Author name code: schlichenmaier ADS astronomy entries on 2022-09-14 author:"Schlichenmaier, Rolf" ------------------------------------------------------------------------ Title: The European Solar Telescope Authors: Quintero Noda, C.; Schlichenmaier, R.; Bellot Rubio, L. R.; Löfdahl, M. G.; Khomenko, E.; Jurcak, J.; Leenaarts, J.; Kuckein, C.; González Manrique, S. J.; Gunar, S.; Nelson, C. J.; de la Cruz Rodríguez, J.; Tziotziou, K.; Tsiropoula, G.; Aulanier, G.; Collados, M.; the EST team Bibcode: 2022arXiv220710905Q Altcode: The European Solar Telescope (EST) is a project aimed at studying the magnetic connectivity of the solar atmosphere, from the deep photosphere to the upper chromosphere. Its design combines the knowledge and expertise gathered by the European solar physics community during the construction and operation of state-of-the-art solar telescopes operating in visible and near-infrared wavelengths: the Swedish 1m Solar Telescope (SST), the German Vacuum Tower Telescope (VTT) and GREGOR, the French Télescope Héliographique pour l'Étude du Magnétisme et des Instabilités Solaires (THÉMIS), and the Dutch Open Telescope (DOT). With its 4.2 m primary mirror and an open configuration, EST will become the most powerful European ground-based facility to study the Sun in the coming decades in the visible and near-infrared bands. EST uses the most innovative technological advances: the first adaptive secondary mirror ever used in a solar telescope, a complex multi-conjugate adaptive optics with deformable mirrors that form part of the optical design in a natural way, a polarimetrically compensated telescope design that eliminates the complex temporal variation and wavelength dependence of the telescope Mueller matrix, and an instrument suite containing several (etalon-based) tunable imaging spectropolarimeters and several integral field unit spectropolarimeters. This publication summarises some fundamental science questions that can be addressed with the telescope, together with a complete description of its major subsystems. Title: Characterization of magneto-convection in sunspots. The Gough-Tayler stability criterion in MURaM sunspot simulations Authors: Schmassmann, M.; Rempel, M.; Bello González, N.; Schlichenmaier, R.; Jurčák, J. Bibcode: 2021A&A...656A..92S Altcode: Context. Observations have shown that in stable sunspots, the umbral boundary is outlined by a critical value of the vertical magnetic field component. However, the nature of the distinct magnetoconvection regimes in the umbra and penumbra is still unclear.
Aims: We analyse a sunspot simulation in an effort to understand the origin of the convective instabilities giving rise to the penumbral and umbral distinct regimes.
Methods: We applied the criterion from Gough & Tayler (1966, MNRAS, 133, 85), accounting for the stabilising effect of the vertical magnetic field, to investigate the convective instabilities in a MURaM sunspot simulation.
Results: We find: (1) a highly unstable shallow layer right beneath the surface extending all over the simulation box in which convection is triggered by radiative cooling in the photosphere; (2) a deep umbral core (beneath −5 Mm) stabilised against overturning convection that underlies a region with stable background values permeated by slender instabilities coupled to umbral dots; (3) filamentary instabilities below the penumbra nearly parallel to the surface and undulating instabilities coupled to the penumbra which originate in the deep layers. These deep-rooted instabilities result in the vigorous magneto-convection regime characteristic of the penumbra; (4) convective downdrafts in the granulation, penumbra, and umbra develop at about 2 km s−1, 1 km s−1, and 0.1 km s−1, respectively, indicating that the granular regime of convection is more vigorous than the penumbra convection regime, which, in turn, is more vigorous than the close-to-steady umbra; (5) the GT criterion outlines both the sunspot magnetopause and peripatopause, highlighting the tripartite nature of the sub-photospheric layers of magnetohydrodynamic (MHD) sunspot models; and, finally, (6) the Jurčák criterion is the photospheric counterpart of the GT criterion in deep layers.
Conclusions: The GT criterion as a diagnostic tool reveals the tripartite nature of sunspot structure with distinct regimes of magneto-convection in the umbra, penumbra, and granulation operating in realistic MHD simulations.

Movies associated with Figs. 2 and 3 are available at https://www.aanda.org Title: On the (in)stability of sunspots Authors: Strecker, H.; Schmidt, W.; Schlichenmaier, R.; Rempel, M. Bibcode: 2021A&A...649A.123S Altcode: 2021arXiv210311487S Context. The stability of sunspots is one of the long-standing unsolved puzzles in the field of solar magnetism and the solar cycle. The thermal and magnetic structure of the sunspot beneath the solar surface is not accessible through observations, thus processes in these regions that contribute to the decay of sunspots can only be studied through theoretical and numerical studies.
Aims: We study the effects that destabilise and stabilise the flux tube of a simulated sunspot in the upper convection zone. The depth-varying effects of fluting instability, buoyancy forces, and timescales on the flux tube are analysed.
Methods: We analysed a numerical simulation of a sunspot calculated with the MURaM code. The simulation domain has a lateral extension of more than 98 Mm × 98 Mm and extends almost 18 Mm below the solar surface. The analysed data set of 30 hours shows a stable sunspot at the solar surface. We studied the evolution of the flux tube at defined horizontal layers (1) by means of the relative change in perimeter and area, that is, its compactness; and (2) with a linear stability analysis.
Results: The simulation shows a corrugation along the perimeter of the flux tube (sunspot) that proceeds fastest at a depth of about 8 Mm below the solar surface. Towards the surface and towards deeper layers, the decrease in compactness is damped. From the stability analysis, we find that above a depth of 2 Mm, the sunspot is stabilised by buoyancy forces. The spot is least stable at a depth of about 3 Mm because of the fluting instability. In deeper layers, the flux tube is marginally unstable. The stability of the sunspot at the surface affects the behaviour of the field lines in deeper layers by magnetic tension. Therefore the fluting instability is damped at depths of about 3 Mm, and the decrease in compactness is strongest at a depth of about 8 Mm. The more vertical orientation of the magnetic field and the longer convective timescale lead to slower evolution of the corrugation process in layers deeper than 10 Mm.
Conclusions: The formation of large intrusions of field-free plasma below the surface destabilises the flux tube of the sunspot. This process is not visible at the surface, where the sunspot is stabilised by buoyancy forces. The onset of sunspot decay occurs in deeper layers, while the sunspot still appears stable in the photosphere. The intrusions eventually lead to the disruption and decay of the sunspot.

The animation is available at https://www.aanda.org

This paper is mainly based on Part I of the Ph.D. thesis "On the decay of sunspots", https://freidok.uni-freiburg.de/data/165760 Title: A distinct magnetic property of the inner penumbral boundary. III. Analysis of simulated sunspots Authors: Jurčák, Jan; Schmassmann, Markus; Rempel, Matthias; Bello González, Nazaret; Schlichenmaier, Rolf Bibcode: 2020A&A...638A..28J Altcode: 2020arXiv200403940J Context. Analyses of sunspot observations revealed a fundamental magnetic property of the umbral boundary: the invariance of the vertical component of the magnetic field.
Aims: We analyse the magnetic properties of the umbra-penumbra boundary in simulated sunspots and thus assess their similarity to observed sunspots. We also aim to investigate the role of the plasma β and the ratio of kinetic to magnetic energy in simulated sunspots in the convective motions because these quantities cannot be reliably determined from observations.
Methods: We used a set of non-gray simulation runs of sunspots with the MURaM code. The setups differed in terms of subsurface magnetic field structure and magnetic field boundary imposed at the top of the simulation domain. These data were used to synthesize the Stokes profiles, which were then degraded to the Hinode spectropolarimeter-like observations. Then, the data were treated like real Hinode observations of a sunspot, and magnetic properties at the umbral boundaries were determined.
Results: Simulations with potential field extrapolation produce a realistic magnetic field configuration on the umbral boundaries of the sunspots. Two simulations with a potential field upper boundary, but different subsurface magnetic field structures, differ significantly in the extent of their penumbrae. Increasing the penumbra width by forcing more horizontal magnetic fields at the upper boundary results in magnetic properties that are not consistent with observations. This implies that the size of the penumbra is given by the subsurface structure of the magnetic field, that is, by the depth and inclination of the magnetopause, which is shaped by the expansion of the sunspot flux rope with height. None of the sunspot simulations is consistent with the observed properties of the magnetic field and the direction of the Evershed flow at the same time. Strong outward-directed Evershed flows are only found in setups with an artificially enhanced horizontal component of the magnetic field at the top boundary that are not consistent with the observed magnetic field properties at the umbra-penumbra boundary. We stress that the photospheric boundary of simulated sunspots is defined by a magnetic field strength of equipartition field value. Title: Characterization of the umbra-penumbra boundary by the vertical component of the magnetic field. Analysis of ground-based data from the GREGOR Infrared Spectrograph Authors: Lindner, P.; Schlichenmaier, R.; Bello González, N. Bibcode: 2020A&A...638A..25L Altcode: 2020arXiv200409956L Context. The vertical component of the magnetic field was found to reach a constant value at the boundary between penumbra and umbra of stable sunspots in a recent statistical study of Hinode/SP data. This finding has profound implications as it can serve as a criterion to distinguish between fundamentally different magneto-convective modes operating in the sun.
Aims: The objective of this work is to verify the existence of a constant value for the vertical component of the magnetic field (B) at the boundary between umbra and penumbra from ground-based data in the near-infrared wavelengths and to determine its value for the GREGOR Infrared Spectrograph (GRIS@GREGOR) data. This is the first statistical study on the Jurčák criterion with ground-based data, and we compare it with the results from space-based data (Hinode/SP and SDO/HMI).
Methods: Eleven spectropolarimetric data sets from the GRIS@GREGOR slit-spectograph containing fully-fledged stable sunspots were selected from the GRIS archive. SIR inversions including a polarimetric straylight correction are used to produce maps of the magnetic field vector using the Fe I 15648 Å and 15662 Å lines. Averages of B along the contours between penumbra and umbra are analyzed for the 11 data sets. In addition, contours at the resulting Bconst are drawn onto maps and compared to intensity contours. The geometric difference between these contours, ΔP, is calculated for each data set.
Results: Averaged over the 11 sunspots, we find a value of Bconst = (1787 ± 100) gauss. The difference from the values previously derived from Hinode/SP and SDO/HMI data is explained by instrumental differences and by the formation characteristics of the respective lines that were used. Contours at B = Bconst and contours calculated in intensity maps match from a visual inspection and the geometric distance ΔP was found to be on the order of 2 pixels. Furthermore, the standard deviation between different data sets of averages along umbra-penumbra contours is smaller for B than for B by a factor of 2.4.
Conclusions: Our results provide further support to the Jurčák criterion with the existence of an invariable value Bconst at the umbra-penumbra boundary. This fundamental property of sunspots can act as a constraining parameter in the calibration of analysis techniques that calculate magnetic fields. It also serves as a requirement for numerical simulations to be realistic. Furthermore, it is found that the geometric difference, ΔP, between intensity contours and contours at B = Bconst acts as an index of stability for sunspots.

The data from the GRIS instrument is publicly available in the archive at http://sdc.leibniz-kis.de. Title: Science Requirement Document (SRD) for the European Solar Telescope (EST) (2nd edition, December 2019) Authors: Schlichenmaier, R.; Bellot Rubio, L. R.; Collados, M.; Erdelyi, R.; Feller, A.; Fletcher, L.; Jurcak, J.; Khomenko, E.; Leenaarts, J.; Matthews, S.; Belluzzi, L.; Carlsson, M.; Dalmasse, K.; Danilovic, S.; Gömöry, P.; Kuckein, C.; Manso Sainz, R.; Martinez Gonzalez, M.; Mathioudakis, M.; Ortiz, A.; Riethmüller, T. L.; Rouppe van der Voort, L.; Simoes, P. J. A.; Trujillo Bueno, J.; Utz, D.; Zuccarello, F. Bibcode: 2019arXiv191208650S Altcode: The European Solar Telescope (EST) is a research infrastructure for solar physics. It is planned to be an on-axis solar telescope with an aperture of 4 m and equipped with an innovative suite of spectro-polarimetric and imaging post-focus instrumentation. The EST project was initiated and is driven by EAST, the European Association for Solar Telescopes. EAST was founded in 2006 as an association of 14 European countries. Today, as of December 2019, EAST consists of 26 European research institutes from 18 European countries. The Preliminary Design Phase of EST was accomplished between 2008 and 2011. During this phase, in 2010, the first version of the EST Science Requirement Document (SRD) was published. After EST became a project on the ESFRI roadmap 2016, the preparatory phase started. The goal of the preparatory phase is to accomplish a final design for the telescope and the legal governance structure of EST. A major milestone on this path is to revisit and update the Science Requirement Document (SRD). The EST Science Advisory Group (SAG) has been constituted by EAST and the Board of the PRE-EST EU project in November 2017 and has been charged with the task of providing with a final statement on the science requirements for EST. Based on the conceptual design, the SRD update takes into account recent technical and scientific developments, to ensure that EST provides significant advancement beyond the current state-of-the-art. The present update of the EST SRD has been developed and discussed during a series of EST SAG meetings. The SRD develops the top-level science objectives of EST into individual science cases. Identifying critical science requirements is one of its main goals. Those requirements will define the capabilities of EST and the post-focus instrument suite. The technical requirements for the final design of EST will be derived from the SRD. Title: Spectropolarimetric Observations of an Arch Filament System with GREGOR Authors: Balthasar, H.; Gömöry, P.; González Manrique, S. J.; Kuckein, C.; Kučera, A.; Schwartz, P.; Berkefeld, T.; Collados, M.; Denker, C.; Feller, A.; Hofmann, A.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Sobotka, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; von der Lühe, O. Bibcode: 2019ASPC..526..217B Altcode: 2018arXiv180401789B We observed an arch filament system (AFS) in a sunspot group with the GREGOR Infrared Spectrograph attached to the GREGOR solar telescope. The AFS was located between the leading sunspot of negative polarity and several pores of positive polarity forming the following part of the sunspot group. We recorded five spectro-polarimetric scans of this region. The spectral range included the spectral lines Si I 1082.7 nm, He I 1083.0 nm, and Ca I 1083.9 nm. In this work we concentrate on the silicon line which is formed in the upper photosphere. The line profiles are inverted with the code 'Stokes Inversion based on Response functions' to obtain the magnetic field vector. The line-of-sight velocities are determined independently with a Fourier phase method. Maximum velocities are found close to the ends of AFS fibrils. These maximum values amount to 2.4 km s-1 next to the pores and to 4 km s-1 at the sunspot side. Between the following pores, we encounter an area of negative polarity that is decreasing during the five scans. We interpret this by new emerging positive flux in this area canceling out the negative flux. In summary, our findings confirm the scenario that rising magnetic flux tubes cause the AFS. Title: Photospheric Magnetic Fields of the Trailing Sunspots in Active Region NOAA 12396 Authors: Verma, M.; Balthasar, H.; Denker, C.; Böhm, F.; Fischer, C. E.; Kuckein, C.; González Manrique, S. J.; Sobotka, M.; Bello González, N.; Diercke, A.; Berkefeld, T.; Collados, M.; Feller, A.; Hofmann, A.; Lagg, A.; Nicklas, H.; Orozco Suárez, D.; Pastor Yabar, A.; Rezaei, R.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2019ASPC..526..291V Altcode: 2018arXiv180507752V The solar magnetic field is responsible for all aspects of solar activity. Sunspots are the main manifestation of the ensuing solar activity. Combining high-resolution and synoptic observations has the ambition to provide a comprehensive description of the sunspot growth and decay processes. Active region NOAA 12396 emerged on 2015 August 3 and was observed three days later with the 1.5-meter GREGOR solar telescope on 2015 August 6. High-resolution spectropolarimetric data from the GREGOR Infrared Spectrograph (GRIS) are obtained in the photospheric lines Si I λ1082.7 nm and Ca I λ1083.9 nm, together with the chromospheric He I λ1083.0 nm triplet. These near-infrared spectropolarimetric observations were complemented by synoptic line-of-sight magnetograms and continuum images of the Helioseismic and Magnetic Imager (HMI) and EUV images of the Atmospheric Imaging Assembly (AIA) on board the Solar Dynamics Observatory (SDO). Title: New Insights on Penumbra Magneto-Convection Authors: Bello González, N.; Jurčák, J.; Schlichenmaier, R.; Rezaei, R. Bibcode: 2019ASPC..526..261B Altcode: Fully-fledged penumbrae are a well characterised phenomenon from an observational point of view. Also, MHD simulations reproduce the observed characteristics and provide us with insights on the physical mechanisms possibly running behind the observed processes. Yet, how this penumbral magneto-convection sets in is still an open question. Due to the fact that penumbra formation is a relatively fast process (of the order of hours), it has eluded its observation with sufficient spatial resolution by both space- and ground-based solar observatories. Only recently, some researchers have witnessed the onset of both orphan and sunspot penumbrae in detail. We are one of those. In July 2009, we observed the early stages of the NOAA 11024 AR leading sunspot while developing its penumbra. The spectro-polarimetric dataset lead us to new observational findings. In this contribution, we put into context our and other authors' results to draw the overall picture of sunspot formation. Most important, the comparison on the properties of different types of penumbrae lead us to the conclusion that the formation of penumbrae is not just one mechanism. While the sole cause necessary for penumbral magneto-convection is a stably inclined magnetic field, observations show that inclined fields can be caused by flux emergence, to form orphan penumbrae, or by field lines transported down from upper photospheric layers, to form sunspot penumbra. This conclusion, together with the recent findings by Jur\čák and collaborators on a canonical value of the vertical component of the magnetic field blocking the action of penumbral magneto-convection in umbral areas, is a crucial step forward towards the understanding of the coupling of solar plasmas and magnetic fields in penumbral atmospheres. Title: Convective blueshifts in the solar atmosphere. III. High-accuracy observations of spectral lines in the visible Authors: Löhner-Böttcher, J.; Schmidt, W.; Schlichenmaier, R.; Steinmetz, T.; Holzwarth, R. Bibcode: 2019A&A...624A..57L Altcode: 2019arXiv190107606L Context. Convective motions in the solar atmosphere cause spectral lines to become asymmetric and shifted in wavelength. For photospheric lines, this differential Doppler shift varies from the solar disk center to the limb.
Aims: Precise and comprehensive observations of the convective blueshift and its center-to-limb variation improve our understanding of the atmospheric hydrodynamics and ensuing line formation, and provide the basis to refine 3D models of the solar atmosphere.
Methods: We performed systematical spectroscopic measurements of the convective blueshift of the quiet Sun with the Laser Absolute Reference Spectrograph (LARS) at the German Vacuum Tower Telescope. The spatial scanning of the solar disk covered 11 heliocentric positions each along four radial (meridional and equatorial) axes. The high-resolution spectra of 26 photospheric to chromospheric lines in the visible range were calibrated with a laser frequency comb to absolute wavelengths at the 1 m s-1 accuracy. Applying ephemeris and reference corrections, the bisector analysis provided line asymmetries and Doppler shifts with an uncertainty of only few m s-1. To allow for a comparison with other observations, we convolved the results to lower spectral resolutions.
Results: All spectral line bisectors exhibit a systematic center-to-limb variation. Typically, a blueshifted "C"-shaped curve at disk center transforms into a less blueshifted "\"-shape toward the solar limb. The comparison of all lines reveals the systematic dependence of the convective blueshift on the line depth. The blueshift of the line minima describe a linear decrease with increasing line depths. The slope of the center-to-limb variation develops a reversal point at heliocentric positions between μ = 0.7 and 0.85, seen as the effect of horizontal granular flows in the mid photosphere. Line minima formed in the upper photosphere to chromosphere exhibit hardly any blueshift or even a slight redshift. Synthetic models yield considerable deviations from the observed center-to-limb variation.
Conclusions: The obtained Doppler shifts of the quiet Sun can serve as an absolute reference for other observations, the relative calibration of Dopplergrams, and the necessary refinement of atmospheric models. Based on this, the development of high-precision models of stellar surface convection will advance the detection of (potentially habitable) exoplanets by radial velocity measurements.

