.confE.100T No abstract at ADS Title: The Structure of the Lower Transition Region as Inferred from the Hydrogen LYMAN-α Line Radiance Authors: Teriaca, L.; Schühle, U.; Solanki, S. K.; Curdt, W.; Marsch, E. Bibcode: 2005ESASP.596E..66T Altcode: 2005ccmf.confE..66T No abstract at ADS Title: The Height of Solar Wind Origin in Coronal Funnels and a 3-D Scenario for Solar Wind Formation Authors: Tu, C. -Y.; Zhou, C.; Marsch, E.; Wilhelm, Klaus; Xia, Li-Dong; Zhao, Liang; Wang, Jing-Xia Bibcode: 2005ESASP.592..131T Altcode: 2005ESASP.592E..19T; 2005soho...16E..19T No abstract at ADS Title: Importance of Kinetic Effects in Heating the Open and Closed Corona (Invited) Authors: Marsch, E. Bibcode: 2005ESASP.592..191M Altcode: 2005ESASP.592E..30M; 2005soho...16E..30M No abstract at ADS Title: Radial evolution of the electron distribution functions in the fast solar wind between 0.3 and 1.5 AU Authors: Maksimovic, M.; Zouganelis, I.; Chaufray, J. -Y.; Issautier, K.; Scime, E. E.; Littleton, J. E.; Marsch, E.; McComas, D. J.; Salem, C.; Lin, R. P.; Elliott, H. Bibcode: 2005JGRA..110.9104M Altcode: 2005JGRA..11009104M Observed electron distribution functions of the solar wind permanently exhibit three different components: a thermal core and a suprathermal halo, which are always present at all pitch angles, and a sharply magnetic field aligned "strahl" which is usually anti-sunward moving. Whereas Coulomb collisions can explain the relative isotropy of the core population, the origin of the halo population, and more specifically the origin of its sunward directed part, remains unknown. In this study we present the radial evolution of the electron velocity distribution functions in the fast solar wind between 0.3 and 1.5 AU. For this purpose we combine data measured separately by the Helios, Wind, and Ulysses spacecraft. We compute average distributions over distance and normalize them to 1 AU to remove the effects of the solar wind expansion. Then we model separately the core, halo, and strahl components to compute their relative number density or fraction of the total electron density. We observe that, while the core fractional density remains roughly constant with radial distance, the halo and strahl fractional densities vary in an opposite way. The relative number of halo electrons is increasing, while the relative number of strahl electrons is decreasing with distance. Therefore we provide, for the first time, strong evidences for a scenario that is commonly assumed: the heliospheric electron halo population consists partly of electrons that have been scattered out of the strahl. Title: On the nature of the unidentified solar emission near 117 nm Authors: Wilhelm, K.; Schühle, U.; Curdt, W.; Hilchenbach, M.; Marsch, E.; Lemaire, P.; Bertaux, J. -L.; Jordan, S. D.; Feldman, U. Bibcode: 2005A&A...439..701W Altcode: Spectral observations of the Sun in the vacuum-ultraviolet wavelength range by SUMER on SOHO led to the discovery of unusual emission features - called humps here - at 116.70 nm and 117.05 nm on either side of the He i 58.43 nm line. This resonance line is seen in the second order of diffraction, whereas the humps are recorded in the first order with the SUMER spectrometer. In its spectra both orders are superimposed. Two less pronounced humps can be detected at 117.27 nm and near 117.85 nm. After rejecting various possibilities of an instrumental cause of the humps, they are studied in different solar regions. Most of the measurements, in particular those related to the limb-brightening characteristics, indicate that the humps are not part of the background continuum. An assembly of spectrally-unresolved atomic or ionic emission lines might be contributing to the hump at 117.05 nm, but no such lines are known near 116.7 nm. It is concluded that we detect genuine radiation, the generation of which is not understood. A two-photon emission process, parametric frequency down conversion, and molecular emissions are briefly considered as causes of the humps, but a final conclusion could not be reached. Title: Correlation Heights of the Sources of Solar Ultraviolet Emission Lines in a Quiet-Sun Region Authors: Tu, Chuan-Yi; Zhou, Cheng; Marsch, Eckart; Wilhelm, Klaus; Zhao, Liang; Xia, Li-Dong; Wang, Jing-Xiu Bibcode: 2005ApJ...624L.133T Altcode: The radiance and Doppler-velocity maps of the emission lines of Si II, C IV, and Ne VIII obtained in a quiet region of the Sun by SUMER (Solar Ultraviolet Measurements of Emitted Radiation) are correlated with the vertical component, Bz, of the magnetic field vector as extrapolated, by means of a force-free field model, from the photospheric magnetic field measured by MDI (Michelson Doppler Imager). It is found that, with increasing vertical height, each of the correlation coefficients initially increases to a maximum value before it decreases again. The height corresponding to this maximum is called the correlation height. For the data sets selected from a quiet-Sun region, the correlation heights of Si II and C IV are near 2 Mm, and for Ne VIII near 4 Mm. At their correlation heights, the averaged square root of the radiance of the emission lines of Si II and C IV, considered as a proxy of the plasma density, has a linear relationship with Bz. This result supports the empirical concept that the solar transition region is very thin and still affected by frozen-in convection. A way for improvement of such studies is also outlined. Title: Solar Wind Origin in Coronal Funnels Authors: Tu, Chuan-Yi; Zhou, Cheng; Marsch, Eckart; Xia, Li-Dong; Zhao, Liang; Wang, Jing-Xiu; Wilhelm, Klaus Bibcode: 2005Sci...308..519T Altcode: The origin of the solar wind in solar coronal holes has long been unclear. We establish that the solar wind starts flowing out of the corona at heights above the photosphere between 5 megameters and 20 megameters in magnetic funnels. This result is obtained by a correlation of the Doppler-velocity and radiance maps of spectral lines emitted by various ions with the force-free magnetic field as extrapolated from photospheric magnetograms to different altitudes. Specifically, we find that Ne7+ ions mostly radiate around 20 megameters, where they have outflow speeds of about 10 kilometers per second, whereas C3+ ions with no average flow speed mainly radiate around 5 megameters. Based on these results, a model for understanding the solar wind origin is suggested. Title: Links between magnetic fields and plasma flows in a coronal hole Authors: Wiegelmann, T.; Xia, L. D.; Marsch, E. Bibcode: 2005A&A...432L...1W Altcode: 2008arXiv0801.4724W We compare the small-scale features visible in the Ne viii Doppler-shift map of an equatorial coronal hole (CH) as observed by SUMER with the small-scale structures of the magnetic field as constructed from a simultaneous photospheric magnetogram by a potential magnetic-field extrapolation. The combined data set is analysed with respect to the small-scale flows of coronal matter, which means that the Ne viii Doppler-shift used as tracer of the plasma flow is investigated in close connection with the ambient magnetic field. Some small closed-field regions in this largely open CH are also found in the coronal volume considered. The Doppler-shift patterns are found to be clearly linked with the field topology. Title: Solar Orbiter—mission profile, main goals and present status Authors: Marsch, Eckart; Marsden, Richard; Harrison, Richard; Wimmer-Schweingruber, Robert; Fleck, Bernhard Bibcode: 2005AdSpR..36.1360M Altcode: The main goals and present status of the Solar Orbiter mission are briefly described. solar orbiter will determine in situ the properties of fields and particles in the unexplored near-Sun heliosphere in three dimensions, investigate remotely the fine-scale structures and events in the magnetically coupled layers of the Sun’s atmosphere, identify through near corotation the links between activity on the solar surface and the resulting evolution of the inner heliosphere, and observe from relatively high latitudes the polar regions and equatorial corona. Some results from recent activities, such as industrial studies, payload working group meetings, science definition team meetings and ESA internal studies are briefly reviewed. Solar Orbiter is currently planned for launch in October 2013. Title: Kinetic Aspects of Coronal Heating Authors: Marsch, E. Bibcode: 2004ESASP.575..186M Altcode: 2004soho...15..186M No abstract at ADS Title: Coronal plasma flows and magnetic fields in solar active regions. Combined observations from SOHO and NSO/Kitt Peak Authors: Marsch, E.; Wiegelmann, T.; Xia, L. D. Bibcode: 2004A&A...428..629M Altcode: During the early days of the SOHO mission, SUMER observed a few active regions (ARs) connected with sunspots on the Sun and took their images and spectra in various EUV emission lines. In addition to these spectroscopic data magnetograms of the photospheric footpoint regions of the AR loops were available from the MDI on SOHO and the National Solar Observatory/Kitt Peak (NSO/KP), data which here are used to construct the coronal magnetic field of the ARs by force-free-field extrapolation. The combined data set is analysed with respect to the large-scale circulation of coronal matter, which means that the Dopplershifts of various lines used as tracers of the plasma flow are investigated in close connection with the ambient magnetic field, which is found to be either closed or open in the coronal volume considered. The Dopplershift pattern is found to be clearly linked with the field topology, and several regions of strong velocity shear are identified. We also estimate the coronal currents. We discuss the results of this mainly phenomenological correlative study with the perspective to understand coronal heating and mass supply to the extended corona, and with respect to the role played by the field in guiding and constraining plasma flows. Title: Waves and Turbulence in the Solar Corona Authors: Marsch, Eckart Bibcode: 2004ASSL..317..283M Altcode: 2004shis.conf..283M No abstract at ADS Title: On the network structures in solar equatorial coronal holes. Observations of SUMER and MDI on SOHO Authors: Xia, L. D.; Marsch, E.; Wilhelm, K. Bibcode: 2004A&A...424.1025X Altcode: By combining observations of the Sun made by SUMER and MDI aboard SOHO, the network structures in equatorial coronal holes have been studied, in particular the relationship between the ultraviolet emission-line parameters (line radiance, Doppler shift and line width) and the underlying magnetic field. The bases of coronal holes seen in chromospheric spectral lines with relatively low formation temperatures generally have similar properties as normal quiet-Sun regions, i.e., small bright patches with a size of about 2 arcsec to 10 arcsec are the dominant features in the network as well as in cell interiors. With the increase of the formation temperature, these features become more diffuse, and have an enlarged size. Loop-like structures are the most prominent features in the transition region. In coronal holes, we found that many of such structures seem to have one footpoint rooted in the intra-network and to extend into the cell interiors. Some of them appear as star-shape clusters. In Dopplergrams of the O VI line at 1032 Å, there are also fine structures with apparent blue shifts, although, on average, they are red shifted. Structures with blue shifts have usually also broader line widths. They seem to represent plasma above large concentrations of unipolar magnetic field, without obvious bipolar photospheric magnetic features nearby.

Table 1 is only available in electronic form at http://www.edpsciences.org Title: Radial Evolution of the Electron Distribution Functions of the Fast Solar Wind Combining Measurements From the HELIOS, WIND and ULYSSES Spacecraft Authors: Zouganelis, I.; Maksimovic, M.; Issautier, K.; Chaufray, J.; Scime, E.; Littleton, J.; Salem, C.; Marsch, E.; Elliott, H.; McComas, D. Bibcode: 2004AGUSMSH21A..08Z Altcode: Observed electron distribution functions of the solar wind permanently exhibit three different components: a thermal core and a supra-thermal halo, which are always present at all pitch angles, and a sharply magnetic field aligned "strahl" which is usually antisunward-moving. If the Coulomb collisions could explain the relative isotropy of the core population, the origin of the halo population and more specifically the origin of its sunward-directed part remains unknown. Various processes like scattering of strahl electrons by shocks, corotating interaction regions or other wave/particle interactions have been invoked. We look for possible observational constraints on these processes by examining the radial evolution of the different populations of the electron distribution functions in the solar wind. For this purpose we combine HELIOS (0.3 to 0.7 AU), WIND (1 AU) and ULYSSES (1.3 to 3 AU) observations performed during fast solar wind periods at minimum of activity. Title: Dependence of the proton beam drift velocity on the proton core plasma beta in the solar wind Authors: Tu, C. -Y.; Marsch, E.; Qin, Z. -R. Bibcode: 2004JGRA..109.5101T Altcode: A correlation between the proton core plasma beta and the proton beam drift speed in units of the local Alfvén speed has been found in high-speed solar wind with the Helios 2 spacecraft plasma data obtained in 1976. This relation reads vd/vA = (2.16 ± 0.03) β∥c(0.281±0.008) for the range β∥c = 0.1 to 0.6, where β∥c is the proton core plasma beta determined from the proton core thermal velocity component parallel to the magnetic field, vd is the proton beam drift speed relative to the core, and vA is the local Alfvén speed. This relation places a tight constraint on theoretical models which describe the formation of the proton beam in the fast solar wind. It is also found that most of the observed proton beam distributions are stable with respect to the electromagnetic proton instability. Title: On the temperature anisotropy of the core part of the proton velocity distribution function in the solar wind Authors: Marsch, E.; Ao, X. -Z.; Tu, C. -Y. Bibcode: 2004JGRA..109.4102M Altcode: In this paper we analyze the temperature anisotropy of velocity distribution functions (VDFs) of protons measured by the Helios spacecraft in fast solar wind. We concentrate on data obtained during the primary mission, including the first perihelion passage, of Helios 2 in a distance range between 0.98 and 0.29 AU for the days 23 through 114 of the year 1976. The main goal is to provide solid statistical evidence on the relation between the anisotropy and the proton plasma beta, parameters that play a key role in the regulation of the shape of the core. It is believed to be formed by resonant interactions between ion cyclotron waves and protons, as described by the quasi-linear theory of pitch angle diffusion. In the analysis of the VDF, particular attention is paid to the symmetry axis, which can be determined by the directions of either the magnetic field, the proton heat flux, or the alpha-proton relative drift. We analyze in detail the core part of the proton VDF, carefully avoiding a possible influence of the proton beam component. Title: Observations of the Sun at Vacuum- Ultraviolet Wavelengths from Space. Part I: Concepts and Instrumentation Authors: Wilhelm, Klaus; Dwivedi, Bhola N.; Marsch, Eckart; Feldman, Uri Bibcode: 2004SSRv..111..415W Altcode: Studies of the high-temperature solar atmosphere are to a large extent based on spectroscopic observations of emission lines and continuum radiation in the vacuum-ultraviolet (VUV) wavelength range of the electromagnetic spectrum. In addition, important contributions stem from soft X-ray measurements. Most of the VUV radiation is produced by transitions of atoms and ions. The resulting atomic and ionic spectral lines have formation temperatures between 10 000 K and 20 MK, representative of the chromosphere, transition region, corona, and solar flares. Some molecular lines and the continua originate in cooler regions of the Sun, around and below the temperature minimum between the photosphere and the chromosphere. Radiation at VUV wavelengths is strongly absorbed by the Earth's atmosphere. Consequently, it can only be detected with instruments on sounding rockets and spacecraft operating above the atmosphere. The progress in this field of research, in particular over the last 25 years, will be presented in the first part of this review by describing the concepts and instrumentation of modern spectrographs and imaging telescopes. This presentation is accompanied by some examples of high-resolution solar images and a discussion of radiometric-calibration aspects and wavelength measurements. A second part will follow in the near future, summarizing important results obtained on the plasma conditions in the solar atmosphere. Title: Observational Constraints on Ion Acceleration by Waves in Coronal Holes Authors: Xia, L.; Marsch, E. Bibcode: 2004ESASP.547..387X Altcode: 2004soho...13..387X The relationships between the deduced parameters of the coronal emission line of Mg X at 625 Å (with a formation temperature of about 1 MK) as observed by SUMER and the photospheric magnetic field as measured by NSO/Kitt Peak have been investigated. It has been found that the line width deduced from the Mg X line (in different equatorial coronal holes) shows a clear trend to increase with increasing magnetic field strength. Evidence for preferential heating and acceleration of heavy ions very near the Sun had previously been found in observations with UVCS and SUMER aboard SOHO. This suggests that dissipation of high-frequency Alfvén waves in coronal funnels may be a prime candidate for the heating of the magnetically open corona. Following this reasoning, our result seem to indicate that the wave-mechanical energy flux correlates with the strength of the magnetic field in coronal holes. Moreover, the spectroscopically obtainable quantity v I (with the intensity scaling like I n2 e), which can be used as a proxy for the coronal mass flux of the nascent fast solar wind, also reveals a clear positive correlation with the magnetic field strength. If this estimation of the mass flux (and its ratio between different holes) can be trusted, we could interpret our results as evidence that the mass flux is directly associated with the net magnetic flux density in a coronal hole. Title: Solar wind responses to the solar activity cycle Authors: Marsch, E. Bibcode: 2004cosp...35..381M Altcode: 2004cosp.meet..381M The solar magnetic field and the plasma properties, such as temperature and density, in the solar corona determine the solar wind stream structure and the extent and dynamics of the entire heliosphere, including its global magnetic field. The variation of the solar wind (coming in the form of steady fast streams, variable slow flows and transient fast mass ejections) in response to solar activity over the whole cycle is reviewed in detail. Emphasis is placed on the observed and inferred changes of the plasma states in the closed corona (streamers, loops) and open corona (funnels, holes), and on the evolution of the coronal magnetic field on all scales. The consequent three-dimensonal structure and evolution of the inner heliosphere and the resulting observed and assumed variations of the outer heliosphere and its boundary layers to the local interstellar medium are also discussed. Title: Topological Changes of the Magnetic Network as Seen in Different UV/EUV Emission Lines Authors: Xia, L. D.; Marsch, E.; Wilhelm, K. Bibcode: 2004ESASP.547..169X Altcode: 2004soho...13..169X By combining observations made by SUMER and MDI aboard SOHO, fine structures in equatorial coronal holes have been studied, in particular the relationship between the ultraviolet emission line parameters (line radiance, Doppler shift and line width) and the underlying magnetic field. The bases of coronal holes seen in chromospheric lines generally have similar properties as normal QS regions, i.e., small bright points are the predominant features. An obvious difference has been found in the shape of the H I L line, which has very asymmetric profiles (skewed towards the blue side) in coronal holes. Loop-like structures are the most prominent features in the transition region. In coronal holes, we found that many of such structures seem to have one footpoint rooted in the intra-network and to extend into the cell interiors. Some of them appear as star-shape clusters. In Dopplergrams of the O VI line, there are also fine structures with apparent blue shifts, although on average they are red shifted. Structures with blue shifts have usually also broader line widths. They seem to represent plasma above large concentrations of unipolar magnetic field, without obvious bipolar photospheric magnetic features nearby. Title: Solar Orbiter - main goals and present status Authors: Marsch, E. Bibcode: 2004cosp...35.1681M Altcode: 2004cosp.meet.1681M ESA's Solar Orbiter will be launched in 2014. Its main goals and present status are briefly described. Solar Orbiter will determine in-situ the properties of fields and particles in the unexplored near-Sun heliosphere in three dimensions, investigate remotely the fine-scale structures and events in the magnetically coupled layers of the Sun's atmosphere, identify through corotation the links between activity on the Sun's surface and the resulting evolution of the inner heliosphere, and observe from high latitudes the Sun's polar regions and equatorial corona. Some results from recent activities, such as industrial studies, payload working group meetings, science definition team meetings and ESA internal studies are shortly reviewed. Title: Waves in the Solar Corona Authors: Marsch, E. Bibcode: 2004IAUS..219..449M Altcode: 2003IAUS..219E..33M Waves at all scales ranging in wavelength from the size of a loop (fraction of a solar radius) down to the gyroradii (a few meters) of coronal ions are believed to play a key role in the transport of mechanical energy from the chromosphere to the Sun's corona and wind and through the dissipation of wave energy in the heating and sustaining of the solar corona. A concise review of new observations and theories of waves in the magnetically confined (loops) as well as open (holes) corona is given with emphasis on energetics and dynamics. Recent remote-sensing solar observations have revealed loop oscillations as expected from MHD theory. These low-frequency oscillations are excited in connection with flares and appear to be strongly damped. Recent analysis of in-situ measurements of ions in fast solar wind and related theory have indicated the importance of pitch-angle scattering of ions in the wave frame as predicted from kinetic plasma theory a microprocess that may hold the key to understand plasma acceleration and heating by damping of high-frequency waves. Evidence obtained from spectroscopy of coronal ions points to cyclotron resonance absorption as a possible cause of the observed emission-line broadenings. Title: Turbulence and waves in the solar wind Authors: Marsch, E. Bibcode: 2004cosp...35..383M Altcode: 2004cosp.meet..383M A short review of waves and turbulence in the solar wind is given with respect to those properties of plasma and field fluctuations that are relevant for the diffusion and propagation of energetic particles and cosmic rays in the heliosphere. In particular, the typical turbulence spectra and their variations with heliocentric distance and heliographic latitude over the solar cycle are discussed. Also, such important features as amplitude, anisotropy, cross-helicity, intermittency and compressibility of the fluctuations in various types of solar wind are briefly adressed. Title: Radial Evolution of the Non-thermal Character of Electron Distribution Functions in the Solar Wind Authors: Maksimovic, M.; Zouganelis, I.; Chaufray, J.; Issautier, K.; Scime, E.; Littleton, J.; Salem, C. S.; Marsch, E.; Elliott, H.; McComas, D. J.; Lin, R. P. Bibcode: 2003AGUFMSH21B0159M Altcode: Observed electron distribution functions of the solar wind permanently exhibit three different components : a thermal core and a supra-thermal halo, which are always present at all pitch angles, and a sharply magnetic field aligned "strahl" which is usually antisunward-moving. If the Coulomb collisions could explain the relative isotropy of the core population, the origin of the halo population and more specifically the origin of its sunward-directed part remains unknown. Processes invoking scattering of strahl electrons by shocks, corotating interaction regions or other wave/particle interactions have been invoked. We look for possible observationnal constraints on these processes by examining the radial evolution of the various populations of the electron distribution functions in the solar wind. For this purpose we combine HELIOS (0.3 to 0.7 AU), WIND (1 AU) and ULYSSES (1.3 to 3 AU) observations performed during fast solar wind periods at minimum of activity. Title: The Microscopic State of the Solar Wind Authors: Marsch, Eckart Bibcode: 2003AIPC..679..399M Altcode: The microscopic state of the solar wind is reviewed, in particular the measurements and models of proton and electron velocity distributions and kinetic features of heavy ions in the fast solar wind and coronal holes. Apparently, electron distributions are largely determined by Coulomb collisions. Concerning the ions, there is mounting evidence that pitch-angle diffusion in resonance with ion-cyclotron waves is the main process forming the shape of ion velocity distributions. Moreover, the absorption of high-frequency waves seems to play a major role in the heating of the corona and solar wind. Dispersive plasma waves and associated wave-particle interactions are the key to this problem. Plasma stability analyses and model calculations, as well as observations adressing these subjects are briefly reviewed, while focussing on the critical issues. Title: Cyclotron-resonant diffusion regulating the core and beam of solar wind proton distributions Authors: Tu, C. -Y.; Marsch, E.; Wang, L. -H. Bibcode: 2003AIPC..679..389T Altcode: Ion diffusion as predicted by quasi-linear theory has been compared with in-situ solar wind proton measurements. It is found that the observed phase-space-density contours match very well those corresponding to the time-asymptotic plateau generated by proton diffusion in cyclotron-wave resonance. Observations show that the perpendicular temperature of the beam distribution is of the same order as its parallel one. A perpendicular heating mechanism is needed to balance the radial tendency for adiabatic cooling. Outward and inward propagating cyclotron waves may together be able to control the thermal anisotropy of the core distribution. However, there are hardly any cyclotron waves, which could resonate with a proton beam having a drift velocity equal to or greater than the Alfvén speed. Therefore, we consider also outward-propagating waves, with both left and right hand polarization, on a second dispersion branch existing in a cold plasma with electrons, protons and alpha particles. These waves can resonate with the beam protons. The resulting diffusion can indeed explain the shape of the beam distribution. A time-dependent kinetic code, in two-dimensional velocity space, has been developed to integrate the quasi-linear diffusion equation. An initial shuttle-like distribution function is shown to develop into a distribution having a core and a beam. The beam is found to drift at the Alfvén speed and be less anisotropic than the core. The radial evolution of the beam density in the model is found to be consistent with the observations. Title: Equatorial Coronal Holes and Their Relation to High-Speed Solar Wind Streams Authors: Xia, Lidong; Marsch, Eckart Bibcode: 2003AIPC..679..319X Altcode: Using together SUMER, EIT and MDI onboard SOHO, we examine plasma properties and magnetic fields at the base of three equatorial coronal holes (ECHs) occurring during August and October 1996 near solar minimum. We estimate the electron density, flow speed deduced from UV/EUV lines as well as the average magnetic field of the photosphere. These ECHs produced distinct high-speed streams in the ecliptic plane with average flow speeds of larger than 500 kms-1. With SWE and MFI both onboard the WIND satellite, we also determine the parameter values of the plasma and magnetic field of these high-speed streams at 1 AU in the Earth's orbit. We discuss the relationships between observations of high-speed streams at 1 AU and coronal holes at the coronal base. Title: Topological Changes of the Magnetic Network as Seen in different UV/EUV Emission Lines Authors: Xia, Lidong D.; Marsch, Eckart; Wilhelm, K. Bibcode: 2003ANS...324Q.100X Altcode: 2003ANS...324..P04X No abstract at ADS Title: Wave-particle Interactions and Ion Kinetics in the Solar Corona and Solar Wind Authors: Marsch, Eckart Bibcode: 2003ANS...324R..12M Altcode: 2003ANS...324..B08M No abstract at ADS Title: Observational Constraints on Ion Acceleration by Waves in Coronal Holes Authors: Xia, Lidong D.; Marsch, Eckart Bibcode: 2003ANS...324R.100X Altcode: 2003ANS...324..P05X No abstract at ADS Title: Slow-mode standing waves observed by SUMER in hot coronal loops Authors: Wang, T. J.; Solanki, S. K.; Innes, D. E.; Curdt, W.; Marsch, E. Bibcode: 2003A&A...402L..17W Altcode: We report the first detection of postflare loop oscillations seen in both Doppler shift and intensity. The observations were recorded in an Fe Xix line by the SUMER spectrometer on SOHO in the corona about 70 min after an M-class flare on the solar limb. The oscillation has a period of about 17 min in both the Doppler velocity and the intensity, but their decay times are different (i.e., 37 min for the velocity and 21 min for the intensity). The fact that the velocity and the intensity oscillations have exactly a 1/4-period phase difference points to the existence of slow-mode standing waves in the oscillating loop. This interpretation is also supported by two other pieces of evidence: (1) the wave period and (2) the amplitude relationship between the intensity and velocity are as expected for a slow-mode standing wave. Title: A possible way of understanding the differential motion of minor ions in the solar wind Authors: Tu, C. -Y.; Wang, L. -H.; Marsch, E. Bibcode: 2003JGRA..108.1161T Altcode: Measurements with Solar and Heliospheric Observatory (SOHO)/Charge, Element, and Isotope Analysis System (CELIAS) in high-speed solar wind show that some minor ions such as O6+ have a relatively high drift velocity; however, other ions such as Fe9+ tend to lag behind oxygen by a few tens of km/s [, 1998]. This subtle observational feature has not yet been understood. A possible way, based on the quasi-linear theory of cyclotron resonance, of understanding this phenomenon is presented in this paper. The charge per mass of the ion O6+ and Fe9+ are different, a fact which results in different features of the ion-cyclotron resonance with waves. In plasma with protons, drifting alpha particles, and electrons, the dispersion relation of cyclotron waves has two branches. The oxygen ions tend to resonate with the inward propagating waves of the left-hand-polarized (LHP) first branch and the outward propagating waves of the LHP second branch. These resonances may together lead to a velocity distribution with a central velocity higher than the proton (solar wind) bulk velocity by about 50 km/s at 1 AU. The Fe9+ ions tend to resonate with both the inward and outward propagating waves of the first branch and may thus form a velocity distribution with a central velocity very near the proton bulk velocity. These analytical results are shown to be supported by numerical results from a two-dimensional simulation based on the quasi-linear diffusion equation. The limitations of the present analysis and further work, which should be done to support the ideas proposed here, are also discussed. Title: On the outflow in an equatorial coronal hole Authors: Xia, L. D.; Marsch, E.; Curdt, W. Bibcode: 2003A&A...399L...5X Altcode: We report new observations concerning the source of the fast solar wind by directly comparing Doppler-shift maps of Ne7+ with charts of the photospheric magnetic field in an equatorial coronal hole, which was observed by SUMER/SOHO and NSO/Kitt Peak on November 5, 1999. The relationship between the velocity field, line intensity and magnetic network is discussed. Our data show that there are both dark and bright regions in this coronal hole as seen in the Ne Viii line. The larger blue shifts of the Ne Viii line are associated mainly with the darker region, where the strong magnetic flux with a single polarity is concentrated. Conversely, the smaller blue shifts are measured mainly in the brighter region, with an underlying mixed-polarity magnetic structure. These observational results are in agreement with the model prediction that the fast solar wind is initially accelerated in the coronal funnels, which are regions with globally open coronal fields rooted in the magnetic network. Title: Novel Solar and Heliospheric Research with Solar Orbiter Authors: Marsch, Eckart Bibcode: 2003IAUJD...7E...8M Altcode: ESA's Solar Orbiter is going to be launched in 2011. It will determine in-situ the properties of fields and particles in the unexplored near-Sun heliosphere in three dimensions investigate remotely the fine-scale structures and events in the magnetically coupled layers of the Sun's atmosphere identify through corotation the links between activity on the Sun's surface and the resulting evolution of the inner heliosphere and observe from high latitudes the Sun Title: Solar wind Authors: Marsch, E.; Axford, W. I.; McKenzie, J. F. Bibcode: 