The reduced spectra are only available at the CDS via anonymous ftp to http://cdsarc.u-strasbg.fr (ftp://130.79.128.5) or via http://cdsarc.u-strasbg.fr/viz-bin/qcat?J/A+A/624/A57 Title: VizieR Online Data Catalog: Convective blueshifts in solar atmos. (Loehner-Boettcher+, 2019) Authors: Loehner-Boettcher, J.; Schmidt, W.; Schlichenmaier, R.; Steinmetz, T.; Holzwarth, R. Bibcode: 2019yCat..36240057L Altcode: Solar spectra were observed in eight different spectral regions (525nm, 538nm, 543nm, 557nm, 589nm, 614nm, 617nm, 630nm) with the Laser Absolute Reference Spectrograph (LARS) at the VTT on Tenerife. The observations were performed at different heliocentric position mu=cos(alpha) from disk center (mu=1.0) to near the solar limb (mu=0.3,0.2). These 20min-time-averaged observations were performed along four radial axes (north, south, east, west). The calibration of the solar spectra with a laser frequency comb results in an absolute wavelength scale with an Doppler accuracy of 1m/s. The spectra were recorded with the spectrographs (resolution greater than 700000) CCD camera.

Vacuum Tower Telescope (VTT), Laser Absolute Reference Spectrograph (LARS), May 2016 to May 2018.

IF Integrated sunlight of 10arcsec field of view AND Spectral resolution greater than 700000, Temporal average over 20min at the respective heliocentric position mu.

FITS files contain the average solar spectrum in the same form throughout: *: 2048 pixel, dimension [*,0]: spectral intensity, dimension [*,1]: standard deviation, dimension [*,2]: absolute wavelength in Angstroem.

Data naming includes the instrument, date, time, spectral region, heliocentric position mu, and abbreviated radial axis (except at disk center)

(2 data files). Title: Recent advancements in the EST project Authors: Jurčák, Jan; Collados, Manuel; Leenaarts, Jorrit; van Noort, Michiel; Schlichenmaier, Rolf Bibcode: 2019AdSpR..63.1389J Altcode: 2018arXiv181100851J The European Solar Telescope (EST) is a project of a new-generation solar telescope. It has a large aperture of 4 m, which is necessary for achieving high spatial and temporal resolution. The high polarimetric sensitivity of the EST will allow to measure the magnetic field in the solar atmosphere with unprecedented precision. Here, we summarise the recent advancements in the realisation of the EST project regarding the hardware development and the refinement of the science requirements. Title: Magnetic properties of a long-lived sunspot. Vertical magnetic field at the umbral boundary Authors: Schmassmann, M.; Schlichenmaier, R.; Bello González, N. Bibcode: 2018A&A...620A.104S Altcode: 2018arXiv181009358S Context. In a recent statistical study of sunspots in 79 active regions, the vertical magnetic field component Bver averaged along the umbral boundary is found to be independent of sunspot size. The authors of that study conclude that the absolute value of Bver at the umbral boundary is the same for all spots.
Aims: We investigate the temporal evolution of Bver averaged along the umbral boundary of one long-lived sunspot during its stable phase.
Methods: We analysed data from the HMI instrument on-board SDO. Contours of continuum intensity at Ic = 0.5Iqs, whereby Iqs refers to the average over the quiet sun areas, are used to extract the magnetic field along the umbral boundary. Projection effects due to different formation heights of the Fe I 617.3 nm line and continuum are taken into account. To avoid limb artefacts, the spot is only analysed for heliocentric angles smaller than 60°.
Results: During the first disc passage, NOAA AR 11591, Bver remains constant at 1693 G with a root-mean-square deviation of 15 G, whereas the magnetic field strength varies substantially (mean 2171 G, rms of 48 G) and shows a long term variation. Compensating for formation height has little influence on the mean value along each contour, but reduces the variations along the contour when away from disc centre, yielding a better match between the contours of Bver = 1693 G and Ic = 0.5Iqs.
Conclusions: During the disc passage of a stable sunspot, its umbral boundary can equivalently be defined by using the continuum intensity Ic or the vertical magnetic field component Bver. Contours of fixed magnetic field strength fail to outline the umbral boundary.

Movies associated with Figs. 3 and 5 are available at https://www.aanda.org Title: Absolute velocity measurements in sunspot umbrae Authors: Löhner-Böttcher, J.; Schmidt, W.; Schlichenmaier, R.; Doerr, H. -P.; Steinmetz, T.; Holzwarth, R. Bibcode: 2018A&A...617A..19L Altcode: 2018arXiv180408304L Context. In sunspot umbrae, convection is largely suppressed by the strong magnetic field. Previous measurements reported on negligible convective flows in umbral cores. Based on this, numerous studies have taken the umbra as zero reference to calculate Doppler velocities of the ambient active region.
Aims: We aim to clarify the amount of convective motion in the darkest part of umbrae, by directly measuring Doppler velocities with an unprecedented accuracy and precision.
Methods: We performed spectroscopic observations of sunspot umbrae with the Laser Absolute Reference Spectrograph (LARS) at the German Vacuum Tower Telescope. A laser frequency comb enabled the calibration of the high-resolution spectrograph and absolute wavelength positions for 13 observation sequences. A thorough spectral calibration, including the measurement of the reference wavelength, yielded Doppler shifts of the spectral line Ti I 5713.9 Å with an uncertainty of around 5 m s-1. A bisector analysis gave the depth-dependent line asymmetry.
Results: The measured Doppler shifts are a composition of umbral convection and magneto-acoustic waves. For the analysis of convective shifts, we temporally averaged each sequence to reduce the superimposed wave signal. Compared to convective blueshifts of up to -350 m s-1 in the quiet Sun, sunspot umbrae yield strongly reduced convective blueshifts around -30 m s-1. We find that the velocity in a sunspot umbra correlates significantly with the magnetic field strength, but also with the umbral temperature defining the depth of the Ti I 5713.9 Å line. The vertical upward motion decreases with increasing field strength. Extrapolating the linear approximation to zero magnetic field reproduces the measured quiet Sun blueshift. In the same manner, we find that the convective blueshift decreases as a function of increasing line depth.
Conclusions: Simply taking the sunspot umbra as a zero velocity reference for the calculation of photospheric Dopplergrams can imply a systematic velocity error reaching 100 m s-1, or more. Setting up a relationship between vertical velocities and magnetic field strength provides a remedy for solar spectropolarimetry. We propose a novel approach of substantially increasing the accuracy of the Doppler velocities of a sunspot region by including the magnetic field information to define the umbral reference velocity. Title: The magnetic nature of umbra-penumbra boundary in sunspots Authors: Jurčák, J.; Rezaei, R.; González, N. Bello; Schlichenmaier, R.; Vomlel, J. Bibcode: 2018A&A...611L...4J Altcode: 2018arXiv180108983J Context. Sunspots are the longest-known manifestation of solar activity, and their magnetic nature has been known for more than a century. Despite this, the boundary between umbrae and penumbrae, the two fundamental sunspot regions, has hitherto been solely defined by an intensity threshold. Aim. Here, we aim at studying the magnetic nature of umbra-penumbra boundaries in sunspots of different sizes, morphologies, evolutionary stages, and phases of the solar cycle.
Methods: We used a sample of 88 scans of the Hinode/SOT spectropolarimeter to infer the magnetic field properties in at the umbral boundaries. We defined these umbra-penumbra boundaries by an intensity threshold and performed a statistical analysis of the magnetic field properties on these boundaries.
Results: We statistically prove that the umbra-penumbra boundary in stable sunspots is characterised by an invariant value of the vertical magnetic field component: the vertical component of the magnetic field strength does not depend on the umbra size, its morphology, and phase of the solar cycle. With the statistical Bayesian inference, we find that the strength of the vertical magnetic field component is, with a likelihood of 99%, in the range of 1849-1885 G with the most probable value of 1867 G. In contrast, the magnetic field strength and inclination averaged along individual boundaries are found to be dependent on the umbral size: the larger the umbra, the stronger and more horizontal the magnetic field at its boundary.
Conclusions: The umbra and penumbra of sunspots are separated by a boundary that has hitherto been defined by an intensity threshold. We now unveil the empirical law of the magnetic nature of the umbra-penumbra boundary in stable sunspots: it is an invariant vertical component of the magnetic field. Title: Flows along arch filaments observed in the GRIS `very fast spectroscopic mode' Authors: González Manrique, S. J.; Denker, C.; Kuckein, C.; Pastor Yabar, A.; Collados, M.; Verma, M.; Balthasar, H.; Diercke, A.; Fischer, C. E.; Gömöry, P.; Bello González, N.; Schlichenmaier, R.; Cubas Armas, M.; Berkefeld, T.; Feller, A.; Hoch, S.; Hofmann, A.; Lagg, A.; Nicklas, H.; Orozco Suárez, D.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Sobotka, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2017IAUS..327...28G Altcode: 2017arXiv170102206G A new generation of solar instruments provides improved spectral, spatial, and temporal resolution, thus facilitating a better understanding of dynamic processes on the Sun. High-resolution observations often reveal multiple-component spectral line profiles, e.g., in the near-infrared He i 10830 Å triplet, which provides information about the chromospheric velocity and magnetic fine structure. We observed an emerging flux region, including two small pores and an arch filament system, on 2015 April 17 with the `very fast spectroscopic mode' of the GREGOR Infrared Spectrograph (GRIS) situated at the 1.5-meter GREGOR solar telescope at Observatorio del Teide, Tenerife, Spain. We discuss this method of obtaining fast (one per minute) spectral scans of the solar surface and its potential to follow dynamic processes on the Sun. We demonstrate the performance of the `very fast spectroscopic mode' by tracking chromospheric high-velocity features in the arch filament system. Title: Penumbral thermal structure below the visible surface Authors: Borrero, J. M.; Franz, M.; Schlichenmaier, R.; Collados, M.; Asensio Ramos, A. Bibcode: 2017A&A...601L...8B Altcode: 2017arXiv170502832B Context. The thermal structure of the penumbra below its visible surface (I.e., τ5 ≥ 1) has important implications for our present understanding of sunspots and their penumbrae: their brightness and energy transport, mode conversion of magneto-acoustic waves, sunspot seismology, and so forth.
Aims: We aim at determining the thermal stratification in the layers immediately beneath the visible surface of the penumbra: τ5 ∈ [1,3] (≈70-80 km below the visible continuum-forming layer)
Methods: We analyzed spectropolarimetric data (I.e., Stokes profiles) in three Fe I lines located at 1565 nm observed with the GRIS instrument attached to the 1.5-m solar telescope GREGOR. The data are corrected for the smearing effects of wide-angle scattered light and then subjected to an inversion code for the radiative transfer equation in order to retrieve, among others, the temperature as a function of optical depth T(τ5).
Results: We find that the temperature gradient below the visible surface of the penumbra is smaller than in the quiet Sun. This implies that in the region τ5 ≥ 1 the penumbral temperature diverges from that of the quiet Sun. The same result is obtained when focusing only on the thermal structure below the surface of bright penumbral filaments.
Conclusions: We interpret these results as evidence of a thick penumbra, whereby the magnetopause is not located near its visible surface. In addition, we find that the temperature gradient in bright penumbral filaments is lower than in granules. This can be explained in terms of the limited expansion of a hot upflow inside a penumbral filament relative to a granular upflow, as magnetic pressure and tension forces from the surrounding penumbral magnetic field hinder an expansion like this. Title: A distinct magnetic property of the inner penumbral boundary. II. Formation of a penumbra at the expense of a pore Authors: Jurčák, J.; Bello González, N.; Schlichenmaier, R.; Rezaei, R. Bibcode: 2017A&A...597A..60J Altcode: 2016arXiv161201745J; 2016A&A...597A..60J Context. We recently presented evidence that stable umbra-penumbra boundaries are characterised by a distinct canonical value of the vertical component of the magnetic field, Bstablever. In order to trigger the formation of a penumbra, large inclinations in the magnetic field are necessary. In sunspots, the penumbra develops and establishes by colonising both umbral areas and granulation, that is, penumbral magneto-convection takes over in umbral regions with Bver<Bstablever, as well as in granular convective areas. Eventually, a stable umbra-penumbra boundary settles at Bstablever.
Aims: Here, we aim to study the development of a penumbra initiated at the boundary of a pore, where the penumbra colonises the entire pore ultimately.
Methods: We have used Hinode/SOT G-band images to study the evolution of the penumbra. Hinode/SOT spectropolarimetric data were used to infer the magnetic field properties in the studied region.
Results: The penumbra forms at the boundary of a pore located close to the polarity inversion line of NOAA 10960. As the penumbral bright grains protrude into the pore, the magnetic flux in the forming penumbra increases at the expense of the pore magnetic flux. Consequently, the pore disappears completely giving rise to an orphan penumbra. At all times, the vertical component of the magnetic field in the pore is smaller than Bstablever ≈ 1.8 kG.
Conclusions: Our findings are in an agreement with the need of Bstablever for establishing a stable umbra-penumbra boundary: while Bver in the pore is smaller than Bstablever, the protrusion of penumbral grains into the pore area is not blocked, a stable pore-penumbra boundary does not establish, and the pore is fully overtaken by the penumbral magneto-convective mode. This scenario could also be one of the mechanisms giving rise to orphan penumbrae.

The movie associated to Fig. 1 is available at http://www.aanda.org Title: Canonical Bver value on umbra/penumbra boundaries Authors: Jurcak, Jan; Bello González, Nazaret; Schlichenmaier, Rolf; Rezaei, Reza Bibcode: 2017psio.confE.112J Altcode: No abstract at ADS Title: Slipping reconnection in a solar flare observed in high resolution with the GREGOR solar telescope Authors: Sobotka, M.; Dudík, J.; Denker, C.; Balthasar, H.; Jurčák, J.; Liu, W.; Berkefeld, T.; Collados Vera, M.; Feller, A.; Hofmann, A.; Kneer, F.; Kuckein, C.; Lagg, A.; Louis, R. E.; von der Lühe, O.; Nicklas, H.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Volkmer, R.; Waldmann, T. Bibcode: 2016A&A...596A...1S Altcode: 2016arXiv160500464S A small flare ribbon above a sunspot umbra in active region 12205 was observed on November 7, 2014, at 12:00 UT in the blue imaging channel of the 1.5 m GREGOR telescope, using a 1 Å Ca II H interference filter. Context observations from the Atmospheric Imaging Assembly (AIA) onboard the Solar Dynamics Observatory (SDO), the Solar Optical Telescope (SOT) onboard Hinode, and the Interface Region Imaging Spectrograph (IRIS) show that this ribbon is part of a larger one that extends through the neighboring positive polarities and also participates in several other flares within the active region. We reconstructed a time series of 140 s of Ca II H images by means of the multiframe blind deconvolution method, which resulted in spatial and temporal resolutions of 0.1″ and 1 s. Light curves and horizontal velocities of small-scale bright knots in the observed flare ribbon were measured. Some knots are stationary, but three move along the ribbon with speeds of 7-11 km s-1. Two of them move in the opposite direction and exhibit highly correlated intensity changes, which provides evidence of a slipping reconnection at small spatial scales.

Movies associated to Figs. 1 and 2 are available at http://www.aanda.org Title: Deep probing of the photospheric sunspot penumbra: no evidence of field-free gaps Authors: Borrero, J. M.; Asensio Ramos, A.; Collados, M.; Schlichenmaier, R.; Balthasar, H.; Franz, M.; Rezaei, R.; Kiess, C.; Orozco Suárez, D.; Pastor Yabar, A.; Berkefeld, T.; von der Lühe, O.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Soltau, D.; Volkmer, R.; Waldmann, T.; Denker, C.; Hofmann, A.; Staude, J.; Strassmeier, K. G.; Feller, A.; Lagg, A.; Solanki, S. K.; Sobotka, M.; Nicklas, H. Bibcode: 2016A&A...596A...2B Altcode: 2016arXiv160708165B Context. Some models for the topology of the magnetic field in sunspot penumbrae predict regions free of magnetic fields or with only dynamically weak fields in the deep photosphere.
Aims: We aim to confirm or refute the existence of weak-field regions in the deepest photospheric layers of the penumbra.
Methods: We investigated the magnetic field at log τ5 = 0 is by inverting spectropolarimetric data of two different sunspots located very close to disk center with a spatial resolution of approximately 0.4-0.45''. The data have been recorded using the GRIS instrument attached to the 1.5-m solar telescope GREGOR at the El Teide observatory. The data include three Fe I lines around 1565 nm, whose sensitivity to the magnetic field peaks half a pressure scale height deeper than the sensitivity of the widely used Fe I spectral line pair at 630 nm. Before the inversion, the data were corrected for the effects of scattered light using a deconvolution method with several point spread functions.
Results: At log τ5 = 0 we find no evidence of regions with dynamically weak (B< 500 Gauss) magnetic fields in sunspot penumbrae. This result is much more reliable than previous investigations made on Fe I lines at 630 nm. Moreover, the result is independent of the number of nodes employed in the inversion, is independent of the point spread function used to deconvolve the data, and does not depend on the amount of stray light (I.e., wide-angle scattered light) considered. Title: Spectropolarimetric observations of an arch filament system with the GREGOR solar telescope Authors: Balthasar, H.; Gömöry, P.; González Manrique, S. J.; Kuckein, C.; Kavka, J.; Kučera, A.; Schwartz, P.; Vašková, R.; Berkefeld, T.; Collados Vera, M.; Denker, C.; Feller, A.; Hofmann, A.; Lagg, A.; Nicklas, H.; Orozco Suárez, D.; Pastor Yabar, A.; Rezaei, R.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Sobotka, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2016AN....337.1050B Altcode: 2016arXiv160901514B Arch filament systems occur in active sunspot groups, where a fibril structure connects areas of opposite magnetic polarity, in contrast to active region filaments that follow the polarity inversion line. We used the GREGOR Infrared Spectrograph (GRIS) to obtain the full Stokes vector in the spectral lines Si I λ1082.7 nm, He I λ1083.0 nm, and Ca I λ1083.9 nm. We focus on the near-infrared calcium line to investigate the photospheric magnetic field and velocities, and use the line core intensities and velocities of the helium line to study the chromospheric plasma. The individual fibrils of the arch filament system connect the sunspot with patches of magnetic polarity opposite to that of the spot. These patches do not necessarily coincide with pores, where the magnetic field is strongest. Instead, areas are preferred not far from the polarity inversion line. These areas exhibit photospheric downflows of moderate velocity, but significantly higher downflows of up to 30 km s-1 in the chromospheric helium line. Our findings can be explained with new emerging flux where the matter flows downward along the field lines of rising flux tubes, in agreement with earlier results. Title: Magnetic fields of opposite polarity in sunspot penumbrae Authors: Franz, M.; Collados, M.; Bethge, C.; Schlichenmaier, R.; Borrero, J. M.; Schmidt, W.; Lagg, A.; Solanki, S. K.; Berkefeld, T.; Kiess, C.; Rezaei, R.; Schmidt, D.; Sigwarth, M.; Soltau, D.; Volkmer, R.; von der Luhe, O.; Waldmann, T.; Orozco, D.; Pastor Yabar, A.; Denker, C.; Balthasar, H.; Staude, J.; Hofmann, A.; Strassmeier, K.; Feller, A.; Nicklas, H.; Kneer, F.; Sobotka, M. Bibcode: 2016A&A...596A...4F Altcode: 2016arXiv160800513F Context. A significant part of the penumbral magnetic field returns below the surface in the very deep photosphere. For lines in the visible, a large portion of this return field can only be detected indirectly by studying its imprints on strongly asymmetric and three-lobed Stokes V profiles. Infrared lines probe a narrow layer in the very deep photosphere, providing the possibility of directly measuring the orientation of magnetic fields close to the solar surface.
Aims: We study the topology of the penumbral magnetic field in the lower photosphere, focusing on regions where it returns below the surface.
Methods: We analyzed 71 spectropolarimetric datasets from Hinode and from the GREGOR infrared spectrograph. We inferred the quality and polarimetric accuracy of the infrared data after applying several reduction steps. Techniques of spectral inversion and forward synthesis were used to test the detection algorithm. We compared the morphology and the fractional penumbral area covered by reversed-polarity and three-lobed Stokes V profiles for sunspots at disk center. We determined the amount of reversed-polarity and three-lobed Stokes V profiles in visible and infrared data of sunspots at various heliocentric angles. From the results, we computed center-to-limb variation curves, which were interpreted in the context of existing penumbral models.
Results: Observations in visible and near-infrared spectral lines yield a significant difference in the penumbral area covered by magnetic fields of opposite polarity. In the infrared, the number of reversed-polarity Stokes V profiles is smaller by a factor of two than in the visible. For three-lobed Stokes V profiles the numbers differ by up to an order of magnitude. Title: Horizontal flow fields in and around a small active region. The transition period between flux emergence and decay Authors: Verma, M.; Denker, C.; Balthasar, H.; Kuckein, C.; González Manrique, S. J.; Sobotka, M.; Bello González, N.; Hoch, S.; Diercke, A.; Kummerow, P.; Berkefeld, T.; Collados, M.; Feller, A.; Hofmann, A.; Kneer, F.; Lagg, A.; Löhner-Böttcher, J.; Nicklas, H.; Pastor Yabar, A.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Schubert, M.; Sigwarth, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2016A&A...596A...3V Altcode: 2016arXiv160507462V Context. The solar magnetic field is responsible for all aspects of solar activity. Thus, emergence of magnetic flux at the surface is the first manifestation of the ensuing solar activity.
Aims: Combining high-resolution and synoptic observations aims to provide a comprehensive description of flux emergence at photospheric level and of the growth process that eventually leads to a mature active region.
Methods: The small active region NOAA 12118 emerged on 2014 July 17 and was observed one day later with the 1.5-m GREGOR solar telescope on 2014 July 18. High-resolution time-series of blue continuum and G-band images acquired in the blue imaging channel (BIC) of the GREGOR Fabry-Pérot Interferometer (GFPI) were complemented by synoptic line-of-sight magnetograms and continuum images obtained with the Helioseismic and Magnetic Imager (HMI) onboard the Solar Dynamics Observatory (SDO). Horizontal proper motions and horizontal plasma velocities were computed with local correlation tracking (LCT) and the differential affine velocity estimator (DAVE), respectively. Morphological image processing was employed to measure the photometric and magnetic area, magnetic flux, and the separation profile of the emerging flux region during its evolution.
Results: The computed growth rates for photometric area, magnetic area, and magnetic flux are about twice as high as the respective decay rates. The space-time diagram using HMI magnetograms of five days provides a comprehensive view of growth and decay. It traces a leaf-like structure, which is determined by the initial separation of the two polarities, a rapid expansion phase, a time when the spread stalls, and a period when the region slowly shrinks again. The separation rate of 0.26 km s-1 is highest in the initial stage, and it decreases when the separation comes to a halt. Horizontal plasma velocities computed at four evolutionary stages indicate a changing pattern of inflows. In LCT maps we find persistent flow patterns such as outward motions in the outer part of the two major pores, a diverging feature near the trailing pore marking the site of upwelling plasma and flux emergence, and low velocities in the interior of dark pores. We detected many elongated rapidly expanding granules between the two major polarities, with dimensions twice as large as the normal granules. Title: Upper chromospheric magnetic field of a sunspot penumbra: observations of fine structure Authors: Joshi, J.; Lagg, A.; Solanki, S. K.; Feller, A.; Collados, M.; Orozco Suárez, D.; Schlichenmaier, R.; Franz, M.; Balthasar, H.; Denker, C.; Berkefeld, T.; Hofmann, A.; Kiess, C.; Nicklas, H.; Pastor Yabar, A.; Rezaei, R.; Schmidt, D.; Schmidt, W.; Sobotka, M.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2016A&A...596A...8J Altcode: 2016arXiv160801988J
Aims: The fine-structure of the magnetic field in a sunspot penumbra in the upper chromosphere is to be explored and compared to that in the photosphere.
Methods: Spectropolarimetric observations with high spatial resolution were recorded with the 1.5-m GREGOR telescope using the GREGOR Infrared Spectrograph (GRIS). The observed spectral domain includes the upper chromospheric Hei triplet at 10 830 Å and the photospheric Sii 10 827.1 Å and Cai 10 833.4 Å spectral lines. The upper chromospheric magnetic field is obtained by inverting the Hei triplet assuming a Milne-Eddington-type model atmosphere. A height-dependent inversion was applied to the Sii 10 827.1 Å and Cai 10 833.4 Å lines to obtain the photospheric magnetic field.
Results: We find that the inclination of the magnetic field varies in the azimuthal direction in the photosphere and in the upper chromosphere. The chromospheric variations coincide remarkably well with the variations in the inclination of the photospheric field and resemble the well-known spine and interspine structure in the photospheric layers of penumbrae. The typical peak-to-peak variations in the inclination of the magnetic field in the upper chromosphere are found to be 10°-15°, which is roughly half the variation in the photosphere. In contrast, the magnetic field strength of the observed penumbra does not vary on small spatial scales in the upper chromosphere.
Conclusions: Thanks to the high spatial resolution of the observations that is possible with the GREGOR telescope at 1.08 microns, we find that the prominent small-scale fluctuations in the magnetic field inclination, which are a salient part of the property of sunspot penumbral photospheres, also persist in the chromosphere, although at somewhat reduced amplitudes. Such a complex magnetic configuration may facilitate penumbral chromospheric dynamic phenomena, such as penumbral micro-jets or transient bright dots. Title: Active region fine structure observed at 0.08 arcsec resolution Authors: Schlichenmaier, R.; von der Lühe, O.; Hoch, S.; Soltau, D.; Berkefeld, T.; Schmidt, D.; Schmidt, W.; Denker, C.; Balthasar, H.; Hofmann, A.; Strassmeier, K. G.; Staude, J.; Feller, A.; Lagg, A.; Solanki, S. K.; Collados, M.; Sigwarth, M.; Volkmer, R.; Waldmann, T.; Kneer, F.; Nicklas, H.; Sobotka, M. Bibcode: 2016A&A...596A...7S Altcode: 2016arXiv160707094S Context. The various mechanisms of magneto-convective energy transport determine the structure of sunspots and active regions.
Aims: We characterise the appearance of light bridges and other fine-structure details and elaborate on their magneto-convective nature.
Methods: We present speckle-reconstructed images taken with the broad-band imager (BBI) at the 1.5 m GREGOR telescope in the 486 nm and 589 nm bands. We estimate the spatial resolution from the noise characteristics of the image bursts and obtain 0.08″ at 589 nm. We describe structure details in individual best images as well as the temporal evolution of selected features.
Results: We find branched dark lanes extending along thin (≈1″) light bridges in sunspots at various heliocentric angles. In thick (≳ 2″) light bridges the branches are disconnected from the central lane and have a Y shape with a bright grain toward the umbra. The images reveal that light bridges exist on varying intensity levels and that their small-scale features evolve on timescales of minutes. Faint light bridges show dark lanes outlined by the surrounding bright features. Dark lanes are very common and are also found in the boundary of pores. They have a characteristic width of 0.1″ or smaller. Intergranular dark lanes of that width are seen in active region granulation.
Conclusions: We interpret our images in the context of magneto-convective simulations and findings: while central dark lanes in thin light bridges are elevated and associated with a density increase above upflows, the dark lane branches correspond to locations of downflows and are depressed relative to the adjacent bright plasma. Thick light bridges with central dark lanes show no projection effect. They have a flat elevated plateau that falls off steeply at the umbral boundary. There, Y-shaped filaments form as they do in the inner penumbra. This indicates the presence of inclined magnetic fields, meaning that the umbral magnetic field is wrapped around the convective light bridge. Title: Probing deep photospheric layers of the quiet Sun with high magnetic sensitivity Authors: Lagg, A.; Solanki, S. K.; Doerr, H. -P.; Martínez González, M. J.; Riethmüller, T.; Collados Vera, M.; Schlichenmaier, R.; Orozco Suárez, D.; Franz, M.; Feller, A.; Kuckein, C.; Schmidt, W.; Asensio Ramos, A.; Pastor Yabar, A.; von der Lühe, O.; Denker, C.; Balthasar, H.; Volkmer, R.; Staude, J.; Hofmann, A.; Strassmeier, K.; Kneer, F.; Waldmann, T.; Borrero, J. M.; Sobotka, M.; Verma, M.; Louis, R. E.; Rezaei, R.; Soltau, D.; Berkefeld, T.; Sigwarth, M.; Schmidt, D.; Kiess, C.; Nicklas, H. Bibcode: 2016A&A...596A...6L Altcode: 2016arXiv160506324L Context. Investigations of the magnetism of the quiet Sun are hindered by extremely weak polarization signals in Fraunhofer spectral lines. Photon noise, straylight, and the systematically different sensitivity of the Zeeman effect to longitudinal and transversal magnetic fields result in controversial results in terms of the strength and angular distribution of the magnetic field vector.
Aims: The information content of Stokes measurements close to the diffraction limit of the 1.5 m GREGOR telescope is analyzed. We took the effects of spatial straylight and photon noise into account.
Methods: Highly sensitive full Stokes measurements of a quiet-Sun region at disk center in the deep photospheric Fe I lines in the 1.56 μm region were obtained with the infrared spectropolarimeter GRIS at the GREGOR telescope. Noise statistics and Stokes V asymmetries were analyzed and compared to a similar data set of the Hinode spectropolarimeter (SOT/SP). Simple diagnostics based directly on the shape and strength of the profiles were applied to the GRIS data. We made use of the magnetic line ratio technique, which was tested against realistic magneto-hydrodynamic simulations (MURaM).
Results: About 80% of the GRIS spectra of a very quiet solar region show polarimetric signals above a 3σ level. Area and amplitude asymmetries agree well with small-scale surface dynamo-magneto hydrodynamic simulations. The magnetic line ratio analysis reveals ubiquitous magnetic regions in the ten to hundred Gauss range with some concentrations of kilo-Gauss fields.
Conclusions: The GRIS spectropolarimetric data at a spatial resolution of ≈0.̋4 are so far unique in the combination of high spatial resolution scans and high magnetic field sensitivity. Nevertheless, the unavoidable effect of spatial straylight and the resulting dilution of the weak Stokes profiles means that inversion techniques still bear a high risk of misinterpretating the data. Title: Flow and magnetic field properties in the trailing sunspots of active region NOAA 12396 Authors: Verma, M.; Denker, C.; Böhm, F.; Balthasar, H.; Fischer, C. E.; Kuckein, C.; Bello González, N.; Berkefeld, T.; Collados, M.; Diercke, A.; Feller, A.; González Manrique, S. J.; Hofmann, A.; Lagg, A.; Nicklas, H.; Orozco Suárez, D.; Pator Yabar, A.; Rezaei, R.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Sobotka, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2016AN....337.1090V Altcode: Improved measurements of the photospheric and chromospheric three-dimensional magnetic and flow fields are crucial for a precise determination of the origin and evolution of active regions. We present an illustrative sample of multi-instrument data acquired during a two-week coordinated observing campaign in August 2015 involving, among others, the GREGOR solar telescope (imaging and near-infrared spectroscopy) and the space missions Solar Dynamics Observatory (SDO) and Interface Region Imaging Spectrograph (IRIS). The observations focused on the trailing part of active region NOAA 12396 with complex polarity inversion lines and strong intrusions of opposite polarity flux. The GREGOR Infrared Spectrograph (GRIS) provided Stokes IQUV spectral profiles in the photospheric Si I λ1082.7 nm line, the chromospheric He I λ1083.0 nm triplet, and the photospheric Ca I λ1083.9 nm line. Carefully calibrated GRIS scans of the active region provided maps of Doppler velocity and magnetic field at different atmospheric heights. We compare quick-look maps with those obtained with the ``Stokes Inversions based on Response functions'' (SIR) code, which furnishes deeper insight into the magnetic properties of the region. We find supporting evidence that newly emerging flux and intruding opposite polarity flux are hampering the formation of penumbrae, i.e., a penumbra fully surrounding a sunspot is only expected after cessation of flux emergence in proximity to the sunspots. Title: Three-dimensional structure of a sunspot light bridge Authors: Felipe, T.; Collados, M.; Khomenko, E.; Kuckein, C.; Asensio Ramos, A.; Balthasar, H.; Berkefeld, T.; Denker, C.; Feller, A.; Franz, M.; Hofmann, A.; Joshi, J.; Kiess, C.; Lagg, A.; Nicklas, H.; Orozco Suárez, D.; Pastor Yabar, A.; Rezaei, R.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Sobotka, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2016A&A...596A..59F Altcode: 2016arXiv161104803F Context. Active regions are the most prominent manifestations of solar magnetic fields; their generation and dissipation are fundamental problems in solar physics. Light bridges are commonly present during sunspot decay, but a comprehensive picture of their role in the removal of the photospheric magnetic field is still lacking.
Aims: We study the three-dimensional configuration of a sunspot, and in particular, its light bridge, during one of the last stages of its decay.
Methods: We present the magnetic and thermodynamical stratification inferred from full Stokes inversions of the photospheric Si I 10 827 Å and Ca I 10 839 Å lines obtained with the GREGOR Infrared Spectrograph of the GREGOR telescope at the Observatorio del Teide, Tenerife, Spain. The analysis is complemented by a study of continuum images covering the disk passage of the active region, which are provided by the Helioseismic and Magnetic Imager on board the Solar Dynamics Observatory.
Results: The sunspot shows a light bridge with penumbral continuum intensity that separates the central umbra from a smaller umbra. We find that in this region the magnetic field lines form a canopy with lower magnetic field strength in the inner part. The photospheric light bridge is dominated by gas pressure (high-β), as opposed to the surrounding umbra, where the magnetic pressure is higher. A convective flow is observed in the light bridge. This flow is able to bend the magnetic field lines and to produce field reversals. The field lines merge above the light bridge and become as vertical and strong as in the surrounding umbra. We conclude that this occurs because two highly magnetized regions approach each other during the sunspot evolution.