2003dysu.book..374M Altcode: There are three major types of solar wind - the steady fast wind, the unsteady slow wind, and the variable transient wind. The fast streams are the normal modes of the solar wind. Their basic properties can be reproduced by multi-fluid models involving waves. After briefly reviewing the history of the subject and describing some of the modern theories of the fast wind, the boundary conditions and in-situ constraints are discussed which are imposed on the models, in particular by Ulysses at high latitudes. Some of the results are then presented from SOHO observations that have brought a wealth of new information on the state of the wind in the inner corona as well as the plasma source conditions prevailing in the transition region and solar chromosphere. Finally, problem areas are identified and future research perspectives are outlined. Title: Mechanism for Generating Differential Motion of Minor Ions in the Solar Wind Authors: Tu, C.; Wang, L.; Marsch, E. Bibcode: 2002AGUFMSH12A0389T Altcode: Measurements with SOHO/CELLAS in high-speed solar wind show that some minor ions such as O6+ have a relatively high drift velocity, however others such as Fe9+ tend to lag behind oxygen by a few tens of km/s (Hefti et al. 1998). This subtle observational feature has not yet been understood. A possible mechanism, based on quasi-linear theory of cyclotron resonance, for an understanding of this phenomenon is presented in this paper . The mass per charge of the ion O6+ and Fe9+ are different, a fact which results in different features of the resonance with ion-cyclotron waves. In a plasma with protons, alpha particles and electrons, the dispersion relation of cyclotron waves has two branches. The oxygen ions tend to resonate with the inward-propagating waves of the left-hand polarised (LHP) first branch and the outward-propagating waves of the LHP second branch. These resonances together may lead to a velocity distribution having a central velocity higher than the proton (solar wind bulk) velocity by about 50~km/s at 1~AU. The Fe9+ ions tend to resonate with both the inward and outward propagating waves of the first branch and may thus form a velocity distribution with the central velocity being very near the proton bulk velocity. These analytical results are shown to be supported by numerical results from a 2-dimensional simulation based on the quasi-linear diffusion equation. Title: Formation of the proton beam distribution in high-speed solar wind Authors: Tu, C. -Y.; Wang, L. -H.; Marsch, E. Bibcode: 2002JGRA..107.1291T Altcode: A new mechanism is suggested to explain the formation of proton beam velocity distributions in high-speed streams of the solar wind. The proton beam is a well-known kinetic phenomenon, which was already found in the early days of solar wind in situ measurements [, 1973; , 1982a; , 1981]. Observationally, proton beams move faster than the core part of the proton distribution by more than the Alfvén speed. The beam has a higher temperature than the core, but the thermal anisotropy is usually smaller. Until today none of the major properties of the observed beams have been adequately explained. The basic difficulty faced by previous investigations is that in a proton-electron plasma, hardly any cyclotron waves are found to be in resonance with the beam protons. However, when considering a proton-alpha-electron plasma, we find a second dispersion branch of outward propagating RHP and LHP waves. This branch is mainly determined by the alpha particles drifting at the Alfvén speed. The associated waves can resonate with the beam protons, and the resulting cyclotron-resonance-induced diffusion produces a beam velocity distribution. The time-dependent two-dimensional diffusion equation, as determined from the quasi-linear theory of ion cyclotron-wave resonance, is solved numerically. A proton beam distribution is shown to form, by diffusion in the wave field, out of an initial shuttle-like bi-Maxwellian velocity distribution function. The drift velocity of the model beam is about the Alfvén speed. The perpendicular thermal speed is about 44 km/s, and the thermal anisotropy of the beam is much less than the core anisotropy. Limitations of the present model and work to be done in the future are also discussed. Title: Anisotropy regulation and plateau formation through pitch angle diffusion of solar wind protons in resonance with cyclotron waves Authors: Tu, C. -Y.; Marsch, E. Bibcode: 2002JGRA..107.1249T Altcode: In this paper the velocity distribution functions (VDFs) of protons measured by Helios in fast solar wind are analyzed in the framework of quasilinear theory (QLT). Evidence is presented that the shape of the central isodensity contours in velocity space and the temperature anisotropy of the core part of the VDFs can be explained by wave-induced plateau formation according to QLT. The plateau is formed by protons that are in resonance with cyclotron waves, which are assumed to propagate both outwardly and inwardly at phase speeds following from the plasma dispersion relation. For the proton VDFs measured near 0.3 AU in fast low-beta solar wind, the theoretical predictions of QLT, using the cold plasma dispersion relation, agree well with the in situ observations. For the proton VDFs measured near 1 AU in fast high-beta wind, the predictions of QLT, using again the cold plasma dispersion relation, only give an upper limit for the anisotropy. Yet, considering thermal effects in the dispersion relation, a better agreement between the theory based on resonant ion diffusion and the observations is obtained. For nondispersive waves a simple relation between the ion thermal speed parallel to the magnetic field and the ion-temperature anisotropy is derived, which is shown to be consistent with the anisotropy of the heavy O+5 ion as observed on the Solar and Heliospheric Observatory (SOHO), as well as with the anisotropy predicted numerically by a hybrid simulation of the ion-temperature regulation by waves. Title: Kinetic Results for Ions in the Solar Corona with Wave-Particle Interactions and Coulomb Collisions Authors: Vocks, C.; Marsch, E. Bibcode: 2002ApJ...568.1030V Altcode: In a companion paper, a kinetic model for ions in the solar corona has been described. The model is based on reduced velocity distribution functions (VDFs) that depend only on one spatial coordinate s and one velocity component v along the background magnetic field, and includes wave-particle interactions and Coulomb collisions. In this paper, numerical solutions of the kinetic equations for various ions in a coronal funnel and a coronal hole are presented. It is found that heavy ions are heated preferentially and that sizable temperature anisotropies form, results that are in accord with Solar and Heliospheric Observatory observations. The reduced VDFs of the heavy ions are found to develop pronounced deviations from a Maxwellian, which increase with height because of the decrease of the density, and thus of the efficiency of Coulomb collisions. Calculations of the wave damping/growth rate γ show that the VDFs can reach the limit of marginal stability over a wide range of resonance speeds, at which wave absorption ceases. The consequences for the spectral evolution of the waves in the corona are discussed. The way in which the heavy ion mass and charge influence the kinetic model results is also studied. Title: Solar Orbiter - A high-resolution mission to the Sun and inner heliosphere Authors: Marsch, E. Bibcode: 2002cosp...34E1453M Altcode: 2002cosp.meetE1453M The scientific rationale of the Solar Orbiter is to provide multi-wavelengths observations of the solar atmosphere (at high spatial, 35 km pixel size, and temporal resolution) together with comprehensive in-situ measurements of the unexplored inner heliosphere. Novel observations will be made in the almost heliosynchronous segments of the orbits at heliocentric distances near 45 solar radii and out of the ecliptic plane, with highest heliographic latitudes ranging from of 30 to 38 degrees. The Solar Orbiter will achieve its wide-ranging aims with a suite of sophisticated instruments and through an innovative design of the orbit. The first near - Sun interplanetary measurements together with concurrent remote observations of the Sun will permit us to determine and understand, through correlative studies, the characteristics of the solar wind and energetic particles in close linkage with the plasma and radiation conditions in the source regions on the Sun. Over extended periods the Solar Orbiter will deliver images of the polar regions and the side of the Sun invisible from the Earth. The possible role of Solar Orbiter in the ILWS programme is described Title: Preface Authors: Damé, Luc; Marsch, Eckart Bibcode: 2002AdSpR..29.1997D Altcode: No abstract at ADS Title: Pitch-angle diffusion of solar wind protons in resonance with waves - beam formation and anisotropy regulation Authors: Marsch, E.; Tu, C.; Whang, L. Bibcode: 2002cosp...34E1682M Altcode: 2002cosp.meetE1682M The velocity distribution functions (VDFs) of protons measured by Helios in fast solar wind are analysed in the framework of quasilinear theory (QLT). New mechanisms are suggested to explain the formation of the proton beam and temperature anisotropy appearing in the VDFs. Observationally, the beam moves faster than the core part of the VDF by more than the Alfven speed and has a higher temperature than the core, but its thermal anisotropy is usually smaller. When considering a proton-alpha-electron plasma, we find in addition to the LHP core- proton cyclotron waves a second dispersion branch of outward propagating RHP and LHP waves. These branches are mainly determined by alpha particles drifting nearly at the Alfven speed. The associated waves can resonantly interact with the beam protons. The time-dependent two-dimensional diffusion equation of QLT is solved numerically. A proton beam is shown to form by diffusion in the wave fields. M oreover, evidence is presented that the shape of the central isodensity contours of the VDFs as well as the core temperature anisotropy can be explained by wave- induced plateau formation according to QLT. The plateau is formed by protons being in resonance with cyclotron waves that propagate both outwardly and inwardly at phase speeds obtained from the warm plasma dispersion relation. Title: Solar orbiter, a high-resolution mission to the sun and inner heliosphere Authors: Marsch, E.; Antonucci, E.; Bochsler, P.; Bougeret, J. -L.; Fleck, B.; Harrison, R.; Langevin, Y.; Marsden, R.; Pace, O.; Schwenn, R.; Vial, J. -C. Bibcode: 2002AdSpR..29.2027M Altcode: The scientific rationale of the Solar Orbiter is to provide, at high spatial (35 km pixel size) and temporal resolution, observations of the solar atmosphere and unexplored inner heliosphere. Novel observations will be made in the almost heliosynchronous segments of the orbits at heliocentric distances near 45 R⊙ and out of the ecliptic plane at the highest heliographic latitudes of 30° - 38°. The Solar Orbiter will achieve its wide-ranging aims with a suite of sophisticated instruments through an innovative design of the orbit. The first near-Sun interplanetary measurements together with concurrent remote observations of the Sun will permit us to determine and understand, through correlative studies, the characteristics of the solar wind and energetic particles in close linkage with the plasma and radiation conditions in their source regions on the Sun. Over extended periods the Solar Orbiter will deliver the first images of the polar regions and the side of the Sun invisible from the Earth. Title: Solar Orbiter: a high-resolution mission to the sun and inner heliosphere Authors: Fleck, Bernhard; Marsch, E.; Antonucci, Ester; Bochsler, Peter A.; Bougeret, J. L.; Harrison, R.; Marsden, R. P.; Coradini, M.; Pace, Oscar; Schwenn, Rainer; Vial, Jean-Claude Bibcode: 2001SPIE.4498....1F Altcode: The key mission objective of the Solar Orbiter is to study the Sun from close-up (45 solar radii, or 0.21 AU) in an orbit tuned to solar rotation in order to examine the solar surface and the space above from a co-rotating vantage point at high spatial resolution. Solar Orbiter will also provide images of the Sun's polar regions from heliographic latitudes as high as 38 degrees. The strawman payload encompasses two instrument packages: Solar remote-sensing instruments: EUV full-sun and high resolution imager, high-resolution EUV spectrometer, high-resolution and full-sun visible light telescope and magnetograph, EUV and visible-light coronagraphs, radiometers. Heliospheric instruments: solar wind analyzer, radio and plasma wave analyzer, magnetometer, energetic particle detectors, interplanetary dust detector, neutral particle detector, solar neutron detector. To reach its novel orbit, Solar Orbiter will make use of low-thrust solar electric propulsion (SEP) interleaved by Earth and Venus gravity assists. Solar Orbiter was selected by ESA's Science Programme Committee (SPC) in October 2000 as a Flexi-mission, to be implemented after the BepiColombo cornerstone mission to Mercury before 2013. This paper summarizes the science to be addressed with the Solar Orbiter, followed by brief descriptions of the strawman payload, the mission profile, and the spacecraft and ground segment designs. Title: Formation of Proton Beams in High-Speed Solar Wind Authors: Tu, C.; Marsch, E. Bibcode: 2001AGUFMSH32A0734T Altcode: A new mechanism is suggested to explain the formation of proton beams in high-speed solar wind streams. Proton beams were already observed in the early days of solar wind in-situ measurements ( Feldman et al., 1973, Marsch et al., 1982). The proton beam is found to move faster than the core part of the distribution by about the Alfven speed. The density ratio between beam and core is observed to increase radially from 0.3 AU to 1 AU. Several papers tried to explain this phenomenon. However, till today none of these two major properties has been explained properly. We suggest here that outward propagating RHP waves and LHP waves, for which the second branch of the dispersion relation is determined by including also the drifting alpha particles, may together play an important role in the formation of proton beams. The time-dependent two-dimensional diffusion equation, as determined from the quasi-linear theory of ion-cyclotron-wave resonance, is solved numerically to illustrate the evolution of the proton velocity distribution. Assuming the wave spectra to be given, a proton beam is shown to evolve by diffusion in the wave field from an initial bi-Maxwellian velocity distribution function. The drift velocity of the model beam is about the Alfven speed, and its density is found to increase with decreasing Alfven speed, in accord with the in-situ observations. Limitations of the present model and work that should be done in the future are also discussed. Feldman, W.C., et al., J. Geophys. Res., 78, 2017, 1973. Marsch, E., et.al., J. Geophys. Res., 87, 52, 1982. Title: Kinetics of Ions in the Solar Corona With Wave-Particle Interaction and Coulomb Collisions Authors: Vocks, C.; Marsch, E. Bibcode: 2001AGUFMSH42B..04V Altcode: A kinetic model for the ions in the solar corona is presented. The model describes the wave-particle interaction within the framework of quasilinear theory and guarantees conservation of energy between waves and ions. The Coulomb collisions are evaluated using the Landau collision integral. Integration of the ion velocity distribution functions (VDFs) over the velocity components perpendicular to the background magnetic field introduces "reduced VDFs". Since the coupled Vlasov equations for these reduced VDFs depend only on the spatial coordinate, s, and speed component, v&|slash, parallel to the background magnetic field, they can be solved with reasonable numerical effort. Results for ions in a coronal funnel are presented. It is found that the heavy ions are heated preferredly and form strong temperature anisotropies, consistent with observations of the solar coronal plasma. The anisotropies increase with height, as the density and thus the efficiency of the Coulomb collisions decreases. The reduced VDFs develop pronounced deviations from a Maxwellian. Calculating the wave growth rate γ shows that the VDFs can reach the limit of marginal stability over a wide range of resonance speeds. The effects of the choice of the heavy ion species in the model plasma on the simulation results are also studied. Title: Foreward Authors: Marsch, E. Bibcode: 2001ESASP.493D...9M Altcode: 2001sefs.workD...9M The Solar Orbiter was selected three months ago as an ESA F-mission for the time frame 2008-2013 (for information see http://solarsystem.estec.esa.nl/projects/solar_orbiter.htm). It is now up to the solar/heliospheric community to exploit this excellent opportunity to the full. To that effect, the first Solar Orbiter workshop is now being organised. The prime objectives of the Solar Orbiter workshop are to inform the community about the science opportunities of the Solar Orbiter mission, provide a forum for sharpening and focusing the science goals, allow the hardware groups and future instrument proposers to review critically the strawman payload, establish international contacts and collaborations. Title: Solar Orbiter, a high-resolution mission to the Sun and inner heliosphere Authors: Marsch, E.; Harrison, R.; Pace, O.; Antonucci, E.; Bochsler, P.; Bougeret, J. -L.; Fleck, B.; Langevin, Y.; Marsden, R.; Schwenn, R.; Vial, J. -C. Bibcode: 2001ESASP.493D..11M Altcode: 2001sefs.workD..11M Solar Orbiter will provide, at very high spatial (35 km pixel size) and temporal resolution, novel observations of the solar atmosphere and unexplored inner heliosphere. It will achieve its wide-ranging scientific aims with a suite of sophisticated instruments through an innovative orbit design. Unprecedented observations will be made in the heliosynchronous segments of the orbits at heliocentric distances near 45 Rsolar and out of the ecliptic plane at the highest heliographic latitudes of 30° - 38°. The first near-Sun interplanetary measurements together with concurrent remote-sensing observations of the Sun and its corona will permit us to determine and understand, through correlative studies, the characteristics of the solar wind and energetic particles in close linkage with the plasma and radiation conditions in the source regions on the Sun. Solar Orbiter will deliver the first images of the polar regions and the far side of the Sun invisible from the Earth. Title: On the role of ion-cyclotron kinetic Alfvén waves in the solar wind: results from HELIOS and expectations for Solar Orbiter Authors: Voitenko, Yu.; Goossens, M.; Marsch, E. Bibcode: 2001ESASP.493..411V Altcode: 2001sefs.work..411V No abstract at ADS Title: Solar encounter Authors: Battrick, Bruce; Sawaya-Lacoste, H.; Marsch, E.; Martinez Pillet, V.; Fleck, B.; Marsden, R. Bibcode: 2001ESASP.493.....B Altcode: 2001sefs.work.....B The prime objectives of the workshop were to: inform the community about the science opportunities of the Solar Orbiter mission; to provide a forum for sharpening and focussing the science goals; allow the hardware groups and instrument proposers to critically review the payload; establish international contacts and collaborations. Title: Evidence for the Resonance Between Solar Wind Protons and Parallel Propagating Cyclotron Waves Authors: Tu, C.; Marsch, E. Bibcode: 2001AGUSM..SH22E03T Altcode: Direct evidence from Helios observation is, for the first time, provided for the occurrence of pitch-angle diffusion of solar wind protons, induced by resonance with ion-cyclotron waves propagating away from the Sun. The iso-density contours of the sunward halo part of the proton velocity distribution function (VDF) are shown to be well outlined by a sequence of segments of circles centered at the wave phase speed, which is only slightly smaller than the local Alfven speed. These circular segments correspond to the plateaus as predicted by quasi-linear theory. A plateau is defined by a vanishing pitch-angle gradient of the VDF in the resonant regime, whereby the proton conserves during pitch-angle diffusion its total kinetic energy in the frame moving with the wave phase speed. The influence of the wave dispersion relation is studied by comparing the measured iso-density contours and the theoretical plateaus, as defined by the dispersion relation of either a cold or a warm plasma. When defined by the phase speed based on the cold-plasma dispersion, the plateau is shown to match the observed contours better than when defined by either the Alfven speed or the dispersive phase speed of the warm-plasma. The contours of the anti-sunward halo part of the proton VDF are also found to match the diffusion plateau as formed by the resonance with inward-propagating cyclotron waves. The implication of these results for the heating and kinetic transport of solar wind ions are discussed. Title: Evidence for pitch angle diffusion of solar wind protons in resonance with cyclotron waves Authors: Marsch, E.; Tu, C. -Y. Bibcode: 2001JGR...106.8357M Altcode: Quasi-linear theory predicts that ions in resonance with transverse ion cyclotron waves suffer merely pitch angle diffusion while conserving their total kinetic energy in the frame moving with the wave phase speed. For the first time, direct observational evidence from Helios plasma data is shown for the occurrence of this pitch angle diffusion of solar wind protons, induced by resonance with parallel ion cyclotron waves propagating away from the Sun. Parts of the isodensity contours in velocity space are well outlined by a sequence of segments of circles centered at the adapted wave phase speed, which is assumed to vary slightly and to be due to dispersion smaller than the local Alfvén speed. This observation confirms the validity of basic concepts of resonant wave-particle interactions as described by quasi-linear theory. The solar wind proton velocity distributions show a ``plateau'' defined by a vanishing pitch angle gradient in the resonant regime, implying marginal stability of the distribution function. The implications of these results for solar wind ion heating and kinetic transport are discussed. Title: A semi-kinetic model of wave-ion interaction in the solar corona Authors: Vocks, C.; Marsch, E. Bibcode: 2001GeoRL..28.1917V Altcode: A semi-kinetic model of the ions in the solar corona is presented, which includes the effects of wave-particle interactions and Coulomb collisions. At the coronal base a spectrum of Alfvén waves is assumed. The spatiotemporal evolution of the spectrum in a 2-D computational domain is determined, taking the absorption of the waves by the particles into account. Integration over the velocity components perpendicular to the magnetic field yields “reduced” velocity distribution functions, for which a Vlasov equation is derived and solved numerically. The results obtained for a model of the heating process in a coronal funnel and in the lower corona are presented. The calculated velocity distribution functions show distinct kinetic effects and reflect key properties of the corona as observed by SOHO. Title: On cyclotron wave heating and acceleration of solar wind ions in the outer corona Authors: Tu, C. -Y.; Marsch, E. Bibcode: 2001JGR...106.8233T Altcode: The preferential heating and acceleration of O+5 ions, as observed by Ultraviolet Coronagraph Spectrometer (UVCS) on Solar and Heliospheric Observatory (SOHO) [Kohl et al., 1998] in the solar coronal holes have been interpreted and modeled by invoking wave-particle cyclotron resonance [Cranmer et al., 1999a, 1999b]. However, in the model of Cranmer et al. [1999a, 1999b] and in other subsequent models the assumption of a rigid slope of the wave spectrum was made in calculating the wave energy absortion by the different ion species. In the present paper it is shown that a self-consistent treatment of the wave damping and absorption is necessary and leads to substantially different results. On the basis of quasi-linear theory, the interaction between the ions and the ion-cyclotron waves [Marsch et al., 1982a; Marsch, 1998] is studied. The total energy conservation equation, including the kinetic energy of the resonant particles and the wave energy, is derived and discussed in detail. The spectral evolution equation for cyclotron waves, when being controlled by the wave growth/damping rate and WKB effects, is solved self-consistently together with the full set of anisotropic multifluid equations for the ions including the cyclotron-resonance wave heating and acceleration rates. From the numerical results we reach the following conclusions: (1) It is physically questionable to use a spectrum with a fixed spectral slope near the cyclotron resonance when one calculates the partition of wave energy among the different ionic species and the kinetic degrees of freedom parallel and perpendicular to the magnetic field. This assumption neglects the important effects of wave absorption and the concurrent reshaping of the wave spectrum, and thus leads in the dissipation domain to extremely low amplitudes of the waves and to difficulties in supplying enough energy to balance the wave absorption at the cyclotron resonances. (2) If the spectrum is allowed to evolve self-consistently and concurrently with the particles' heating and acceleration through wave absorption, such a high perpendicular temperature and corresponding large temperature anisotropy as observed by UVCS do not occur or cannot be maintained. We conclude that the UVCS oxygen ion observations have not yet been explained satisfactorily by the cyclotron-resonance theory. Title: Wave dissipation by ion cyclotron resonance in the solar corona Authors: Tu, C. -Y.; Marsch, E. Bibcode: 2001A&A...368.1071T Altcode: It has recently been suggested that small-scale reconnection occurring in the chromospheric network creates high-frequency Alfvén waves, and that these waves may represent the main energy source for the heating of the solar corona and generation of the solar wind. However, if these waves exist, they will be absorbed preferentially by the minor heavy ions with low gyrofrequencies, and thus it is unclear whether there is actually enough wave energy left over for the heating and acceleration of the major solar wind ions, namely protons and alpha particles, in the extended corona after the absorption by heavy ions (Cranmer \cite{Cranmer00}). We have studied this problem with the multi-fluid model presented by Tu & Marsch (2001), which includes the self-consistent treatment of the damping of the waves as well as the associated acceleration and heating of the ions. We found that if the wave power density is sufficiently large, say about 1000 nT2 Hz-1 at 160 Hz and 2.5 Rsun, then the wave absorption by a prominent minor ion such as O+5 is small, and most of the wave energy is left for absorption by protons. This occurs because the minor ions are quickly (within several gyroperiods) accelerated and then are induced to partially surfing the waves. However, if the wave power is too low, say lower than 10 nT2 Hz-1 at 160 Hz and 2.5 Rsun, then the damping of the wave power by the O+5 ions is severe, and little wave energy is left for protons. Title: Heating and acceleration of ions by cyclotron- and Landau-resonances (Oral papers and posters which were given at the conference, but for which no manuscripts were submitted) Authors: Marsch, E.; Tu, C. -Y. Bibcode: 2001ohnf.conf..394M Altcode: No abstract at ADS Title: Solar Orbiter - A high resolution mission to the Sun and the inner heliosphere (Oral papers and posters which were given at the conference, but for which no manuscripts were submitted) Authors: Marsch, E.; Fleck, B.; Schwenn, R. Bibcode: 2001ohnf.conf..445M Altcode: No abstract at ADS Title: Solar Orbiter, a High-Resolution Mission to the Sun and Inner Heliosphere Authors: Marsch, E.; Antonucci, E.; Bochsler, P.; Bougeret, J. -L.; Fleck, B.; Harrison, R.; Marsden, R.; Schwenn, R.; Vial, J. -C. Bibcode: 2001IAUS..203..565M Altcode: The scientific rationale of the Solar Orbiter (SO) is to provide, at high spatial and temporal resolution, observations of the solar atmosphere and unexplored inner heliosphere. The most interesting and novel observations will be made in the almost heliosynchronous segments of the orbits at heliocentric distances near 45 Rodot and out-of-ecliptic at the highest heliographic latitudes of 38 degrees. The SO will achieve its many and varied aims with a suite of small and innovative instruments through a clever choice of orbits. The first near-Sun interplanetary measurements together with concurrent remote observations of the Sun will permit us to determine and understand, through correlative studies, the characteristics of the solar wind and energetic particles in close linkage with the plasma and radiation conditions in their source regions on the Sun. The SO will, during the high-latitude orbital passes, provide the first observations of the Sun's polar regions as seen from outside the ecliptic and also measure the magnetic field at the poles. Title: Velocity Fields in an Active Region Loop System Observed on the Solar Disc with SUMER/SOHO (CD-ROM Directory: contribs/lanzafam) Authors: Lanzafame, A. C.; Spadaro, D.; Consoli, L.; Marsch, E.; Brooks, D. H. Bibcode: 2001ASPC..223..691L Altcode: 2001csss...11..691L No abstract at ADS Title: The Outer Heliosphere: The Next Frontiers Authors: Scherer, K.; Fichtner, Horst; Fahr, Hans Jörg; Marsch, Eckart Bibcode: 2001ohnf.conf.....S Altcode: The 11th COSPAR Colloquium "The Outer Heliosphere: The Next Frontiers" was held in Potsdam, Germany, from July 24 to 28, 2000, and is the second dedicated to this subject after the first one held in Warsaw, Poland in 1989. Roughly a century has passed after the first ideas by Oliver Lodge, George Francis Fitzgerald and Kristan Birkeland about particle clouds emanating from the Sun and interacting with the Earth environment. Only a few decades after the formulation of the concepts of a continuous solar corpuscular radiation by Ludwig Bierman and a solar wind by Eugene Parker, heliospheric physics has evolved into an important branch of astrophysical research. Numerous spacecraft missions have increased the knowledge about the heliosphere tremendously. Now, at the beginning of a new millenium it seems possible, by newly developed propulasion technologies to send a spacecraft beyond the boundaries of the heliosphere. Such an Interstellar Proce will start the in-situ exploration of interstellar space and, thus, can be considered as the first true astrophysical spacecraft. The year 2000 appeared to be a highly welcome occassion to review the achievements since the last COSPAR Colloquia 11 years ago, to summarize the present developments and to give new impulse for future activities in heliospheric research. Title: Long-term variations of the flow direction and angular momentum of the solar wind observed by Helios Authors: Scherer, K.; Marsch, E.; Schwenn, R.; Rosenbauer, H. Bibcode: 2001A&A...366..331S Altcode: The flow directions of solar wind protons were measured in situ by the Helios spacecraft. A long-term average of the velocity shows a systematic drift in the latitudinal flow angle of about +1o north observed with Helios 1 and -1o south observed onboard of Helios 2. The longitudinal flow angle migrates about +1o west over a period of almost 10 years for Helios 1 and 6 years for Helios 2. This systematic change with time of the plasma flow direction may be caused by solar-cycle variations of the orientation of the Sun's magnetic field which partially corotates with the Sun inside the Alfvén surface (varying in distance between 10 Rsun over the poles and 30 Rsun near the equator). These variations must have been imprinted on the solar wind flow when it detached from corotation with the Sun near the Alfvén point. The angular momentum of the wind is intimately connected with the flow and field directions. The gain of total angular momentum of the wind equals the loss of angular momentum of the Sun, which is caused by the torque exerted on the rotating Sun through the magnetic field of the expanding corona. Implications of the Helios observations for models of the magnetic fields of the Sun as well as the solar wind are discussed. We show evidence, that changes of the solar magnetic field inside the Alfvén surface are responsible for systematic drifts in the solar wind flow direction. Title: Heating and acceleration of coronal ions interacting with plasma waves through cyclotron and Landau resonance Authors: Marsch, E.; Tu, C. -Y. Bibcode: 2001JGR...106..227M Altcode: On the basis of quasi-linear theory, the parallel and perpendicular wave heating and acceleration rates for gyrotropic particle velocity distribution functions are derived. These rates can be used in anisotropic multicomponent fluid equations, in order to describe the wave-particle interactions of ions with, for examples, kinetic Alfvén and electromagnetic or electrostatic ion cyclotron, respectively, magnetosonic waves propagating along or obliquely to the mean magnetic field. The waves of coronal origin propagating away from the Sun into the interplanetary medium can resonantly heat the solar wind ions and accelerate minor ions preferentially with respect to the protons. Such processes are required in order to explain and understand the measured characteristics of ion velocity distributions in the solar wind and to interpret the recent spectroscopic evidence obtained from EUV emission line measurements made by the Solar and Heliospheric Observatory (SOHO) spacecraft, which indicate