Movies associated to Figs. 2 and 13 are available at http://www.aanda.org Title: Inference of magnetic fields in the very quiet Sun Authors: Martínez González, M. J.; Pastor Yabar, A.; Lagg, A.; Asensio Ramos, A.; Collados, M.; Solanki, S. K.; Balthasar, H.; Berkefeld, T.; Denker, C.; Doerr, H. P.; Feller, A.; Franz, M.; González Manrique, S. J.; Hofmann, A.; Kneer, F.; Kuckein, C.; Louis, R.; von der Lühe, O.; Nicklas, H.; Orozco, D.; Rezaei, R.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Sobotka, M.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Verma, M.; Waldman, T.; Volkmer, R. Bibcode: 2016A&A...596A...5M Altcode: 2018arXiv180410089M Context. Over the past 20 yr, the quietest areas of the solar surface have revealed a weak but extremely dynamic magnetism occurring at small scales (<500 km), which may provide an important contribution to the dynamics and energetics of the outer layers of the atmosphere. Understanding this magnetism requires the inference of physical quantities from high-sensitivity spectro-polarimetric data with high spatio-temporal resolution.
Aims: We present high-precision spectro-polarimetric data with high spatial resolution (0.4'') of the very quiet Sun at 1.56 μm obtained with the GREGOR telescope to shed some light on this complex magnetism.
Methods: We used inversion techniques in two main approaches. First, we assumed that the observed profiles can be reproduced with a constant magnetic field atmosphere embedded in a field-free medium. Second, we assumed that the resolution element has a substructure with either two constant magnetic atmospheres or a single magnetic atmosphere with gradients of the physical quantities along the optical depth, both coexisting with a global stray-light component.
Results: Half of our observed quiet-Sun region is better explained by magnetic substructure within the resolution element. However, we cannot distinguish whether this substructure comes from gradients of the physical parameters along the line of sight or from horizontal gradients (across the surface). In these pixels, a model with two magnetic components is preferred, and we find two distinct magnetic field populations. The population with the larger filling factor has very weak ( 150 G) horizontal fields similar to those obtained in previous works. We demonstrate that the field vector of this population is not constrained by the observations, given the spatial resolution and polarimetric accuracy of our data. The topology of the other component with the smaller filling factor is constrained by the observations for field strengths above 250 G: we infer hG fields with inclinations and azimuth values compatible with an isotropic distribution. The filling factors are typically below 30%. We also find that the flux of the two polarities is not balanced. From the other half of the observed quiet-Sun area 50% are two-lobed Stokes V profiles, meaning that 23% of the field of view can be adequately explained with a single constant magnetic field embedded in a non-magnetic atmosphere. The magnetic field vector and filling factor are reliable inferred in only 50% based on the regular profiles. Therefore, 12% of the field of view harbour hG fields with filling factors typically below 30%. At our present spatial resolution, 70% of the pixels apparently are non-magnetised. Title: Fitting peculiar spectral profiles in He I 10830Å absorption features Authors: González Manrique, S. J.; Kuckein, C.; Pastor Yabar, A.; Collados, M.; Denker, C.; Fischer, C. E.; Gömöry, P.; Diercke, A.; Bello González, N.; Schlichenmaier, R.; Balthasar, H.; Berkefeld, T.; Feller, A.; Hoch, S.; Hofmann, A.; Kneer, F.; Lagg, A.; Nicklas, H.; Orozco Suárez, D.; Schmidt, D.; Schmidt, W.; Sigwarth, M.; Sobotka, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K. G.; Verma, M.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2016AN....337.1057G Altcode: 2016arXiv160300679G The new generation of solar instruments provides better spectral, spatial, and temporal resolution for a better understanding of the physical processes that take place on the Sun. Multiple-component profiles are more commonly observed with these instruments. Particularly, the He I 10830 Å triplet presents such peculiar spectral profiles, which give information on the velocity and magnetic fine structure of the upper chromosphere. The purpose of this investigation is to describe a technique to efficiently fit the two blended components of the He I 10830 Å triplet, which are commonly observed when two atmospheric components are located within the same resolution element. The observations used in this study were taken on 2015 April 17 with the very fast spectroscopic mode of the GREGOR Infrared Spectrograph (GRIS) attached to the 1.5-m GREGOR solar telescope, located at the Observatorio del Teide, Tenerife, Spain. We apply a double-Lorentzian fitting technique using Levenberg-Marquardt least-squares minimization. This technique is very simple and much faster than inversion codes. Line-of-sight Doppler velocities can be inferred for a whole map of pixels within just a few minutes. Our results show sub- and supersonic downflow velocities of up to 32 km s-1 for the fast component in the vicinity of footpoints of filamentary structures. The slow component presents velocities close to rest. Title: Flows in and around Active Region NOAA12118 Observed with the GREGOR Solar Telescope and SDO/HMI Authors: Verma, M.; Denker, C.; Balthasar, H.; Kuckein, C.; González Manrique, S. J.; Sobotka, M.; Bello González, N.; Hoch, S.; Diercke, A.; Kummerow, P.; Berkefeld, T.; Collados, M.; Feller, A.; Hofmann, A.; Kneer, F.; Lagg, A.; Löhner-Böttcher, J.; Nicklas, H.; Pastor Yabar, A.; Schlichenmaier, R.; Schmidt, D.; Schmidt, W.; Schubert, M.; Sigwarth, M.; Solanki, S. K.; Soltau, D.; Staude, J.; Strassmeier, K.; Volkmer, R.; von der Lühe, O.; Waldmann, T. Bibcode: 2016ASPC..504...29V Altcode: 2016arXiv160301109V Accurate measurements of magnetic and velocity fields in and around solar active regions are key to unlocking the mysteries of the formation and the decay of sunspots. High spatial resolution images and spectral sequences with a high cadence obtained with the GREGOR solar telescope give us an opportunity to scrutinize 3-D flow fields with local correlation tracking and imaging spectroscopy. We present GREGOR early science data acquired in 2014 July - August with the GREGOR Fabry-Pérot Interferometer and the Blue Imaging Channel. Time-series of blue continuum (λ 450.6 nm) images of the small active region NOAA 12118 were restored with the speckle masking technique to derive horizontal proper motions and to track the evolution of morphological changes. In addition, high-resolution observations are discussed in the context of synoptic data from the Solar Dynamics Observatory. Title: A distinct magnetic property of the inner penumbral boundary. Formation of a stable umbra-penumbra boundary in a sunspot Authors: Jurčák, J.; Bello González, N.; Schlichenmaier, R.; Rezaei, R. Bibcode: 2015A&A...580L...1J Altcode: Context. A sunspot emanates from a growing pore or protospot. In order to trigger the formation of a penumbra, large inclinations at the outskirts of the protospot are necessary. The penumbra develops and establishes by colonising both umbral areas and granulation. Evidence for a unique stable boundary value for the vertical component of the magnetic field strength, Bstablever, was found along the umbra-penumbra boundary of developed sunspots.
Aims: We study the changing value of Bver as the penumbra forms and as it reaches a stable state. We compare this with the corresponding value in fully developed penumbrae.
Methods: We use broadband G-band images and spectropolarimetric GFPI/VTT data to study the evolution of and the vertical component of the magnetic field on a forming umbra-penumbra boundary. For comparison with stable sunspots, we also analyse the two maps observed by Hinode/SP on the same spot after the penumbra formed.
Results: The vertical component of the magnetic field, Bver, at the umbra-penumbra boundary increases during penumbra formation owing to the incursion of the penumbra into umbral areas. After 2.5 h, the penumbra reaches a stable state as shown by the GFPI data. At this stable stage, the simultaneous Hinode/SP observations show a Bver value comparable to that of umbra-penumbra boundaries of fully fledged sunspots.
Conclusions: We confirm that the umbra-penumbra boundary, traditionally defined by an intensity threshold, is also characterised by a distinct canonical magnetic property, namely by Bverstable. During the penumbra formation process, the inner penumbra extends into regions where the umbra previously prevailed. Hence, in areas where Bver<Bstablever, the magneto-convection mode operating in the umbra turns into a penumbral mode. Eventually, the inner penumbra boundary settles at Bverstable, which hints toward the role of Bverstable as inhibitor of the penumbral mode of magneto-convection. Title: A distinct magnetic property of the inner penumbral boundary Authors: Jurčák, Jan; Bello Gonzalez, Nazaret; Schlichenmaier, Rolf; Rezaei, Reza Bibcode: 2015arXiv150608574J Altcode: A sunspot emanates from a growing pore or protospot. In order to trigger the formation of a penumbra, large inclinations at the outskirts of the protospot are necessary. The penumbra develops and establishes by colonising both umbral areas and granulation. Evidence for a unique stable boundary value for the vertical component of the magnetic field strength, $B^{\rm stable}_{\rm ver}$, was found along the umbra-penumbra boundary of developed sunspots. We use broadband G-band images and spectropolarimetric GFPI/VTT data to study the evolution of and the vertical component of the magnetic field on a forming umbra-penumbra boundary. For comparison with stable sunspots, we also analyse the two maps observed by Hinode/SP on the same spot after the penumbra formed. The vertical component of the magnetic field, $B_{\rm ver}$, at the umbra-penumbra boundary increases during penumbra formation owing to the incursion of the penumbra into umbral areas. After 2.5 hours, the penumbra reaches a stable state as shown by the GFPI data. At this stable stage, the simultaneous Hinode/SP observations show a $B_{\rm ver}$ value comparable to that of umbra-penumbra boundaries of fully fledged sunspots. We confirm that the umbra-penumbra boundary, traditionally defined by an intensity threshold, is also characterised by a distinct canonical magnetic property, namely by $B^{\rm stable}_{\rm ver}$. During the penumbra formation process, the inner penumbra extends into regions where the umbra previously prevailed. Hence, in areas where $B_{\rm ver} < B^{\rm stable}_{\rm ver}$, the magneto-convection mode operating in the umbra turns into a penumbral mode. Eventually, the inner penumbra boundary settles at $B^{\rm stable}_{\rm ver}$, which hints toward the role of $B_{\rm ver}^{\rm stable}$ as inhibitor of the penumbral mode of magneto-convection. Title: Evolution of magnetic field inclination in a forming penumbra Authors: Jurčák, Jan; Bello González, Nazaret; Schlichenmaier, Rolf; Rezaei, Reza Bibcode: 2014PASJ...66S...3J Altcode: 2014PASJ..tmp...93J As a sunspot penumbra forms, the magnetic field vector at the outer boundary of the protospot undergoes a transformation. We study the changes of the magnetic field vector at this boundary as a penumbral segment forms. We analyze a set of spectropolarimetric maps covering 2 hr during the formation of a sunspot in NOAA 11024. The data were recorded with the GFPI instrument attached to the German VTT. We observe a stationary umbra/quiet Sun boundary, where the magnetic field becomes more horizontal with time. The magnetic field inclination increases by 5°, reaching a maximum value of about 59°. The maximum inclination coincides with the onset of filament formation. In time, the penumbra filaments become longer and the penumbral bright grains protrude into the umbra, where the magnetic field is stronger and more vertical. Consequently, we observe a decrease in the magnetic field inclination at the boundary as the penumbra grows. In summary, in order to initiate the formation of the penumbra, the magnetic field at the umbral (protospot) boundary becomes more inclined. As the penumbra grows, the umbra/penumbra boundary migrates inwards, and at this boundary the magnetic field turns more vertical again, while it remains inclined in the outer penumbra. Title: Stray-light correction in 2D spectroscopy Authors: Schlichenmaier, R.; Franz, M. Bibcode: 2013A&A...555A..84S Altcode: Context. In solar physics, spectropolarimeters based on Fabry-Pérot interferometers are commonly used for high spatial resolution observations. In the data pipeline, corrections for scattered light may be performed on each narrow band image.
Aims: We elaborate on the effects of stray-light corrections on Doppler maps.
Methods: First, we demonstrate the basic correction effect in a simplified situation of two profiles that suffer from stray light. Then, we study the correction effects on velocity maps by transforming a Hinode SP map into a two-dimensional spectroscopic data set with i(x,y) at each wavelength point, which mimicks narrow band images. Velocity maps are inferred from line profiles of original and stray-light corrected data.
Results: The correction of scattered light in narrow band images affects the inferred Doppler velocity maps: relative red shifts always become more red, and relative blue shifts become more blue. This trend is independent of whether downflows have dark or bright intensities. As a result, the effects of overcorrection produce both downflows and upflows.
Conclusions: In 2D spectropolarimetry, corrections for scattered light can improve the image intensity and velocity contrast but inherently produce downflow signatures in the penumbra. Hence, such corrections are justified only if the properties of the stray light (seeing, telescope, and instrument) are well known. Title: Correlations between sunspots and their moat flows Authors: Löhner-Böttcher, J.; Schlichenmaier, R. Bibcode: 2013A&A...551A.105L Altcode: 2013arXiv1301.2434L Context. The presence of the moat flow around sunspots is intimately linked to the mere existence of sunspots.
Aims: We characterize the moat flow (MF) and Evershed flow (EF) in sunspots to enhance our knowledge of sunspot structures and photospheric flow properties.
Methods: We calibrated HMI synoptic Doppler maps and used them to analyze 3 h time averages of 31 circular, stable, and fully developed sunspots at heliocentric angles of some 50°. Assuming axially symmetrical flow fields, we infer the azimuthally averaged horizontal velocity component of the MF and EF from 51 velocity maps. We studied the MF properties (velocity and extension) and elaborate on how these components depend on sunspot parameters (sunspot size and EF velocity). To explore the weekly and monthly evolution of MFs, we compare spots rotating from the eastern to western limbs and spots that reappear on the eastern limb.
Results: Our calibration procedure of HMI Doppler maps yields reliable and consistent results. In 3 h averages, we find the MF decreases on average from some 1000 ± 200 m/s just outside the spot boundary to 500 m/s after an additional 4 Mm. The average MF extension lies at 9.2 ± 5 Mm, where the velocity drops below some 180 m/s. Neither the MF velocity nor its extension depend significantly on the sunspot size or EF velocity. But, the EF velocity does show a tendency to be enhanced with sunspot size. On a time scale of a week and a month, we find decreasing MF extensions and a tendency for the MF velocity to increase for strongly decaying sunspots, whereas the changing EF velocity has no impact on the MF.
Conclusions: On 3 h averages, the EF velocity scales with the size of sunspots, while the MF properties show no significant correlation with the EF or with the sunspot size. This we interpret as a hint that the physical origins of EF and MF are distinct.

Appendix A is available in electronic form at http://www.aanda.org Title: The velocity field of sunspot penumbrae. II. Return flow and magnetic fields of opposite polarity Authors: Franz, M.; Schlichenmaier, R. Bibcode: 2013A&A...550A..97F Altcode: 2012arXiv1212.4732F
Aims: We search for penumbral magnetic fields of opposite polarity and for their correspondence with downflows.
Methods: We used spectropolarimetric HINODE data of a spot very close to disk center to suppress the horizontal velocity components as much as possible. We focus our study on 3-lobe Stokes V profiles.
Results: From forward modeling and inversions, we show that 3-lobe profiles testify to the presence of opposite magnetic fields. They occur predominately in the mid and outer penumbra and are associated with downflows in the deep layers of the photosphere.
Conclusions: Standard magnetograms show that only 4% of the penumbral area harbors magnetic fields of opposite polarity. If 3-lobe profiles are included in the analysis, this number increases to 17%. Title: 2nd ATST-EAST Workshop in Solar Physics: Magnetic Fields from the Photosphere to the Corona Authors: Rimmele, T. R.; Tritschler, A.; Wöger, F.; Collados Vera, M.; Socas-Navarro, H.; Schlichenmaier, R.; Carlsson, M.; Berger, T.; Cadavid, A.; Gilbert, P. R.; Goode, P. R.; Knölker, M. Bibcode: 2012ASPC..463.....R Altcode: No abstract at ADS Title: Comparing Simultaneous Measurements of two High-Resolution Imaging Spectropolarimeters: The `Göttingen' FPI@VTT and CRISP@SST Authors: Bello González, N.; Bellot Rubio, L. R.; Ortiz, A.; Rezaei, R.; Rouppe van der Voort, L.; Schlichenmaier, R. Bibcode: 2012ASPC..463..251B Altcode: 2012arXiv1204.1023B In July 2009, the leading spot of the active region NOAA11024 was observed simultaneously and independently with the ‘Göttingen’ FPI at VTT and CRISP at SST, i.e., at two different sites, telescopes, instruments and using different spectral lines. The data processing and data analysis have been carried out independently with different techniques. Maps of physical parameters retrieved from 2D spectro-polarimetric data observed with ‘Göttingen’ FPI and CRISP show an impressive agreement. In addition, the ‘Göttingen’ FPI maps also exhibit a notable resemblance with simultaneous TIP (spectrographic) observations. The consistency in the results demonstrates the excellent capabilities of these observing facilities. Besides, it confirms the solar origin of the detected signals and the reliability of FPI-based spectro-polarimeters. Title: GRIS: The GREGOR Infrared Spectrograph Authors: Collados, M.; López, R.; Páez, E.; Hernández, E.; Reyes, M.; Calcines, A.; Ballesteros, E.; Díaz, J. J.; Denker, C.; Lagg, A.; Schlichenmaier, R.; Schmidt, W.; Solanki, S. K.; Strassmeier, K. G.; von der Lühe, O.; Volkmer, R. Bibcode: 2012AN....333..872C Altcode: This paper describes the main characteristics of GRIS (GREGOR Infrared Spectrograph), the grating spectrograph installed in the recently inaugurated (May 2012) 1.5-meter GREGOR telescope located at the Observatorio del Teide in Tenerife. The spectrograph has a standard Czerny-Turner configuration with parabolic collimator and camera mirrors that belong to the same conic surface. Although nothing prevents its use at visible wavelengths, the spectrograph will be initially used in combination with the infrared detector of the Tenerife Infrared Polarimeter (TIP-II) in standard spectroscopic mode as well as for spectropolarimetric measurements. Title: Supersonic Magnetic Flows in the Quiet Sun Observed with SUNRISE/IMaX Authors: Borrero, J. M.; Pillet, V. M.; Schlichenmaier, R.; Schmidt, W.; Berkefeld, T.; Solanki, S. K.; Bonet, J. A.; Iniesta, J. C. d. T.; Domingo, V.; Barthol, P.; Gandorfer, A. Bibcode: 2012ASPC..455..155B Altcode: 2012arXiv1202.4354B In this contribution we describe some recent observations of high-speed magnetized flows in the quiet Sun granulation. These observations were carried out with the Imaging Magnetograph eXperiment (IMaX) onboard the stratospheric balloon SUNRISE, and possess an unprecedented spatial resolution and temporal cadence. These flows were identified as highly shifted circular polarization (Stokes V) signals. We estimate the LOS velocity responsible for these shifts to be larger than 6 km s-1, and therefore we refer to them as supersonic magnetic flows. The average lifetime of the detected events is 81.3 s and they occupy an average area of about 23 000 km2. Most of the events occur within granular cells and correspond therefore to upflows. However some others occur in intergranular lanes or bear no clear relation to the convective velocity pattern. We analyze a number of representative examples and discuss them in terms of magnetic loops, reconnection events, and convective collapse. Title: On the Formation of Penumbrae as Observed with the German VTT SOHO/MDI, and SDO/HMI Authors: Schlichenmaier, R.; Rezaei, R.; González, N. B. Bibcode: 2012ASPC..455...61S Altcode: 2011arXiv1102.0965S Solar magnetic fields are generated in the solar interior and pop up at the solar surface to form active regions. As the magnetic field appears on the surface, it forms various structures like small magnetic elements, pores, and sunspots. The nature of these formation processes is largely unknown. In this contribution we elaborate on the formation of sunspots and particularly on the formation of penumbrae. We report on observations that we obtained at the German Vacuum Tower Telescope (VTT) on July 4, 2009 on the formation of the spot in AR 11024. This data set is complemented with data from the Michelson Doppler Imager (MDI) aboard SOHO, which offers an entire time coverage. Moreover, the evolution of AR 11024 is compared with a particular event of penumbra formation in AR 11124 around November 13, 2010, using intensity images from the Helioseismic and Magnetic Imager (HMI) onboard SDO. We conclude that two processes contribute to the increase of the magnetic flux of a sunspot: (1) merging pores, and (2) emerging bipoles of which the spot polarity migrates towards and merges with the spot. As the penumbra forms, the area, magnetic flux, and maximum field strength in the umbra stay constant or increase slightly, i.e., the formation of the penumbra is associated with flux emergence and flux increase of the proto-spot. If two pores merge or if a pore merges with a proto-spot a light bridge is created. This initial light bridge dissolves in the further evolution. Title: Shear and vortex motions in a forming sunspot . Twist relaxation in magnetic flux ropes Authors: Bello González, N.; Kneer, F.; Schlichenmaier, R. Bibcode: 2012A&A...538A..62B Altcode:
Aims: We measure proper motions of fine structures in a forming sunspot to infer information about the dynamics of flux emergence at the sub-photospheric level.
Methods: The active region NOAA 11024 was observed with the Vacuum Tower Telescope at Observatorio del Teide/Tenerife over several days in July 2009. Here, we concentrate on a two-hour sequence taken on July 4, when the leading spot was at an early stage of its evolution. Speckle reconstructions from Ca ii K images and polarimetric data in Fe i λ6173 allow us to study proper motions of umbral fine structures.
Results: We detect three prominent features: (1) A light bridge, divided by a dark lane along its axis, shows proper motions in opposing directions on its sides, with velocities of ~100-500 m s-1. The flows are seen in both the Ca ii K and the broadband time sequences. (2) Umbral dots in one umbral region outline a vortex with speeds of up to 550 m s-1. The direction of the motion of the umbral dots is different from that in the light bridge. (3) At one rim of the umbra, the fine structure of the magnetic field moves horizontally with typical velocities of 250-300 m s-1, prior to the formation of the penumbra.
Conclusions: We report on shear and vortex motions in a forming sunspot and interpret them as tracers of twist relaxation in magnetic flux ropes. We suggest that the forming sunspot contains detached magnetic flux ropes that emerge at the surface with different amounts of twist. As they merge to form a sunspot, they untwist giving rise to the observed shear and vortex motions. Title: The formation of sunspot penumbra. Magnetic field properties Authors: Rezaei, R.; Bello González, N.; Schlichenmaier, R. Bibcode: 2012A&A...537A..19R Altcode: 2011arXiv1111.3189R
Aims: We study the magnetic flux emergence and formation of a sunspot penumbra in the active region NOAA 11024.
Methods: We simultaneously observed the Stokes parameters of the photospheric iron lines at 1089.6 nm with the TIP and 617.3 nm with the GFPI spectropolarimeters along with broad-band images using G-band and Ca ii K filters at the German VTT. The photospheric magnetic field vector was reconstructed from an inversion of the measured Stokes profiles. Using the AZAM code, we converted the inclination from line-of-sight (LOS) to the local reference frame (LRF).
Results: Individual filaments are resolved in maps of magnetic parameters. The formation of the penumbra is intimately related to the inclined magnetic field. No penumbra forms in areas with strong magnetic field strength and small inclination. Within 4.5 h observing time, the LRF magnetic flux of the penumbra increases from 9.7 × 1020 to 18.2 × 1020 Mx, while the magnetic flux of the umbra remains constant at ~3.8 × 1020 Mx. Magnetic flux in the immediate surroundings is incorporated into the spot, and new flux is supplied via small flux patches (SFPs), which on average have a flux of 2-3 × 1018 Mx. The spot's flux increase rate of 4.2 × 1016 Mx s-1 corresponds to the merging of one SFP per minute. We also find that, during the formation of the spot penumbra, a) the maximum magnetic field strength of the umbra does not change; b) the magnetic neutral line keeps the same position relative to the umbra; c) the new flux arrives on the emergence side of the spot while the penumbra forms on the opposite side; d) the average LRF inclination of the light bridges decreases from 50° to 37°; and e) as the penumbra develops, the mean magnetic field strength at the spot border decreases from 1.0 to 0.8 kG.
Conclusions: The SFPs associated with elongated granules are the building blocks of structure formation in active regions. During the sunspot formation, their contribution is comparable to the coalescence of pores. Besides a set of critical parameters for the magnetic field, a quiet environment in the surroundings is important for penumbral formation. As remnants of trapped granulation between merging pores, the light bridges are found to play a crucial role in the formation process. They seem to channel the magnetic flux through the spot during its formation. Light bridges are also the locations where the first penumbral filaments form. Title: Sunspot Modeling: From Simplified Models to Radiative MHD Simulations Authors: Rempel, Matthias; Schlichenmaier, Rolf Bibcode: 2011LRSP....8....3R Altcode: We review our current understanding of sunspots from the scales of their fine structure to their large scale (global) structure including the processes of their formation and decay. Recently, sunspot models have undergone a dramatic change. In the past, several aspects of sunspot structure have been addressed by static MHD models with parametrized energy transport. Models of sunspot fine structure have been relying heavily on strong assumptions about flow and field geometry (e.g., flux-tubes, "gaps", convective rolls), which were motivated in part by the observed filamentary structure of penumbrae or the necessity of explaining the substantial energy transport required to maintain the penumbral brightness. However, none of these models could self-consistently explain all aspects of penumbral structure (energy transport, filamentation, Evershed flow). In recent years, 3D radiative MHD simulations have been advanced dramatically to the point at which models of complete sunspots with sufficient resolution to capture sunspot fine structure are feasible. Here, overturning convection is the central element responsible for energy transport, filamentation leading to fine structure, and the driving of strong outflows. On the larger scale these models are also in the progress of addressing the subsurface structure of sunspots as well as sunspot formation. With this shift in modeling capabilities and the recent advances in high resolution observations, the future research will be guided by comparing observation and theory. Title: The formation of a penumbra as observed with the German VTT and SoHO/MDI Authors: Schlichenmaier, Rolf; González, Nazaret Bello; Rezaei, Reza Bibcode: 2011IAUS..273..134S Altcode: 2010arXiv1009.4457S The generation of magnetic flux in the solar interior and its transport to the outer solar atmosphere will be in the focus of solar physics research for the next decades. One key-ingredient is the process of magnetic flux emergence into the solar photosphere, and the reorganization to form the magnetic phenomena of active regions like sunspots and pores.

On July 4, 2009, we observed a region of emerging magnetic flux, in which a proto-spot without penumbra forms a penumbra within some 4.5 hours. This process is documented by multi-wavelength observations at the German VTT: (a) imaging, (b) data with high resolution and temporal cadence acquired in Fe I 617.3 nm with the 2D imaging spectropolarimter GFPI, and (c) scans with the slit based spectropolarimeter TIP in Fe I 1089.6 nm. MDI contiuum maps and magnetograms are used to follow the formation of the proto-spot, and the subsequent evolution of the entire active region.

During the formation of the penumbra, the area and the magnetic flux of the spot increases. The additional magnetic flux is supplied by the adjacent region of emerging magnetic flux: As emerging bipole separate, the poles of the spot polarity migrate towards the spot, and finally merge with it. As more and more flux is accumulated, a penumbra forms. From inversions we infer maps for the magnetic field and the Doppler velocity (being constant along the line-of-sight). We calculate the magnetic flux of the forming spot and of the bipole footpoints that merge with the proto-spot. We witness the onset of the Evershed flow and the associated enhance of the field inclination as individual penumbral filaments form. Prior to the formation of individual penumbral sectors we detect the existence of `counter' Evershed flows. These in-flows turn into the classical radial Evershed outflows as stable penumbra segments form. Title: Searching for Overturning Convection in Penumbral Filaments: Slit Spectroscopy at 0farcs2 Resolution Authors: Bellot Rubio, L. R.; Schlichenmaier, R.; Langhans, K. Bibcode: 2010ApJ...725...11B Altcode: 2010arXiv1009.5650B Recent numerical simulations of sunspots suggest that overturning convection is responsible for the existence of penumbral filaments and the Evershed flow, but there is little observational evidence of this process. Here, we carry out a spectroscopic search for small-scale convective motions in the penumbra of a sunspot located 5° away from the disk center. The position of the spot is very favorable for the detection of overturning downflows at the edges of penumbral filaments. Our analysis is based on measurements of the Fe I 709.0 nm line taken with the Littrow spectrograph of the Swedish 1 m Solar Telescope under excellent seeing conditions. We compute line bisectors at different intensity levels and derive Doppler velocities from them. The velocities are calibrated using a nearby telluric line, with systematic errors smaller than 150 m s-1. Deep in the photosphere, as sampled by the bisectors at the 80%-88% intensity levels, we always observe blueshifts or zero velocities. The maximum blueshifts reach 1.2 km s-1 and tend to be cospatial with bright penumbral filaments. In the line core, we detect blueshifts for the most part, with small velocities not exceeding 300 m s-1. Redshifts also occur, but at the level of 100-150 m s-1, and only occasionally. The fact that they are visible in high layers casts doubts on their convective origin. Overall, we do not find indications of downflows that could be associated with overturning convection at our detection limit of 150 m s-1. Either no downflows exist, or we have been unable to observe them because they occur beneath τ = 1 or the spatial resolution/height resolution of the measurements is still insufficient. Title: Supersonic Magnetic Upflows in Granular Cells Observed with SUNRISE/IMAX Authors: Borrero, J. M.; Martínez-Pillet, V.; Schlichenmaier, R.; Solanki, S. K.; Bonet, J. A.; del Toro Iniesta, J. C.; Schmidt, W.; Barthol, P.; Gandorfer, A.; Domingo, V.; Knölker, M. Bibcode: 2010ApJ...723L.144B Altcode: 2010arXiv1009.1227B Using the IMaX instrument on board the SUNRISE stratospheric balloon telescope, we have detected extremely shifted polarization signals around the Fe I 5250.217 Å spectral line within granules in the solar photosphere. We interpret the velocities associated with these events as corresponding to supersonic and magnetic upflows. In addition, they are also related to the appearance of opposite polarities and highly inclined magnetic fields. This suggests that they are produced by the reconnection of emerging magnetic loops through granular upflows. The events occupy an average area of 0.046 arcsec2 and last for about 80 s, with larger events having longer lifetimes. These supersonic events occur at a rate of 1.3 × 10-5 occurrences per second per arcsec2. Title: Modeling the Subsurface Structure of Sunspots Authors: Moradi, H.; Baldner, C.; Birch, A. C.; Braun, D. C.; Cameron, R. H.; Duvall, T. L.; Gizon, L.; Haber, D.; Hanasoge, S. M.; Hindman, B. W.; Jackiewicz, J.; Khomenko, E.; Komm, R.; Rajaguru, P.; Rempel, M.; Roth, M.; Schlichenmaier, R.; Schunker, H.; Spruit, H. C.; Strassmeier, K. G.; Thompson, M. J.; Zharkov, S. Bibcode: 2010SoPh..267....1M Altcode: 2009arXiv0912.4982M; 2010SoPh..tmp..171M While sunspots are easily observed at the solar surface, determining their subsurface structure is not trivial. There are two main hypotheses for the subsurface structure of sunspots: the monolithic model and the cluster model. Local helioseismology is the only means by which we can investigate subphotospheric structure. However, as current linear inversion techniques do not yet allow helioseismology to probe the internal structure with sufficient confidence to distinguish between the monolith and cluster models, the development of physically realistic sunspot models are a priority for helioseismologists. This is because they are not only important indicators of the variety of physical effects that may influence helioseismic inferences in active regions, but they also enable detailed assessments of the validity of helioseismic interpretations through numerical forward modeling. In this article, we provide a critical review of the existing sunspot models and an overview of numerical methods employed to model wave propagation through model sunspots. We then carry out a helioseismic analysis of the sunspot in Active Region 9787 and address the serious inconsistencies uncovered by Gizon et al. (2009a, 2009b). We find that this sunspot is most probably associated with a shallow, positive wave-speed perturbation (unlike the traditional two-layer model) and that travel-time measurements are consistent with a horizontal outflow in the surrounding moat. Title: The role of emerging bipoles in the formation of a sunspot penumbra Authors: Schlichenmaier, R.; Bello González, N.; Rezaei, R.; Waldmann, T. A. Bibcode: 2010AN....331..563S Altcode: 2010arXiv1003.1313S The generation of magnetic flux in the solar interior and its transport from the convection zone into the photosphere, the chromosphere, and the corona will be in the focus of solar physics research for the next decades. With 4 m class telescopes, one plans to measure essential processes of radiative magneto-hydrodynamics that are needed to understand the nature of solar magnetic fields. One key-ingredient to understand the behavior of solar magnetic field is the process of flux emergence into the solar photosphere, and how the magnetic flux reorganizes to form the magnetic phenomena of active regions like sunspots and pores. Here, we present a spectropolarimetric and imaging data set from a region of emerging magnetic flux, in which a proto-spot without penumbra forms a penumbra. During the formation of the penumbra the area and the magnetic flux of the spot increases. First results of our data analysis demonstrate that the additional magnetic flux, which contributes to the increasing area of the penumbra, is supplied by the region of emerging magnetic flux. We observe emerging bipoles that are aligned such that the spot polarity is closer to the spot. As an emerging bipole separates, the pole of the spot polarity migrates towards the spot, and finally merges with it. We speculate that this is a fundamental process, which makes the sunspot accumulate magnetic flux. As more and more flux is accumulated a penumbra forms and transforms the proto-spot into a full-fledged sunspot. Title: Center to limb variation of penumbral Stokes V profiles Authors: Franz, M.; Schlichenmaier, R. Bibcode: 2010AN....331..570F Altcode: 2010arXiv1008.2346F We investigated the horizontal and the vertical component of the Evershed flow (EF). To this end, we computed average Stokes V profiles for various velocity classes in penumbrae at different heliocentric angles. Our results show that for blueshifted profiles an additional lobe with the same polarity as the spot is present in the blue side of the average Stokes V profile. The amplitude of the additional lobe grows with increasing blueshift and with increasing heliocentric angle. For small redshifts, the profiles show an additional lobe with the opposite polarity as the spot on the red side of the average Stokes V profile. Even at disk center, the original polarity of the average Stokes V profile is reversed for strong redshifts. The transition between the different types of Stokes V profiles is continuous and indicates that not only the vertical, but also the horizontal EF is a magnetized stream of plasma in a magnetic background field. Title: The formation of a sunspot penumbra Authors: Schlichenmaier, R.; Rezaei, R.; Bello González, N.; Waldmann, T. A. Bibcode: 2010A&A...512L...1S Altcode: Context. The formation of a penumbra is crucial for our understanding of solar magnetism, but it has not been observed in detail.
Aims: We aim to enhance our knowledge of how a sunspot penumbra forms and how sunspots grow in size.
Methods: We present a data set of the active region NOAA 11024 acquired at the German VTT with speckle-reconstructed images in the G-band and Ca ii K. The data set includes spectropolarimetric profiles from GFPI in Fe i 617.3 nm and TIP in Fe i 1089.6 nm.
Results: On 2009 July 4, at 08:30 UT, a leading spot without penumbra and pores of opposite polarity were present in the active region. For the next 4:40 h, we observed the formation of a penumbra in the leading spot at a cadence of 5 images per second. We produced speckle reconstructed images of 0.3 arcsec spatial resolution or better, interrupted by one large gap of 35 min and a few more small gaps of about 10 min. The leading spot initially has a size of 230 arcsec2 with only a few penumbral filaments and then grows to a size of 360 arcsec2. The penumbra forms in segments, and it takes about 4 h until it encircles half of the umbra, on the side opposite the following polarity. On the side towards the following polarity, elongated granules mark a region of magnetic flux emergence.
Conclusions: This ongoing emergence appears to prevent a steady penumbra from forming on this side. While the penumbra forms, the umbral area is constant; i.e., the increase in the total spot area is caused exclusively by the growth of the penumbra. From this we conclude that the umbra has reached an upper size limit and that any new magnetic flux that joins the spot is linked to the process of penumbral formation.

Movies are only available in electronic form at http://www.aanda.org Title: Small-Scale Velocities in Sunspot Penumbrae Authors: Franz, M.; Schlichenmaier, R.; Schmidt, W. Bibcode: 2010ASSP...19..510F Altcode: 2010mcia.conf..510F To investigate the penumbral plasma flow at small scales, we used spectropolarimetric data of sunspots recorded by Hinode at 07:00UT and 16:00UT on 14 November 2008.We computed maps of apparent Doppler velocities by comparing the spectral position of the Fe I 630.15nm line with the position of the line core of an average quiet Sun profile. We evaluated the bisector of the line wing to investigate the flow pattern in the deep photosphere. Title: Spectral Analysis of Sunspot Penumbrae Observed with Hinode Authors: Franz, M.; Schlichenmaier, R. Bibcode: 2009ASPC..415..369F Altcode: 2010arXiv1008.2391F To investigate the penumbral plasma flow on a small scale, spectropolarimetric data of sunspots recorded by Hinode was used. Maps of Doppler velocities were created by evaluating the bisector in the line-wing, thereby visualizing the flow pattern in the low photosphere where the Evershed effect is most pronounced.