cyclotron-resonance-related line broadenings and shifts. Title: Observations and Models of the Fast and Slow Solar Wind Authors: Marsch, E. Bibcode: 2001IAUS..203..447M Altcode: There are two major types of solar wind. The steady fast wind originates on open magnetic field lines in coronal holes, which may last for many solar rotations. In contrast, the unsteady slow wind is coming from the bulk or boundary layer of streamers, which are mostly magnetically closed and open up only temporarily. Many observations of the solar wind have in the past been made, e.g., in situ by Helios and Ulysses and remotely by SOHO. Correspondingly, many models for the fast and slow wind have been developed to different levels of sophistication. The majority of the models is concerned with the fast wind. Essential properties of fast streams can be reproduced by 1-D multi-fluid models involving broad-band waves. Yet, the integration of the fluid equations must start low in the corona in the magnetic funnels at transition region level. Also, 3-D MHD models have recently been developed. Owing to its time-variable nature, no robust understanding of the slow wind exist. Apparently, its acceleration starts only beyond two solar radii. Key empirical constraints, which are imposed on the models by the Helios (near-Sun, in-ecliptic) and Ulysses (high-latitude) interplanetary measurements and by the SOHO plasma-spectroscopy results, are discussed with respect to the fluid as well as kinetic properties of the wind. Selected results from modelling and observations are presented and discussed. Title: Solar Wind: Kinetic Properties Authors: Marsch, E. Bibcode: 2000eaa..bookE2304M Altcode: The SOLAR WIND consists of electrons, protons, alpha particles and heavy ions. Its kinetic physics deals with the collective behavior of these particles in a statistical ensemble. Space-borne particle spectrometers enable us to measure the composition and three-dimensional velocity distribution functions (VDFs) of the particles. Vlasov kinetic plasma theory provides the adequate means for their t... Title: On the origin of the fast solar wind in polar coronal funnels Authors: Hackenberg, P.; Marsch, E.; Mann, G. Bibcode: 2000A&A...360.1139H Altcode: Funnels are open magnetic structures connecting the chromosphere with the solar corona ( \cite{Axf97,Mar97,Hac99}). We investigate the stationary plasma flow out of funnels with a flux-tube model. The funnel area function is derived from an analytical 2-D magnetic field model. Since the funnel height is only approximately 15 Mm, the area function for greater heights is taken from the Banaszkiewicz et al. (\cite*{Ban98}) coronal magnetic field model. Thus we obtain a realistic area function being valid into the upper corona. The plasma in the funnel is treated with two-fluid equations including radiative losses, thermal conduction, electron-proton heat exchange, proton heating by cyclotron-damped Alfvén waves and Alfvén wave pressure. We adjust the free parameters to the quantities measured in the lower solar corona (≈ 100 000 km above the photosphere) by SUMER aboard SOHO ( te{Wil98b}). The thereby obtained height profiles of the plasma properties (e.g. density, electron and proton temperatures, flow speed) within the funnel are presented and compared with recent SUMER measurements. Title: Hydrogen temperature gradient in the transition region of a solar coronal hole Authors: Marsch, E.; Tu, C. -Y.; Wilhelm, K. Bibcode: 2000A&A...359..381M Altcode: The Lyman series of hydrogen was observed by SUMER on SOHO on the north polar limb of the Sun with a total exposure time of more than ten hours. The resulting line profiles have been analysed using the technique described by Marsch et al. (1999). The data analysis corroborates earlier findings on the Lyman lines, but also yields phenomena which cannot be fully understood at the present time. Firstly, the line width of the Lyman lines increases with decreasing series or quantum number. Secondly, the hydrogen temperature gradient in the height range from 12 000 km to 18 000 km is unexpectedly small and does not reveal a steep jump as might be expected from modelling of the transition region. The average temperature increases only slightly from 1;105 K to 2;105 K. Possible explanations of these observations are given and models are briefly discussed. Title: Structure and dynamics of an active region loop system observed on the solar disc with SUMER on SOHO Authors: Spadaro, D.; Lanzafame, A. C.; Consoli, L.; Marsch, E.; Brooks, D. H.; Lang, J. Bibcode: 2000A&A...359..716S Altcode: In this paper we present and discuss spectra obtained by SUMER on SOHO from an active region loop system observed on the solar disc, close to the central meridian, on July 26th, 1996. The region was observed with a spatial resolution of about 2arcsec by 2arcsec in emission lines forming in the transition region and inner corona, with the aim of investigating the physical structure and dynamical behaviour of the plasma in active region magnetic loops. To this purpose we have reduced and analysed the spectral observations in order to determine the values of intensity, Doppler shift and line profile width for the selected emission lines in all the spatially resolved elements of the examined area of the solar disc. By comparing intensity, velocity maps and photospheric magnetic fields obtained by MDI on SOHO, several magnetic loops have been identified, some of which contemporarily appear over a range of temperatures, while others are compact and only visible in a limited temperature range. A few loops exhibit velocity fields typical of siphon flows, the siphon-like velocities being higher in compact loops. Two compact loops seen in the transition region lines show asymmetric siphon-like velocity fields and high non-thermal velocities at the upflowing footpoint. High non-thermal velocities are also associated with the falling footpoint of a larger loop. Besides such loops, other bright features are observed in the transition region lines, whose morphology cannot be identified as arch-like. They have no coronal counterpart, are red-shifted with respect to the median line centroid position and exhibit high non-thermal velocities. Title: Preface (The outer heliosphere: beyond the planets) Authors: Scherer, Klaus; Fichtner, Horst; Marsch, Eckart Bibcode: 2000ohbp.confD...5S Altcode: No abstract at ADS Title: Solar Orbiter --- A High Resolution Mission to the Sun and Inner Heliosphere Authors: Fleck, B.; Marsch, E.; Schwenn, R.; Antonucci, E.; Bochsler, P.; Bougeret, J. -L.; Harrison, R. A.; Marsden, R.; Vial, J. -C. Bibcode: 2000SPD....31.0296F Altcode: 2000BAAS...32..828F The scientific rationale of the Solar Orbiter (SO) is to provide, at high spatial and temporal resolution, observations of the solar atmosphere and unexplored inner heliosphere. The most interesting and novel observations will be made in the almost heliosynchronous segments of the orbits at heliocentric distances near 45 Rsun and out-of-ecliptic at heliographic latitudes of up to 38o. By going to 45 Rsun the SO will allow remote sensing of the solar atmosphere with unprecedented spatial resolution, and the almost heliosynchronous orbit segments will permit us to disentangle spatial and temporal variations in the solar wind in close linkage with the plasma and radiation conditions in the source regions of the Sun. The strawman payload encompasses two instrument packages: Heliospheric Instruments --- high-res visible light telescope and magnetograph (<40 km), high-res X-ray/EUV imager (<30 km), high-res EUV spectrometer (<100 km), EUV and visible-light coronagraphs, solar neutron and γ -ray detectors, radiometers. Heliospheric Instruments --- solar wind analyzer, magnetometer, energetic particle detectors, IP dust detector, plasma wave analyser, radio experiment, neutral particle detector. Using solar electric propulsion (SEP) in conjunction with multiple planet swing-by manoeuvres, it will take SO two years to reach a perihelion of 45 Rsun at an orbital period of 149 days, with an inclination ranging from 6.7o to 23.4o w.r.t. the ecliptic. During an extended mission phase of about 2 years the inclination will increase to 31.7o, leading to a maximum heliographic latitude of 38.3o. The SO was one of the about 40 responses to the Call for Proposals for the next two "flexi-missions" (F2 and F3) within ESA's Scientific Programme. At its meeting on 1 March 2000, ESA's Space Science Advisory Committee recommended the Solar Orbiter among 5 other proposals for an assessment study. Launch is expected by the end of the decade. Title: Dynamical processes in interplanetary space Authors: Marsch, Eckart Bibcode: 2000ohbp.conf...41M Altcode: A concise introduction is given into dynamical processes occurring in interplanetary space. The coronal magnetic field and the heliospheric current sheet are described. Following the Parker model, the concept of the solar wind is outlined and observations of the three-dimensional solar wind are presented. The heliospheric magnetic (spiral) field is explained. Then structures and flux ropes in the wind, and waves and turbulence are discussed, in particular Alfvénic fluctuations, magnetosonic waves and shocks. Shocks and corotating interaction regions are illustrated. Then we concentrate on large-scale stream dynamics, leading to collisions and merging of different flows, which may form compound streams and corotating shells of high pressure. The basic elements of solar-wind and MHD theory are developed. Ample references are provided to the reader for further in-depth study of the subjects discussed. Title: The outer heliosphere: beyond the planets Authors: Scherer, Klaus; Fichtner, Horst; Marsch, Eckart Bibcode: 2000ohbp.conf.....S Altcode: No abstract at ADS Title: On the source regions of the fast solar wind in polar coronal holes Authors: Wilhelm, K.; Dammasch, I. E.; Marsch, E.; Hassler, D. M. Bibcode: 2000A&A...353..749W Altcode: Fast streams of the solar wind with speeds of up to ~ 800 km s-1 at a distance of 1 AU (astronomical unit) from the Sun are known to originate in solar coronal holes. With the Solar and Heliospheric Observatory (SOHO) detailed studies of the solar wind source regions have been made possible for the first time. We show images of solar polar coronal holes in the extreme ultraviolet (EUV), which were obtained by the Solar Ultraviolet Measurements of Emitted Radiation (SUMER) spectrograph on the SOHO spacecraft. The light is emitted in spectral lines of helium atoms and Ne7+ ions formed at temperatures of about 20 000 K and 630 000 K, respectively, in ionization equilibrium. The sources of the fast solar wind in polar coronal holes can clearly be seen in the chromospheric He i line and in the Ne viii line of the low corona, either as dark polar caps in radiance diagrams or as regions of predominant blue shift. The average blue shifts along the line of sight in coronal holes amount to speeds of ~ 3 km s-1 for both He and Ne7+, if the Doppler shift can be interpreted as an indication of bulk motions. Bright points and polar plumes seen in Ne viii (lambda 770) do, however, not show signatures of outflow. Title: On the origin of the fast solar wind in coronal funnels Authors: Hackenberg, P.; Mann, G.; Marsch, E. Bibcode: 1999ESASP.446..341H Altcode: 1999soho....8..341H "Funnels" are open structures connecting the lower transition region with the solar corona. We investigate the stationary plasma flow out of funnels with a flux tube model. The area-function is derived from an analytical 2-D magnetic field funnel model. Since the funnel height is only approximately 15 Mm, the area-function for greater heights is taken from the Banaszkiewicz et al. (1998) magnetic field model. Thus we obtain a realistic area-function up to the upper corona. The plasma within the funnel is treated with two-fluid equations including thermal conduction, electron-proton heat exchange, proton heating by cyclotron-damped Alfvén waves and Alfvén wave-pressure. We adjust the free parameters with quantities measured at the lower solar corona ~100 Mm above the photosphere) by SUMER aboard SOHO (Wilhelm et al., 1998). The thereby found height profiles of the plasma properties (e.g. density, electron and proton temperatures, flow speed) within the funnel are presented and partly compared with recent SUMER measurements. Title: Dynamical Properties Of An Active Region Loop System Observed On The Solar Disc With SUMER/SOHO Authors: Lanzafame, A. C.; Spadaro, D.; Consoli, L.; Marsch, E.; Brooks, D. H. Bibcode: 1999ESASP.446..429L Altcode: 1999soho....8..429L In this paper we present and discuss spectra obtained by SUMER from an active region loop system observed on the solar disc, close to the central meridian. This region has been observed with a spatial resolution of about 2'' by 2'' in emission lines formed in the transition region and inner corona. Our aim is to investigate the physical structure and dynamical behaviour of the plasma in the transition region portion of the magnetic loops. To this purpose, we have reduced and analysed the spectral observations in order to determine the values of intensity, Doppler shift and line profile width for the selected emission lines in all the spatially resolved elements of the examined area of the solar disc. These data have been used to locate the coronal structures within the observed active region and to identify their morphology. They have also been used to include a study of the spatial relationship between loops as seen in spectral lines formed at different temperatures. As far as the data relating to the line profiles are concerned, they have been analysed with the purpose of examining indications of the presence of resolved mass motions inside the active region and also for investigating the non-thermal broadening of the lines, which is usually attributed to microturbulence and probably related to the heating mechanisms working in these layers of the solar atmosphere. We have also explored the possibility of correlations amongst the line intensities, Doppler shifts and microturbulence velocities, which might help us to gain insight into the physical processes occurring in active regions, particularly in the transition region portion of magnetic loops. Title: Proton and hydrogen temperatures at the base of the solar polar corona Authors: Marsch, E.; Tu, C. -Y.; Heinzel, P.; Wilhelm, K.; Curdt, W. Bibcode: 1999A&A...347..676M Altcode: The SUMER (Solar Ultraviolet Measurements of Emitted Radiation) Spectrometer on SOHO (Solar and Heliospheric Observatory) has been used to observe the lines of the Lyman series (up to quantum numbers larger than 20) of hydrogen emitted in the solar atmosphere. The line shapes and intensities versus height are obtained near the limb from about -10\arcsec to 70\arcsec. The lines are broad and show the typical self-absorption reversal near the limb, where the emission comes from optically thick material, and change systematically with increasing height. The H i Ly6, Ly7 and Ly9 lines attain a Gaussian shape at heights above the visible limb between about 19\arcsec and 22\arcsec, where the emission comes from an optically thin plasma. The line shapes and intensities can be fitted well by model profiles obtained from multilevel NLTE (Non Local-Thermodynamic-Equilibrium) radiative transfer calculations which allow us, assuming excitation and ionization equilibrium, to derive consistently the temperatures and densities of the hydrogen atoms and, with additional assumptions, of the protons. Temperature values range between 1 10(5) K to 2 10(5) K. We present the systematics of the line shapes as observed in different emission regions and discuss briefly the relevance of these results for the solar wind acceleration and coronal heating. Title: Solar Origin and Interplanetary Evolution of Stream Interfaces Authors: Forsyth, R. J.; Marsch, E. Bibcode: 1999SSRv...89....7F Altcode: In a Corotating Interaction Region (CIR) the stream interface is identified as a relatively sharp density drop, temperature rise, and flow shear in the solar wind, and is now generally believed to mark the boundary between solar wind which was originally slow when it left the Sun and solar wind which was originally fast. This paper summarises some important facts and open questions about the origin and nature of the boundary between fast and slow solar wind near the Sun, the evolution of stream interfaces with heliocentric distance in the inner heliosphere, and their relationship. Title: CIR Morphology, Turbulence, Discontinuities, and Energetic Particles Authors: Crooker, N. U.; Gosling, J. T.; Bothmer, V.; Forsyth, R. J.; Gazis, P. R.; Hewish, A.; Horbury, T. S.; Intriligator, D. S.; Jokipii, J. R.; Kóta, J.; Lazarus, A. J.; Lee, M. A.; Lucek, E.; Marsch, E.; Posner, A.; Richardson, I. G.; Roelof, E. C.; Schmidt, J. M.; Siscoe, G. L.; Tsurutani, B. T.; Wimmer-Schweingruber, R. F. Bibcode: 1999SSRv...89..179C Altcode: Corotating interaction regions (CIRs) in the middle heliosphere have distinct morphological features and associated patterns of turbulence and energetic particles. This report summarizes current understanding of those features and patterns, discusses how they can vary from case to case and with distance from the Sun and possible causes of those variations, presents an analytical model of the morphological features found in earlier qualitative models and numerical simulations, and identifies aspects of the features and patterns that have yet to be resolved. Title: The Solar Origin of Corotating Interaction Regions and Their Formation in the Inner Heliosphere Authors: Balogh, A.; Bothmer, V.; Crooker, N. U.; Forsyth, R. J.; Gloeckler, G.; Hewish, A.; Hilchenbach, M.; Kallenbach, R.; Klecker, B.; Linker, J. A.; Lucek, E.; Mann, G.; Marsch, E.; Posner, A.; Richardson, I. G.; Schmidt, J. M.; Scholer, M.; Wang, Y. -M.; Wimmer-Schweingruber, R. F.; Aellig, M. R.; Bochsler, P.; Hefti, S.; Mikić, Z. Bibcode: 1999SSRv...89..141B Altcode: Corotating Interaction Regions (CIRs) form as a consequence of the compression of the solar wind at the interface between fast speed streams and slow streams. Dynamic interaction of solar wind streams is a general feature of the heliospheric medium; when the sources of the solar wind streams are relatively stable, the interaction regions form a pattern which corotates with the Sun. The regions of origin of the high speed solar wind streams have been clearly identified as the coronal holes with their open magnetic field structures. The origin of the slow speed solar wind is less clear; slow streams may well originate from a range of coronal configurations adjacent to, or above magnetically closed structures. This article addresses the coronal origin of the stable pattern of solar wind streams which leads to the formation of CIRs. In particular, coronal models based on photospheric measurements are reviewed; we also examine the observations of kinematic and compositional solar wind features at 1 AU, their appearance in the stream interfaces (SIs) of CIRs, and their relationship to the structure of the solar surface and the inner corona; finally we summarise the Helios observations in the inner heliosphere of CIRs and their precursors to give a link between the optical observations on their solar origin and the in-situ plasma observations at 1 AU after their formation. The most important question that remains to be answered concerning the solar origin of CIRs is related to the origin and morphology of the slow solar wind. Title: Study of the heating mechanism of solar wind ions in coronal holes Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1999AIPC..471..373T Altcode: 1999sowi.conf..373T Observational results obtained by UVCS and SUMER on SOHO provide an excellent opportunity to study the heating and acceleration mechanism of solar wind ions in the solar corona. The heating rate per unit mass for neutral hydrogen is derived from the observed height profiles of the microscopic velocity (derived from EUV line widths) and is found to be about 14 (km/s)2/s at 2-3 Rsolar. For Oxygen O+5 the rate is about 120 (km/s)2/s. Since the observed microscopic velocity includes thermal motions and wave-related fluid motions, these values may be considered as upper-limit estimates. The heating rate of neutral hydrogen may also be representative for the heating rate of solar wind protons. Although it is now widely believed that the observed heating of O+5 provides evidence for cyclotron-resonance wave heating, no consistent common explanation for the heating rates of both Oxygen and Hydrogen has been proposed. We suggest here a two-step model describing systematically both the heating of the protons and Oxygen ions based on the quasi-linear theory. First, the heavy ions absorb almost all the energy of the waves and are preferentially accelerated. Then, because of the Doppler shift and dependence of the resonant frequency of the heavy ions upon their drift speed, these heavy ions become resonant with cyclotron waves at higher wave numbers, at which a considerable number of the protons are also resonant with the waves. This resonance is possible because the protons have a finite plasma beta. The shape of the spectrum at the high wave numbers determines finally how much energy is absorbed by each of the species. Title: Closure of multi-fluid equations for cyclotron-resonant interactions of ions with Alfvén waves in the solar corona Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1999AIPC..471..393M Altcode: 1999sowi.conf..393M Based on quasilinear theory, a set of anisotropic, multi-component fluid equations is derived. These equations describe the wave-particle interactions of ions with electromagnetic Alfvén and ion-cyclotron waves propagating along the mean magnetic field. The ion acceleration and heating rates are calculated. They may be used in the multifluid momentum and energy equations as anomalous transport terms. The associated evolution equation for the average wave spectrum is also established, and the effective growth/damping rate for the wave energy spectrum is calculated. The wave-particle-interaction terms attain forms resembling the ones for collisional friction and temperature-anisotropy relaxation (due to pitch angle scattering), but with collision rates that are proportional to the gyrofrequency times the relative wave-fluctuation level with respect to the background field. A simple closure scheme is suggested, which connects the dissipation of turbulence and waves with the individual heating rates of the minor ions in the corona. The heavy-ion emission-line widths observed by SOHO and the derived ion temperatures provide new empirical evidence that the heating may be related with cyclotron-resonance wave dissipation. Title: CIR Morphology, Turbulence, Discontinuities, and Energetic Particles Authors: Crooker, N. U.; Gosling, J. T.; Bothmer, V.; Forsyth, R. J.; Gazis, P. R.; Hewish, A.; Horbury, T. S.; Intriligator, D. S.; Jokipii, J. R.; Kóta, J.; Lazarus, A. J.; Lee, M. A.; Lucek, E.; Marsch, E.; Posner, A.; Richardson, I. G.; Roelof, E. C.; Schmidt, J. M.; Siscoe, G. L.; Tsurutani, B. T.; Wimmer-Schweingruber, R. F. Bibcode: 1999cir..book..179C Altcode: No abstract at ADS Title: Solar Origin and Interplanetary Evolution of Stream Interfaces Authors: Forsyth, R. J.; Marsch, E. Bibcode: 1999cir..book....7F Altcode: No abstract at ADS Title: Working Group 1 Report: Solar Wind Models from the Sun to 1 AU: Constraints by "in situ" and Remote Sensing Measurements Authors: Leer, E.; Marsch, E. Bibcode: 1999SSRv...87...67L Altcode: The goal of Working Group 1 was to discuss constraints on solar wind models. The topics for discussion, outlined by Eckart Marsch in his introduction, were: (1) what heats the corona, (2) what is the role of waves, (3) what determines the solar wind mass flux, (4) can stationary, multi-fluid models describe the fast and slow solar wind, or (5) do we need time dependent fluid models, kinetic models, and/or MHD models to describe solar wind acceleration. The discussion in the working group focused on observations of "temperatures" in the corona, mainly in coronal holes, and whether the observations of line broadening should be interpreted as thermal broadening or wave broadening. Observations of the coronal electron density and the flow speed in coronal holes were also discussed. There was only one contribution on observations of the distant solar wind, but we can place firm constraints on the solar wind particle fluxes and asymptotic flow speeds from observations with Ulysses and other spacecraft. Theoretical work on multi-fluid models, higher-order moment fluid models, and MHD models of the solar wind were also presented. Title: The Solar Origin of Corotating Interaction Regions and their Formation in the Inner Heliosphere Authors: Balogh, A.; Bothmer, V.; Crooker, N. U.; Forsyth, R. J.; Gloeckler, G.; Hewish, A.; Hilchenbach, M.; Kallenbach, R.; Klecker, B.; Linker, J. A.; Lucek, E.; Mann, G.; Marsch, E.; Posner, A.; Richardson, I. G.; Schmidt, J. M.; Scholer, M.; Wang, Y. -M.; Wimmer-Schweingruber, R. F.; Aellig, M. R.; Bochsler, P.; Hefti, S.; Mikić, Z. Bibcode: 1999cir..book..141B Altcode: No abstract at ADS Title: Cyclotron Heating of the Solar Corona Authors: Marsch, Eckart Bibcode: 1999Ap&SS.264...63M Altcode: 1998Ap&SS.264...63M A physical model of the solar transition region and corona is presented, in which plasma flows in rapidly-diverging coronal funnels and holes are described within the framework of a two-fluid model including wave-particle interactions. The ions are heated by wave dissipation and accelerated by the pressure gradient of high-frequency Alfvén waves, which are assumed to originate at the bottom of the magnetic network by small-scale reconnection. The heating is assumed to be due to cyclotron-resonant damping of the waves near the local ion gyrofrequency. The EUV emission lines observed by the SUMER spectrometer on SOHO show very strong broadenings, which seem to be ordered according to the ion charge-per-mass ratio and thus to indicate cyclotron-resonant heating by waves. Based on quasilinear theory, a closure scheme for anisotropic multi-component fluid equations is developed for the wave-particle interactions of the ions with Alfvén waves. The acceleration and heating rates are calculated. Title: The ESA Solar Orbiter Mission Authors: Marsch, E. Bibcode: 1999AGAb...15...13M Altcode: 1999AGM....15..A16M Presently, a group of solar and space-plasma physicists is studying a high-resolution ESA mission called Solar Orbiter. This mission will be proposed to ESA in response to a call, expected in late fall this year, for ideas for a F 2/3 (flexible) mission and will concentrate on solar and heliospheric physics. The science objectives, the S/C and orbital design, and some key instruments of the strawman payload currently envisioned for the Solar Orbiter will be described and presented. The agreed baseline of the mission is to fly a set of in-situ particles and fields experiments, together with a set of optical instruments (white light imager and coronagraph, EUV imager and spectrometer) into a near-Sun orbit with a perihelion of about 40 Rodot. This is achieved by means of an electric propulsion system powered by large solar-cell arrays. In a possible extended mission the S/C will climb to about 33circ in heliographic latitude, thus enabling optical observations to be carried out for the first time over the Sun's polar regions. One main goal of the mission is to correlate these remote-sensing observations, to be made with high spatial resolution at the 100 km scale on the Sun, of the sources of the solar wind and energetic particles with simultaneous in-situ measurements of the particles and their associated fields. The plasma measurements will be made with high-resolution in time and phase-space at the S/C location, while the S/C corotates partly with the Sun during the perihelion passage. Title: Plasma Properties in Coronal Funnels Authors: Hackenberg, P.; Mann, G.; Marsch, E. Bibcode: 1999SSRv...87..207H Altcode: A two dimensional model of the transition region and the lower corona, based on the idea that the magnetic flux is strongly concentrated at the boundaries of the supergranular convection cells, has been proposed by Gabriel in 1976. The plasma moves along the open magnetic field lines, which define the the so-called "funnel," and eventually builds up the solar wind. Title: Solar Wind Models from the Sun to 1 AU: Constraints by in Situ and Remote Sensing Measurements Authors: Marsch, E. Bibcode: 1999SSRv...87....1M Altcode: There are three major types of solar wind: The steady fast wind originating on open magnetic field lines in coronal holes, the unsteady slow wind coming probably from the temporarily open streamer belt and the transient wind in the form of large coronal mass ejections. The majority of the models is concerned with the fast wind, which is, at least during solar minimum, the normal mode of the wind and most easily modeled by multi-fluid equations involving waves. The in-situ constraints imposed on the models, mainly by the Helios (in ecliptic) and Ulysses (high-latitude) interplanetary measurements, are extensively discussed with respect to fluid and kinetic properties of the wind. The recent SOHO observations have brought a wealth of new information about the boundary conditions for the wind in the inner solar corona and about the plasma conditions prevailing in the transition region and chromospheric sources of the wind plasma. These results are presented, and then some key questions and scientific issues are identified. Title: Plasma astrophysics and space physics. Proceedings. 7th International Conference on Plasma Astrophysics, Katlenburg-Lindau (Germany), 4 - 8 May 1998. Authors: Büchner, J.; Axford, I.; Marsch, E.; Vasyliunas, V. Bibcode: 1999Ap&SS.264.....B Altcode: 1998Ap&SS.264.....B The following topics were dealt with: magnetic reconnection, coronal heating and solar wind acceleration, jets and winds, multi-ion and dusty plasmas, nonlinear dynamics, dynamo, plasma turbulence, nonthermal radiation, cosmic ray and particle acceleration. Title: Ion Temperatures as Observed in a Solar Coronal Hole Authors: Tu, C. -Y.; Marsch, E.; Wilhelm, K. Bibcode: 1999SSRv...87..331T Altcode: From the widths of the extreme ultraviolet (EUV) lines measured by the SUMER instrument on SOHO, it was found previously (Tu et al. 1998) that the average temperature of Ne+7, at heights (relative to h0) above the southern solar limb from 17″ to 64″, ranges between 1.3 and 5 × 106 K and of Ne+6 between 1 and 4 × 106 K. For mass-per-charge numbers greater than 4 the temperatures of the ions increase slightly with increasing mass-per-charge, while the thermal speed reveals no clear trend. We present a new data set with exposure times much longer than the ones in the previous study. The results obtained from line width analysis of Fe XII (1242 Å), Mg X (1249 Å), Mg VIII (772 Å) Ne VIII (770 Å), and Si VIII (1445 Å) support our previous study. In this case, the trend of increasing temperature begins at a mass-per-charge number of 3. A qualitative explanation based on ion-cyclotron-resonance heating within linear kinetic theory is suggested. Title: Kinetic properties of solar wind minor ions and protons measured with SOHO/CELIAS Authors: Hefti, S.; Grünwaldt, H.; Ipavich, F. M.; Bochsler, P.; Hovestadt, D.; Aellig, M. R.; Hilchenbach, M.; Kallenbach, R.; Galvin, A. B.; Geiss, J.; Gliem, F.; Gloeckler, G.; Klecker, B.; Marsch, E.; Möbius, E.; Neugebauer, M.; Wurz, P. Bibcode: 1998JGR...10329697H Altcode: Using observations of the Charge Time-of-Flight (CTOF) charge and mass spectrometer of the Charge, Element and Isotope Analysis System (CELIAS), and of CELIAS/proton monitor on board the Solar and Heliospheric Observatory (SOHO), we present an overview of speeds and kinetic temperatures of minor ions and protons in the solar wind near solar minimum, covering the Carrington Rotations 1908 to 1912. In the case of a collision-dominated solar wind the speed of minor ions is expected to be lower or equal to the speed of the protons, and all species are expected to have equal temperatures. On the other hand, minor ions can be accelerated and heated by wave-particle interaction. In this case, equal thermal speeds of all species are expected. CTOF data allow the determination of the kinetic parameters of various ions with high accuracy and with high time resolution. The mean O6+ speed of the observed period is 390 kms-1. The speeds of Si7+ and Fe9+ correlate well with O6+, the linear correlation coefficient being 0.96 or higher. Our results also indicate that silicon and iron tend to lag behind oxygen with a speed difference of ~20 kms-1 at 500 kms-1. At the same time, the kinetic temperature of the ions under investigation exhibit the well-known mass proportionality, which is attributed to wave-particle interactions. During the period of low solar activity in consideration, many cases are observed where the kinetic temperature is extraordinarily low (104K for O6+). Title: Solitons in multi-ion plasmas Authors: Hackenberg, Peter; Mann, Gottfried; Marsch, Eckart Bibcode: 1998JPlPh..60..845H Altcode: Available from http://journals.cambridge.org/bin/bladerunner?REQUNIQ=1105385229&REQSESS=958582&118000REQEVENT=&REQINT1=18465&REQAUTH=0 Title: Magnesium isotopic composition as observed with the CELIAS/MTOF experiment on the SOHO spacecraft Authors: Kucharek, H.; Ipavich, F. M.; Kallenbach, R.; Bochsler, P.; Hovestadt, D.; Grünwaldt, H.; Hilchenbach, M.; Axford, W. I.; Balsiger, H.; Bürgi, A.; Coplan, M. A.; Galvin, A. B.; Geiss, J.; Gliem, F.; Gloeckler, G.; Hsieh, K. C.; Judge, D. J.; Klecker, B.