In penumbrae close to the disk center, the vertical component of the Evershed flow dominates. The latter consists of a series of elongated up-flow patterns extending radially through the entire center-side penumbra at a constant azimuth. Along this structure, strong up-flows appear in concentrated patches separated by weaker up-flows or even down-flows. The strong up-flows appear at the bright heads and the umbral side of the dark-core of the filament, while the down-flows are rather located at the penumbral side of the filament. Projection effects lead to an overall red-shift of the limb-side penumbra, but the described pattern of up- and down-flows is still ascertainable. Title: The Horizontal Magnetic Field of the Quiet Sun: Numerical Simulations in Comparison to Observations with Hinode Authors: Steiner, O.; Rezaei, R.; Schlichenmaier, R.; Schaffenberger, W.; Wedemeyer-Böhm, S. Bibcode: 2009ASPC..415...67S Altcode: 2009arXiv0904.2030S Three-dimensional magnetohydrodynamic simulations of the surface layers of the Sun intrinsically produce a predominantly horizontal magnetic field in the photosphere. This is a robust result in the sense that it arises from simulations with largely different initial and boundary conditions for the magnetic field. While the disk-center synthetic circular and linear polarization signals agree with measurements from Hinode, their center-to-limb variation sensitively depends on the height variation of the horizontal and the vertical field component and they seem to be at variance with the observed behavior. Title: The velocity field of sunspot penumbrae. I. A global view Authors: Franz, M.; Schlichenmaier, R. Bibcode: 2009A&A...508.1453F Altcode: 2009arXiv0909.4744F Aims. We investigated the vertical penumbral plasma flow on small spatial scales using data recorded by the spectropolarimeter of the solar optical telescope onboard Hinode.
Methods: We computed maps of apparent Doppler velocities by comparing the spectral positions of the Fe I 630.15 nm & Fe I 630.25 nm lines with the averaged line profiles of the quiet Sun. To visualize the flow pattern in the low photosphere, we used a bisector of the wing of the absorption lines. The small heliocentric angle (3° ≤ Θ ≤ 9°) of our data sets means that the horizontal component of the Evershed flow (EF) does not contribute significantly to the line shift.
Results: We found that in the quiet Sun (QS), the area showing upflows is always larger than the one exhibiting downflows. In the penumbra, upflows dominate only at low velocities |v_dop| ≤ 0.4 km s-1, while at higher velocities |v_dop| ≥ 0.6 km s-1 downflows prevail. Additionally, the maximal upflow velocity in penumbrae is lower, while the maximal downflow velocity is larger with respect to the QS velocities. Furthermore, on a spatial average, the penumbra shows a redshift, corresponding to a downflow of more than 0.1 km s-1. Upflows are elongated and appear predominately in the inner penumbra. Strong downflows with velocities of up to 9 km s-1 are concentrated at the penumbra-QS boundary. They are magnetized and are rather round. The inner penumbra shows an average upflow, which turns into a mean downflow in the outer penumbra. The upflow patches in the inner penumbra and the downflow locations in the outer penumbra could be interpreted as the sources and the sinks of the EF. We did not find any indication of roll-type convection within penumbral filaments.
Title: Temporal Evolution of Magnetic Elements Authors: Rezaei, R.; Schlichenmaier, R.; Schmidt, W.; Beck, C. Bibcode: 2009ASPC..405..195R Altcode: 2007arXiv0712.0234R We study the structure and evolution of the magnetic field of the quiet Sun by investigating weak spectro-polarimetric signals. To this end, we observed a quiet region close to the disk center with the German VTT in Tenerife, July 07, 2006. We recorded 38 scans of the same area. Each scan was eight arcsec wide and observed within about 100 seconds. We used POLIS to simultaneously observe Stokes profiles of the neutral iron lines at 630.15 and 630.25 nm, the Stokes-I profile of the Ca II H line at 396.8 nm, and a continuum speckle channel at 500 nm. We witness two examples of magnetic flux cancellation of small-scale opposite-polarity patches, followed by an enhanced chromospheric emission. In each case, the two opposite-polarity patches gradually became smaller and, within a few minutes, the smaller one completely disappeared. The larger patch also diminished significantly. We provide evidence for a cancellation scenario in the photosphere which leaves minor traces at the chromospheric level. Title: Sunspots: From Small-Scale Inhomogeneities Towards a Global Theory Authors: Schlichenmaier, Rolf Bibcode: 2009SSRv..144..213S Altcode: 2008SSRv..tmp..187S; 2008arXiv0811.2747S The penumbra of a sunspot is a fascinating phenomenon featuring complex velocity and magnetic fields. It challenges both our understanding of radiative magneto-convection and our means to measure and derive the actual geometry of the magnetic and velocity fields. In this contribution we attempt to summarize the present state-of-the-art from an observational and a theoretical perspective. We describe spectro-polarimetric measurements which reveal that the penumbra is inhomogeneous, changing the modulus and the direction of the velocity, and the strength and the inclination of the magnetic field with depth, i.e., along the line-of-sight, and on spatial scales below 0.5 arcsec. Yet, many details of the small-scale geometry of the fields are still unclear such that the small scale inhomogeneities await a consistent explanation. A simple model which relies on magnetic flux tubes evolving in a penumbral “background” reproduces some properties of sunspot inhomogeneities, like its filamentation, its strong (Evershed-) outflows, and its uncombed geometry, but it encounters some problems in explaining the penumbral heat transport. Another model approach, which can explain the heat transport and long bright filaments, but fails to explain the Evershed flow, relies on elongated convective cells, either field-free as in the gappy penumbra or filled with horizontal magnetic field as in Danielson’s convective rolls. Such simplified models fail to give a consistent picture of all observational aspects, and it is clear that we need a more sophisticated description of the penumbra, that must result from simulations of radiative magneto-convection in inclined magnetic fields. First results of such simulations are discussed. The understanding of the small-scales will then be the key to understand the global structure and the large-scale stability of sunspots. Title: Sunspots: From Small-Scale Inhomogeneities Towards a Global Theory Authors: Schlichenmaier, Rolf Bibcode: 2009odsm.book..213S Altcode: The penumbra of a sunspot is a fascinating phenomenon featuring complex velocity and magnetic fields. It challenges both our understanding of radiative magneto-convection and our means to measure and derive the actual geometry of the magnetic and velocity fields. In this contribution we attempt to summarize the present state-of-the-art from an observational and a theoretical perspective. Title: Reversal-free Ca II H Profiles: a Challenge for Solar Chromosphere Modeling in Quiet Inter-Network Authors: Rezaei, R.; Bruls, J.; Beck, C.; Schmidt, W.; Kalkofen, W.; Schlichenmaier, R. Bibcode: 2008ESPM...12.2.13R Altcode: There is no agreement on the thermal structure of the solar chromosphere. While results of the CO observations and 3D MHD simulations suggest very cool structures in the upper atmosphere, SUMER observations of UV spectral lines is interpreted as signature of a full-time hot chromosphere. We tried to look for cool structures in the solar chromosphere. We observed the intensity profile of the Ca II H line in a quiet Sun region close to the disk center at the German Vacuum Tower Telescope. We analyze over 10^5 line profiles from inter-network regions. For comparison with the observed profiles, we synthesize spectra for a variety of model atmospheres with a non local thermodynamic equilibrium(NLTE) radiative transfer code. A fraction of about 25% of the observed Ca II H line profiles do not show a measurable emission peak in H2v and H2r wavelength bands (reversal-free). All of the chosen model atmospheres with a temperature rise fail to reproduce such profiles. On the other hand, the synthetic calcium profile of a model atmosphere that has a monotonic decline of the temperature with height shows a reversal-free profile that has much lower intensities than any observed line profile. The observed reversal-free profiles, at a spatial resolution of 1 arcs and a temporal resolution of 5 s, indicate the existence of cool patches in the interior of chromospheric network cells, at least for short time intervals. Our finding is not only in conflict with a full-time hot chromosphere (e.g., FALC), but also with a very cool chromosphere as found in some dynamic simulations. Title: The Small Scale Flow Field of a Sunspot Penumbra Authors: Schlichenmaier, R.; Franz, M. Bibcode: 2008ESPM...12.2.28S Altcode: A sunspot is a coherent phenomenon on large spatial and temporal scales, but it consists of an ensemble of small-scale and dynamic features. It seems crucial to realize that a sunspot is not static, but manifests a dynamic equilibrium: The dynamic fine structure forms a globally stable sunspot, and it is the goal of sunspot physics to understand how an ensemble of short living features on small scales is organized to form a coherently large and long living sunspot. To this end it is a necessity to investigate the nature of the fine structure: its small-scale flow field, the topology of the magnetic field, and the radiative interactions that form the intensity fine structure. We know that the energy transport has to be of convective nature, but up to now the underlying convective processes remain unclear. Is it convection in magnetic field free gaps that exist in the space separating a strong magnetic field which is more or less static? Is it convective flows that are channeled by magnetic flux tube? Or is it dissipative turbulent magneto-convection?

In this contribution we study the small-scale flow field in order to learn about the convective flow pattern. We take advantage of the high spatial and high spectral resolution data from Hinode. The satellite has acquired spectroscopic data from disk passages of about 10 sunspots in 2007. Taking into account the varying viewing angle according to the location of the sunspot on the disk, we investigate the small-scale flow pattern. Thereby, we aim at an understanding of the type of convection that is responsible for the Evershed flow, for the small-scale penumbral structure, and for the energy transport in penumbrae. Title: Reversal-free Ca II H profiles: a challenge for solar chromosphere modeling in quiet inter-network Authors: Rezaei, R.; Bruls, J. H. M. J.; Schmidt, W.; Beck, C.; Kalkofen, W.; Schlichenmaier, R. Bibcode: 2008A&A...484..503R Altcode: 2008arXiv0804.2325R Aims: We study chromospheric emission to understand the temperature stratification in the solar chromosphere.
Methods: We observed the intensity profile of the Ca II H line in a quiet Sun region close to the disk center at the German Vacuum Tower Telescope. We analyze over 105 line profiles from inter-network regions. For comparison with the observed profiles, we synthesize spectra for a variety of model atmospheres with a non local thermodynamic equilibrium (NLTE) radiative transfer code.
Results: A fraction of about 25% of the observed Ca II H line profiles do not show a measurable emission peak in H2v and H2r wavelength bands (reversal-free). All of the chosen model atmospheres with a temperature rise fail to reproduce such profiles. On the other hand, the synthetic calcium profile of a model atmosphere that has a monotonic decline of the temperature with height shows a reversal-free profile that has much lower intensities than any observed line profile.
Conclusions: The observed reversal-free profiles indicate the existence of cool patches in the interior of chromospheric network cells, at least for short time intervals. Our finding is not only in conflict with a full-time hot chromosphere, but also with a very cool chromosphere as found in some dynamic simulations. Title: Fine Structure of the Net Circular Polarization in a Sunspot Penumbra Authors: Tritschler, A.; Müller, D. A. N.; Schlichenmaier, R.; Hagenaar, H. J. Bibcode: 2007ApJ...671L..85T Altcode: 2007arXiv0710.4545T We present novel evidence for fine structure observed in the net circular polarization (NCP) of a sunspot penumbra based on spectropolarimetric measurements utilizing the Zeeman-sensitive Fe I 630.2 nm line. For the first time we detect filamentary organized fine structure of the NCP on spatial scales that are similar to the inhomogeneities found in the penumbral flow field. We also observe an additional property of the visible NCP, a zero-crossing of the NCP in the outer parts of the center-side penumbra, which has not been recognized before. In order to interpret the observations we solve the radiative transfer equations for polarized light in a model penumbra with embedded magnetic flux tubes. We demonstrate that the observed zero-crossing of the NCP can be explained by an increased magnetic field strength inside magnetic flux tubes in the outer penumbra combined with a decreased magnetic field strength in the background field. Our results strongly support the concept of the uncombed penumbra. Title: Hinode observations reveal boundary layers of magnetic elements in the solar photosphere Authors: Rezaei, R.; Steiner, O.; Wedemeyer-Böhm, S.; Schlichenmaier, R.; Schmidt, W.; Lites, B. W. Bibcode: 2007A&A...476L..33R Altcode: 2007arXiv0711.0408R Aims:We study the structure of the magnetic elements in network-cell interiors.
Methods: A quiet Sun area close to the disc centre was observed with the spectro-polarimeter of the Solar Optical Telescope on board the Hinode space mission, which yielded the best spatial resolution ever achieved in polarimetric data of the Fe I 630 nm line pair. For comparison and interpretation, we synthesize a similar data set from a three-dimensional magneto-hydrodynamic simulation.
Results: We find several examples of magnetic elements, either roundish (tube) or elongated (sheet), which show a central area of negative Stokes-V area asymmetry framed or surrounded by a peripheral area with larger positive asymmetry. This pattern was predicted some eight years ago on the basis of numerical simulations. Here, we observationally confirm its existence for the first time.
Conclusions: We gather convincing evidence that this pattern of Stokes-V area asymmetry is caused by the funnel-shaped boundary of magnetic elements that separates the flux concentration from the weak-field environment. On this basis, we conclude that electric current sheets induced by such magnetic boundary layers are common in the photosphere. Title: Magnetic properties of G-band bright points in a sunspot moat Authors: Beck, C.; Bellot Rubio, L. R.; Schlichenmaier, R.; Sütterlin, P. Bibcode: 2007A&A...472..607B Altcode: 2007arXiv0707.1232B We present simultaneous spectropolarimetric observations of four visible (630 nm) and three infrared (1565 nm) spectral lines from the German Vacuum Tower Telescope, together with speckle-reconstructed filtergrams in the G-band and the Ca II H line core from the Dutch Open Telescope. After alignment of the data sets, we used the G-band intensity to locate bright points (BPs) in the moat of a regular sunspot. With the cospatial and cotemporal information provided by the polarimetric data, we characterize the magnetic, kinematic, and thermal properties of the BPs. We find that (a) 94% of the BPs are associated with magnetic fields; (b) their field strengths range between 500 and 1400 G, with a rather flat distribution; (c) the contrast of BPs in the G-band depends on the angle between the vector magnetic field and the line of sight; (d) the BPs harbor downflows of magnetized plasma and exhibit Stokes V profiles with large area and amplitude asymmetries; (e) the magnetic interior of BPs is hotter than the immediate field-free surroundings by about 1000 K at equal optical depth; and (f) the mean effective diameter of BPs in our data set is 150 km, with very few BPs larger than 300 km. Most of these properties can be explained by the classical magnetic flux tube model. However, the wide range of BP parameters found in this study indicates that not all G-band BPs are identical to stable long-lived flux tubes or sheets of kG strength.