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Ogawa, H. S.; Reiche, K. -U.; Scholer, M.; Verigin, M. I.; Wilken, B.; Wurz, P. Bibcode: 1998JGR...10326805K Altcode: Solar wind abundance ratios of magnesium isotopes measured with the high resolution Mass Time-of-Flight spectrometer (MTOF) of the Charge, Element, and Isotope Analysis System (CELIAS) experiment on board the Solar and Heliospheric Observatory (SOHO) are presented. MTOF, as part of CELIAS, is, because of its high time and mass resolution, an excellent tool for isotope abundance measurements in the solar wind. From the data analysis we have found that the isotopic composition of magnesium in the solar wind agrees with the terrestrial composition within the experimental uncertainty. We have obtained isotopic ratios of 24Mg/25Mg=7.7+/-0.4 and 24Mg/26Mg=7.0+/-0.5. These values are consistent with the terrestrial values of 24Mg/25Mg=7.90+/-0.01 and 24Mg/26Mg=7.17+/-0.03. Furthermore, these investigations also show that with the given uncertainties the abundance ratios do not vary significantly within a solar wind velocity range from 375 km/s to 530 km/s. Title: Detection of 55-80 keV Hydrogen Atoms of Heliospheric Origin by CELIAS/HSTOF on SOHO Authors: Hilchenbach, M.; Hsieh, K. C.; Hovestadt, D.; Klecker, B.; Grünwaldt, H.; Bochsler, P.; Ipavich, F. M.; Bürgi, A.; Möbius, E.; Gliem, F.; Axford, W. I.; Balsiger, H.; Bornemann, W.; Coplan, M. A.; Galvin, A. B.; Geiss, J.; Gloeckler, G.; Hefti, S.; Judge, D. L.; Kallenbach, R.; Laeverenz, P.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Neugebauer, M.; Ogawa, H. S.; Reiche, K. -U.; Scholer, M.; Verigin, M. I.; Wilken, B.; Wurz, P. Bibcode: 1998ApJ...503..916H Altcode: The High-Energy Suprathermal Time-of-Flight sensor (HSTOF) of the Charge, Element, and Isotope Analysis System (CELIAS) on the Solar and Heliospheric Observatory (SOHO) near the Lagrangian point L1 is capable of identifying energetic hydrogen atoms (EHAs) between 55 and 80 keV. Between 1996 February 13 and 1997 August 31, near solar minimum, there were 285 ``quiet'' days when the interplanetary charged-particle flux was low. During these quiet times, HSTOF scanned the apex of the heliosphere once and the antiapex twice. The flux level and time profile, and hence the arrival direction, of the EHAs accumulated during these quiet times are best interpreted as fluxes of EHAs coming from the heliosheath. Title: Iron freeze-in temperatures measured by SOHO/CELIAS/CTOF Authors: Aellig, M. R.; Grünwaldt, H.; Bochsler, P.; Wurz, P.; Hefti, S.; Kallenbach, R.; Ipavich, F. M.; Axford, W. I.; Balsiger, H.; Bürgi, A.; Coplan, M. A.; Galvin, A. B.; Geiss, J.; Gliem, F.; Gloeckler, G.; Hilchenbach, M.; Hovestadt, D.; Hsieh, K. C.; Klecker, B.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Reiche, K. -U.; Scholer, M.; Verigin, M. I.; Wilken, B. Bibcode: 1998JGR...10317215A Altcode: The CELIAS particle experiment on SOHO contains the Charge Time Of Flight (CTOF) mass spectrometer which measures the ionic and elemental composition of minor ions in the solar wind. In this paper we present iron freeze-in temperatures derived with a time resolution of 5 min. They indicate that some of the filamentary structures of the inner corona observed in Hα survive in the interplanetary medium as far as 1 AU. Title: Solar wind measurements with SOHO: The CELIAS/MTOF proton monitor Authors: Ipavich, F. M.; Galvin, A. B.; Lasley, S. E.; Paquette, J. A.; Hefti, S.; Reiche, K. -U.; Coplan, M. A.; Gloeckler, G.; Bochsler, P.; Hovestadt, D.; Grünwaldt, H.; Hilchenbach, M.; Gliem, F.; Axford, W. I.; Balsiger, H.; Bürgi, A.; Geiss, J.; Hsieh, K. C.; Kallenbach, R.; Klecker, B.; Lee, M. A.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Scholer, M.; Verigin, M. I.; Wilken, B.; Wurz, P. Bibcode: 1998JGR...10317205I Altcode: The proton monitor, a small subsensor in the Charge, Element, and Isotope Analysis System/Mass Time-of-Flight (CELIAS/MTOF) experiment on the SOHO spacecraft, was designed to assist in the interpretation of measurements from the high mass resolution main MTOF sensor. In this paper we demonstrate that the proton monitor data may be used to generate reasonably accurate values of the solar wind proton bulk speed, density, thermal speed, and north/south flow direction. Correlation coefficients based on comparison with the solar wind measurements from the SWE instrument on the Wind spacecraft range from 0.87 to 0.99. On the basis of the initial 12 months of observations, we find that the proton momentum flux is almost invariant with respect to the bulk speed, confirming a previously published result. We present observations of two interplanetary shock events, and of an unusual solar wind density depletion. This large density depletion, and the correspondingly large drop in the solar wind ram pressure, may have been the cause of a nearly simultaneous large increase in the flux of relativistic magnetospheric electrons observed at geosynchronous altitudes by the GOES 9 spacecraft. Extending our data set with a 10-year time span from the OMNIWeb data set, we find an average frequency of about one large density depletion per year. The origin of these events is unclear; of the 10 events identified, 3 appear to be corotating and at least 2 are probably CME related. The rapidly available, comprehensive data coverage from SOHO allows the production of near-real time solar wind parameters that are now accessible on the World Wide Web. Title: Ion Temperatures in a Solar Polar Coronal Hole Observed by SUMER on SOHO Authors: Tu, C. -Y.; Marsch, E.; Wilhelm, K.; Curdt, W. Bibcode: 1998ApJ...503..475T Altcode: The temperatures of some highly charged ions in the southern solar polar coronal hole are determined from the widths of the extreme ultraviolet (EUV) lines measured by the SUMER (Solar Ultraviolet Measurements of Emitted Radiation) instrument on SOHO (Solar and Heliospheric Observatory). Radiation from both light ions, such as Ne6+, Ne7+, Mg7+, Mg9+, Si6+, and Si7+, and heavy ions, such as Fe9+, Fe10+, and Fe11+, are recorded in off-limb observations. We refer here to the limb as the height, h0, where the limb brightening of the N IV 765 Å line maximizes. After correction of the measured line widths for instrument contributions, the intrinsic widths of these emission lines are derived. These are produced by thermal motions of the ions and turbulent wave motions of the background plasma. Since the turbulent line broadening should be the same for all the different ions, its upper limit can be determined from the widths of the iron lines, assuming zero iron temperatures. Thus, the range of kinetic temperatures permitted for the light species can be delimited. For example, the average temperature of Ne7+, at heights above the southern limb relative to h0 from 17" to 64", ranges between 1.3 and 5 × 106 K, and the average temperature of Ne6+ ranges between 1 and 4 × 106 K. The interpretation of these measurements does not require knowledge of the ion formation (or electron) temperature. It is also found that the ion thermal speed decreases with increasing mass per charge, while the ion temperature remains roughly constant. In another observation at heights from 167" to 183" above h0, the temperature of the ions increases slightly with increasing mass per charge, while the thermal speed reveals no clear trend. The upper limits of the turbulence amplitude, <δv2>1/2, derived for these two altitude ranges are 33-37 and 44 km s-1, respectively. The implications of these results for the heating of the solar corona and the acceleration of the solar wind are discussed. Title: Elemental composition of the January 6, 1997, CME Authors: Wurz, P.; Ipavich, F. M.; Galvin, A. B.; Bochsler, P.; Aellig, M. R.; Kallenbach, R.; Hovestadt, D.; Grünwaldt, H.; Hilchenbach, M.; Axford, W. I.; Balsiger, H.; Bürgi, A.; Coplan, M. A.; Geiss, J.; Gliem, F.; Gloeckler, G.; Hefti, S.; Hsieh, K. C.; Klecker, B.; Lee, M. A.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Reiche, K. -U.; Scholer, M.; Verigin, M. I.; Wilken, B. Bibcode: 1998GeoRL..25.2557W Altcode: Using solar wind particle data from the CELIAS/MTOF sensor on the SOHO mission, we studied the abundance of the elements O, Ne, Mg, Si, S, Ca, and Fe for the time period around the January 6, 1997, coronal mass ejection event (CME). In the interstream and coronal hole regions before and after this event we found elemental abundances consistent with the expected abundance patterns of the respective flow regimes. However, during the passage of the CME and during the passage of the erupted filament, which followed the CME, we found that the elemental composition differed markedly from the interstream and coronal hole regions before and after this event. During the passage of the CME and the passage of the erupted filament we found a mass-dependent element fractionation, with a monotonic increase toward heavier elements. We observed Si/O and Fe/O abundance ratios of about one half during these time periods, which is significantly higher than for typical solar wind. Title: The Solar Corona Above Polar Coronal Holes as Seen by SUMER on SOHO Authors: Wilhelm, Klaus; Marsch, Eckart; Dwivedi, Bhola N.; Hassler, Donald M.; Lemaire, Philippe; Gabriel, Alan H.; Huber, Martin C. E. Bibcode: 1998ApJ...500.1023W Altcode: In order to address two of the principal scientific objectives of the Solar and Heliospheric Observatory (SOHO), studies of the heating mechanisms of the solar corona and the acceleration processes of the solar wind, we deduce electron temperatures, densities, and ion velocities in plumes and interplume regions of polar coronal holes using ultraviolet observations from SUMER (Solar Ultraviolet Measurements of Emitted Radiation) on SOHO. SUMER allows us to study the inner corona up to a distance of about 430,000 km above the limb, or r = 1.6 R (solar radius) from the center of the disk. We find the electron temperatures, Te, to be less than 800,000 K in a plume in the range from r = 1.03 to 1.60 R, decreasing with height to ~330,000 K. Near an interplume lane, the electron temperature is also low, but stays between 750,000 and 880,000 K in the same height interval. Doppler widths of O VI lines in plumes are narrower (ΔλD ~ 150 mÅ, v1/E ~ 43 km s-1) than in interplume lanes (~190 mÅ, ~55 km s-1). The thermal and turbulent ion speeds, v1/E, of Si7+ reach values up to ~80 km s-1 in the darkest regions outside plumes above the coronal hole. This corresponds to a kinetic ion temperature of 1 × 107 K. A limit of ~18 km s-1 for the bulk speed in plumes below r = 1.2 R is deduced from O VI line shift measurements and consideration of the three-dimensional plume geometry (differential line-of-sight velocities <=3 km s-1), whereas differential line-of-sight velocities of Mg8+ ions up to 34 km s-1 can be seen in dark regions. Title: Hydrogen and helium in the solar chromosphere: a background model for fractionation Authors: Peter, Hardi; Marsch, Eckart Bibcode: 1998A&A...333.1069P Altcode: A multi-fluid model for a hydrogen-helium mixture in an ionization-diffusion layer in the (solar) chromosphere is presented. The purpose of this model is to serve as a background for fractionation models calculating the abundance variations of minor species from the photosphere to the solar wind. The emphasis will be on the determination of the (mean) flow velocity in that ionization layer. The equations of continuity and momentum of every component, neutral and (singly) ionized for both elements, will be solved together with an energy equation including heating and radiative losses. Special attention will be paid to the ionization and the elastic collisions as well as to resonant charge exchange. One of the main results is the connection of the particle flux through the chromosphere with the ionization rate, i. with the photon flux in the UV. Furthermore the abundance variations of helium are discussed with the result, that the ion-neutral separation processes leading to the fractionation of the minor elements cannot explain the fractionation of helium as measured in the solar wind. Title: The Magnetic Reconnection Explorer (MAGREX) Authors: Schühle, U.; Antionchos, S. K.; Barbee, T. W., Jr.; Bixler, J. V.; Brown, C. M.; Carter, P. H., II; Curdt, W.; Davila, J. M.; Doschek, G.; Feldman, U.; Goldstein, W. H.; Kordas, J.; Lemaire, P.; Mariska, J. T.; Marsch, E.; Moses, J. D.; Seely, J. F.; Wilhelm, K.; Woods, T. N. Bibcode: 1998ESASP.417..289S Altcode: 1998cesh.conf..289S No abstract at ADS Title: Solar Wind Authors: Marsch, Eckart Bibcode: 1998LNP...507..107M Altcode: 1998sspt.conf..107M A concise tutorial review is given of solar wind observations and theory with emphasis on the more recent findings from the Ulysses and SOHO missions, in particular about the plasma state and structure of the polar coronal holes, and on theoretical efforts to model the coronal hole flows and the fast solar wind emanating therefrom. The structure of the large-scale corona is discussed and the microstate of the solar wind in terms of particle and wave observations is analysed. Observational evidence is mounting that the magnetically open coronal holes are far away from a state of local thermodynamic equilibrium, as is the associated interplanetary solar wind, and that they differ substantially in their plasma parameters from the low-latitude streamers with closed magnetic fields, which only open intermittently to release the slow solar wind. The coronal sources and their plasma boundary conditions as well as the interplanetary constraints on the wind models are presented and discussed. Modern theories and models of the solar wind are reviewed. First the basic concept of the single-fluid Parker-type model is outlined, and then two-fluid models are described, in particular those incorporating strong heating of protons close to the Sun, which yields fast acceleration with the terminal wind speed being attained within 10 R . Finally, the most recent modelling efforts to generate the wind plasma through ionization in the chromospheric network are presented. Title: Plasma Properties in Coronal Funnels Authors: Hackenberg, P.; Mann, G.; Marsch, E. Bibcode: 1998cee..workE..41H Altcode: A two dimensional model for the chromosphere and the corona based on the idea that the magnetic flux is strongly concentrated at the boundaries of supergranule convection cells has been proposed by Gabriel in 1976. Thus he introduced a non-trivial geometry, the so-called ``funnel'', which is defined by the magnetic field lines. Dowdy et al. (1987) investigated the influence of the shape of the funnel on the temperature profile, i.e. on the ability to heat the corona. Since the magnetic field lines of the funnel are open field lines, the plasma is free to move along this field lines and eventually builds up the solar wind. In both of the aforementioned models this effect has been neglected. Based on a two dimensional funnel model we investigate the plasma flow. Also heat conduction, radiative losses and a heating function are considered. We linked our model to the observed quantities at the transition region and the lower solar corona at ~15000 km above the photosphere. The thereby found height profiles of the plasma properties within the funnel are presented. Title: Space mission for exploration of the sun, mercury and inner heliosphere (``InterHelios'') Authors: Axford, W. I.; Marsch, E.; Oraevsky, V. N.; Kuznetsov, V. D.; Breus, T. K.; Scwenn, R.; Ip, W. -H.; Ksanfomality, L. V.; Thomas, N.; Kogan, A.; Utkin, V. F.; Uspensky, G. R. Bibcode: 1998AdSpR..21..275A Altcode: The scientific objectives for a new mission for exploration of the Sun, Mercury and inner Heliosphere (InterHelios), its ballistic design and orbital characteristics are presented. This mission will provide observations of the Sun and solar wind from almost heliosynchronous orbits within heliocentric distances from about 30 to 40 R_s. The mission is designed for multiple encounters with Mercury and observations of its surface and its gas and plasma environment. The in-situ-wind and remote-solar measurements will permit us to determine the characteristics of the wind and associated plasma and magnetic fields in the regions of the heliosphere that are related with the magnetically active streamer belt and coronal holes extending to near-ecliptic latitudes. Title: INTERHELIOS - Sun and Heliosphere Observer Authors: Marsch, E.; Kogan, A.; Axford, W. I.; Breus, T.; Kuznetsov, V. D.; Oraevsky, V. N. Bibcode: 1998ESASP.417...91M Altcode: 1998cesh.conf...91M No abstract at ADS Title: Elemental Composition Before, During, and After the January 6, 1997 CME Event Measured by CELIAS/SOHO Authors: Wurz, P.; Ipavich, F. M.; Galvin, A. B.; Bochsler, P.; Aellig, M. R.; Kallenbach, R.; Hovestadt, D.; Grünwaldt, H.; Hilchenbach, M.; Axford, W. I.; Balsinger, H.; Bürgi, A.; Coplan, M. A.; Geiss, J.; Gliem, F.; Gloeckler, G.; Hefti, S.; Hsieh, K. C.; Klecker, B.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Reiche, K. U.; Scholer, M.; Verigin, M. I.; Wilken, B. Bibcode: 1997ESASP.415..395W Altcode: 1997cpsh.conf..395W No abstract at ADS Title: Isotopic composition of solar wind neon measured by CELIAS/MTOF on board SOHO Authors: Kallenbach, R.; Ipavich, F. M.; Bochsler, P.; Hefti, S.; Hovestadt, D.; Grünwaldt, H.; Hilchenbach, M.; Axford, W. I.; Balsiger, H.; Bürgi, A.; Coplan, M. A.; Galvin, A. B.; Geiss, J.; Gliem, F.; Gloeckler, G.; Hsieh, K. C.; Klecker, B.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Reiche, K. -U.; Scholer, M.; Verigin, M. I.; Wilken, B.; Wurz, P. Bibcode: 1997JGR...10226895K Altcode: We present first results taken from the high-resolution mass time-of-flight spectrometer (MTOF) of the charge, element, and isotope analysis system (CELIAS) experiment on board the Solar and Heliospheric Observatory (SOHO) spacecraft launched in December 1995, concerning the abundance ratios of neon isotopes in the solar wind. We obtain the isotopic ratios 20Ne/22Ne=(13.8+/-0.7) and 20Ne/21Ne=(440+/-110), which agree with the values obtained from the Apollo foil solar wind experiments and which have been derived from measurements of solar particles implanted in lunar and meteoritic samples. Title: Observations and Models of the Fast and Slow Solar Wind Authors: Marsch, E. Bibcode: 1997ESASP.415....7M Altcode: 1997cpsh.conf....7M No abstract at ADS Title: Solar Wind and Chromospheric Network Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1997SoPh..176...87M Altcode: A physical model of the transition region, including upflow of the plasma in magnetic field funnels that are open to the overlying corona, is presented. A numerical study of the effects of Alfvén waves on the heating and acceleration of the nascent solar wind originating in the chromospheric network is carried out within the framework of a two-fluid model for the plasma. It is shown that waves with reasonable amplitudes can, through their pressure gradient together with the thermal pressure gradient, cause a substantial initial acceleration of the wind (on scales of a few Mm) to locally supersonic flows in the rapidly expanding magnetic field `trunks' of the transition region network. The concurrent proton heating is due to the energy supplied by cyclotron damping of the high-frequency Alfvén waves, which are assumed to be created through small-scale magnetic activity. The wave energy flux of the model is given as a condition at the upper chromosphere boundary, located above the thin layer where the first ionization of hydrogen takes place. Title: Linear mode analysis in multi-ion plasmas Authors: Mann, G.; Hackenberg, P.; Marsch, E. Bibcode: 1997JPlPh..58..205M Altcode: Available from http://journals.cambridge.org/bin/bladerunner?REQUNIQ=1105385056&REQSESS=958582&118000REQEVENT=&REQINT1=18157&REQAUTH=0 Title: Venus tail ray observation near Earth Authors: Grünwaldt, H.; Neugebauer, M.; Hilchenbach, M.; Bochsler, P.; Hovestadt, D.; Bürgi, A.; Ipavich, F. M.; Reiche, K. -U.; Axford, W. I.; Balsiger, H.; Galvin, A. B.; Geiss, J.; Gliem, F.; Gloeckler, G.; Hsieh, K. C.; Kallenbach, R.; Klecker, B.; Livi, S.; Lee, M. A.; Managadze, G. G.; Marsch, E.; Möbius, E.; Scholer, M.; Verigin, M. I.; Wilken, B.; Wurz, P. Bibcode: 1997GeoRL..24.1163G Altcode: In June, 1996, Venus passed through a very close inferior conjunction with the Sun. At that time the CTOF detector of the CELIAS mass spectrometer experiment on the SOHO spacecraft near Earth's L1 Lagrangian point was measuring heavy ions in the solar wind ∼4.5 × 107 km downstream of Venus. Close to the time predicted by simple geometric arguments for passage of SOHO through the Venus wake, CTOF made three encounters with unusual fluxes of O+ and C+ ions. Their energy distributions resembled those of tail rays originating in the Venus ionosphere or ionopause region rather than of ions produced in the corona of neutral atoms that surrounds the planet. The C+ abundance was ≈ 10% of O+. The observed O+ speed was very close to the simultaneous solar wind speed and the O+ temperature was a cool 5600 K/amu. The flux densities for the three events were (2.4-4.4) × 10³ cm-2s-1. Title: Two-Fluid Model for Heating of the Solar Corona and Acceleration of the Solar Wind by High-Frequency ALFVÉN Waves Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1997SoPh..171..363T Altcode: A model of the solar corona and wind is developed which includes for the first time the heating and acceleration effects of high-frequency Alfvén waves in the frequency range between 1 Hz and 1 kHz. The waves are assumed to be generated by the small-scale magnetic activity in the chromospheric network. The wave dissipation near the gyro-frequency, which decreases with increasing solar distance, leads to strong coronal heating. The resulting heating function is different from other artificial heating functions used in previous model calculations. The associated thermal pressure-gradient force and wave pressure-gradient force together can accelerate the wind to high velocities, such as those observed by Helios and Ulysses. Classical Coulomb heat conduction is also considered and turns out to play a role in shaping the temperature profiles of the heated protons. The time-dependent two-fluid (electrons and protons) model equations and the time-dependent wave-spectrum equation are numerically integrated versus solar distance out to about 0.3 AU. The solutions finally converge and settle on time-stationary profiles which are discussed in detail. The model computations can be made to fit the observed density profiles of a polar coronal hole and polar plume with the sonic point occurring at 2.4 R and 3.2 R, respectively. The solar wind speeds obtained at 63 R are 740 km s-1 and 540 km s-1; the mass flux is 2.1 and 2.2 × 108 cm-2 s-1 (normalized to 1 AU), respectively. The proton temperature increases from a value of 4 × 105 K at the lower boundary to 2 × 106 K in the corona near 2 R. Title: The effects of high-frequency Alfven waves on coronal heating and solar wind acceleration. Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1997A&A...319L..17M Altcode: Wave effects in a two-fluid model for the solar corona and wind are studied. Heating and acceleration are achieved by high-frequency Alfven waves, which are assumed to be created through small-scale reconnections in the chromospheric network. The wave energy flux F_w_ is given in the model as a lower boundary condition. Waves with a power spectrum of the form P_0_(f/f_0_)^-1^ in the frequency range from 1 to 800Hz and with P_0_=40x10^11^nT^2^/Hz and f_0_=10^-5^Hz, corresponding to an integrated amplitude of 35km/s, can heat the corona to a temperature of 10^6^K at r=1.2Rsun_, and 2.6x10^6^K (the maximum) at r=2Rsun_, starting from 4x10^5^K at r=1Rsun_. Thermal and wave pressure gradients accelerate the wind to speeds of 100km/s at r=1.2Rsun_, and 212km/s at r=2Rsun_, starting from 2km/s at r=1Rsun_ in a rapidly diverging stream tube. Asymptotic wind speeds in the observed range of 700 to 800km/s at 0.3AU are obtained with wave amplitudes of 30 to 37km/s in the frequency range from 1 to 30Hz, corresponding to P_0_=90x10^11^nT^2^/Hz. Title: Pressure enhancement associated with meridional flow in high-speed solar wind: possible evidence for an interplanetary magnetic flux rope Authors: Tu, C. -Y.; Marsch, E.; Ivory, K.; Schwenn, R. Bibcode: 1997AnGeo..15..137T Altcode: 1997AnG....15..137T A sizable total-pressure (magnetic pressure plus kinetic pressure) enhancement was found within the high-speed wind stream observed by Helios 2 in 1976 near 0.3 AU. The proton density and temperature and the magnetic magnitude simultaneously increased for about 6 h. This pressure rise was associated with a comparatively large southward flow velocity component (with Vz <>~<> -100 km · s-1) and magnetic-field rotation. The pressure enhancement was associated with unusual features in the electron distribution function. It shows a wide angular distribution of electron counting rates in the low-energy (57.8 eV) channel, while previous to the enhancement it exhibits a wide angular distribution of electron count rate in the high-energy (112, 221 and 309 eV) channels, perhaps indicating the mirroring of electrons in the converging field lines of the background magnetic field. These fluid and kinetic phenomena may be explained as resulting from an interplanetary magnetic flux rope which is not fully convected by the flow but moves against the background wind towards the Sun. Title: The Sun at Minimum Activity: Results from the CELIAS Experiment on SOHO Authors: Boschler, P.; Hovestadt, D.; Grünwaldt, H.; Hilchenbach, M.; Ipavich, F. M.; Aelling, M. R.; Axford, W. I.; Balsiger, H.; Bogdanov, A.; Bürgi, A.; Coplan, M. A.; Galvin, A. B.; Geiss, J.; Gloeckler, G.; Hefti, S.; Hsieh, K. C.; Judge, D. L.; Kallenbach, R.; Klecker, B.; Kucharek, H.; Lasley, S. E.; Lee, M. A.; Litvinenko, Yu.; Livi, S.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Ogawa, H. S.; Paquette, J. A.; Reiche, K. -U.; Scholer, M.; Verigin, M. I.; Wilken, B.; Wurz, P. Bibcode: 1997ESASP.404...37B Altcode: 1997cswn.conf...37B; 1997soho....5...37B No abstract at ADS Title: Magnesium Isotope Composition in the Solar Wind as Observed with the MTOF Sensor on the CELIAS Experiment On Board the SOHO Spacecraft Authors: Kucharek, H.; Ipavich, F. M.; Kallenbach, R.; Bochsler, P.; Hovestadt, D.; Grünwaldt, H.; Hilchenbach, M.; Axford, W. I.; Balsiger, H.; Bürgi, A.; Coplan, M. A.; Galvin, A. B.; Geiss, J.; Gloeckler, G.; Hsieh, K. C.; Klecker, B.; Lee, M. A.; Livi, S.; Managadzem G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Reiche, K. U.; Scholer, M.; Verigin, M. I.; Wilkin, B.; Wurz, P. Bibcode: 1997ESASP.404..473K Altcode: 1997cswn.conf..473K No abstract at ADS Title: Bright Plumes and Dark Lanes as Observed in MgX 625 Å and NV 1239 Å in the Solar Polar Corona Authors: Marsch, E.; Tu, C. -Y.; Wilhelm, K.; Curdt, W.; Schühle, U.; Dammasch, I. E. Bibcode: 1997ESASP.404..555M Altcode: 1997cswn.conf..555M No abstract at ADS Title: First Results of the SUMER Telescope and Spectrometer on SOHO - I. Spectra and Spectroradiometry Authors: Wilhelm, K.; Lemaire, P.; Curdt, W.; Schühle, U.; Marsch, E.; Poland, A. I.; Jordan, S. D.; Thomas, R. J.; Hassler, D. M.; Huber, M. C. E.; Vial, J. -C.; Kühne, M.; Siegmund, O. H. W.; Gabriel, A.; Timothy, J. G.; Grewing, M.; Feldman, U.; Hollandt, J.; Brekke, P. Bibcode: 1997SoPh..170...75W Altcode: SUMER - the Solar Ultraviolet Measurements of the Emitted Radiation instrument on the Solar and Heliospheric Observatory (SOHO) - observed its first light on January 24, 1996, and subsequently obtained a detailed spectrum with detector B in the wavelength range from 660 to 1490 Å (in first order) inside and above the limb in the north polar coronal hole. Using detector A of the instrument, this range was later extended to 1610 Å. The second-order spectra of detectors A and B cover 330 to 805 Å and are superimposed on the first-order spectra. Many more features and areas of the Sun and their spectra have been observed since, including coronal holes, polar plumes and active regions. The atoms and ions emitting this radiation exist at temperatures below 2 × 106 K and are thus ideally suited to investigate the solar transition region where the temperature increases from chromospheric to coronal values. SUMER can also be operated in a manner such that it makes images or spectroheliograms of different sizes in selected spectral lines. A detailed line profile with spectral resolution elements between 22 and 45 mÅ is produced for each line at each spatial location along the slit. From the line width, intensity and wavelength position we are able to deduce temperature, density, and velocity of the emitting atoms and ions for each emission line and spatial element in the spectroheliogram. Because of the high spectral resolution and low noise of SUMER, we have been able to detect faint lines not previously observed and, in addition, to determine their spectral profiles. SUMER has already recorded over 2000 extreme ultraviolet emission lines and many identifications have been made on the disk and in the corona. Title: Working Group 3: Coronal Hole Structure and High Speed Solar Wind Authors: Marsch, E. Bibcode: 1997ESASP.404..135M Altcode: 1997cswn.conf..135M No abstract at ADS Title: First Results of the SUMER Telescope and Spectrometer on SOHO - II. Imagery and Data Management Authors: Lemaire, P.; Wilhelm, K.; Curdt, W.; SchÜle, U.; Marsch, E.; Poland, A. I.; Jordan, S. D.; Thomas, R. J.; Hassler, D. M.; Vial, J. C.; KÜhne, M.; Huber, M. C. E.; Siegmund, O. H. W.; Gabriel, A.; Timothy, J. G.; Grewing, M. Bibcode: 1997SoPh..170..105L Altcode: SUMER - Solar Ultraviolet Measurements of Emitted Radiation - is not only an extreme ultraviolet (EUV) spectrometer capable of obtaining detailed spectra in the range from 500 to 1610 Å, but, using the telescope mechanisms, it also provides monochromatic images over the full solar disk and beyond, into the corona, with high spatial resolution. We report on some aspects of the observation programmes that have already led us to a new view of many aspects of the Sun, including quiet Sun, chromospheric and transition region network, coronal hole, polar plume, prominence and active region studies. After an introduction, where we compare the SUMER imaging capabilities to previous experiments in our wavelength range, we describe the results of tests performed in order to characterize and optimize the telescope under operational conditions. We find the spatial resolution to be 1.2 arc sec across the slit and 2 arc sec (2 detector pixels) along the slit. Resolution and sensitivity are adequate to provide details on the structure, physical properties, and evolution of several solar features which we then present. Finally some information is given on the data availability and the data management system. Title: Ionization Layer of Hydrogen in the Solar Chromosphere and the Solar Wind Mass Flux Authors: Peter, H.; Marsch, E. Bibcode: 1997ESASP.404..591P Altcode: 1997cswn.conf..591P No abstract at ADS Title: Kinetic Phenomena in the Solar Wind Authors: Feldman, W. C.; Marsch, E. Bibcode: 1997cwh..conf..617F Altcode: 2006mslp.conf..617F No abstract at ADS Title: Evidence for nongyrotropic alpha particle and proton distribution functions: TAUS solar wind measurements Authors: Astudillo, H. F.; Livi, S.; Marsch, E.; Rosenbauer, H. Bibcode: 1996JGR...10124423A Altcode: The goal of this paper is to present convincing evidence for the occurrence of nongyrotropic alpha particle and proton velocity distribution functions in the solar wind plasma. We analyze the three-dimensional velocity distribution functions obtained by measurements with high time resolution (8 s for alpha particles and 2 s for protons) of the plasma experiment TAUS on the PHOBOS II mission to planet Mars. The measurements were made at heliocentric distances near 1.3 AU during an event which occurred after a discontinuity in the interplanetary magnetic field. It was characterized by a spike in the density and temperature ratios, with nα/np and Tα/Tp reaching values of about 0.3 and 12, respectively. In a detailed analysis of the distributions, we show that the nongyrotropic features are associated with sizable fractions of the alpha particle distribution functions. Furthermore, it is also shown that similar nongyrotropic features are present in solar wind proton distributions. The nongyrotropic particles of both species in the distributions can be characterized as particles being gyro-phase-bunched in velocity space. We indicate that there might be a close relation between the nongyrotropy of the distribution and the large temperature anisotropies (with T>T) observed in these events. We also point out some differences in the symmetry properties with respect to the local magnetic field direction between the nongyrotropic proton distribution functions found in the undisturbed solar wind and the nongyrotropic distributions originating at interplanetary shocks. Title: TAUS measurements of non-gyrotropic distribution functions of solar wind alpha particles Authors: Astudillo, H. F.; Marsch, E.; Livi, S.; Rosenbauer, H. Bibcode: 1996AIPC..382..289A Altcode: We analyse three-dimensional distribution functions of solar wind alpha particles in velocity space and study their symmetry properties relative to the interplanetary magnetic field. We present convincing evidence for the occurrence of non-gyrotropic alpha-particle velocity distribution functions in the solar wind plasma. The three-dimensional distributions are obtained by measurements with high resolution (8 s for alpha particles and 2 s for protons) of the plasma experiment TAUS on the PHOBOS II mission to planet Mars. The measurements were made at heliocentric distances near 1.3 AU. In a detailed analysis of the distributions we show that non-gyrotropic features are related to a sizable fraction of phase space density in the alpha-particle distributions. These non-gyrotropic particles can be characterised as being gyro-phase bunched in velocity space. There are indications of a close relation between the non-gyrotropy of the core particles of a distribution and the large core temperature anisotropies (with T>T), which are observed in these events. Title: Energy spectrum transfer equations of solar wind turbulence Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1996AIPC..382..233T Altcode: Recent studies of transfer equations for solar wind MHD turbulence are reviewed. Emphasis is placed on the comparison of theoretical with observational results. The Helios, Voyager and Ulysses missions provide opportunities to study the radial evolution of the power spectra, cross-helicity, Alfvén ratio and minimum variance direction. Spectrum tranfer equations are a tool to explore theoretically the radial evolution of the fluctuations. The transfer equations are derived from the incompressible MHD equations. Generally, one needs to make assumptions about the nature of the fluctuations and their turbulent interactions, in order to derive models from which numerical results that can be compared with the observations are obtained. Results for special simple models, which involve only structures and assume strong mixing, or consider Alfvén waves with weak turbulent interactions, or a superposition of outward Alfvén waves with convected structures, are briefly discussed. The differences between various approaches for deriving and approximating the general transfer equations are elucidated. The references in this short review are not complete. An exhaustive list of papers can be found in the recent review of Tu and Marsch [1995a]. A related discussion may be also found in a detailed review by Goldstein et al. [1995a]. Title: The microscopic state of the solar wind-links between composition, velocity distributions and waves Authors: Marsch, E. Bibcode: 1996AIPC..382..187M Altcode: An overview is given of the microscopic state of the solar wind with emphasis on recent Ulysses high-latitude observations and previous Helios in-ecliptic observations. Emphasis is placed on the connection of interplanetary kinetic-scale phenomena with their generating microscopic processes in the corona. The fast streams seem to consist of mesoscale pressure-balanced magnetic flux tubes, reminiscent of the supergranular or smaller structures building the open corona, from which copious Alfvén waves emanate. The wind from the magnetically structured and active corona shows considerable abundance and ionization state variations. Some modelling attempts to explain the observed element fractionation are mentioned. The nonthermal particle features, such as proton-ion differential streaming, ion beams, temperature anisotropies, and skewed electron distributions associated with collisionless heat conduction, and the related wave-particle interactions are discussed. Title: A method for shock determination and classification Authors: Liu, Shuhui; Marsch, E.; Schwenn, R.; Rosenbauer, H. Bibcode: 1996AIPC..382..376L Altcode: A new method to present, to determine and to classify shocks from in situ measurements is developed, using normalized velocities up- and down-stream in a velocity V1-V2 diagram. With this method one can show how the observed shock solutions vary with different time averages over the data from the up- and down-stream region. Some shock events have been analyzed. The Helios measurements show, that the solutions for the fast forward shock are confined well in the 1-->2 region. The different solutions, obtained by means of straightforward averages with different time intervals, are somewhat distributed in the normalized V1-V2 diagram. But only the shock solutions which are consistent with the Rankine-Hugoniot relations and an entropy increase really define a particular shock. Title: Spatial evolution of the magnetic field spectral exponent in the solar wind: Helios and Ulysses comparison Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1996JGR...10111149M Altcode: The spatial evolution of the spectral exponent of magnetic field fluctuations in the solar wind is investigated by a comparison of spectra and length functions obtained from Helios for in-ecliptic and from Ulysses for high-latitude observations. A similar radial evolution trend is found in both data sets for the Bz component of the magnetic field, which is least affected by compressive interactions. Yet the fluctuations seem to evolve more slowly in the polar flows as compared with the Alfvénic fluctuations found by the Helios experiments in coronal-hole-related flows near the Sun in the ecliptic plane. Title: Solar Wind Composition: First Results from SOHO and Future Expectations Authors: Galvin, A. B.; Ipavich, F. M.; Gloeckler, G.; Coplan, M.; Hovestadt, D.; Hilchenbach, M.; Buergi, A.; Klecker, B.; Scholer, M.; Bochsler, P.; Balsiger, H.; Geiss, J.; Kallenbach, R.; Wurz, P.; Gruenwaldt, H.; Axford, W. I.; Livi, S.; Marsch, E.; Wilken, B.; Gliem, F.; Reiche, K. -U.; Lee, M. A.; Moebius, E.; Hsieh, K. C.; Neugebauer, M.; Managadze, G. G.; Verigin, M. I. Bibcode: 1996AAS...188.4905G Altcode: 1996BAAS...28..897G The SOHO payload includes three experiments designed to make "in situ" particle measurements of the solar wind and solar energetic particles (CELIAS, D. Hovestadt PI; COSTEP, H. Kunow PI; ERNE, J. Torsti PI). The solar wind measurements that are the focus of this talk are primarily provided by the CELIAS CTOF and MTOF sensors. (CELIAS/STOF and COSTEP-ERNE measure solar and interplanetary suprathermal and energetic particle populations.) CELIAS/CTOF measures solar wind heavy ion elemental and charge state abundances, information which is used (for example) in identifying the type of solar wind flow and the ionization processes in the corona where the solar wind charge states become "frozen-in". CELIAS/MTOF provides heavy ion elemental and isotopic abundances that are important (for example) in the study of fractionation factors in coronal abundances (as in the so-called "FIP-effect") for the rarer elements not resolvable in conventional solar wind composition instruments, and in determining the isotopic make-up of the solar corona. MTOF is, by far, the most powerful solar wind mass spectrometer flown to date, and already has new science to report at the time of this writing. This happenstance is due to a combination of (1) advanced technology in obtaining high mass resolution for ions at solar wind energies, and (2) increased statistics. The excellent counting statistics are largely due to continuous solar wind monitoring (with its position at L1, ``the Sun never sets on SOHO''), and the continuous sampling of the solar wind by the 3-axis stabilized spacecraft further enhanced by MTOF's novel, never previously flown deflection system that encompasses a very large dynamic range. As might be expected, this unique opportunity has allowed MTOF to identify a number of elements for the first time in the solar wind (e.g., P, Ti, Cr and Ni). A rich assortment of solar wind isotopes have been identified for the first time, many of which (e.g., Fe 54 and 56; Ni 58,60,62) have not been detected previously even in solar energetic particle populations nor remotely using spectroscopic techniques. Title: Multifractal scaling of the kinetic energy flux in solar wind turbulence Authors: Marsch, E.; Tu, C. -Y.; Rosenbauer, H. Bibcode: 1996AnGeo..14..259M Altcode: 1996AnG....14..259M The geometrical and scaling properties of the energy flux of the turbulent kinetic energy in the solar wind have been studied. Using present experimental technology in solar wind measurements we cannot directly measure the real volumetric dissipation rate, <varepsilon>(t), but are constrained to represent it by its surrogate the energy flux near the dissipation range at the proton gyro scale. There is evidence for the multifractal nature of the so defined dissipation field <varepsilon>(t), a result derived from the scaling exponents of its statistical moments. The generalized dimension Dq has been determined and reveals that the dissipation field has a multifractal structure, which is not compatible with a scale-invariant cascade. The related multifractal spectrum f (<alpha>) has been estimated for the first time for MHD turbulence in the solar wind. Its features resemble those obtained for turbulent fluids and other nonlinear multifractal systems. The generalized dimension Dq can for turbulence in high-speed streams be fitted well by the functional dependence of the p-model with a comparatively large parameter p1=0.87, indicating a strongly intermittent multifractal energy cascade. The experimental value for Dp/3 used in the scaling exponent s(p) of the velocity structure function gives an exponent that can describe some of the observations. The scaling exponent <mu> of the autocorrelation function of <varepsilon>(t) has also been directly evaluated, being 0.37. Finally, the mean dissipation rate was determined, which could be used in solar wind heating models. Title: An extended structure-function model and its application to the analysis of solar wind intermittency properties Authors: Tu, Ac. -Y.; Marsch, E.; Rosenbauer, H. Bibcode: 1996AnGeo..14..270T Altcode: 1996AnG....14..270T An extended structure-function model is developed by including the new effect in the p-model of Meneveau and Sreenivasan which shows that the averaged energy cascade rate changes with scale, a situation which has been found to prevail in non-fully-developed turbulence in the inner solar wind. This model is useful for the small-scale fluctuations in the inner heliosphere, where the turbulence is not fully developed and cannot be explained quantitatively by any of the previous intermittency turbulence models. With two model parameters, the intrinsic index of the energy spectrum <alpha>, and the fragmentation fraction P1, the model can fit, for the first time, all the observed scaling exponents of the structure functions, which are calculated for time lags ranging from 81 s to 0.7 h from the Helios solar wind data. From the cases we studied we cannot establish for P1 either a clear radial evolution trend, or a solar-wind-speed or stream-structure dependence or a systematic anisotropy for both the flow velocity and magnetic field component fluctuations. Generally, P1 has values between 0.7 and 0.8. However, in some cases in low-speed wind P1 has somewhat higher values for the magnetic components, especially for the radial component. In high-speed wind, the inferred intrinsic spectral indices (<alpha>) of the velocity and magnetic field components are about equal, while the experimental spectral indices derived from the observed power spectra differ. The magnetic index is somewhat larger than the index of the velocity spectrum. For magnetic fluctuations in both high- and low-speed winds, the intrinsic exponent <alpha> has values which are near 1.5, while the observed spectral exponent has much higher values. In the solar wind with considerable density fluctuations near the interplanetary current sheet near 1 AU, it is found that P1 has a comparatively high value of 0.89 for Vx . The impact of these results on the understanding of the nature of solar wind fluctuations is discussed, and the limitations in using structure functions to study intermittency are also described.<!--RID=""--> <!--ID="" Acknowledgements. The research described in this publication was made possible in part by Grant JDG100 from the International Science Foundation and Russia Government. I would like to thank Dr. P. G. Richards and an anonymous referee for critical reading of the manuscript as reviewers and for helpful comments. Topical Editor, J.-C. Geŕard thanks P. G. Richards and J. Kozyra for their help in evaluating this paper.--> Title: First Steps to a Multi-fluid Model of the Solar Transition Region Authors: Peter, H.; Marsch, E. Bibcode: 1996ApL&C..34...83P Altcode: No abstract at ADS Title: Solar corona diagnostic with solar wind ion charge spectra. Authors: Aellig, M. R.; Gruenwaldt, H.; Hefti, S.; Wurz, P.; Bochsler, P.; Axford, W. I.; Balsiger, H.; Buergi, A.; Coplan, M. A.; Galvin, A. B.; Geiss, J.; Gliem, F.; Gloeckler, G.; Hilchenbach, M.; Hovestadt, D.; Hsieh, K. C.; Ipavich, F. M.; Judge, D. L.; Kallenbach, R.; Klecker, B.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Moebius, E.; Neugebauer, M.; Ogawa, H. S.; Reiche, K. U.; Scholer, M.; Verigin, M. I.; Wilken, B. Bibcode: 1996AcHPh..69...49A Altcode: Matter flowing away from the solar surface becomes highly ionized in the corona (T ≍ 2·106K) by collisions with electrons. Due to the decreasing electron density with increasing distance from the solar surface, the charge state distributions freeze and remain unaltered throughout the interplanetary medium. This is why charge spectra measured at 1 AU are a valuable diagnostic tool for temperature and density variations in the inner solar corona. Preliminary results of ion charge spectra obtained from the SOHO CELIAS CTOF mass spectrometer indicate a patchy structure of the corona at scales of ≍104km. Title: Payload requirements for the Solar Probe Authors: Marsch, E.; Roux, A. Bibcode: 1996AdSpR..17c..31M Altcode: 1996AdSpR..17...31M The scientific goals and objectives for a Solar Probe determine the requirements for a model payload and concepts for the instruments. To accomplish the main aim, which is to make in-situ measurements of particles and fields in the solar corona and wind, the strawman payload must include a magnetometer and plasma wave instrument, fast three-dimensional plasma anlyzers to measure ions and electrons, and detectors for suprathermal and solar energetic particles. In addition a light-weight dust detector is required to probe the dust environment in the outer corona. Tight constraints are to be placed on all instruments concerning mass, power and telemetry in order to keep the expected costs and complexity to a bare minimum. This will require further developments of existing instruments or innovative concepts, allowing the objectives to be met with a payload of only 20 to 25 kg. All instruments have to be acommodated on a three-axis stabilized probe and should be capable of measuring particle fluxes that might vary by many orders of magnitude. The plasma experiments are central to the mission and very demanding because of the wide dynamic ranges required for the spatial, temporal, and particle-species energy, mass and charge state measurements. Furthermore, ion velocity distributions are expected to range from subsonic to supersonic in the Sun's frame of reference and are to be measured from a spacecraft with speed of about 300 km/s near perihelion at 4 R_solar. Also shapes and heat flux tails of the distributions must be resolved, as they carry information crucial to the determination of coronal heating and solar wind acceleration mechanisms. The wave experiments must identify the wave modes and spectral intensities, which are essential for quantifying the wave effects on particles and their energization. Title: CELIAS - Charge, Element and Isotope Analysis System for SOHO Authors: Hovestadt, D.; Hilchenbach, M.; Bürgi, A.; Klecker, B.; Laeverenz, P.; Scholer, M.; Grünwaldt, H.; Axford, W. I.; Livi, S.; Marsch, E.; Wilken, B.; Winterhoff, H. P.; Ipavich, F. M.; Bedini, P.; Coplan, M. A.; Galvin, A. B.; Gloeckler, G.; Bochsler, P.; Balsiger, H.; Fischer, J.; Geiss, J.; Kallenbach, R.; Wurz, P.; Reiche, K. -U.; Gliem, F.; Judge, D. L.; Ogawa, H. S.; Hsieh, K. C.; Möbius, E.; Lee, M. A.; Managadze, G. G.; Verigin, M. I.; Neugebauer, M. Bibcode: 1995SoPh..162..441H Altcode: The CELIAS experiment on SOHO is designed to measure the mass, ionic charge and energy of the low and high speed solar wind, of suprathermal ions, and of low energy flare particles. Through analysis of the elemental and isotopic abundances, the ionic charge state, and the velocity distributions of ions originating in the solar atmosphere, the investigation focuses on the plasma processes on various temporal and spatial scales in the solar chromosphere, transition zone, and corona. CELIAS includes 3 mass- and charge-discriminating sensors based on the time-of-flight technique: CTOF for the elemental, charge and velocity distribution of the solar wind, MTOF for the elemental and isotopic composition of the solar wind, and STOF for the mass, charge and energy distribution of suprathermal ions. The instrument will provide detailed in situ diagnostics of the solar wind and of accelerated particles, which will complement the optical and spectroscopic investigations of the solar atmosphere on SOHO. CELIAS also contains a Solar Extreme Ultraviolet Monitor, SEM, which continously measures the EUV flux in a wide band of 17 - 70 nm, and a narrow band around the 30.4 nm He II line. Title: SUMER - Solar Ultraviolet Measurements of Emitted Radiation Authors: Wilhelm, K.; Curdt, W.; Marsch, E.; Schühle, U.; Lemaire, P.; Gabriel, A.; Vial, J. -C.; Grewing, M.; Huber, M. C. E.; Jordan, S. D.; Poland, A. I.; Thomas, R. J.; Kühne, M.; Timothy, J. G.; Hassler, D. M.; Siegmund, O. H. W. Bibcode: 1995SoPh..162..189W Altcode: The instrument SUMER - Solar Ultraviolet Measurements of Emitted Radiation is designed to investigate structures and associated dynamical processes occurring in the solar atmosphere, from the chromosphere through the transition region to the inner corona, over a temperature range from 104 to 2 × 106K and above. These observations will permit detailed spectroscopic diagnostics of plasma densities and temperatures in many solar features, and will support penetrating studies of underlying physical processes, including plasma flows, turbulence and wave motions, diffusion transport processes, events associated with solar magnetic activity, atmospheric heating, and solar wind acceleration in the inner corona. Specifically, SUMER will measure profiles and intensities of EUV lines; determine Doppler shifts and line broadenings with high accuracy; provide stigmatic images of the Sun in the EUV with high spatial, spectral, and temporal resolution; and obtain monochromatic maps of the full Sun and the inner corona or selected areas thereof. SUMER will be flown on the Solar and Heliospheric Observatory (SOHO), scheduled for launch in November, 1995. This paper has been written to familiarize solar physicists with SUMER and to demonstrate some command procedures for achieving certain scientific observations. Title: Element fractionation by diffusion in the solar chromosphere. Authors: Marsch, E.; von Steiger, R.; Bochsler, P. Bibcode: 1995A&A...301..261M Altcode: A new mechanism to explain the observed first ionization potential (FIP) fractionation of coronal and solar wind element abundances is proposed. By the FIP fractionation, low-FIP (<10eV) elements are enriched in the solar corona and solar wind relative to the photosphere. This effect has been located earlier to take place in the chromosphere, at densities of N =~10^16^-10^18^m^-3^ and a temperature of T=~10^4^K, where a large fraction of the gas is still neutral. We discuss a new mechanism for the FIP fractionation in the form of a stationary diffusion model. It is based on a weakly stratified chromospheric layer of constant density of the element hydrogen and constant temperature. This layer is permeated everywhere by ionizing photons and contains a homogeneous vertical magnetic field. Otherwise, our model does not invoke any particular geometry or special set up of the system. It is thus founded solely on robust and well understood atomic collisional physics. Technically, a boundary value problem of four coupled differential equations is solved for each chemical element, i.e. a continuity equation and a momentum equation for both atoms and singly ionized particles. By splitting the system into a main gas (hydrogen) and trace gases (16 elements from He to Xe), an analytical solution for the former can be found. This then serves as a background for the numerical integration of each trace gas system, for which we consider collisions between its atoms and ions with the main gas, i.e. protons and hydrogen. Boundary conditions are such that the gas is neutral at the bottom of the slab and fully ionized at its top, as a result of irradiation by the solar coronal EUV. Starting with a uniform density at the bottom of the layer, we find that, after a few hydrogen diffusion lengths, each minor species asymptotically approaches a constant density. The ratios of these density values to some reference trace element reproduce the observed FIP fractionation pattern of heavy elements remarkably well. The step between low-FIP and high-FIP element abundances is about a factor of 5, and He is somewhat depleted relative to the high-FIP elements, in agreement with the observations. The model fractionation pattern proves to be remarkably stable against changes in the external parameters (within reasonable chromospheric values), particularly N and T. Title: Radial gradients of ion densities and temperatures derived from SWICS/Ulysses observations Authors: Liu, S.; Marsch, E.; Livi, S.; Woch, J.; Wilken, B.; von Steiger, R.; Gloeckler, G. Bibcode: 1995GeoRL..22.2445L Altcode: Mean density and temperature gradients of solar wind protons and α particles are derived from SWICS/Ulysses observations between 1.2 and 5.4 AU in the ecliptic plane during declining solar activity. All parameters are sorted in solar wind speed classes. The radial gradients show a similar behavior for both ion species. In the slow solar wind protons as well as α particles are found to expand adiabatically all the way out to many AUs, while in the fast wind ions evolve non-adiabatically and are heated by interplanetary sources. The α particle to proton temperature and density ratios are also determined. They do not show any clear radial dependence. Title: Analysis of MHD Turbulence: Spectra of Ideal Invariants, Structure Functions and Intermittency Scalings Authors: Marsch, E. Bibcode: 1995ESASP.371..107M Altcode: 1995clus.work..107M No abstract at ADS Title: Book-Received - MHD Structures Waves and Turbulence in the Solar Wind - Observations and Theories Authors: Tu, C. Y.; Marsch, E. Bibcode: 1995Sci...269.1124T Altcode: No abstract at ADS Title: Comment on ``Evolution of energy-containing turbulent eddies in the solar wind'' by W. H. Matthaeus, S. Oughton, D. H. Pontius, Jr., and Y. Zhou Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1995JGR...10012323T Altcode: No abstract at ADS Title: Magnetohydrodynamic Structures Waves and Turbulence in the Solar Wind - Observations and Theories Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1995SSRv...73....1T Altcode: A comprehensive overview is presented of recent observational and theoretical results on solar wind structures and fluctuations and magnetohydrodynamic waves and turbulence, with preference given to phenomena in the inner heliosphere. Emphasis is placed on the progress made in the past decade in the understanding of the nature and origin of especially small-scale, compressible and incompressible fluctuations. Turbulence models to describe the spatial transport and spectral transfer of the fluctuations in the inner heliosphere are discussed, and results from direct numerical simulations are dealt with. Intermittency of solar wind fluctuations and their statistical distributions are briefly investigated. Studies of the heating and acceleration effects of the turbulence on the background wind are critically surveyed. Finally, open questions concerning the origin, nature and evolution of the fluctuations are listed, and possible avenues and perspectives for future research are outlined. Title: Radial gradients of ion densities and temperatures observed by SWICS/Ulysses Authors: Liu, S.; Marsch, E.; Livi, S.; Woch, J.; Wilken, B.; Gloeckler, G.; Geiss, J. Bibcode: 1995sowi.conf...96L Altcode: Mean density and temperature gradients of solar wind protons and alpha-particles between 1 and 5.4 AU are established from SWICS/Ulysses observations. All parameters are classified in speed intervals. au order scheme giving us a natural extension of the Helios observations. which were usually classified according to speed of the wind. The radial gradients show a similar behaviour of both particle species, while the particles radially propagate and thereby cool off in the heliosphere. The slow solar wind is found, for protons as well as a particles. to expand adiabatically all the way out to 5.4 AU, while the fast wind evolves non-adiabatically and is heated by interplanetary sources. It, seems that the heating rate of the a-particles is larger than the heating rate of the protons. The ion temperature ratio and density ratio are determined. They do not indicate any radial dependence. The temperature ratio Talpha/Tp is on average about 4. It has a maximum of 4.5 in the velocity interval where 400 km/s is less than vp is less than 500 km/s, while in slow wind with vp is less than 400 km/s it has a minimum value of 37. and for fast wind with vp is greater than 500 km/s it is 3.9. The density gradients shows compression effects resulting from fast wind overtaking the slow wind. Title: Non-gyrotropic proton and alpha-particle velocity distributions in the solar wind: TAUS observations and stability analysis Authors: Astudillo, H. F.; Marsch, E.; Livi, S.; Rosenbauer, H. Bibcode: 1995sowi.conf...74A Altcode: Ion velocity distribution functions have been measured with high time resolution by the TAUS plasma instrument on the PHOBOS mission to Mars in 1989. The unambiguous separation of protons and alpha-particles by TAUS enabled us to study the nonthermal features of their distributions separately and to analyze the stability of the distributions against excitation of waves in the cyclotron-frequency domain. Typical nonthermal features include temperature anisotropies, with Tperpendicular larger than Tparallel, and ion beam populations drifting along the local magnetic field direction. Also, distinctly non-gyrotropic alpha-particle velocity distributions were sometimes found. Non-gyrotropy strongly changes the wave dispersion and gives rise to new growing modes, related to the coupling of the standard wave modes existing in gyrotropic plasma. It is found that for the measured non-gyrotropic ion distributions the right-hand polarized wave can also be excited by a temperature anistropy instead of the usual beam drift. Title: An extended structure-function model and its application to the analysis of solar wind intermittency Authors: Tu, C. -Y.; Marsch, E.; Rosenbauer, H. Bibcode: 1995sowi.conf...81T Altcode: An extended structure-function model is developed by including the new effect in the p-model of Meneveau and Sreenivasan (1987a), i.e., that the averaged energy cascade rate changes with scale, a situation which has been found to prevail in non-fully-developed turbulence in the inner solar wind. This model is useful for the small-scale fluctuations in the inner heliosphere, where the turbulence is not fully developed and cannot be explained quantitatively by any of the previous intermittency turbulence models. With two model parameters, the intrinsic index of the energy spectrum, alpha and the fragmentation fraction p, the model can fit, for the first time, all the observed scaling exponents of the structure functions, which are calculated for time lags ranging from 81 seconds to 0.7 hours from the Helios solar wind data. From the cases we studied we can establish for p neither a clear radial evolution trend, nor a solar-wind-speed, or stream-structure dependence, or a systematic anisotropy for both the flow velocity and magnetic field component fluctuations. Generally, p has values between 0. 7 and 0.8. However, in some cases in low-speed wind p has somewhat higher values for the magnetic components, especially for the radial component. In high-speed wind, the inferred intrinsic spectral indices (alpha) of the velocity and magnetic field components are about equal, while the experimental spectral indices derived from the observed power spectra differ. The magnetic index is somewhat larger than the index of the velocity spectrum. For magnetic fluctuations in both high- and low-speed winds, the intrinsic exponent alpha has values which are near 1.5, while the observed spectral exponent has much higher values. Title: Multifractal scaling of the kinetic energy flux in solar wind turbulence Authors: Marsch, E.; Rosenbauer, H.; Tu, C. -Y. Bibcode: 1995sowi.conf...81M Altcode: The geometrical and scaling properties of the energy flux of the turbulent kinetic energy in the solar wind have been studied. By present experimental technology in solar wind measurements, we cannot directly measure the real volumetric dissipation rate, epsilon(t), but are constrained to represent it by surrogating the energy flux near the dissipation range at the proton gyro scales. There is evidence for the multifractal nature of the so defined dissipation field epsilon(t), a result derived from the scaling exponents of its statistical q-th order moments. The related generalized dimension D(q) has been determined and reveals that the dissipation field has a multifractal structure. which is not compatible with a scale-invariant cascade. The associated multifractal spectrum f(alpha) has been estimated for the first time for MHD turbulence in the solar wind. Its features resemble those obtained for turbulent fluids and other nonlinear multifractal systems. The generalized dimension D(q) can, for turbulence in high-speed streams, be fitted well by the functional dependence of the p-model with a comparatively large parameter, p = 0.87. indicating a strongly intermittent multifractal energy cascade. The experimental value for D(p)/3, if used in the scaling exponent s(p) of the velocity structure function, gives an exponent that can describe some of the observations. The scaling exponent mu of the auto correlation function of epsilon(t) has also been directly evaluated. It has the value of 0.37. Finally. the mean dissipation rate was determined, which could be used in solar wind heating models. Title: The microscopic state of the solar wind: Links between composition, velocity distributions, waves and turbulence Authors: Marsch, E. Bibcode: 1995sowi.conf...35M Altcode: An overview is given of the microscopic state of the solar wind with emphasis on recent Ulysses high-latitude observations and previous Helios in-ecliptic observations. The possible links between composition, ionization state. velocity distribution functions of electrons, protons and heavy ions. kinetic plasma waves and MHD-scale turbulence are elaborated. Emphasis is placed on a connection of interplanetary kinetic-scale phenomena with their generating microscopic processes in the corona. The fast streams seem to consist of mesoscale pressure-balanced plasma filaments and magnetic flux tubes, reminiscent of the supergranular-size structures building the open corona, from which copious Alfven waves emanate. The wind from the magnetically structured and active corona shows developed compressive turbulence and considerable abundance and ionization state variations. Some modelling attempts to explain the observed element fractionation are briefly reviewed. The causes of the nonthermal particle features. such as proton-ion differential streaming, ion beams. temperature anisotropies, and skewed distributions associated with collisionless heat conduction, are ultimately to be searched in the fact, that the corona is never quiescent but fundamentally variable in space and time. Consequently, the radial evolution of the internal state of the wind resembles at all latitudes a complicated relaxation process, in the course of which the free (in comparison with LTE conditions) particle kinetic energy is converted into plasma waves and MHD turbulence on a wide range of scales. This leads to intermittent wave-particle interactions and unsteady anomalous transport, mixed with the weak effects of the rare Coulomb collisions. Spherical expansion and large-scale inhomogeneity forces the wind to attain microscopically a complex internal state of dynamic statistical equilibrium. Title: Spatial transport and spectral transfer of solar wind turbulence composed of Alfven waves and convective structures 1: The theoretical model Authors: Schmidt, J. M.; Marsch, E. Bibcode: 1995AnGeo..13..459S Altcode: 1995AnG....13..459S In this paper we give a survey of detailed algebraic developments of a solar wind turbulence model. The numerical solution of the coupled system of spectral transfer equations for turbulence composed of Alfvén waves and convective structures or two-dimensional turbulence is prepared. The underlying theory of spectral transfer equations was established by several authors in the early 1990s. The related numerical turbulence model which is elaborated in detail in this paper is based on a rotationally symmetric solar wind model for the background magnetic and flow velocity fields with the full geometry of Parker's spiral which has to be inserted into the transfer equations. Various sources and sinks for turbulent energy are included and appropriately modelled analytically. Spherical expansion terms related to radial gradients of the background velocity fields are considered as far as possible within a rotational symmetric solar wind model, which excludes vorticity effects. Furthermore, nonlinear interaction terms are considered, justified by phenomenological arguments and evaluated by dimensional analysis. Moreover, parametric conversion terms for Alfvén waves and wave-structure interactions are modelled and a generalized spectral flux function for the residual energy eR is introduced. In addition, we compensate the spectra for WKB trends and f -5/3-slopes in order to prepare a convenient form of the equations for numerical treatment. The modelling of source and sink terms includes a special analytical treatment for correlation tensors. This first part presents a summary of the main ideas and the special approximations used for all these terms, together with details on the basic steps of the algebraic calculations. The description of the numerical scheme and a survey of the numerical results of our model, as well as a discussion of the main physical results are contained in a companion paper. Title: The Charge, Element, and Isotope Analysis System CELIAS on SOHO Authors: Hovestadt, D.; Bochsler, P.; Grünwaldt, H.; Gliem, F.; Hilchenbach, M.; Ipavich, F. M.; Judge, D. L.; Axford, W. I.; Balsiger, H.; Bürgi, A.; Coplan, M.; Galvin, A. B.; Geiss, J.; Gloeckler, G.; Hsieh, K. C.; Kallenbach, R.; Klecker, B.