Appendices A-C are only available in electronic form at http://www.aanda.org Title: Variation of the Stokes-V area asymmetry across magnetic elements Authors: Rezaei, R.; Steiner, O.; Wedemeyer-Böhm, S.; Schlichenmaier, R.; Lites, B. W. Bibcode: 2007AN....328..706R Altcode: No abstract at ADS Title: Opposite magnetic polarity of two photospheric lines in single spectrum of the quiet Sun Authors: Rezaei, R.; Schlichenmaier, R.; Schmidt, W.; Steiner, O. Bibcode: 2007A&A...469L...9R Altcode: 2007arXiv0704.3135R Aims:We study the structure of the photospheric magnetic field of the quiet Sun by investigating weak spectro-polarimetric signals.
Methods: We took a sequence of Stokes spectra of the Fe I 630.15 nm and 630.25 nm lines in a region of quiet Sun near the disk center, using the POLIS spectro-polarimeter at the German VTT on Tenerife. The line cores of these two lines form at different heights in the atmosphere. The 3σ noise level of the data is about 1.8 × 10-3 I_c.
Results: We present co-temporal and co-spatial Stokes-V profiles of the Fe I 630 nm line pair, where the two lines show opposite polarities in a single spectrum. We compute synthetic line profiles and reproduce these spectra with a two-component model atmosphere: a non-magnetic component and a magnetic component. The magnetic component consists of two magnetic layers with opposite polarity: the upper one moves upwards while the lower one moves downward. In-between, there is a region of enhanced temperature.
Conclusions: The Stokes-V line pair of opposite polarity in a single spectrum can be understood as a magnetic reconnection event in the solar photosphere. We demonstrate that such a scenario is realistic, but the solution may not be unique. Title: Relation between photospheric magnetic field and chromospheric emission Authors: Rezaei, R.; Schlichenmaier, R.; Beck, C. A. R.; Bruls, J. H. M. J.; Schmidt, W. Bibcode: 2007A&A...466.1131R Altcode: 2007astro.ph..1896R Aims: We investigate the relationship between the photospheric magnetic field and the emission of the mid chromosphere of the Sun.
Methods: We simultaneously observed the Stokes parameters of the photospheric iron line pair at 630.2 nm and the intensity profile of the chromospheric Ca II H line at 396.8 nm in a quiet Sun region at a heliocentric angle of 53°. Various line parameters have been deduced from the Ca II H line profile. The photospheric magnetic field vector has been reconstructed from an inversion of the measured Stokes profiles. After alignment of the Ca and Fe maps, a common mask has been created to define network and inter-network regions. We perform a statistical analysis of network and inter-network properties. The H-index is the integrated emission in a 0.1 nm band around the Ca core. We separate a non-magnetically, Hnon, and a magnetically, Hmag, heated component from a non-heated component, Hco in the H-index.
Results: The average network and inter-network H-indices are equal to 12 and 10 pm, respectively. The emission in the network is correlated with the magnetic flux density, approaching a value of H ≈ 10 pm for vanishing flux. The inter-network magnetic field is dominated by weak field strengths with values down to 200 G and has a mean absolute flux density of about 11 Mx cm-2.
Conclusions: We find that a dominant fraction of the calcium emission caused by the heated atmosphere in the magnetic network has non-magnetic origin (Hmag≈2 pm, Hnon≈3 pm). Considering the effect of straylight, the contribution from an atmosphere with no temperature rise to the H-index (Hco≈6 pm) is about half of the observed H-index in the inter-network. The H-index in the inter-network is not correlated to any property of the photospheric magnetic field, suggesting that magnetic flux concentrations have a negligible role in the chromospheric heating in this region. The height range of the thermal coupling between the photosphere and low/mid chromosphere increases in presence of magnetic field. In addition, we demonstrate that a poor signal-to-noise level in the Stokes profiles leads to a significant over-estimation of the magnetic field strength. Title: Disentangling The Magnetic Field Structure Of Sunspots - Stereoscopic Polarimetry With Solar Orbiter Authors: Müller, D. A. N.,; Schlichenmaier, R.; Fleck, B.; Fritz, G. Bibcode: 2007ESASP.641E..32M Altcode: Sunspots exhibit complex, highly structured magnetic fields and flows. Disentangling the atmospheric structure of sunspots is a great challenge, and can only be achieved by the combination of spectropolarimetry at high spatial resoultion and detailed modeling efforts. We use a generalized 3D the embeds magnetic flux tuber in a stratified atmosphere and calculates the emerging polarization of spectrail lines for arbitrary viewing angles. The resulting polarization maps are a very efficient tool to distinguish between different atmospheric scenarios and determine the 3D structure of the magnetic field and the flow field. In this contribution, we present synthetic maps of the net circular polarication (NCP) as a function of the heliocentric angle for different spectral lines of interest. Among these are the Fe I 617.3 nm line which would be observed by the VIM instrument abard Solar Orbiter and the Fe I 630.2 nm line which will be observed by Hinode (formerly known as Solar-B). Title: Photospheric magnetic field and chromospheric emission Authors: Rezaei, R.; Schlichenmaier, R.; Beck, C.; Schmidt, W. Bibcode: 2007msfa.conf..169R Altcode: 2007astro.ph..1681R We present a statistical analysis of network and internetwork properties in the photosphere and the chromosphere. For the first time we simultaneously observed (a) the four Stokes parameters of the photospheric iron line pair at 630.2 nm and (b) the intensity profile of the Ca H line at 396.8 nm. The vector magnetic field was inferred from the inversion of the iron lines. We aim at an understanding of the coupling between photospheric magnetic field and chromospheric emission. Title: On the inhomogeneities of the sunspot penumbra Authors: Schlichenmaier, R.; Müller, D. A. N.; Beck, C. Bibcode: 2007msfa.conf..233S Altcode: 2007astro.ph..3021S The penumbra is ideally suited to challenge our understanding of magnetohydrodynamics. The energy transport takes place as magnetoconvection in inclined magnetic fields under the effect of strong radiative cooling at the surface. The relevant processes happen at small spatial scales. In this contribution we describe and elaborate on these small-scale inhomogeneities of a sunspot penumbra. We describe the penumbral properties inferred from imaging, spectroscopic and spectropolarimetric data, and discuss the question of how these observations can be understood in terms of proposed models and theoretical concepts. Title: Magnetic properties of G-band bright points Authors: Beck, C.; Mikurda, K.; Bellot Rubio, L. R.; Schlichenmaier, R.; Sütterlin, P. Bibcode: 2007msfa.conf..165B Altcode: Bright points (BPs) visible in the G band at 430 nm are commonly used as tracers of magnetic fields, indicating the location of kG flux concentrations. To study the actual magnetic properties of G-band BPs, we took observations in 2003 and 2005, employing simultaneously a speckle setup in the G band and vector spectropolarimetry to derive the magnetic field vector. From the analysis of the co-aligned polarimetric data we find that the BPs show a broad range of field strengths, magnetic fluxes, and field inclinations. Many G-band BPs are not co-spatial with the central part of the nearby flux concentrations. Even at the small heliocentric angle of only 12°, the BPs appear projected on adjacent granules, whereas the magnetic field is concentrated in the intergranular lanes. Our findings support the view that the G-band BPs are a result of the "hot wall effect". The downward shift of the optical depth scale in the presence of magnetic fields allows to see deeper and hotter layers in the hot granules next to the field concentrations, where CH dissociates. Thus, information drawn from imaging observations of BPs has limited use to investigate the actual magnetic field structure, when the BPs are not co-spatial with the central part of the flux concentrations. Title: Polarimetric Observations of the Formation of a G-Band Bright Point Authors: Beck, C.; Schmidt, W.; Bellot Rubio, L. R.; Schlichenmaier, R.; Sütterlin, P.; Lites, B. W. Bibcode: 2006ASPC..358...72B Altcode: We investigate the kinematic and magnetic properties of G-band bright points in the moat of a regular sunspot. The analysis is based on vector polarimetric measurements made at the German Vacuum Tower Telescope in visible (630 nm) and infrared (1565 nm) spectral lines, complemented by high-resolution filtergrams in the G-band at 430.6 nm and the core of the Ca II H line at 396.7 nm from the Dutch Open Telescope. The spectro-polarimetric data has been inverted to derive the magnetic field properties of the observed region. We witness the formation of a G-band bright point from a patch of diffuse flux with an initial field strength of 0.4 kG. The magnetic field strength increases to 0.9 kG in the course of several minutes, accompanied by a downflow of magnetized plasma. A few minutes after the field intensification, a G-band bright point is seen at the location of the flux concentration. The formation of the bright point shows the signatures of convective collapse. Title: The multi-component field topology of sunspot penumbrae. A diagnostic tool for spectropolarimetric measurements Authors: Müller, D. A. N.; Schlichenmaier, R.; Fritz, G.; Beck, C. Bibcode: 2006A&A...460..925M Altcode: 2006astro.ph..9632M Context: .Sunspot penumbrae harbor highly structured magnetic fields and flows. The moving flux tube model offers an explanation for several observed phenomena, e.g. the Evershed effect and bright penumbral grains.
Aims: .A wealth of information can be extracted from spectropolarimetric observations. In order to deduce the structure of the magnetic field in sunspot penumbrae, detailed forward modeling is necessary. On the one hand, it gives insight into the sensitivity of various spectral lines to different physical scenarios. On the other hand, it is a very useful tool to guide inversion techniques. In this work, we present a generalized 3D geometrical model that embeds an arbitrarily shaped flux tube in a stratified magnetized atmosphere.
Methods: .The new semi-analytical geometric model serves as a frontend for a polarized radiative transfer code. The advantage of this model is that it preserves the discontinuities of the physical parameters across the flux tube boundaries. This is important for the detailed shape of the emerging Stokes Profiles and the resulting net circular polarization (NCP).
Results: .(a) The inclination of downflows in the outer penumbra must be shallower than approximately 15° (b) observing the limb-side NCP of sunspots in the Fe I 1564.8 nm line offers a promising way to identify a reduced magnetic field strength in flow channels; (c) the choice of the background atmosphere can significantly influence the shape of the Stokes profiles, but does not change the global characteristics of the resulting NCP curves for the tested atmospheric models.
Title: The flow field in the sunspot canopy Authors: Rezaei, R.; Schlichenmaier, R.; Beck, C.; Bellot Rubio, L. R. Bibcode: 2006A&A...454..975R Altcode: 2006astro.ph..4301R Aims.We investigate the flow field in the sunspot canopy using simultaneous Stokes vector spectropolarimetry of three sunspots (θ=27°, 50°, 75°) and their surroundings in visible (630.15 and 630.25 nm) and near infrared (1564.8 and 1565.2 nm) neutral iron lines.
Methods: .To calibrate the Doppler shifts, we compare an absolute velocity calibration using the telluric O_2-line at 630.20 nm and a relative velocity calibration using the Doppler shift of Stokes V profiles in the umbra under the assumption that the umbra is at rest. Both methods yield the same result within the calibration uncertainties (~150 m s-1). We study the radial dependence of Stokes V profiles in the directions of disk center and limb side.
Results: .Maps of Stokes V profile shifts, polarity, amplitude asymmetry, field strength and magnetic field azimuth provide strong evidence for the presence of a magnetic canopy and for the existence of a radial outflow in the canopy.
Conclusions: .Our findings indicate that the Evershed flow does not cease abruptly at the white-light spot boundary, but that at least a part of the penumbral Evershed flow continues into the magnetic canopy. Title: The fine-structure of a Sunspot penumbra Authors: Schlichenmaier, R. Bibcode: 2006IAUJD...3E..88S Altcode: The fine-structure of the penumbra is an ideal target to study the effects of radiative magnetoconvection in inclined magnetic field, and to compare theoretical models with observed properties. I will present spectroscopic and spectro-polarimetric measurements, which are interpreted to reconstruct the thermal stratification and the complex topology of the magnetic field and the flow field. Such measurements reveal that the line-of-sight velocity and the magnetic field depend on depth in the atmosphere and exhibit gradients or discontinuities. The magnetic field is found to be uncombed, with an essentially horizontal component that carries a radial outward flow (Evershed flow), and a less inclined magnetic field component. I will report on the discovery of dark-cored bright filaments, and present spectroscopic measurements, which demonstrate that the dark cores are associated with the Evershed flow. The observational findings will be interpreted in the framework of theoretical models and ideas. Title: Net Circular Polarization of Sunspot Penumbrae- A Versatile Tool for Diagnosing Magnetic Field Structure Authors: Müller, D. A. N.; Schlichenmaier, R.; Fritz, G.; Beck, C. Bibcode: 2006ESASP.617E..72M Altcode: 2006soho...17E..72M No abstract at ADS Title: Two-dimensional spectroscopy of a sunspot. III. Thermal and kinematic structure of the penumbra at 0.5 arcsec resolution Authors: Bellot Rubio, L. R.; Schlichenmaier, R.; Tritschler, A. Bibcode: 2006A&A...453.1117B Altcode: 2006astro.ph..1423B We investigate the thermal and kinematic configuration of a sunspot penumbra using high spectral and spatial resolution intensity profiles of the non-magnetic Fe I 557.6 nm line. The data set was acquired with the 2D solar spectrometer TESOS. The profiles are inverted using a one-component model atmosphere with gradients of the physical quantities. From this inversion we obtain the stratification with depth of temperature, line-of-sight velocity, and microturbulence across the penumbra. Our results suggest that the physical mechanism(s) responsible for the penumbral filaments operate preferentially in the lower photosphere. The spot, located at an heliocentric angle of 23°, exhibits larger continuum intensities in the center-side penumbra as compared with the limb side, which translates into an average temperature difference of 100-150 K at log τ500 = 0. We investigate the nature of the bright ring that appears in the inner penumbra when sunspots are observed in the wing of spectral lines. It is suggested that the bright ring does not reflect a temperature enhancement in the mid photospheric layers. The line-of-sight velocities retrieved from the inversion are used to determine the flow geometry at different heights in the photosphere. Both the flow speed and flow angle increase with optical depth and radial distance. Downflows are detected in the mid and outer penumbra, but only in deep layers (log τ500 ≥ -1.4). We demonstrate that the velocity stratifications retrieved from the inversion are consistent with the idea of penumbral flux tubes channeling the Evershed flow. Finally, we show that larger Evershed flows are associated with brighter continuum intensities in the inner center-side penumbra. Dark structures, however, are also associated with significant Evershed flows. This leads us to suggest that the bright and dark filaments seen at 0.5 arcsec resolution are not individual flow channels, but a collection of them. Our analysis highlights the importance of very high spatial resolution spectroscopic and spectropolarimetric measurements for a better understanding of sunspot penumbrae. Title: Net Circular Polarization Of Sunspot Penumbrae - A Versatile Model For Diagnosing Magnetic Field Structure Authors: Mueller, Daniel; Schlichenmaier, R.; Fritz, G.; Beck, C. Bibcode: 2006SPD....37.0707M Altcode: 2006BAAS...38..229M Sunspot penumbrae harbor highly structured magnetic fields and flows. The moving flux tube model offers an explanation for several observed phenomena, e.g. the Evershed effect and bright penumbral grains. In this work, we present a generalized 3D model that embeds an arbitrarily shaped flux tube in a stratified magnetized atmosphere. The new model is a versatile tool to calculate the spectral signature of flux tubes in the penumbra and especially make predictions about the flow speed and tube inclination from observed maps of the net circular polarization (NCP). As a first result, we find that the inclination of downflows in the outer penumbra must be shallower than approx. 15°. Title: Prospects of Solar Physics from the Ground Authors: Schlichenmaier, Rolf Bibcode: 2006IAUS..233..427S Altcode: The solar magnetism, its origin, and its impact on the earth are of primary interest for solar physicists. The understanding of the solar dynamo in the convection zone and the coupling of the magnetic fields up to the corona and the heliosphere calls for synoptic as well as for high spatial resolution observations of the Sun. Understanding the interactions between radiative and magneto-convective processes at the interface between the solar interior and the atmosphere requires spectro-polarimetric observations at high spatial and spectral resolution with high polarimetric accuracy. Thus large-aperture telescopes are needed to resolve the small scales and to collect enough photons to study the evolution of the magnetic processes. For assembling the mosaic of the solar dynamo and its magnetic coupling out to the heliosphere, large scale properties and hence synoptic observations play a crucial role. I present my personal perspective of the prospects in ground-based solar physics, and comment on the planned and upcoming new facilities including SOLIS, GREGOR, NST, SUNRISE, and ATST, as well as ALMA and FASR, but also mention the upcoming space missions HMI@SDO and SOLAR-B. Title: A polarization model for the German Vacuum Tower Telescope from in situ and laboratory measurements Authors: Beck, C.; Schlichenmaier, R.; Collados, M.; Bellot Rubio, L.; Kentischer, T. Bibcode: 2005A&A...443.1047B Altcode: It is essential to properly calibrate the polarimetric properties of telescopes, if one wants to take advantage of the capabilities of high precision spectro-polarimeters. We have constructed a model for the German Vacuum Tower Telescope (VTT) that describes its time-dependent polarization properties. Since the coelostat of the telescope changes the polarization state of the light by introducing cross talk among different polarization states, such a model is necessary to correct the measurements, in order to retrieve the true polarization as emitted from the Sun. The telescope model is quantified by a time-dependent Mueller matrix that depends on the geometry of the light beam through the telescope, and on material properties: the refractive indices of the coelostat mirrors, and the birefringence of the entrance window to the vacuum tube. These material properties were determined experimentally in-situ by feeding the telescope with known states of polarization (including unpolarized light) and by measuring its response, and from measurements of an aluminum-coated sample in the laboratory. Accuracy can in our case be determined only for the combination of telescope and spectro-polarimeter used; for the instrument POLIS at the VTT, we estimate an accuracy of ±4-5× 10-3 for the cross talk correction coefficients. Title: Multi-line spectroscopy of dark-cored penumbral filaments Authors: Bellot Rubio, L. R.; Langhans, K.; Schlichenmaier, R. Bibcode: 2005A&A...443L...7B Altcode: Dark-cored filaments could be the basic building blocks of sunspot penumbrae. Yet, their nature and physical conditions are unknown. In an attempt to improve this situation, we present the first high-resolution spectra of dark-cored penumbral filaments. Several such filaments were observed near the umbra/penumbra boundary of a sunspot located at heliocentric angles of 5° and 20°. Our data reveal (a) significantly larger Doppler shifts in the dark cores as compared to their lateral brightenings; (b) Doppler shifts that increase with depth in the photosphere, up to 1.5 km s-1; and (c) Doppler shifts that increase with increasing heliocentric distance. The Doppler velocities measured in the dark cores are almost certainly produced by upflows. In addition, dark-cored penumbral filaments exhibit weaker fields than their surroundings (by 100-300 G). These results provide new constraints for models of dark-cored penumbral filaments. Title: Flow filaments linking bright and dark filaments in a sunspot penumbra Authors: Tritschler, A.; Schlichenmaier, R.; Bellot Rubio, L. R. Bibcode: 2005AGUSMSP11A..08T Altcode: We present two-dimensional spectroscopic sunspot observations of high spatial (≍ 0.5 arcsec) and high spectral resolution (λ/Δλ = 250000). The observations were taken with the Telecentric Solar Spectrometer (TESOS) operated at the German Vacuum Tower Telescope on Tenerife. We examine a single scan taken in the popular non-magnetic neutral iron line at 557.6 nm and concentrate our analysis on the unsettled issue of the relation between the Evershed flow and the intensity structure in a sunspot penumbra. At the end of the 20th century, observers concluded that the highest flow velocities are connected to the dark filaments which harbour more horizontal magnetic fields than the bright filaments. Based on a correlation analysis we find that the correlation between flows and intensity varies from the inner to the outer penumbra, from the center-side to the limb-side penumbra, and depends on the length of the trace used to perform the correlation. The line-of-sight velocity maps reveal that the Evershed flow on the center-side penumbra appears highly organised in narrow flow filaments, while the flows in the red-shifted limb-side penumbra do not show a filamentary fine-structure. A high correlation between flow speed and intensity is only observed over small spatial scales, i.e. considering short traces cutting individual features. The correlation is positive in the inner centre and limb-side penumbra, and tends to be negative in the outer penumbra. Our results imply that the Evershed flow is present in bright and dark filaments. In individual cases we find that flow filaments connect bright and dark filaments supporting the moving tube model for the penumbral fine structure. Title: On the relation between penumbral intensity and flow filaments Authors: Schlichenmaier, R.; Bellot Rubio, L. R.; Tritschler, A. Bibcode: 2005AN....326..301S Altcode: Taking advantage of high spatial (≈ 0.5 arcsec) and high spectral (λ/δλ = 250 000) resolution observations obtained with the 2D spectrometer TESOS, we analyze a sunspot located at a heliocentric angle of 23o. We elaborate on the issue of a correlation between dark filaments and the Evershed flow in sunspot penumbrae. Controversies on the existence of such a correlation are resolved: It varies from the inner to the outer penumbra, from the center-side to the limb-side penumbra, and depends on the length of the trace which is used to perform the correlation. The flow map exhibits flow filaments in the center-side penumbra while the red-shifted limb-side penumbra does not show filamentary fine-structure. High correlation coefficients, |C| ≈ 0.9 are only found if small scales, i.e. short traces cutting individual features are considered. C is positive in the inner center and limb-side penumbra, and tends to be negative in the outer penumbra. Our results imply that the Evershed flow is present in bright and dark filaments. In individual cases we find that bright and dark intensities are connected by a flow filament supporting the moving tube model for the penumbral fine structure. Title: Penumbral Line Asymmetries