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Möbius, E.; Neugebauer, M.; Reiche, K. -U.; Scholer, M.; Verigin, M. I.; Wilken, D.; Wurz, P. Bibcode: 1995LNP...444..271H Altcode: 1995cmer.conf..271H No abstract at ADS Title: Linear mode analysis in multi-ion plasmas. Authors: Hackenberg, P.; Mann, G.; Marsch, E. Bibcode: 1995AGAb...11..315H Altcode: No abstract at ADS Title: MHD structures, waves and turbulence in the solar wind: observations and theories Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1995mswt.book.....T Altcode: No abstract at ADS Title: MHD structures, waves and turbulence in the solar wind : observations and theories Authors: Tu, C. -Y.; Marsch, Eckart Bibcode: 1995mhds.book.....T Altcode: No abstract at ADS Title: Erratum: ``On the nature of compressive fluctuations in the solar wind'' [Journal of Geophysical Research, 99, 21481-21510 (1994)] Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1994JGR....9923525T Altcode: No abstract at ADS Title: Non-Gaussian probability distributions of solar wind fluctuations Authors: Marsch, E.; Tu, C. Y. Bibcode: 1994AnGeo..12.1127M Altcode: The probability distributions of field differences <Delta>x(<tau>)=x(t+<tau>)-x(t), where the variable x(t) may denote any solar wind scalar field or vector field component at time t, have been calculated from time series of Helios data obtained in 1976 at heliocentric distances near 0.3 AU. It is found that for comparatively long time lag <tau>, ranging from a few hours to 1 day, the differences are normally distributed according to a Gaussian. For shorter time lags, of less than ten minutes, significant changes in shape are observed. The distributions are often spikier and narrower than the equivalent Gaussian distribution with the same standard deviation, and they are enhanced for large, reduced for intermediate and enhanced for very small values of <Delta>x. This result is in accordance with fluid observations and numerical simulations. Hence statistical properties are dominated at small scale <tau> by large fluctuation amplitudes that are sparsely distributed, which is direct evidence for spatial intermittency of the fluctuations. This is in agreement with results from earlier analyses of the structure functions of <Delta>x. The non-Gaussian features are differently developed for the various types of fluctuations. The relevance of these observations to the interpretation and understanding of the nature of solar wind magnetohydrodynamic (MHD) turbulence is pointed out, and contact is made with existing theoretical concepts of intermittency in fluid turbulence. Title: On the nature of compressive fluctuations in the solar wind Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1994JGR....9921481T Altcode: A statistical analysis of the amplitudes of the thermal pressure and total pressure of the solar wind and of several related cross correlations between different compressive parameters has been performed with the plamsa and magnetic field data obtained by Helios 1 and 2 in their primary missions. The statistical analysis is based on small-band averages of the relevant spectra over the frequency range (2-5) x 10-4 Hz, corresponding to hourly timescales. With decreasing ratio between the fluctuation amplitudes of the total pressure and the density, we found a systematical decrease of the correlation coefficient between density and total pressure and of the correlation coefficient between density and magnetic field magnitide. Decreases of the correlation coefficients between temperature and density and between thermal and magnetic pressure are also found with decreasing ratio of the normalized amplitudes of the fluctuations of the thermal pressure and the temperature. Most of these results can be explained quantitatively by a model based on a superposition of small-amplitude perpendicular fast magnetosonic waves and small-amplitude pressure-balanced structures. We have found a class of data points which seem to represent fluctuations dominated by fast magnetosonic waves. Title: Diffusive fractionation in the chromosphere Authors: von Steiger, R.; Marsch, E. Bibcode: 1994SSRv...70..341V Altcode: A new mechanism for the FIP fractionation in the solar wind in the form of a stationary diffusion model is proposed. It is based on a weakly stratified chromospheric layer of constant density and temperature, permeated everywhere by ionizing photons and a homogeneous magnetic field. Our model does not invoke any particular geometry or special set up of the system and is founded solely on robust and well understood atomic collisonal physics. Technically, a boundary value problem of four coupled differential equations is solved for each chemical element, i.e. a continuity equation and a momentum equation for both atoms and singly ionized particles. For the main gas (hydrogen), an analytical solution can be found. This then serves as a background for the numerical integration of each trace gas system (several elements from He to Fe). We find that, after a few hydrogen diffusion lengths, each minor species asymptotically approaches a constant density. The ratios of these density values to some reference element reproduce the observed FIP fractionation pattern remarkably well. Title: Theoretical models for the solar wind Authors: Marsch, E. Bibcode: 1994AdSpR..14d.103M Altcode: 1994AdSpR..14..103M Theoretical models for the solar wind are reviewed from the point of view that a hot corona cannot be simply assumed as a given inner boundary but rather as part of the overall problem and needs to be explained in the first place. Models including the transition region and the heating of the corona radiative and conductive losses are discussed. The input at the sun of small-scale mechanical energy and of waves and turbulence in the wind are addressed, as well as interplanetary constraints placed on the coronal and wind expansion by in situ measurements. Recent theoretical attempts to explain the relative constancy of the observed mass flux in the framework of multifluid models including Coulomb collisions are presented. Whether or not the coronal temperature inversion can be modeled by exospheric kinetic models, a currently debated issue, is briefly dealt with. More exotic concepts of solar wind acceleration by means of plasmoids are also discussed. Title: 'SUMER' - Solar Ultraviolet Measurements of Emitted Radiation Authors: Wilhelm, K.; Curdt, W.; Gabriel, A. H.; Grewing, M.; Huber, M. C. E.; Jordan, S. D.; Kuhne, M.; Lemaire, P.; Marsch, E.; Poland, A. I.; Schuhle, U.; Thomas, R. J.; Timothy, J. G.; Vial, J. -C. Bibcode: 1994scs..conf..619W Altcode: 1994IAUCo.144..619W SUMER is designed for the investigations of plasma flow characteristics, turbulence and wave motions, plasma densities and temperatures, structures and events associated with solar magnetic activity in the chromosphere, the transition zone and the corona. The spatial and spectral resolution capabilities of the instrument are considered in some detail, and a new detector concept is introduced. Title: Elsässer variable analysis of fluctuations in the ion foreshock and undisturbed solar wind Authors: Labelle, James; Treumann, Rudolf A.; Marsch, Eckart Bibcode: 1994JGR....99...65L Altcode: MHD fluctuations in the solar wind have been investigated previously by use of Elsässer variables. In this paper, we present a comparison of the spectra of Elsässer variables in the undisturbed solar wind at 1 AU and in the ion foreshock in the front of the Earth. Both observations take place under relatively strong solar wind flow speed conditions (~600 kms-1). In the undisturbed solar wind we find that outward propagating Alfvén waves dominate, as reported by other observers. In the ion foreshock the situation is more complex, with neither outward nor inward propagation dominating over the entire range investigated (1-10 mHz). Measurements of the Poynting vectors associated with the fluctuations are consistent with the Elsässer variable analysis. These results generally support interpretations of the Elsässer variables which have been made based strictly on solar wind data and provide additional insight into the nature of the ion foreshock turbulence. Title: Modeling results on spatial transport and spectral transfer of solar wind Alfvénic turbulence Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1993JGR....9821045M Altcode: In this paper a set of time stationary transport equations for incompressible MHD fluctuations in the solar wind is derived from previous general transport equations (Marsch and Tu, 1989; Zhou and Matthaeus, 1990a), which have been found to give solutions with fast time variations. The present derivation is based on the assumption that the fluctuations are composed of small-scale convected structures and short-wavelength Alfvén waves. The different contributions of these two types of fluctuations to the total correlation functions can be evaluated by means of temporal and spatial averaging of the correlations over the small scales. Two linearly decoupled sets of transport equations then result, which separately describe the spatial evolution of the turbulent energies and cross correlations of the structures and waves. For the propagating Alfvén waves a multiple-scale analysis yields two WKB-type transfer equations for the autocorrelation functions expressed in terms of Elsässer velocity fields. For the structures a third additional equation is derived, which determines the evolution of the residual energy, that is, the difference between the kinetic and magnetic energy of the convected fluctuations. The final set of equations is slowly varying in time and thus satisfactory from the point of view of conventional statistical turbulence theory. The nonlinearities are modeled by cascading flux functions, which are determined by dimensional analysis following the Kolmogorov phenomenology and based on the time stationarity assumption.

The new equations are consistent with this assumption and equivalent to the equations obtained by Tu and Marsch (1993). The present derivation aims at clarifying the relations between the general and the time stationary set of transport equations. Consequently, stationary equations governing the spatial and spectral evolution of the power frequency spectra e+/- for Alfvénic fluctuations, described in terms of the two Elsässer variables, are established and integrated numerically. As a first step to study the effects of the nonlinear terms, we neglect the coupling terms related to convected structures. This approximation may apply to the fluctuations observed in fast streams near 0.3 AU. We integrate the resulting two coupled transport equations in frequency-distance-space by employing a new technique based on the method of characteristics. Interplanetary parametric decay instabilities are also included in the model. The numerical results obtained show that (1) The cascade process which is based on local nonlinear interactions in frequency space cannot transport any initial value of the normalized cross-helicity from the low-frequency boundary to the higher-frequency range. Cascade processes alone invariably result in dynamic alignment and cause the spectra of e+ as well as e- to steepen at higher frequencies. (2) However, a parametric-decay-like source term can enforce the normalized cross-helicity to decrease with increasing heliocentric distance and can also produce and sustain a flatter part in the spectrum of e- in the high-frequency range. These results are in qualitative agreement with the observations. Research topics which should be dealt with in the future to complete the present preliminary numerical work are also pointed out. Title: Book-Review - Physics of the Inner Heliosphere - V.2 - Particles Waves and Turbulence Authors: Schwenn, R.; Marsch, E.; Schwartz, S. J. Bibcode: 1993SSRv...64..371S Altcode: No abstract at ADS Title: Correlations between the fluctuations of pressure, density, temperature and magnetic field in the solar wind. Authors: Marsch, E.; Tu, C. Y. Bibcode: 1993AnGeo..11..659M Altcode: 1993AnG....11..659M Compressive fluctuations and the pressure balance in the solar wind are investigated with Helios data obtained in 1975 - 1976 from measurements in the inner heliosphere between 0.3 and 1.0 AU. Broadband correlation spectra and hourly correlation coefficients for any pair of solar wind parameters like speed, density, temperature, magnetic field magnitude, thermal and magnetic pressure, and the total pressure of the plasma are calculated and analysed. The authors find that the nature and intensity of the compressive fluctuations strongly depend on the flow speed and systematically vary with the stream structure. A general tendency is observed for the thermal and magnetic pressures to be anti-correlated. Clear positive correlations between the solar wind (proton) temperature and speed are found in the higher-frequency domain for most of the cases considered. Significant positive correlations between the relative fluctuations of the total pressure and the density are obtained. The statistical studies carried out suggest the notion that the compressive fluctuations are a complex superposition of magnetoacoustic fluctuations and pressure-balanced structures, which may be created by interplanetary stream interactions or be originally related to plasma flow tubes of coronal origin. Title: SUMER - Solar Ultraviolet Measurements of Emitted Radiation Authors: Wilhelm, K.; Curdt, W.; Marsch, E.; Schuehle, U.; Gabriel, A. H.; Lemaire, P.; Vial, J. -C.; Grewing, M.; Huber, M. C. E.; Jordan, S. D.; Poland, A. I.; Thomas, R. J.; Kuehne, M.; Timothy, J. G. Bibcode: 1993BAAS...25.1192W Altcode: No abstract at ADS Title: Book-Review - Solar Wind Seven Authors: Marsch, E.; Schwenn, R.; Woan, G. Bibcode: 1993Obs...113..151M Altcode: No abstract at ADS Title: Book-Review - Physics of the Inner Heliosphere - Part Two - Particles Waves and Turbulence Authors: Schwenn, R.; Marsch, E.; Jackson, B. V. Bibcode: 1993SoPh..145R.405S Altcode: No abstract at ADS Title: Book-Review - Physics of the Inner Heliosphere - Part One - Largescale Phenomena Authors: Schwenn, R.; Marsch, E.; Jackson, B. V. Bibcode: 1993SoPh..145Q.405S Altcode: No abstract at ADS Title: Wave and stability properties of multi-ion plasmas with applications to winds and flows Authors: McKenzie, J. F.; Marsch, E.; Baumgaertel, K.; Sauer, K. Bibcode: 1993AnGeo..11..341M Altcode: In many space plasma phenomena heavy ions are present in abundances which are not negligible relative to protons so that the various components of the plasma are mutually coupled through the Lorentz force and the quasi-charge neutrality constraint. Some of the novel and interesting effects which this coupling gives rise to are discussed here within the context of wave and stability properties of the system. In particular we show how differential streaming between the protons and a heavier species (such as alpha particles in the solar wind) can give rise to low frequency compressional instabilities. The effects of Coulomb collisions, finite Debye length and kinetic effects are also discussed and it is emphasized that collisionless Landau damping can quench such instabilities except when the ions are sufficiently cold relative to the electrons. In connection with steady flows (e.g. solar and polar winds) it is shown how the idea of "critical points" must be generalized and interpreted within the framework of the stationary waves of the system ineluding differential streaming, and how these "points" are intimately connected with nonlinear mutual regulation of the ion fluxes. Title: Structure functions and intermittency of velocity fluctuations in the inner solar wind. Authors: Marsch, E.; Liu, S. Bibcode: 1993AnGeo..11..227M Altcode: 1993AnG....11..227M The authors provide evidence for the intermittent nature of the fluctuations of the flow velocity and Alfvén velocity in the inner solar wind between 0.3 and 1.0 AU. They analyse the p-th order structure functions in the time domain between 40.5 seconds (instrumental resolution period) and 24 hours, and investigate their scaling properties in the Alvénic range from fractions of minutes to several hours. Generally, the fast and slow wind regimes have to be discriminated, because the scaling features of the velocity differences with time lag τ vary systematically with the wind speed. Radial trends are established by comparison of Helios data obtained near 0.3 AU and 1.0 AU. Title: Books-Received - Solar Wind Seven Authors: Marsch, E.; Schwenn, R. Bibcode: 1993Sci...259.1634M Altcode: No abstract at ADS Title: A model of solar wind fluctuations with two components: Alfvén waves and convective structures Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1993JGR....98.1257T Altcode: A two-component incompressible fluctuations model is presented to explain the radial evolution of the solar wind fluctuations. The basic idea is to consider the small-scale fluctuations in the solar wind as being composed of Alfvén waves and convective structures. The major Alfvén waves are believed to be created near the coronal base and to propagate outward along the magnetic field lines. The convective structures are defined as the small-scale variations perpendicular to the local magnetic field direction. They are either quasi-static or turbulent and slowly evolving in the plasma frame of reference. The small-scale perpendicular variations are connected, in the parallel direction, with large-scale magnetic field variations, which are convected by the solar wind as quasi-static structures during the wind expansion time.

The decomposition of the original fluctuations can be done by using special space and time averages, which are defined by space averaging along the directions parallel and perpendicular to the local magnetic field vector and by time averaging in the plasma frame of reference. The equations of motion of the fluctuations and of the correlation functions for both Alfvén waves and convective structures have been derived from the one-fluid MHD equations. A combination of the correlation functions of these two components is then used for a comparison with observational results. The influence of the angle between the sampling direction and the magnetic field vector on the final results has also been considered. As a first step to apply these equations, a simple model has been suggested that is based on the assumption that the fluctuations are only composed of outward propagating Alfvén waves and static magnetic structures. For comparison with the observations, new statistical results from data obtained by Helios 1 during days 1-95, 1975, and Helios 2 during days 19-109, 1976, are presented.

The numerical solutions are shown to describe well the basic evolution trend of the fluctuation energy, the normalized cross helicity, and the Alfvén ratio. It is also shown that the basic physical process of the evolution of the convective structures is the convection of the fluctuating velocity vortex lines and the magnetic field lines by the expanding solar wind. Title: MHD Turbulence in the Solar Wind and Interplanetary Dynamo Effects Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1993IAUS..157...51M Altcode: No abstract at ADS Title: SUMER: temperatures, densities, and velocities in the outer solar atmosphere. Authors: Lemaire, P.; Wilhelm, K.; Axford, W. I.; Curdt, W.; Gabriel, A. H.; Grewing, M.; Huber, M. C. E.; Jordan, S. D.; Kuehne, M.; Marsch, E.; Poland, A. I.; Richter, A. K.; Thomas, R. J.; Timothy, J. G.; Vial, J. C. Bibcode: 1992ESASP.348...13L Altcode: 1992cscl.work...13L The SUMER instrumentation, that will be mounted on the SOHO spacecraft, is in development under MPAE leadership. It has some capability to improve the solar angular resolution and the spectral resolution already obtained in the far UV to the extreme UV, corresponding to the temperature range between 104 and a few 106K. The authors give some insights into the SUMER spectrometer that is developed to study the dynamics and to infer temperatures and densities of the low corona and the chromosphere-corona transition zone in using the 50 - 160 nm wavelength range. First, they recall the SUMER scientific goals and the technics used. Then, after a brief description of the instrumentation the expected performances are described. The way the observations can be conducted is emphasized and it is shown how SUMER is operated in coordination with other SOHO instrumentations and in cooperation with ground-based observations. Title: Spectra and structure functions of temperature fluctuations in the inner solar wind. Authors: Marsch, E.; Liu, S.; Rosenbauer, H.; Tu, C. Y. Bibcode: 1992ESASP.346..315M Altcode: 1992ssts.rept..315M Proton temperature measurements from the Helios mission have been analysed in order to derive spectral and scaling characteristics of temperature fluctuations in the inner heliosphere near 0.3 AU. Special attention is paid to their correlation with the large-scale stream structure. Different scaling properties of the fluctuations are obtained in fast and slow wind. The temperature spectra seem to indicate fully developed Gaussian turbulence. However, the p-th order structure functions of the temperature fluctuations considerably deviate from Kolmogorov scaling. They indicate intermittency and variable scaling behaviour of the temperature diffences as a function of the time lag between subsequent measurements. Title: CELIAS: charge, element and isotope analysis system for the SOHO mission. Authors: Hovestadt, D.; Geiss, J.; Gloeckler, G.; Axford, W. I.; Balsiger, H.; Bochsler, P.; Bürgi, A.; Canfield, R.; Coplan, M.; Dinse, H.; Galvin, A. B.; Gliem, F.; Gringauz, K. I.; Grünwaldt, H.; Hilchenbach, M.; Hsieh, K. C.; Ipavich, F. M.; Judge, D.; Klecker, B.; Kühne, M.; Lee, M. A.; Livi, S.; Managadze, G. G.; Marsch, E.; Neugebauer, M.; Möbius, E.; Reiche, K. V.; Scholer, M.; Wilken, B. Bibcode: 1992ESASP.346..343H Altcode: 1992ssts.rept..343H The status and further development as well as first calibration of the CELIAS experiment on SOHO is presented. CELIAS is designed to measure the mass, ionic charge, and energy of low and high speed solar wind of suprathermal ions and of low energy flare particles. Through analysis of the elemental and isotopic abundances (the ionic charge state and velocity distributions of ions originating on the solar atmosphere), the investigation focuses on studying the plasma processes in various temporal and spatial scales in the solar chromosphere, transition zone, and corona. Additionally, the CELIAS experiment includes the Solar EUV Monitor (SEM). This unit, which consists of an EUV transmission grating spectrometer and three isolated silicon photodiodes as detectors, is described. The three mass and charge discriminating sensors based on the time of flight technique are also described. Title: "SUMER" - Solar Ultraviolet Measurements of Emitted Radiation. Authors: Wilhelm, K.; Axford, W. I.; Curdt, W.; Gabriel, A. H.; Grewing, M.; Huber, M. C. E.; Jordan, S. D.; Kühne, M.; Lemaire, P.; Marsch, E.; Poland, A. I.; Richter, A. K.; Thomas, R. J.; Timothy, J. G.; Vial, J. C. Bibcode: 1992eocm.rept..225W Altcode: The experiment Solar Ultraviolet Measurements of Emitted Radiation (SUMER) is designed for the investigations of plasma flow characteristics, turbulence and wave motions, plasma densities and temperatures, structures and events associated with solar magnetic activity in the chromosphere, the transition zone and the corona. Specifically, SUMER will measure profiles and intensities of extreme ultraviolet (EUV) lines emitted in the solar atmosphere ranging from the upper chromosphere to the lower corona; determine line broadenings, spectral positions and Doppler shifts with high accuracy; provide stigmatic images of selected areas of the Sun in the EUV with high spatial, temporal and spectral resolution and obtain full images of the Sun and the inner corona in selectable EUV lines, corresponding to a temperature range from 104 to more than 1.8×106K. Title: Planned observations at high resolution from space. Authors: Lemaire, P.; Marsch, E. Bibcode: 1992ESASP.344...15L Altcode: 1992spai.rept...15L The next generation of solar space experiments is under development. SOHO with its set of coronal instruments has some capability to improve the angular resolution already obtained in the far UV to the extreme UV, corresponding to the temperature range between 10 and a few 10K. The authors give some insights into the two spectrometers SUMER and CDS, and the extreme UV imager EIT. SUMER is developed to study the dynamics of the low corona and the chromosphere-corona transition zone in using the 50 - 160 nm wavelength range. CDS is a spectrometer built to observe the highest part of the chromosphere-corona transition zone up to the high corona of several millions of degrees in using the 15 - 80 nm wavelength range. EIT is a multi-wavelength imager that will provide either full or partial solar images in upper chromospheric and coronal lines. Title: Design Rationale of the Solar Ultraviolet Network / Sun Authors: Dame, L.; Acton, L.; Bruner, M. E.; Connes, P.; Cornwell, T. J.; Curdt, W.; Foing, B. H.; Hammer, R.; Harrison, R.; Heyvaerts, J.; Karabin, M.; Marsch, E.; Martic, M.; Mattic, W.; Muller, R.; Patchett, B.; Roca-Cortes, T.; Rutten, R. J.; Schmidt, W.; Title, A. M.; Tondello, G.; Vial, J. C.; Visser, H. Bibcode: 1992ESOC...39..995D Altcode: 1992hrii.conf..995D No abstract at ADS Title: Surface and body waves in solar wind flow tubes Authors: Mann, G.; Marsch, E.; Roberts, B. Bibcode: 1992sws..coll..495M Altcode: Parker (1963) already assumed that the solar wind might be fine-structured in form of flow tubes. Such spatial structures can give rise to surface and body waves with characteristic frequencies. These waves are studied here by means of the ideal magnetohydrodynamic equations. The resulting dispersion relations are discussed for typical parameters of solar wind flow tubes observed by the two HELIOS probes. These waves might be able to transport photospheric oscillations into the interplanetary space. Title: Introduction to kinetic physics, waves and turbulence in the solar wind Authors: Marsch, E. Bibcode: 1992sws..coll..499M Altcode: This paper sets the stage for some of the following presentations on kinetic physics, waves, and turbulence in the solar wind. Firstly, a summary of some key observations is given, and the nature and possible origin of the fluctuations are discussed. Emphasis is placed on the kinetic aspects of the dissipation of turbulence and the related heating of the protons. Relevant features of the velocity distributions reflecting the wave-particle interactions are briefly discussed. Some modern topics of turbulence such as intermittency, multifractals, self-similar scaling and observations of the structure function are examined. We address theoretical issues and problems associated with models based on two-scale energy transfer equations that have been proposed to describe the spatial and spectral evolution of MHD turbulence in the inhomogeneous solar wind. Title: On the possible role of plasma waves in the heating of chromosphere and corona Authors: Marsch, E. Bibcode: 1992sws..coll...65M Altcode: The possible importance of kinetic plasma waves at frequencies near and above the ion gyrofrequencies in the transport of energy through the chromosphere and corona and the wave energy deposition in these layers is hardly known and has little been investigated. This paper intends to give a cursory review of some plasma waves that may perhaps be relevant for anomalous transport. Some kinetic instabilities that might arise due to spatial inhomogeneity and associated velocity space anisotropies are briefly discussed. Atmospheric heating rates are then estimated on the basis of quasilinear theory and compared against radiative and conductive losses. Title: The evolution of MHD turbulence in the solar wind Authors: Tu, C. Y.; Marsch, E. Bibcode: 1992sws..coll..549T Altcode: The radial evolution of solar-wind fluctuations is presently addressed by an extended theoretical model which systematically combines the observed Alfven wave, turbulence, and convective structures. Nonlinear interactions that occur between inward and outward propagating Alfven waves, as well as between the 2D turbulence cross-field variations and between cross-field fluctuations and Alfven waves, render the fluctuations turbulent in nature. In view of this, empirical trends in the radial evolution of solar wind turbulence are easily explained; an increase in the relative quantity of convective magnetic fluctuations against propagating Alfven waves will lead to a decrease in cross-helicity and Alfven ratio. Title: Solar Wind Seven; Proceedings of the 3rd COSPAR Colloquium, Goslar, Germany, Sept. 16-20, 1991 Authors: Marsch, E.; Schwenn, R. Bibcode: 1992sws..coll.....M Altcode: The present conference discusses topics in coronal heating and solar wind acceleration, the large-scale structure of the interplanetary medium, minor ions and cosmic rays in the heliosphere, solar wind kinetics and turbulence, and heliospheric dynamic phenomena. Attention is given to the origin of high speed solar wind streams, density and temperature structure of a coronal hole, a two-fluid model of the solar wind, solar wind temperature observations in the outer heliosphere, the solar wind transonic region, and the spectral structure evolution of interplanetary medium parameters. Also discussed are MHD modeling of the heliospheric interface, the magnetic field in the heliosheath, radioastronomy of travelling interplanetary disturbances, Bernstein waves in the solar wind, multifractals in the solar wind, solar MHD turbulence, surface and body waves in solar wind flow tubes, magnetospheric LF nonresonant ion-beam turbulence, nearly incompressible fluid dynamics, and the interaction of intense magnetic clouds with ambient solar wind streams. Title: SUMER - Solar ultraviolet measurements of emitted radiation Authors: Wilhelm, K.; Axford, W. I.; Gurdt, W.; Marsch, E.; Richter, A. K.; Grewing, M.; Gabriel, A. H.; Lemaire, P.; Vial, J. -C.; Huber, M. C. E. Bibcode: 1992sws..coll..129W Altcode: The SUMER (solar ultraviolet measurements of emitted radiation) experiment is described. It will study flows, turbulent motions, waves, temperatures and densities of the plasma in the upper atmosphere of the Sun. Structures and events associated with solar magnetic activity will be observed on various spatial and temporal scales. This will contribute to the understanding of coronal heating processes and the solar wind expansion. The instrument will take images of the Sun in EUV (extreme ultraviolet) light with high resolution in space, wavelength and time. The spatial resolution and spectral resolving power of the instrument are described. Spectral shifts can be determined with subpixel accuracy. The wavelength range extends from 500 to 1600 angstroms. The integration time can be as short as one second. Line profiles, shifts and broadenings are studied. Ratios of temperature and density sensitive EUV emission lines are established. Title: Correlations between the level of MHD fluctuations and the bulk speed and mass flux in the solar wind Authors: Tu, C. Y.; Marsch, E.; Rosenbauer, H. Bibcode: 1992sws..coll..555T Altcode: A new type of solar wind speed and mass-flux diagram has been used to study the correlations of the flow speed and mass flux with the energy of outward propagating fluctuations e(+), their normalized cross-helicity and the Alfven ratio. The data were obtained by Helios 1 and 2 near 0.3 AU in solar activity maximum (1979-1980). The results show that the variations of these correlations, as obtained by changing the amplitude and Alfvenicity of the fluctuations, cannot be described by using the single parameter Vp. But they can be described satisfactorily by means of the velocity and mass flux diagram. The statistical results also show that the well known correlations between e(+) and proton velocity Vp and temperature do not exist in the solar wind streams with a low energy flux (0.65-0.87 erg/sq cm s at 1 AU) for the periods we studied. This low-energy-flux wind is a new kind of solar wind that appears only near activity maximum. The correlations of the fluctuations with the speed of this type of solar wind are more complicated than the correlations found near the minimum (75-76). Title: Electric field fluctuations and possible dynamo effects in the solar wind Authors: Marsch, E.; Tu, C. Y. Bibcode: 1992sws..coll..505M Altcode: Magnetohydrodynamic fluctuations in different kinds of solar wind have been investigated. Electric field fluctuation spectra, have been obtained from the observed velocity and magnetic field fluctuations. The mean electromotive force epsilon, generated by the turbulent motion of the solar wind plasma and field, turns out to depend upon the nature and Alfvenicity of the fluctuations. Dynamo theory predicts a linear relationship between epsilon and the mean magnetic field. Correlation studies carried out with the intention to establish this so-called alpha effect have given negative results. Title: Temperature fluctuation spectra in the inner solar wind. Authors: Tu, C. Y.; Marsch, E.; Rosenbauer, H. Bibcode: 1991AnGeo...9..748T Altcode: 1991AnG.....9..748T The proton temperature data from the Helios 1 and Helios 2 primary missions (1975 - 1976) have been analyzed to establish spectral characteristics of temperature fluctuations in the inner solar wind and their relation to the large-scale morphology of the stream structure. It is found that the temperature spectra in high- and low-speed winds are very different. Possible mechanisms for the generation of temperature fluctuations in the solar wind are discussed. Title: A case study of very low cross-helicity fluctuations in the solar wind. Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1991AnGeo...9..319T Altcode: 1991AnG.....9..319T Two periods of very low cross-helicity fluctuations observed by Helios 2 near 1 AU in 1976 have been studied in detail. It is shown that in both cases a nearly zero cross-helicity occurs together with an extremely low Alfvén ratio and a -5/3 power-law for the turbulent energy spectra. The simultaneous occurrence of these features is apparently not influenced by compressible fluctuations. Explaining the nature of the zero cross-helicity fluctuations poses a new theoretical problem, for which no satisfactory solution exists at the present time. However, a possible scenario is suggested in which the observed fluctuations mainly result from convecting static structures, not involving any velocity variations but merely "Magnetic Field Directional Turnings" (MFDTs). The associated evolutions of both the cross-helicity and the Alfvén ratio in the inner solar system may qualitatively be explained by including these structures in extended solar wind turbulence models. The difficulties remaining with the scenario of MFDTs have also been pointed out. Title: Mercury Orbiter: report of the Science Working Team. Authors: Belcher, J. W.; Slavin, J. A.; Armstrong, T. P.; Farquhar, R. W.; Akasofu, S. -I.; Baker, D. N.; Cattell, C. A.; Cheng, A. F.; Chupp, E. L.; Clark, P. E.; Davies, M. E.; Hones, E. W.; Kurth, W. S.; Maezawa, J. K.; Mariani, F.; Marsch, E.; Parks, G. K.; Shelley, E. G.; Siscoe, G. L.; Smith, E. J.; Strom, R. G.; Trombka, J. I.; Williams, D. J.; Yen, C. -W. Bibcode: 1991mors.book.....B Altcode: This report presents the results of the Mercury Orbiter Science Working Team which held three workshops in 1988/1989. Spacecraft engineering and mission design studies at the Jet Propulsion Laboratory were conducted in parallel with this effort and are detailed elsewhere. The findings of the engineering study, summarized in this report, indicate that spin-stabilized spacecraft carrying comprehensive particles and fields experiments and key planetology instruments in highly elliptical orbits can survive and function in Mercury orbit without costly sun-shields and active cooling systems. Title: Book-Review - Physics of the Inner Heliosphere - Part One - Largescale Phenomena Authors: Schwenn, R.; Marsch, E. Bibcode: 1991Sci...251..578S Altcode: No abstract at ADS Title: Kinetic Physics of the Solar Wind Plasma Authors: Marsch, Eckart Bibcode: 1991pihp.book...45M Altcode: 1991PCS....21...45M No abstract at ADS Title: Physics of the Inner Heliosphere II. Particles, Waves and Turbulence Authors: Schwenn, Rainer; Marsch, Eckart Bibcode: 1991pihp.book.....S Altcode: 1991PCS....21.....S No abstract at ADS Title: MHD Turbulence in the Solar Wind Authors: Marsch, Eckart Bibcode: 1991pihp.book..159M Altcode: 1991PCS....21..159M No abstract at ADS Title: Signatures of Coronal Structures and Turbulence in the Solar Wind (With 1 Figure) Authors: Marsch, E. Bibcode: 1991mcch.conf..162M Altcode: No abstract at ADS Title: Turbulence in the Solar Wind. Authors: Marsch, E. Bibcode: 1991RvMA....4..145M Altcode: No abstract at ADS Title: Spatial structures in high-speed streams as signatures of fine structures in coronal holes. Authors: Thieme, K. M.; Marsch, E.; Schwenn, R. Bibcode: 1990AnGeo...8..713T Altcode: 1990AnG.....8..713T During solar eclipses one can observe fine ray-like structures in coronal holes. In order to determine whether these structures might be preserved in the evolving interplanetary high-speed solar wind the authors used plasma and magnetic field data obtained by the two Helios solar probes. For the time period from 1974 till 1977 they analysed 41 high-speed solar wind streams which were measured between 0.3 and 1 AU. They investigated the velocity of protons and α-particles as well as the combined gas pressure of protons, α-particles, and electrons, the magnetic pressure, and the total pressure. The authors found many time periods with a strong anticorrelation between the variations in the gas pressure and the magnetic pressure while the total pressure was roughly constant. They interpret these features as structural relics of coronal origin. To get an estimation of the mean angular diameter of these structures they did a statistical analysis with the entire set of 41 high-speed solar wind streams. The resulting data show characteristic variations on an angular scale being of the same order as the angular size of the structures in the coronal holes. Title: Transfer equations for spectral densities of inhomogeneous MHD turbulence Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1990JPlPh..44..103T Altcode: On the basis of the dynamic equations governing the evolution of magneto-hydrodynamic fluctuations expressed in terms of Elsässer variables and of their correlation functions derived by Marsch and Tu, a new set of equations is presented here describing the evolutions of the energy spectrum e± and of the residual energy spectra eR and es of MHD turbulence in an inhomogeneous magnetofluid. The nonlinearities associated with triple correlations in these equations are analysed in detail and evaluated approximately. The resulting energy-transfer functions across wavenumber space are discussed. For e± they are shown to be approximately energy-conserving if the gradients of the flow speed and density are weak. New cascading functions are heuristically determined by an appropriate dimensional analysis and plausible physical arguments, following the standard phenomenology of fluid turbulence. However, for eR the triple correlations do not correspond to an ‘energy’ conserving process, but also represent a nonlinear source term for eR. If this source term can be neglected, the spectrum equations are found to be closed. The problem of dealing with the nonlinear source terms remains to be solved in future investigations. Title: Spectral and spatial evolution of compressible turbulence in the inner solar wind Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1990JGR....9511945M Altcode: Magnetic field and plasma data collected by the Helios spacecraft between 0.3 and 1 AU near the activity minimum of solar cycle 21 have been analyzed to establish spectral characteristics of compressive fluctuations in the inner solar wind and their relation to the morphology of the plasma flow and magnetic field. The compressive turbulence level is found to be closely related to the stream structure of latitudinal location with respect to the heliospheric current sheet. Compressive turbulence in low-speed flows is more fully developed and intense. The spectra are radially invariant and come close to a -5/3 spectral law. In contrast, fast stream turbulence becomes increasingly compressive, in terms of radially growing amplitudes of δn/n and δB/B, with increasing heliocentric distance. The spectra reveal a flatter high-frequency part, which gradually seems to get straightened out at large solar distances. Single case studies, as well as averaged spectra and their spectral features, are presented and discussed in the context of the theoretical turbulence literature. Title: On the radial evolution of MHD turbulence in the Inner heliosphere Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1990JGR....95.8211M Altcode: The radial evolution of MHD turbulence in the inner heliosphere, as observed by the Helios probes between 0.3 and 1 AU, is reanalyzed and new evaluated by means of Elsässer variable. It is found that the spectra of the energy of the outward (e+) and inward (e-) oriented fluctuations, of the cross helicity and cross correlation and of related dimensionless ratios, like the ones named after Alfvén or Elsässer, all undergo considerable radial evolution with an overall trend for the spectra to steepen. These evolutionary tendencies are established both by individual typical case studies for a recurrent high-speed stream and neighboring low-speed flows as well as by a statistical analysis of many sample spectra pertaining to various heliocentric distances. In particular, the e+ spectrum considerably steepens in the low-frequency part. Whereas the fluctuations in the Alfvénic domain are more transverse in the perihelion, they radially evolve toward an equipartition of the energy in the three spatial dimensions at larger heliocentric distances. The e- spectrum does not change a lot at low frequencies but strongly steepens beyond about 2×10-4 Hz. The spectral results on e- suggest that isotropic turbulence with an index of 5/3 is probably the ultimate state toward which solar wind MHD fluctuations seem to evolve. The radial evolution of the cross correlation eR is also analyzed. Title: On the origin of solar wind MHD turbulence: Helios data revisited Authors: Grappin, Roland; Mangeney, Andre; Marsch, Eckart Bibcode: 1990JGR....95.8197G Altcode: We study the fluctuations of density, magnetic and velocity fields in the frequency range from (1 day)-1~1.2×10-5 Hz to (2.8 min)-1~6×10-3 Hz, as measured by the primary Helios mission (118 days), at heliocentric distances ranging from 0.3 to 1 AU. We address the question of the existence of nonlinear cascades in the observed turbulence, possibly separate for the two ``inward'' and ``outward'' components, corresponding to opposite directions of propagation along the large-scale magnetic field. We consider energies per unit volume, in order to work with variables which are not very sensitive to the heliocentric distance variations. We find that while the whole spectrum of total (kinetic plus magnetic) turbulent energy undergoes very large daily variations both in its amplitude and spectral shape the instantaneous spectrum follows a power law in the frequency range 10-4 to 6×10-3 Hz. We show that both the amplitude and the spectral index m depend on the proton temperature, in a monotonic way, so that a large temperature (thermal speed about 60 km/s) leads to a low level of turbulence with a steep, Kolmogorov-like spectrum (m~-1.8), while a low temperature (thermal speed about 16 km/s) leads to a flatter spectrum (m~-1.2) with a high level of turbulence.

This relation is independent from heliocentric distance, at least between 0.3 and 1 AU. Decomposing the turbulent energy into two components, ``outward'' and ``inward,'' we find that the spectrum of the outward component also follows very closely the daily proton temperature variations, while the inward component's spectrum is less sensitive to the temperature but also varies with the relative level of rms proton density fluctuations. As a consequence, Alfvénic periods (in which energy is dominated by the outgoing component) occur mainly when density fluctuations are low and temperature is high, which does not contradict the classical view that they are found in the ``trailing edges of high-speed streams'' (Belcher and Davis, 1971). The existence of inertial ranges controlled by the level of density fluctuations is not completely new (see the numerical simulations of purely hydrodynamic turbulence by Pouquet and Passot (1987)), but the strong dependence of both turbulent energy level and spectral slope on temperature is a new, unexpected property of solar wind turbulence which remains to be explained. Title: First results of measurements of ions of Martian origin and the discovery of a plasma sheet in the Martian magnetosphere in the TAUS experiment on Phobos-2 Authors: Rosenbauer, H.; Shutte, N.; Apathy, I.; Verigin, M.; Witte, M.; Galeev, A.; Gringaus, K.; Grunwaldt, H.; Jockers, K.; Kiraly, P.; Kotova, G.; Livi, S.; Marsch, E.; Remizov, A.; Richter, A.; Riedler, W.; Szego, K.; Hemmerich, P.; Schwenn, R.; Schwingenschuh, K.; Steller, M. Bibcode: 1990PAZh...16..368R Altcode: TAUS measurements showed that the Martian magnetosphere is considerably filled with fluxes of heavy ions originating from the planetary atmosphere. A plasma sheet was found in the magnetotail, which also consisted mainly of heavy ions. The flux of heavy ions leaving Mars through the tail is tentatively estimated to be (0.5-2) x 10 to the 25th per sec. Title: Evidence for a ``background'' spectrum of solar wind turbulence in the inner heliosphere Authors: Tu, C. -Y.; Marsch, E. Bibcode: 1990JGR....95.4337T Altcode: This statistical analysis of power spectra of the fluctuating Elsässer variables, δZ+/-=δV+/-δVA, covers 3408 hours of interplanetary magnetic field and plasma observations made by experiments on the Helios 1 and 2 spacecraft during the years 1975, 1976, and 1980. The averaged spectra of δZ- in the range 2×10-8 km-1<k*<4×10-7 km-1 (k*=k/2π, k is the wave number) are found to show little variation with heliocentric distance, solar wind velocity, and solar activity. The resulting averaged power spectrum of δZ- obeys a power law with a slope of -5/3. We suggest that it could be thought of a persistent ``background'' spectrum. The averaged spectrum of δZ+, however, is flatter that of δZ-. The concurrent decrease of the normalized cross-helicity with increasing heliocentric distance (e.g., Roberts et al., 1987a, b) may therefore mainly result from a decrease of δZ+ and not from an increase of δZ-. This finding places an observational constraint on theoretical models for the evolution of cross-helicity. Title: First Measurements of Ions of Martian Origin and Observation of a Plasma Layer in the Magnetosphere of Mars - the TAUS Experiment on the Spacecraft PHOBOS-2 Authors: Rosenbauer, H.; Shutte, N.; Apathy, I.; Verigin, M.; Witte, M.; Galeev, A.; Gringauz, K.; Grunwaldt, H.; Jockers, K.; Kiraly, P.; Kotova, G.; Livi, S.; Marsch, E.; Remizov, A.; Richter, A.; Riedler, W.; Szego, K.; Hemmerich, P.; Schwenn, R.; Schwingenschuh, K.; Steller, M. Bibcode: 1990SvAL...16..156R Altcode: No abstract at ADS Title: The dependence of MHD turbulence spectra on the inner solar wind stream structure near solar minimum Authors: Tu, C. -Y.; Marsch, E.; Rosenbauer, H. Bibcode: 1990GeoRL..17..283T Altcode: The variation of the power spectra (e±) of the fluctuating Elsässer variables δZ± with the solar wind velocity has been examined by either individual case study or statistical analysis with Helios data obtained near solar minimum. It is found, when going from high-speed to low-speed wind, that: 1.) The slopes of both energy spectra systematically increase toward the value given by Kolmogorov's law. 2.) The power density of δZ+ in the Alfvénic regime above f ≈ 2 × 10-4 Hz strongly decreases while the power density of δZ- does not change a lot. 3.) A somewhat higher level of e- is found in the leading edges of high-speed streams near the regions of large velocity shear. We also found that density fluctuations might make some contributions to e- in the low-frequency domain. The relevance of these findings with respect to the evolution of the solar wind MHD turbulence is discussed. Title: Introduction Authors: Marsch, E.; Schwenn, R. Bibcode: 1990pihl.book....1M Altcode: No abstract at ADS Title: Physics of the Inner Heliosphere I. Large-Scale Phenomena. Authors: Schwenn, Rainer; Marsch, Eckart Bibcode: 1990pihl.book.....S Altcode: 1990PCS....20.....S Physics of the Inner Heliosphere gives for the first time a comprehensive and complete summary of our knowledge of the inner solar system. Using data collected over more than 11 years by the HELIOS twin solar probes, one of the most successful ventures in unmanned space exploration, the authors have compiled 10 extensive reviews of the physical processes of the inner heliosphere and their connections to the solar atmosphere. Researchers and advanced students in space and plasma physics, astronomy, and solar physics will be surprised to see just how closely the heliosphere is tied to the sun and how sensitively it depends on our star. The four chapters of Volume I of the work deal with large-scale phenomena: - observations of the solar corona - the structure of the interplanetary medium - the interplanetary magnetic field - interplanetary dust. Title: Introduction to MHD turbulence. Authors: Marsch, E. Bibcode: 1990ppst.conf...93M Altcode: The author concentrates on magnetohydrodynamic (MHD) turbulence concerned with the physics of irregular fluctuations of the flow velocity and magnetic field vector in a magnetofluid (mostly assumed to be imcompressible), i.e. a plasma considered on such scales in time and space that it is accessible to a fluid-like description. One of the most prominent examples of such a turbulent magnetofluid is the solar wind for which a vast amount of empirical data has been collected by means of in situ spacecraft observations. Title: Ions of martian origin and plasma sheet in the martian magnetosphere: initial results of the TAUS experiment Authors: Rosenbauer, H.; Shutte, N.; Apáthy, I.; Galeev, A.; Gringauz, K.; Grünwaldt, H.; Hemmerich, P.; Jockers, K.; Király, P.; Kotova, G.; Livi, S.; Marsch, E.; Richter, A.; Riedler, W.; Remizov, T.; Schwenn, R.; Schwingenschuh, K.; Steller, M.; Szegö, K.; Verigin, M.; Witte, M. Bibcode: 1989Natur.341..612R Altcode: UNLIKE plasma instruments used on previous space missions to Mars, the TAUS instrument on Phobos 2 was designed so that the energy per charge and angular spectra of three species of ions could be measured separately. These species were H+ and He2+ characteristic of the solar wind, and 'heavy ions' collected in one integral channel covering the mass per charge (M/q) range 3 to infinite, which we anticipated to find predominantly in the near-martian regime. In all spacecraft orbits around Mars we found a sharp boundary, separating the shocked solar wind from the martian magnetosphere which was characterized by the absence of solar-wind-like plasma. As the plasma inside the magnetosphere, and particularly in the tail, was dominated by heavy ions with number densities orders of magnitude higher than found in the solar wind, we assumed it was mainly of martian origin. Typically, heavy ions of low tailward flow velocity were seen near the boundary of the magnetotail, whereas high-speed tailward plasma flows of such ions were detected deeper inside the tail, a region not investigated before. Near the centre of the martian magnetotail a plasma regime, comparable to the terrestrial as well as the venusian1 plasma sheet, was detected, characterized by highly supersonic tailward streams of heavy ions. The flux of planetary ions leaving Mars through its magnetotail is tentatively estimated to be of the order of a few times 1025 s-1. Such loss rates would be significant for the dissipation of the martian atmosphere on cosmological timescales. Title: Basic properties of solar wind MHD turbulence near 0.3 AU analyzed by means of Elsässer variables Authors: Tu, C. -Y.; Marsch, E.; Thieme, K. M. Bibcode: 1989JGR....9411739T Altcode: Magnetic field and plasma data, obtained by the Helios 1 and 2 spacecraft in the solar wind near 0.3 AU during the years 1975 to 1976, have been analyzed by calculating 12 kinds of spectra related to the Elsässer variables, δZ+=δV+δVA, and δZ-=δV-δVA, where δV and δVA are the bulk velocity and Alfvén velocity fluctuations, respectively. For small amplitude alfvén waves the fluctuation variable δZ+ simply relates to outward propagation and δZ- to an inward sense of propagation, if the ambient magnetic field B0 is directed inward. The frequency range analysed in this paper is 6×10-6 Hz to 6×10-3Hz. It is found that (1) the autocorrelation length for δZ- is much larger that for δZ+ in both the high-speed and low-speed wind. (2) The power spectra of δZ-, especially in high-wind speed, are steeper in the low-frequency range and flatten in the high-frequency range. (3) In the low-frequency range, the power spectra for the components of δZ+ tend to be isotropic with respect to the three polarization directions, while the spectra of δZ- are dominated by the radial component. In the high-frequency domain, the spectra of both δXZ+ and δZ- are dominated by the transverse component in high-speed wind and are more isotropic in low-speed wind. (4) The spectra related to the residual energy or the cross-correlation in low-speed flows have a power law with the slope near to -5/3.

However, in high-speed flows the corresponding data are widely distributed in a cloud of points with an upper envelope near to the spectrum of δZ-. The origin of all these spectra and their importance for the solar wind physics have also been discussed. Several generation mechanisms are suggested as candidates. In the flat part of e- spectrum, the fluctuations may be generated by non-local (in wave number space) interactions with the low-frequency part of the e+ spectrum, or just by parametric decay of the high-frequency part of the e+ spectrum. The steep part of e- (f) may be related to small-scale stream tubes, or be influenced by pressure waves, nonlinear cascading, and the interaction with the outgoing Alfvén waves. Title: Dynamics of correlation functions with Elsässer variables for inhomogeneous MHD turbulence Authors: Marsch, E.; Tu, C. -Y. Bibcode: 1989JPlPh..41..479M Altcode: On the basis of the ideal MHD equations expressed in terms of Elsässer variables, a new set of equations has been derived that governs the dynamics of the inhomogeneous background plasma and the superimposed incompressible fluctuations. From these equations the dynamic equation for the two-point and two-time correlation tensor has been obtained, and subsequently the equations of motion for the various spectral densities related to energy, cross-helicity and residual energy or the Alfvén ratio have been established. This set of equations offers a new possibility of discussing and perhaps better understanding the mostly incompressible fluctuations observed in the solar-wind plasma and of analysing their radial evolution into interplanetary space and their spectral development. The scope of the paper is limited to giving mainly formal developments of the equations. A detailed evaluation of the many terms in the light of interplanetary observations is intended for the future, but is not presented in this paper. Title: Cooling of solar wind electrons inside 0.3 AU Authors: Marsch, E.; Pilipp, W. G.; Thieme, K. M.; Rosenbauer, H. Bibcode: 1989JGR....94.6893M Altcode: Mean temperature gradients of solar wind electrons between 0.3 and I AU are determined from Helios observations. Electrons are found to cool more slowly than adiabatically, with flattest temperature profiles in high-speed streams. These in situ observations are used to estimate the radial gradients of Te inside 0.3 AU under the constraint of matching coronal temperatures. Electrons in high-speed streams are inferred to cool more strongly closer to the Sun than with the Helios orbital range. For low-speed wind, no significant breaks in the temperature profiles have been found, while for intermediate-speed structures the results are somewhat ambiguous. These results are discussed in the context of solar wind generation and modeling. Title: Estimates of Alpha particle heating in the solar wind inside 0.3 AU Authors: Thieme, K. M.; Marsch, E.; Rosenbauer, H. Bibcode: 1989JGR....94.2673T Altcode: Helios observations are used to determine and compare the average temperature gradients of protons and alpha particles in the solar wind between 0.3 and 1 AU. The He2+ ions are found to cool off more slowly than adiabatically. The radial profiles of their temperature are somewhat steeper in fast than in slow solar wind, a result which is in contrast to the proton results. These in situ measurements are extrapolated to inside 0.3 AU in order to estimate the radial gradients of Tz there and the required heating rates. Thereby, the temperature profiles are adjusted to match coronal boundary values. Clear evidence if found for continuous interplanetary alpha particle heating, which supports theories invoking extended ion heating by waves in the outer solar corona. © The American Geophysical Union 1989 Title: SUMER - Solar ultraviolet measurements of emitted radiation. Authors: Curdt, W.; Wilhelm, K.; Axford, W. I.; Marsch, E.; Richter, A. K.; Gabriel, A. H.; Lemaire, P.; Vial, J. -C.; Grewing, M.; Huber, M. C. E.; Jordan, S. D.; Poland, A. I.; Thomas, R. J.; Timothy, J. G. Bibcode: 1989AGAb....2...14C Altcode: 1989amt..conf...14C No abstract at ADS Title: Wave-Particle Interactions in the Solar Wind. (invited paper) Authors: Marsch, E. Bibcode: 1989npvp.conf..145M Altcode: No abstract at ADS Title: Type II Interplanetary Radio Bursts and Electron Plasma Oscillations Associated with Interplanetary Shocks, Superthermal Electrons, and Low/Medium Energy Protons Authors: Kikuchi, H.; Gurnett, D. A.; Anderson, R. R.; Keppler, E.; Richter, A. K.; Schwenn, R.; Marsch, E.; Pilipp, W. G.; Richter, K.; Rosenbauer, H. Bibcode: 1989lsp..conf..415K Altcode: No abstract at ADS Title: Are structures in high-speed streams signatures of coronal fine structures? Authors: Thieme, K. M.; Schwenn, R.; Marsch, E. Bibcode: 1989AdSpR...9d.127T Altcode: 1989AdSpR...9..127T Interplanetary plasma and magnetic field data were measured by the two Helios solar probes from 1974 until 1986 and from 1976 until 1980, respectively, between 0.3 and 1 AU. We used these data to investigate plasma parameters of high-speed streams, especially velocities, densities, and temperatures of protons and α-particles. The possibility is discussed that the variability in these parameters is due to spatial structures which are remnants of the underlying coronal structures (supergranulation cells) preserved in the outflowing solar wind. Title: On the origin of solar wind turbulence. Helios data revisted. Authors: Grappin, R.; Mangeney, A.; Marsch, E. Bibcode: 1989tndm.conf...81G Altcode: No abstract at ADS Title: SUMER: Solar Ultraviolet Measurements of Emitted Radiation Authors: Wilhelm, K.; Axford, W. I.; Curdt, W.; Gabriel, A. H.; Grewing, M.; Huber, M. C. E.; Jordan, M. C. E.; Lemaire, P.; Marsch, E.; Poland, A. I. Bibcode: 1988sohi.rept...31W Altcode: The SUMER (solar ultraviolet measurements of emitted radiation) experiment is described. It will study flows, turbulent motions, waves, temperatures and densities of the plasma in the upper atmosphere of the Sun. Structures and events associated with solar magnetic activity will be observed on various spatial and temporal scales. This will contribute to the understanding of coronal heating processes and the solar wind expansion. The instrument will take images of the Sun in EUV (extreme ultra violet) light with high resolution in space, wavelength and time. The spatial resolution and spectral resolving power of the instrument are described. Spectral shifts can be determined with subpixel accuracy. The wavelength range extends from 500 to 1600 angstroms. The integration time can be as short as one second. Line profiles, shifts and broadenings are studied. Ratios of temperature and density sensitive EUV emission lines are established. Title: HELIOS observational constraints on the development of interplanetaryslow shocks. Authors: Richter, A. K.; Marsch, E. Bibcode: 1988AnGeo...6..319R Altcode: Helios plasma and magnetic field data between 0.3 and 1 AU have been used to compute the average radial dependence of the sound-to-Alfven speed ratio, of the ion-to-electron temperature ratio, and of the total plasma kinetic-to-magnetic pressure ratio. The analysis takes the stream structure of the solar wind and the parameters of protons, alpha particles, and electrons into account. Although the probability for the simultaneous fulfillment of the constraints for interplanetary slow mode MHD waves to freely evolve, to withstand ion Landau damping, and to steepen into slow shocks is extremely low, it is found to be highest in the slow wind near and at cororotating interaction regions. Title: Generation of solar wind proton tails and double beams by Coulomb collisions Authors: Livi, S.; Marsch, E. Bibcode: 1987JGR....92.7255L Altcode: A kinetic model is presented for the generation of proton heat flux tails and double beams by Coulomb collisions in the solar wind. The combined action of the large-scale interplanetary magnetic field (mirror effect) and of the collisional scattering (runaway) is shown to be able to produce variously skewed velocity distributions. All intermediate cases between the exospheric and isotropic adiabatic expansion can be simulated as a function of the collisionality of the plasma. Good qualitative agreement is achieved between in situ measurements and model results in the collisional domains of the solar wind. Title: Observational evidence for marginal stability of solar wind ion beams Authors: Marsch, E.; Livi, S. Bibcode: 1987JGR....92.7263M Altcode: Solar wind proton double streams and proton-alpha differential streaming may provide sufficient free energy to drive field-aligned magnetosonic waves unstable. We carry out a statistical analysis of this electromagnetic beam instability based on measured Helios ion distributions. Observational evidence is indeed found for unstable distributions, whereby the largest growth rates are obtained in the collisionless high-speed wind. Alpha particles by themselves are not able to excite these waves but mostly tend to stabilize an existing proton double stream configuration by enhancing the cyclotron damping of the main proton population. Title: Ideal MHD equations in terms of compressible Elsässer variables Authors: Marsch, E.; Mangeney, A. Bibcode: 1987JGR....92.7363M Altcode: By the help of the so-called Elsässer variables, if adopted to the situation of a compressible plasma, the equations of ideal magnetohydrodynamics can be rewritten in a new form. This appears to be particularly suitable to describe the situation of compressive MHD turbulence. After having derived the basic equations of motion, the conservation equations for energy and cross-helicity are rephrased in terms of Elsässer variables. The sinks and sources of cross-helicity associated with the compressibility of the plasma are elucidated. A standard normal mode analysis, performed in terms of Elsässer variables, emphasizes their usefulness in treating hydrodynamic waves. In the conclusions some possible future, more sophisticated applications are outlined. Title: On the He2+ to H+ temperature ratio in slow solar wind Authors: Hernandez, R.; Livi, S.; Marsch, E. Bibcode: 1987JGR....92.7723H Altcode: On the basis of a three-fluid model with energy exchange by Colomb collisions and heat flux degradation the ratio T of alpha to proton temperatures is investigated. For various relative ion densities and plasma parameters the collisional evolution of T is modeled and compared with Helios in situ measurements. Good agreement between data and theory is found. © American Geophysical Union Title: On the equation of state and collision time for a multicomponent, anisotropic solar wind. Authors: Marsch, E.; Richter, A. K. Bibcode: 1987AnGeo...5...71M Altcode: No abstract at ADS Title: Relationship between Structures in the Solar Wind and Their Source Regions in the Corona Authors: Thieme, K. M.; Marsch, E.; Schwenn, R. Bibcode: 1987sowi.conf..317T Altcode: No abstract at ADS Title: On the collisional relaxation of solar wind velocity distributions. Authors: Livi, S.; Marsch, E. Bibcode: 1986AnGeo...4..333L Altcode: The time-evolution of two non-Maxwellian distribution functions under the effects of Coulomb self-collisions is investigated. The full Fokker-Planck collision operator is employed, which describes binary particle interactions resulting in small-angle deflections of particle trajectories. Emphasis is placed on a detailed analysis of the temporal evolution of an appropriate effective collision frequency, which is formally defined by a relaxation-time version of the collision operator. The time required for the distribution to become Maxwellian is found to be nearly ten times the self-collision time. The collisional evolution of the higher moments of the distributions is also discussed. Title: Acceleration potential and angular momentum of undamped MHD-waves in stellar winds Authors: Marsch, E. Bibcode: 1986A&A...164...77M Altcode: The effects of finite amplitude magnetohydrodynamic fluctuations on the average background stellar wind are investigated. By a second order perturbation scheme of the steady-state conservation equations for mass, momentum and energy, the wave energy, pressure/stress tensor, and energy flux density are evaluated. It is found that MHD-waves exert an acceleration force on the ambient plasma and, if compressible, may carry a sizable angular momentum, comparable to its average value associated with the background plasma flow and magnetic field stresses. In the Bernoulli equation the waves appear through an acceleration potential which for Alfven, slow and fast magnetosonic waves can concisely be expressed as a function of the Alfvenic Mach vector, the plasma beta, and the wave propagation direction. A closed set of integrated equations of motion for a spiral magnetic field geometry is presented describing the stars overall loss of mass, angular momentum, and energy as transported away by a stellar wind in which undamped MHD-waves are embedded. Title: Coulomb collisional domains in solar wind Authors: Livi, S.; Marsch, E.; Rosenbauer, H. Bibcode: 1986JGR....91.8045L Altcode: The role of Coulomb collisions in the solar wind, their number of occurrence for protons, and the correlation between collisional effects and the stream structure and large-scale interplanetary magnetic field are investigated. Helios plasma data, displayed in Carrington rotation plots, clearly show that the relative number of collisions (ratio of expansion over collision time scale) maximizes near the heliospheric current sheet, which is revealed as the main collisional domain of the solar wind. Statistical results indicate that for about 20% of the time the low-speed solar wind plasma is influenced strongly by Coulomb collisions. Title: Collisional transfer of energy and momentum between drifting tri-Maxwellians Authors: Hernandez, R.; Marsch, E. Bibcode: 1986JPlPh..35..473H Altcode: The collisional transfer tensor for energy and transfer vector for momentum exchange between drifting tri-Maxwellians for an arbitrary central interaction force between neutral and/or ionized particles are evaluated. We introduce the new concept of a generalized Rosenbluth potential whereby the heat and momentum exchange rates can be written in a concise form. We also discuss the associated time-scales which depend on the masses, densities, temperatures, and drift velocities of the two colliding species. Title: Collisional time scales for temperature and velocity exchange between drifting Maxwellians Authors: Hernandez, R.; Marsch, E. Bibcode: 1985JGR....9011062H Altcode: The Coulomb collision transfer rates for energy and momentum exchange between drifting Maxwellians are evaluated. We discuss the associated time scales which depend on the masses, densities, temperatures, and velocities of the two colliding species. Inclusion of finite mass density effects of the minor species generally leads to shorter time scales, as compared to the test particle approach, for any differential speed and temperature equalization. We find that two particle species may, by collisions, attain a temperature ratio which can range between 1 (thermodynamic equilibrium) an the inverse ratio of their mass densities. This result suggests the possibility of preferentially heating the species with the lower mass density by Coulomb collisions, assuming that their differential speed can be externally maintained against frictional deceleration. Title: Coulomb self-collision frequencies for non-thermal velocity distributions in the solar wind. Authors: Marsch, E.; Livi, S. Bibcode: 1985AnGeo...3..545M Altcode: Coulomb self-collision frequencies are evaluated for non-thermal velocity distributions for solar wind ions and electrons. First, the general Landau collision integral is revisited and rewritten in a relaxation time form that involves the new concept of an effective collision rate. This frequency and also the rates associated with longitudinal and transverse diffusion and with collisional friction are then calculated for model distributions composed of multiple drifting Maxwellians. Second, numerical results for typical observed double-humped and heat flux carrying particle distributions are presented and discussed in terms of contour plot and one-dimensional cuts parallel and perpendicular to the magnetic field. In this way insight is provided into the collisional reshaping of realistic particle distributions by velocity space diffusion and friction. Finally, some conclusions are drawn with respect to Coulomb collision moderated transport in the solar wind and in tenuous space plasmas. Title: Beam-driven electron acoustic waves upstream of the earth's bow shock Authors: Marsch, E. Bibcode: 1985JGR....90.6327M Altcode: Intense electrostatic waves of short wavelength are frequently observed upstream of the earth's bow shock. These waves are very impulsive, and their peak amplitudes correlate strongly with the temporal flux profiles of simultaneously observed energetic ions and electrons which are reflected from the shock. Our paper suggests an explanation of this broadband electrostatic noise in terms of electron acoustic waves driven unstable by the ion and/or electrom beams. These waves do not exist in thermodynamic equilibrium plasma and therefore require nonthermal distributions for their occurrence. A simple model is developed for finite temperature beam and background particles with Maxwellian or Lorentzian distributions. The beam-associated instability can be classified as being due to Landau resonance or negative wave energy. Depending on the plasma parameters the mode discussed here naturally extends and links to the ion acoustic wave or electron plasma oscillation. A numerical parameter study is provided for various beam plasma situations. The frequency theoretically obtained ranges between the ion and the electron plasma frequency, and the wavelength amounts to several Debye lengths for maximum growth. Since the beam mode has a linear dispersion relation, the Doppler-shifted frequency in the spacecraft frame should depend linearly on the beam velocity and on the wave vector as well. It is anticipated that these characteristics may allow parts of the observed broadband high-frequency noise to be identified as beam-driven electron acoustic waves. Title: Energy Input Into the Solar Wind Authors: Marsch, E. Bibcode: 1985ESASP.235...11M Altcode: 1985fmsh.work...11M; 1985shpp.rept...11M The energy input into the solar wind is discussed, both in terms of observations and fluid theory. Selected associated topics of solar wind microphysics and transport are reviewed as well. Emphasis is placed on the in situ observations beyond 0.3 AU and the consequent constraints on solar wind expansion and energetics. Some experimental results on the energy and mass flux obtained by indirect means and remote optical sensing of the corona are also considered. Title: Coulomb collision rates for self-similar and kappa distributions Authors: Marsch, E.; Livi, S. Bibcode: 1985PhFl...28.1379M Altcode: The Coulomb collision operator for two nonthermal particle distributions, the self-similar and kappa distributions, is investigated theoretically. Associated friction and diffusion rates are evaluated and calculated numerically as a function of velocity. It is shown that the full collision term can be cast into a relaxation-time form with an effective collision rate which differs drastically from the smooth overall diffusion rates and is very sensitive to the shape of the distribution. Numerical results for the effective rates are presented, and the relevance of the present analysis to observed distributions in space plasmas and to quasi-linear turbulence is discussed. Title: Review of interplanetary shock phenomena near and within 1 AU Authors: Richter, A. K.; Hsieh, K. C.; Luttrell, A. H.; Marsch, E.; Schwenn, R. Bibcode: 1985GMS....35...33R Altcode: A review of the more recent observations regarding interplanetary shock waves and shock-related phenomena near and within 1 AU is presented. In particular, the observations of interplanetary fast mode shocks are summarized in terms of (1) their solar and interplanetary origin, (2) their observed characteristics with respect to the solar cycle, (3) the solar wind stream-structure, and (4) the heliocentric radial distance; and in terms of (5) their three-dimensional propagation properties in the inner part of the heliosphere. Postshock large-scale flows and structures and some recent 'field and particle' observations associated with interplanetary fast shocks are also reviewed. Title: Velocity Distributions of Solar Wind Ions &ELECTRONS Authors: Marsch, E. Bibcode: 1984ESASP.207...33M Altcode: 1984plap.rept...33M Solar wind ion and electron three-dimensional velocity distributions are presented emphasizing Helios measurements between 0.3 and 1 AU. The observed distributions strongly deviate from Maxwellians. Their detailed form distinctly correlates with the magnetic sector and solar wind stream structure. Among the most prominent non-thermal features are temperature anisotropies, heat fluxes, double ion streams, differential motion between protons and alpha particles, and narrow field-aligned electron strahl. Individual spectra are discussed and statistical results are presented. Kinetic processes which may shape the particle distributions, in particular the effects of Coulomb collisions, are considered. A plasma stability analysis for magnetosonic waves is mentioned. Title: Helios observational constraints on solar wind expansion Authors: Marsch, E.; Richter, A. K. Bibcode: 1984JGR....89.6599M Altcode: Helios particle and magnetic field observations between 0.3 and 1 AU are used to determine plasma parameters that characterize the bulk and internal energy state of the solar-wind. Quantities expected to be conserved in a time-satationary flow with local spherical symmetry in the ecliptic plane are actually found to be invariant within measurement uncertainties. These are the total mass, energy, and angular momentum fluxes for the anisotropic solar wind plasma composited by electrons, protons, and alphas. Although individual species have nonthermal velocity distributions, the total plasma pressure is almost isotropic (p/p=0.9). The total heat flux divided by the mass flux Or/ρur is markedly smaller than thermal speeds squared v∥.⊥2∥.⊥/ρ. By this reason an appropriately defined polytropic index γ is found to be almost 5/3 and rather insensitive to heliocentric distance and flow speed. This index γ does not include terms due to wave turbulence or external heat sources but is solely based on the total particle heat flux. These observational findings indicate that the heat flux beyond 0.3 AU is observationally too small to cause a strong departure from adiabaticity. The solar wind expansion may be conceived in terms of a ``single particle'' moving in the binding gravitational potential and in the accelerating thermal (enthalpy and heat fluxes) and magnetorotational (aximuthal kinetic energy and Poynting flux) potentials. The radial profiles of these potentials are derived from observations. Title: Distribution of solar wind angular momentum between particles and magnetic field: Inferences about the Alfv'n critical point from helios observations Authors: Marsch, E.; Richter, A. K. Bibcode: 1984JGR....89.5386M Altcode: We first discuss theoretically the relative importance and the behavior of the two basic terms adding to the total angular momentum flux, the angular momentum of the particles' (electrons, protons and alpha particles) and of the magnetic field stresses, respectively. Second, we analyze these two quantities with respect to their dependence on heliocentric distance by using the Helios 1 and 2 plasma and interplanetary magnetic field observations between 0.3 and 1 AU classified according to low-speed (<400 km s-1), intermediate (400-600 km s-1), and high-speed (>600 km s-1) solar wind for the 1975-1976 epoch. Applying now these results as well as various combinations of the constants of motion for the solar wind (such as the total angular momentum flux, the mass flux, and the magnetic flux) and their observational constraints, as deduced earlier by Marsch and Richter (1984), we finally present various methods (1) to derive the values of several characteristic solar wind plasma and magnetic field parameters at the Alfvén critical points, (2) to estimate their locations above the solar surface, (3) to obtain the radial slope of the associated solar wind velocity profiles for the three solar wind classes separately. Title: The effects of Coulomb collisions on solar wind ion velocity distributions Authors: Marsch, E.; Goldstein, H. Bibcode: 1983JGR....88.9933M Altcode: The effects of coulomb collisions on solar wind ion velocity distributions are investigated by using Helios data obtained between 0.3 and 1 AU. The mean free path of ions moving at thermal speed (in the solar wind frame) varies by three orders of magnitude in dependence on the plasma parameters. The number of collisions (roughly defined as collision frequency times the solar wind expansion time) can easily exceed one in low-speed wind near the heliospheric current sheet. In these regions, almost Maxwellian distributions are observed. In solar wind with intermediate speeds (ranging from 400-600 km/s) one usually finds distributions with a nearly isotropic core which again can be understood by the action of coulomb collisions. On the other hand, the major part of high-speed solar wind ion distributions can by good reason, be called collisionless on local scales. Title: The radial evolution of a single solar wind plasma parcel Authors: Schwartz, S. J.; Marsch, E. Bibcode: 1983JGR....88.9919S Altcode: We have studied one of the rare occasions when the same piece of solar wind plasma passed both Helios 1 (at 0.507 AU) and Helios 2 (at 0.72 AU). Our particular example occurred in the middle of a fairly smooth and typical high-speed stream. We find clear indications that the ion behavior during this transit did not conserve the partirlces adiabatic vineriants and that some heating is required for the proton and alpha perpendicular temperature. The situation regarding the parallel temperature is less clear. The decreasing alpha-proton differential speed does not appear to release very much free energy owing to a natural ``adiabatic'' cooling process. A very strong radial dependence of the electromagnetic energy flux, along with other factors, suggests the possibility of strong dissipation of Alfvenic fluctuations. Our conclusions are weakened somewhat by the many sources of inaccuracy that we have found and that seem unavoidable in a study of this kind. Title: Radial evolution of ion distribution functions. Authors: Marsch, E. Bibcode: 1983NASCP.2280.355M Altcode: 1983sowi.conf..355M A survey of solar wind ion velocity distributions and derived parameters (temperature, ion differential speed, heat flux, adiabatic invariants) is presented with emphasis on the heliocentric distance range between 0.3 and 1 AU traversed by the Helios solar probe. The radial evolution of nonthermal features are discussed which are observed to be most pronounced at perihelion. Within the framework of quasilinear plasma theory, wave particle interactions that may shape the ion distributions are considered. Some results of a self consistent model calculation are presented accounting for ion acceleration and heating by resonant momentum and energy exchange with ion cyclotron and magnetosonic waves propagating away from the Sun along the interplanetary magnetic field. Another tentative explanation for the occurrence of large perpendicular proton temperatures is offered in terms of heating by Landau damping of lower hybrid waves. Title: Electromagnetic lower hybrid waves in the solar wind Authors: Marsch, E.; Chang, T. Bibcode: 1983JGR....88.6869M Altcode: An analysis of electromagnetic lower hybrid waves or hybrid whistlers that propagate nearly perpendicular to the magnetic field lines in the solar wind is described. Doppler-shifted, these waves have a broadband nature when observed in the spacecraft frame depending on the direction of propagation and the supersonic flow velocity of the wind. Lower hybrid waves can energize ions normal to the interpletary magnetic field. They may occasionally be responsible for the observed temperature anisotropy in high speed streams and possibly for the acceleration of heavier ions such as the oxygen ions, alpha particles, etc. These modes are probably driven unstable by the anisotropic halos of the solar wind electron distributions exhibiting `heat flux' profiles. Title: Determination of the solar wind angular momentum flux from the HELIOS data - an observational test of the Weber and Davis theory Authors: Pizzo, V.; Schwenn, R.; Marsch, E.; Rosenbauer, H.; Muehlhaeuser, K. -H.; Neubauer, F. M. Bibcode: 1983ApJ...271..335P Altcode: In situ attempts to measure the sun's angular momentum loss in the solar wind and thereby to test the Weber and Davis description of the magnetic coupling between stellar rotation and winds have thus far produced widely divergent and inconclusive results. A new estimate for the solar loss rate in the ecliptic plane has been derived from the Helios spacecraft data. By intercomparing measurements made by the twin probes over the full 0.3-1.0 AU baseline of their orbits, it is possible to eliminate the systematic instrumental offsets from the true radial direction that have plagued previous efforts. The main observational findings are that (1) the total angular momentum flux loss rate (field + particles) near the solar equator is ∼0.2-0.3 × 1030 dyn cm sr-1, about one-quarter the Weber and Davis prediction and much lower than previous spacecraft estimates, and (2) the distribution of that flux between particles and field stresses is very near the 1:3 ratio of the model, when an important contribution from the heretofore neglected solar wind α-particles is accounted for. Though few by number in the solar wind, the α-particles' flow speed and direction in general differ from that of the protons, largely offsetting the latters' angular momentum content (+0.15-0.2 × 1030 for the protons, -0.1 × 1030 for the α-particles, plus being in the direction of corotation with the Sun). As to the small value reported for the total flux, theory and observation can be reconciled by moving the mean Alfvén radius, rA, in to 12 Rsun, a figure that is consistent with coronal models more realistic than the single polytrope formulation used by Weber and Davis. There is a distinct tendency for slow solar wind to carry positive total flux and for fast wind, negative; this can probably be explained in terms of stream-interaction dynamics in the super-Alfvénic region. It thus appears that the Weber and Davis theory adequately describes angular momentum loss in solar-type winds, insofar as simple magnetic stresses are taken as the dominant coupling mechanism. However, in the general astrophysical application, it is suggested that a more accurate treatment of coronal acceleration be incorporated to properly locate rA (and hence fix the total loss rate) and that some allowance for three-dimensional effects be made. Also, should large speed differentials between α-particles and protons occur well inside rA, a three-fluid version of the Weber and Davis model may be in order. Title: On the equaton of state of solar wind ions derived from Helios measurements Authors: Marsch, E.; Muehlhaeuser, K. H.; Rosenbauer, H.; Schwenn, R. Bibcode: 1983JGR....88.2982M Altcode: Observations of solar wind ion velocity distributions made by the Helios spacecraft between 0.3 and 1 AU are used to study the radial evolution of the so-called adiabatic invariants, for example, the ion magnetic moments. Significant differences between the parameters of protons and α particles have been found in dependence on the wind velocity. On the average, adiabaticity is observed to be violated. We interpret this violation of adiabatic invariance as evidence that protons are heated perpendicular to the field in fast streams and, with less statistical significance, that α particles are cooled more strongly than for adiabatic expansion parallel to the magnetic field. The contribution of the differential streaming energy to the total internal energy of the ions is briefly investigated. Also, average heliocentric radial profiles for the ion heat fluxes are presented, and the possible role of the ion heat flux in supplying thermal energy during the radial expansion of the wind is examined. Our findings suggest that wave-particle interactions and (or) Coulomb collisions (or other yet unknown processes) have to be invoked in order to explain the thermal energy state of solar wind ions and their radial temperature profiles. Title: Lower hybrid waves in the solar wind Authors: Marsch, E.; Chang, T. Bibcode: 1982GeoRL...9.1155M Altcode: We demonstrate that the frequently observed broad band low frequency electrostatic noise in the solar wind generally has a dominant lower hybrid component. These modes are probably produced by the anisotropic halos of the solar wind electron velocity distributions exhibiting "heat flux" profiles and thus, are accompanied by broad band, "hybrid-like" whistler waves. When the electron temperature is much larger than the ion temperature, these modes can also co-exist with the ion acoustic waves. Since lower hybrid modes propagate nearly normal to the interplanetary magnetic field lines, the ions can be transversely accelerated by these waves and attain the observed anisotropic and/or loss-cone-like distributions. Title: Wave heating and acceleration of solar wind ions by cyclotron resonance Authors: Marsch, E.; Goertz, C. K.; Richter, K. Bibcode: 1982JGR....87.5030M Altcode: In order to explain the temperature anisotropies and differential speeds, as observed in solar wind high-speed streams, a fluid type model is presented that takes into ature anisotropies (like Tp⊥>Tp∥) as predicted by the model agree fairly well with the observations in fast streams. The results are discussed with respect to the effects of various boundary conditions and the inhomogeneity of the expanding solar wind plasma. Title: Solar wind protons: Three-dimensional velocity distributions and derived plasma parameters measured between 0.3 and 1 AU Authors: Marsch, E.; Schwenn, R.; Rosenbauer, H.; Muehlhaeuser, K. -H.; Pilipp, W.; Neubauer, F. M. Bibcode: 1982JGR....87...52M Altcode: A survey of solar wind three-dimensional proton velocity distributions as measured by the Helios solar probes between 0.3 and 1 AU is presented. A variety of nonthermal features like temperature anisotropies, heat fluxes, or proton double streams has been observed. The relative speed of the second proton component increases on the average with increasing wind speed and decreasing heliocentric radial distance and shows a correlation with the local Alfvén speed. A marked anisotropy in the core of proton distributions with a temperature larger perpendicular than parallel to the magnetic field (T∥c<T⊥c) is a persistent feature of high speed streams and becomes most pronounced in the perihelion (~0.3 AU). Fairly isotropic distributions have only been measured very close to and directly at magnetic sector boundaries. Low and intermediate speed distributions usually show a total temperature anisotropy T∥p/T⊥p>1 frequently caused by 'high-energy shoulders' or a resolved second proton component. No clear radial gradient of the temperature anisotropy could be established in these cases. The average dependence of the proton temperature on heliocentric radial distance is given by a power law R, where α~1 for T⊥p and 0.7<α<1 for T⊥p are compatible neither with isothermal nor adiabatic expansion. Flattest radial temperature profiles are obtained in high-speed streams. These observations indicate that local heating or considerable proton heat conduction occurs in the solar wind. Some consequences of nonthermal features of proton distributions for plasma instabilities are discussed as well as kinetic processes that may shape the observed distributions. Title: Resonant Wave Acceleration of Minor Ions in the Solar Wind Authors: McKenzie, J. F.; Marsch, E. Bibcode: 1982Ap&SS..81..295M Altcode: This paper extends some previous work on the acceleration of minor ions in the solar wind to include the effects of wave acceleration and heating arising from minor ions interacting via the gyroresonance with ion cyclotron waves. Resonant wave acceleration is made up of two contributions, the first, and generally the more important, is a ‘local’ acceleration which is proportional to the wave power and the number of resonant particles and is also sensitive to the details of the distribution function; while the other contribution is basically ‘fluid dynamic’ in character, arises from the inhomogeneity of the medium and is proportional to the radial gradient of the resonant wave power. Under suitable cir-cumstances both contributions exhibit the feature that heavier ions receive greater acceleration than lighter ones. Also the kinematics of the resonance shows that the resonance wave acceleration switches off above a maximum differential speed, between ions and protons, which increases with increasing ratio of mass to charge. We also examine briefly possible beam instabilities driven by the streaming of minor ions relative to protons. Title: Solar wind helium ions: obsevations of the Helios solar probes between 0.3 and 1 AU Authors: Marsch, E.; Rosenbauer, H.; Schwenn, R.; Muehlhaeuser, K. -H.; Neubauer, F. M. Bibcode: 1982JGR....87...35M Altcode: A survey of solar wind helium ion velocity distributions and derived parameters as measured by the Helios solar probes between 0.3 and 1 AU is presented. Nonthermal features like heat flux or He2+ double streams and temperature anisotropies have been frequently observed. Fairly isotropic distributions have only been measured close to sector boundaries of the interplanetary magnetic field. At times in slow solar wind, persistent double-humped helium ion distributions constituting a temperature anisotropy T∥α/T⊥α> have been reliably identified. Distributions in high-speed wind generally have small total anisotropies (T∥α/T⊥α>1) with a slight indication that in the core part the temperatures are larger parallel than perpendicular to the magnetic field, in contrast to simultaneous proton observations. The anisotropy tends to increase with increasing heliocentric radial distance. The average dependence of helium ion temperatures on radial distance from the sun is described by a power law ~R with 0.7<~1.2 for T∥α and 0.87<~β<~1.4 for T⊥α. In fast solar wind the T⊥α profile is compatible with nearly cooling. Pronounced differential ion speeds Δvαp have been observed with values of more than 150 km/s near perihelion (0.3 AU). In fast streams Δvαp tends to approach the local Alfvén velocity vA, whereas in slow plasma values around zero are obtained. Generally, the differential speed increases with increasing proton bulk speed and (with the exception of slow plasma) with increasing heliocentric radial distance. The role of Coulomb collisions in limiting Δvαp and the ion temperature ratio Tα/Tp is investigated. Collisions are shown to play a negligible role in fast solar wind, possibly a minor role in intermediate speed solar wind and a distinct role in low-speed wind in limiting the differential ion velocity and temperature. Title: Wave heating and acceleration of solar wind ions by cyclotron resonance Authors: Marsch, E. Bibcode: 1981ESASP.161..405M Altcode: 1981plas.work..405M No abstract at ADS Title: Wave heating and acceleration of solar wind ions by cyclotron resonance Authors: Marsch, E. Bibcode: 1981plap.rept..405M Altcode: A model is presented which describes the radial evolution of solar wind ion temperatures and speeds within a fluid framework. Resonant wave-particle interactions are taken into account and the ion-wave dynamic equilibrium is calculated self-consistenly. Numerical results show that self-consistency in the calculations is of major importance for a realistic description of energy and momentum balance between waves and particles. Title: Pronounced proton core temperature anisotropy, ion differential speed, and simultaneous Alfvén wave activity in slow solar wind at 0.3 AU Authors: Marsch, E.; Rosenbauer, H.; Schwenn, R.; Muehlhaeuser, K. -H.; Denskat, K. U. Bibcode: 1981JGR....86.9199M Altcode: In the Helios 2 perihelion (0.3 AU) im May 1978, pronounced ion differential speeds Δvop>0 and large proton temperature anisotropies T∥p/T⊥p<1 have been observed in slow solar wind, in distinct contrast to earlier observations during the phase of solar activity minimum. These features of ion distributions occurred simultaneously with high Alfvénic wave activity. Coulomb friction between the two ion species can be shown to play a minor role, thus obviously favouring the establishment of a large differential ion speed by preferentially accelerating wave forces. The observations may also indicate that strong waves sometimes only heat the protons without creating a fast solar wind. Title: Some Characteristics of Proton Velocity Distributions in the Solar Wind as Observed by the HELIOS Solar Probes Authors: Marsch, E.; Pilipp, W. G.; Schwenn, R.; Mohlhauser, K. H.; Rosenbauer, H. Bibcode: 1981sowi.conf..273M Altcode: No abstract at ADS Title: Ion Sound Turbulence in the Solar Wind Authors: Dum, C. T.; Marsch, E.; Pilipp, W.; Gurnett, D. A. Bibcode: 1981sowi.conf..299D Altcode: No abstract at ADS Title: HELIOS - Indications of Resonant Wave-Particle Interaction in Fast Stream Solar Wind Ion Distributions Authors: Rosenbauer, H.; Marsch, E.; Mohlhauser, K. H.; Pilipp, W.; Schwenn, R. Bibcode: 1981sowi.conf..353R Altcode: No abstract at ADS Title: Two States of the Solar Wind at the Time of Solar Activity Minimum - Part Two - Radial Gradients of Plasma Parameters in Fast and Slow Streams Authors: Schwenn, R.; Mohlhauser, K. H.; Marsch, E.; Rosenbauer, H. Bibcode: 1981sowi.conf..126S Altcode: No abstract at ADS Title: Initial Results on Solar Wind Alpha Particle Distributions as Measured by HELIOS Between 0.3AU and 1AU Authors: Marsch, E.; Mohlhauser, K. H.; Pilipp, W.; Schwenn, R.; Rosenbauer, H. Bibcode: 1981sowi.conf..443M Altcode: No abstract at ADS Title: Electron Characteristics in the Solar Wind as Deduced from HELIOS Observations Authors: Pilipp, W. G.; Schwenn, R.; Marsch, E.; Molhauser, K. H.; Rosenbauer, H. Bibcode: 1981sowi.conf..241P Altcode: No abstract at ADS Title: Determination of wave growth from measured distribution functions and transport theory Authors: Dum, C. T.; Marsch, E.; Pilipp, W. Bibcode: 1980JPlPh..23...91D Altcode: A stability analysis which directly uses particle distribution functions determined from experiments or transport theory, rather than model distributions, is carried out. The features of distribution functions relevant to whistlers, ion cyclotron waves, including their low-frequency extensions for propagation along the magnetic field, and to ion-acoustic waves are analyzed in detail. The dependence of wave growth on the precise shape of the distributions and the numerical feasibility of the method is demonstrated by the use of measured solar wind distributions. Title: Ion acoustic waves and related plasma observations in the solar wind Authors: Gurnett, D. A.; Marsch, E.; Pilipp, W.; Schwenn, R.; Rosenbauer, H. Bibcode: 1979JGR....84.2029G Altcode: This paper presents an investigation of solar wind ion acoustic waves and their relationship to the macroscopic and microscopic characteristics of the solar wind plasma. Comparisons with the overall solar wind corotational structure show that the most intense ion acoustic waves usually occur in the low-velocity regions ahead of high-speed solar wind streams. Of the detailed plasma parameters investigated, the ion acoustic wave intensities are found to be most closely correlated with the electron to proton temperature ratio Te/Tp and with the electron heat flux. Investigations of the detailed electron and proton distribution functions also show that the ion acoustic waves usually occur in regions with highly non-Maxwellian distributions characteristic of double-proton streams. The distribution functions for the double-proton streams are usually not resolved into two clearly defined peaks, but rather they appear as a broad shoulder on the main proton distribution. Two main mechanisms, an electron heat flux instability and a double-ion beam instability, are considered for generating the ion-acoustic-like waves observed in the solar wind. Both mechanisms have favorable and unfavorable features. The electron heat flux mechanism can account for the observed waves at moderate to large ratios of Te/Tp but has problems when Te/Tp is small, as sometimes occurs. The ion beam instability appears to provide more flexibility on the Te/Tp ratio; however detailed comparisons using observed distribution functions indicate that the ion beam mode is usually stable. Possible resolutions of these difficulties are discussed. Title: A survey on initial results of the HELIOS plasma experiment Authors: Rosenbauer, H.; Schwenn, R.; Marsch, E.; Meyer, B.; Miggenrieder, H.; Montgomery, M. D.; Muehlhaeuser, K. H.; Pilipp, W.; Voges, W.; Zink, S. M. Bibcode: 1977JGZG...42..561R Altcode: The reported results are mainly based on data obtained during the first part of the Helios-1 mission. The sun was very quiet during the considered period. The data are, therefore, representative for comparatively stationary conditions in the solar corona. Data obtained concerning the protons were evaluated by means of a special computer routine. The significance of the data is discussed, taking into account the status of the corona and the interplanetary plasma during the considered part of the Helios-1 mission, fast stream structures in the region between 0.3 and 1 AU, radial gradients of fast and slow solar wind, and the separation of proton double streams and alpha-particles. Attention is also given to the 'strahl' in the electron distribution, differences between fast streams and slow plasma on the basis of the observed electron distributions, and radial gradients in the case of solar wind electron parameters.