Using KAOS Authors: Soltau, Dirk; Berkefeld, Thomas; Schlichenmaier, Rolf; Tritschler, Alexandra; Rubio, Luis Ramon Bellot Bibcode: 2005sao..conf..129S Altcode: We analyse and interpret the line asymmetries in a sunspot penumbra at a heliocentric angle of 23°. The data, acquired with TESOS [1] and KAOS [2] at the VTT, is of high spatial (0.5") and high spectral ( λ/∆λ = 250 000) resolution. We observed in Fe I 557.6 nm (g=0) [3]. Title: Asymmetrical appearance of dark-cored filaments in sunspot penumbrae Authors: Sütterlin, P.; Bellot Rubio, L. R.; Schlichenmaier, R. Bibcode: 2004A&A...424.1049S Altcode: Recent sunspot observations at unprecedented resolution have led to the discovery of dark cores in the bright filaments that form the penumbra (\citealt{scharmer02_Nat420}). The discovery paper considered spots at disk center only, so the properties of the dark-cored filaments remain largely unknown. Here we analyze a speckle-reconstructed time series of G-band and blue continuum images of a sunspot acquired with the Dutch Open Telescope. The target was located at an heliocentric angle of 27 deg. We confirm the existence of dark-cored penumbral filaments also in spots outside the disk center, and report on distinct differences between the center and limb-side penumbra. In the inner center-side penumbra, filaments are detected as two narrow bright streaks separated by a central obscuration. These structures move together as a single entity. On the limb side, dark cores are hardly seen. The time series is used to determine the sizes (∼200-250 km), proper motions (∼280 m s-1), and lifetimes (⪉45 min) of typical dark-cored filaments. Title: Two-dimensional spectroscopy of a sunspot. II. Penumbral line asymmetries Authors: Schlichenmaier, R.; Bellot Rubio, L. R.; Tritschler, A. Bibcode: 2004A&A...415..731S Altcode: We present, analyse, and interpret line asymmetries from Fe I 557.6 nm of a sunspot penumbra at a heliocentric angle of 23o with high spatial (0.5 arcsec) and spectral (λ/\triangleλ=250 000) resolution. The data set is described and presented in the first paper of this series \citep{tritschler+etal2003}. Line bisectors are used to quantify the line asymmetries. Our findings are: (1) For averaged limb and center side bisectors the shift increases linearly with the bisector intensity level, but the limb side bisector is more inclined than the center side bisector. (2) Individual bisectors exhibit kinks, such that the bisector at high intensity levels is shifted towards the red for both, limb and center side bisectors. Some of the kinks produce bisector reversals in the outer center side penumbra. The bisector properties and their intriguing differences between center and limb side can be explained if one assumes downflows in deep atmospheric layers (\log τ > -1). This is demonstrated by synthetic bisectors. The differences between the two penumbral sides are due to projection effects of non-horizontal flow channels. Our findings also imply that bisectors reversals are not due to elevated channels, but due to the presence of downflows. Along a specific center side flow filament the bisector shift is found to be largest in the line wing, except for the outer end of the filament, where a kink at high bisector intensities toward the red is found. This is consistent with an upflow at the inner footpoint, a deep lying horizontal flow, and, after a spatial distance of 4 arcsec, with a downflow at the end of the flow filament. Title: Two-dimensional spectroscopy of a sunspot. I. Properties of the penumbral fine structure Authors: Tritschler, A.; Schlichenmaier, R.; Bellot Rubio, L. R.; KAOS Team; Berkefeld, T.; Schelenz, T. Bibcode: 2004A&A...415..717T Altcode: We investigate the properties of the fine structure of a sunspot penumbra based on spectroscopic measurements with high spectral (λ/δλ=250 000) and high spatial (≈0.5 arcsec) resolution. The magnetically insensitive Fe I 557.6 nm line is used to probe the penumbral atmosphere. The data was taken at the German Vacuum Tower Telescope with the 2D-spectrometer TESOS, taking advantage of the recently installed Kiepenheuer Adaptive Optics System (KAOS). The field of view covers a sunspot located at 23o off the disk center and its immediate surroundings. The penumbral structure is studied by means of maps computed for the line-of-sight velocity, the line width, the equivalent width and the line depression. Line-of-sight velocities are derived from the Doppler shifts at different bisector levels. From these maps we infer the flow field geometry and study the azimuthal and radial dependences of the line parameters. Our findings can be summarized as follows: (a) the flow pattern has a conspicuous filamentary structure in the deep photospheric layers and is rather diffuse in the high layers. (b) The flow field slightly spreads and fans out with height. (c) The flow geometry confirms the presence of an upflow component in the inner penumbra and a downflow component in the middle and outer penumbra. (d) We find an enhanced brightness of the mid-penumbra (``bright ring'') in the line wings, but not in the continuum or line core. (e) The azimuthal average of the equivalent width, the line width and the absolute flow velocity increase with radial distance within the penumbra. (f) Small-scale variations of the equivalent width and the line width on the center-side penumbra are co-spatial and correlated with (blue-shifted) fluctuations in the line-of-sight velocity. (g) Inner limb-side penumbral grains are associated with blue-shifts of v≤-400 m s-1, indicating upflows. (h) One umbral dot in our sample is associated with a blue-shift of v=-200 m s-1. Title: On the heat transport in a sunspot penumbra Authors: Schlichenmaier, R.; Solanki, S. K. Bibcode: 2003A&A...411..257S Altcode: The penumbra radiates an energy flux that is roughly 75% of the quiet-sun value. One mechanism proposed to bring this flux to the surface is interchange convection of magnetic flux tubes according to which hot flux tubes rise to the surface, cool off their heat by radiation and sink down again. Another way to deposit heat in the penumbral photosphere is by steady upflows along magnetic flux tubes. We discuss these two mechanisms and elaborate on consequences that can be compared with and constrained by observations. We estimate the time scales for variations of the intensity and the magnetic field pattern. By comparing them with the corresponding observed time scales, we find that pure interchange convection is unable to account for the observed penumbral heat flux. Heating the penumbra by steady upflows along magnetic flux tubes, however, turns out to be sufficient to explain the penumbral brightness, under the condition that significant magnetic return flux is present within the penumbra. Associated with the magnetic return flux, downflows within the penumbra should be present, in accordance with recent observational findings of such downflows. Exploring other possible heating mechanisms, we find that dissipation of magnetic energy is negligible, while dissipation of the kinetic energy of the Evershed flow could contribute significantly to the brightness of the penumbra. Title: Thermal Kinematic Structure of a Sunspot at 0.5 arcsec Resolution Authors: Bellot Rubio, L. R.; Schlichenmaier, R.; Tritschler, A. Bibcode: 2003ANS...324..104B Altcode: 2003ANS...324..P10B No abstract at ADS Title: 2D Spectroscopy with a Triple Gabry-Perot Spectrometer and Adaptive Optics Authors: Tritschler, A.; Schlichenmaier, R.; Bellot Rutbio, L. Bibcode: 2003ANS...324...21T Altcode: 2003ANS...324..C02T No abstract at ADS Title: Field-aligned Evershed flows in the photosphere of a sunspot penumbra Authors: Bellot Rubio, L. R.; Balthasar, H.; Collados, M.; Schlichenmaier, R. Bibcode: 2003A&A...403L..47B Altcode: We determine the inclinations of the vector magnetic field and flow velocity in a sunspot penumbra by interpreting full Stokes profiles of three infrared lines observed with the Tenerife Infrared Polarimeter. It is shown that analyses based on one-component atmospheres deliver flow velocities which are more horizontal than the average magnetic field by up to 10 deg. This apparent violation of the concept of frozen-in magnetic fields is solved as soon as two magnetic atmospheres are allowed to coexist in the resolution element. The magnetic field and velocity in the atmospheric component carrying the Evershed flow are found to be aligned to within +/- 2 deg all the way from the inner to the outer penumbra. This is the first observational confirmation of magnetic fields being frozen into the plasma in sunspots. Our results indicate that sunspot penumbrae can be understood in terms of inclined flux tubes embedded in a more vertical background field. The flux tubes carry most of the Evershed flows and return to the solar surface in the middle penumbra and beyond. The background atmosphere is essentially at rest in the inner penumbra, and harbors small flows in the outer penumbra. Title: 2D Solar Spectroscopy with a Triple Fabry-Perot Filtergraph Authors: Bellot Rubio, Luis R.; Tritschler, Alexandra; Schlichenmaier, Rolf Bibcode: 2003IAUJD..20E..27B Altcode: TESOS is a tunable narrow-band filter based on three Fabry-Perot etalons operated in a telecentric configuration. Installed at the German Vacuum Tower Telescope (VTT) of Teide Observatory (Spain) it is used regularly for 2D spectroscopy of the solar atmosphere. Its spectral resolution of 250000 is similar to that of grating spectrographs. In the high resolution mode the field of view of TESOS is 42 arcsec in diameter and the image scale is 0.09 arcsec/pixel. Due to the high quantum efficiency of the detector above 500 nm exposure times of a few tens of msec can be used. As a result TESOS is able to measure the intensity profiles of a given spectral line across the field of view in less than 40 sec (assuming 100 wavelength positions). Recently TESOS has been combined with KAOS the adaptive optics system of the VTT to improve the spatial resolution of the observations up to 0.4 arcsec. Here we present the first science results of TESOS+KAOS based on observations of a sunspot penumbra. Maps of various spectroscopic parameters are computed and the line asymmetries induced by the Evershed flows are investigated by means of a bisector analysis of the FeI line at 557.6 nm. Title: The Sunspot Penumbra: New Developments (Invited review) Authors: Schlichenmaier, R. Bibcode: 2003ASPC..286..211S Altcode: 2003ctmf.conf..211S No abstract at ADS Title: Spectral signature of magnetic flux tubes in sunspot penumbrae Authors: Müller, D. A. N.; Schlichenmaier, R.; Steiner, O.; Stix, M. Bibcode: 2002A&A...393..305M Altcode: We study the polarization of spectral lines in the penumbra by integrating the radiative transfer equation of polarized light for a three-dimensional model atmosphere of a sunspot. In this model, the Evershed flow is confined to magnetic flux tubes which are embedded in a static background atmosphere, in accordance with the moving tube model of Schlichenmaier et al. (\cite{Schlichenmaier1998apjl},b). The gradients and/or discontinuities in the fluid velocity and the magnetic field at the flux tube boundaries give rise to asymmetric Stokes profiles. We concentrate on the Stokes-V profiles and study the net circular polarization (NCP) of two photospheric spectral lines of neutral iron, Fe I 630.25 nm and Fe I 1564.8 nm. The different behavior of these two lines, which are exemplary for atomic spectral lines with a large Landé factor and significantly different wavelength, is based on the difference in excitation potential of the corresponding atomic transitions and the fact that the wavelength dependence of the Doppler shift is linear, while that of the Zeeman splitting is quadratic. We find that the azimuthal variation of the NCP, N(psi, is a predominantly antisymmetric function of psi with respect to the line connecting disk center and spot center (line-of-symmetry) for the infrared line of Fe I 1564.8 nm, while the variation is predominantly symmetric for Fe I 630.25 nm. We show that the antisymmetric variation is caused by anomalous dispersion (Faraday pulsation) and the discontinuity in the azimuthal angle of the magnetic field, which is due to the relative inclination between flux tube and background field. We then compute synthetic NCP maps of a sunspot and compare them with observational results. Finally, the center-to-limb variation of the NCP, N(theta ), of these spectral lines is investigated. We show that the location of the zero-crossing point of N(theta ) on the center side of the line-of-symmetry represents a diagnostic tool to determine the inclination angle of the Evershed flow: A vanishing NCP on the center-side of the line-of-symmetry is an indirect evidence of downflows in the penumbra. Title: Penumbral fine structure: Theoretical understanding Authors: Schlichenmaier, R. Bibcode: 2002AN....323..303S Altcode: To understand the dynamic fine structure and the Evershed effect of the sunspot penumbra, we have carried out time-dependent simulations of a thin magnetic flux tube embedded in a static sunspot model (Schlichenmaier et al. 1998a,b). Here, we present new simulation results of the moving tube model which reveal flux tubes that, instead of lying horizontal in the penumbral photosphere, develop waves (photospheric serpent) that reproduce not only the inward migration of penumbral grains, but also their observed outward migration, and which exhibit downflow arches in the outer penumbra. During its evolution the flux tube exhibits quasi-steady states. These states are compared to time-independent solutions of siphon flow models, which have been used to explain the Evershed flow (Meyer & Schmidt 1968, Degenhardt 1991, Montesinos & Thomas 1997). Title: Net circular polarization of sunspot penumbrae - symmetry breaking by anomalous dispersion Authors: Müller, D. A. N.; Schlichenmaier, R.; Steiner, O.; Stix, M. Bibcode: 2002ESASP.508..141M Altcode: 2002soho...11..141M We examine the polarization of spectral lines in the penumbra of sunspots by solving the radiative transfer equation of polarized light for a three-dimensional axially symmetric model atmosphere of a sunspot. The Evershed flow is confined to horizontal magnetic flux tubes obtained from MHD calculations. These are embedded in an inclined background magnetic field. In this work, we concentrate on the Stokes-V profiles and examine the net circular polarization (NCP), N = ∫V(λ)dλ, of two photospheric spectral lines of neutral iron, Fe I 630.25 nm and Fe I 1564.8 nm. Analyzing spectra at a fixed distance from the spot center, we find that the azimuthal variation of N, N(ψ), is an antisymmetric function of ψ w.r.t. to the line connecting disk center and spot center for Fe I 1564.8 nm, while the variation is predominantly symmetric for Fe I 630.25 nm. We show that the antisymmetric variation is caused by anomalous dispersion (rotation of the polarization vector in a magnetized plasma). The different inclination angles lead to a discontinuity in the azimuth of the magnetic field along the line-of-sight. We show that this discontinuity together with the effect of anomalous dispersion produced an antisymmetric component in N(ψ) which outweighs the symmetric component from the discontinuity for Fe I 1564.8 nm, while it is negligible for Fe I 630.25 nm. We finally compute synthetic NCP maps of a sunspot which offer an explanation for recent observational results. Title: Spectropolarimetry in a sunspot penumbra. Spatial dependence of Stokes asymmetries in Fe I 1564.8 nm Authors: Schlichenmaier, R.; Collados, M. Bibcode: 2002A&A...381..668S Altcode: Stokes profiles of sunspot penumbrae show distinct asymmetries, which point to gradients in the velocity field and in the magnetic field. We present spectropolarimetric measurements of the Stokes vector in the neutral iron triplet at 1564.8 nm taken with the Tenerife Infrared Polarimeter (TIP) at the German Vacuum Tower Telescope (VTT) in Tenerife. We report on the peculiarities of the profiles of circularly and linearly polarized light for spots at different heliocentric angles. We elaborate on the spatial dependence of Stokes asymmetries within the penumbra and find for profiles of circularly polarized light: (1) In the center-side penumbra the amplitude difference of Stokes-V exhibits a sign reversal on a radial cut, i.e., in the inner (outer) penumbra the red (blue) lobe is broader and shows a smaller amplitude than the blue (red) lobe. (2) In the outer limb-side penumbra (beyond the magnetic neutral line) the red lobe is broader and of less amplitude than the blue lobe. (3) Along the magnetic neutral line we find abnormal Stokes-V profiles, which consist of more than 2 lobes. This indicates the presence of two polarities. For small heliocentric angles abnormal profiles are also seen beyond the magnetic neutral line in the outer penumbra. (4) Maps of the net circular polarization have the tendency to be antisymmetric with respect to the axis that connects disk center with spot center. This finding is striking, because corresponding maps for Fe I 630.25 are symmetric. For linearly polarized profiles we extract the following features: (5) On the center-side penumbra at a heliocentric angle of 56o a Doppler-shift as high as 5 km s-1 can be directly measured by the splitting of the pi -component of the linearly polarized component. (6) In limb-side penumbrae, the profiles of the pi -component show the typical asymmetry properties of the Evershed flow as observed in Stokes-I of magnetically insensitive lines. (7) In the outer center- and limb-side penumbrae the center of the pi -component is blue-shifted relative to the zero-crossing of the V-profile. Motivated by the moving tube model of Schlichenmaier et al. (\cite{schlichenmaier+jahn+schmidt1998b}), we construct simple model atmospheres featuring hot upflows and cool outflows and calculate corresponding synthetic V-profiles. These profiles are compared with our measured ones and with observed V-profiles in Fe I 630.25 from other authors. We find that the synthetic V-profiles can reproduce all essential characteristics of observed V-profiles for both lines. Title: Net circular polarization of sunspot penumbrae. Symmetry breaking through anomalous dispersion Authors: Schlichenmaier, R.; Müller, D. A. N.; Steiner, O.; Stix, M. Bibcode: 2002A&A...381L..77S Altcode: The net circular polarization, N, is used as a measure for the asymmetry of Stokes-V profiles: Nequiv int V(lambda ) d lambda , integrated over an absorption line. Exemplary for Fe I 630.2 nm and Fe I 1564.8 nm, we synthesize penumbral V-profiles that stem from a model atmosphere in which the Evershed flow is confined to horizontal flux tubes which are embedded in a magnetic field that has the same magnetic field strength as the flow channel, but is less inclined w.r.t. the surface normal. At the two points where a line-of-sight enters and leaves the flow channel, discontinuities in the inclination, gamma , the velocity v, and the azimuth, phi , of the magnetic field vector w.r.t. the plane perpendicular to the line-of-sight produce V-asymmetries. Assuming an axially symmetric penumbra, we investigate the azimuthal dependence N(psi ) for a mid-penumbral radius. We find: (1) Without including anomalous dispersion, N(psi ) is symmetric w.r.t. the line that connects disk center to the center of the spot. (2) Including anomalous dispersion, this symmetry is broken. We demonstrate that this is due to the difference in azimuth, triangle phi (psi ), between the flow channel and the background that varies along the penumbral circle. For Fe I 630.2 nm this effect is found to be of minor relevance leading to essentially symmetric N-maps, whereas strong asymmetries are predicted for Fe I 1564.8 nm. Our results provide an explanation for recent observational findings. Title: Time-slice diagrams of solar granulation Authors: Müller, D. A. N.; Steiner, O.; Schlichenmaier, R.; Brandt, P. N. Bibcode: 2001SoPh..203..211M Altcode: From a series of 1400 white-light images of solar granulation spanning a time period of 8.2 hours, skeletal plots of time-slice diagrams are derived showing intergranular lane positions as a function of time. The diagrams permit to automatically track, classify, and relate 42 186 granules. Recurrently fragmenting granules are found that survive by means of their descendants for more than 3 hours. Such long-lived active granules tend to have a mean spatial distance along the slice of about 10 Mm. This distance decreases with decreasing minimal required lifetime. Since active granules are expected to generate a steadily divergent flow over a long period of time, it is suggested to identify them as a source of the mesogranular flow. Deficiencies of the time-slice analysis are discussed. The relative frequency of different types of granules and the granule decay time as derived from the time-slice diagrams are compared with corresponding results of previous works. Title: Small-Scale Flow Field in a Sunspot Penumbra Authors: Schlichenmaier, R.; Schmidt, W. Bibcode: 2001ASPC..236..289S Altcode: 2001aspt.conf..289S No abstract at ADS Title: Penumbral Stokes-V Asymmetries of Fe I 1564.8 nm Authors: Schlichenmaier, R.; Soltau, D.; Lühe, O. V. D.; Collados, M. Bibcode: 2001ASPC..236..579S Altcode: 2001aspt.conf..579S No abstract at ADS Title: Small-scale flow field in a sunspot penumbra Authors: Schmidt, W.; Schlichenmaier, R. Bibcode: 2000A&A...364..829S Altcode: We have measured velocity maps of a round sunspot near the center of the solar disk. We derive the small-scale velocity field of the penumbra in the deep photosphere. Superimposed on a radial outflow, we find up- and downflows, which are associated with bright and dark features: The flow in the dark component of the penumbra has a larger inclination angle with respect to the surface normal than the bright component, everywhere in the penumbra. The maximum inclination difference is 8°. In the inner and mid penumbra, bright features (penumbral grains) are associated with an upflow of about 0.6 km s-1. At the outer spot boundary, the flow is inclined downwards predominantly in the dark component (-7degr ). Title: Flow geometry in a sunspot penumbra Authors: Schlichenmaier, R.; Schmidt, W. Bibcode: 2000A&A...358.1122S Altcode: We have measured the material flow in the penumbra of a large symmetric sunspot during the passage of the spot across the solar meridian. The line-of-sight velocity field has been obtained from Doppler measurements in a Fe II line using a filter spectrometer with a large field of view. From data sets taken on different days, i.e. at different view angles, we have reconstructed the magnitude and orientation of the penumbral flow field in the deep photosphere. We find upflows near the inner and downflows at the outer boundary of the penumbra with nearly horizontal outflow in between. From our measurements we derive the following flow geometry: narrow upflow channels rise at different penumbral radii, they bend outwards with a nearly horizontal outflow, and are finally tilted a few degrees downwards at the outer penumbral boundary, but still inside the spot. The flow reaches its maximum speed of about 3.5 km s-1 in the outer part of the penumbra. Our findings are a significant step towards an understanding of the mass balance of the Evershed flow. The proposed geometry is consistent with recent numerical models of penumbral filaments. Title: Radiative cooling of a hot flux tube in the solar photosphere Authors: Schlichenmaier, R.; Bruls, J. H. M. J.; Schüssler, M. Bibcode: 1999A&A...349..961S Altcode: Radiative energy transport is of key importance for the dynamics of slender magnetic flux tubes in the solar atmosphere, particularly so in connection with the filamentation of the sunspot penumbra. In investigations using the thin-flux-tube approximation of the MHD equations, the radiative exchange with the surrounding atmosphere has hitherto been described by the relaxation-time approach, also called `Newton's law of cooling'. The strongly nonlinear temperature-dependence of the radiative absorption coefficient and large temperature differences between the tube and its environment render this concept questionable. As a simple model of a bright penumbral filament we consider the cooling of a hot horizontal flux tube with a longitudinal flow, embedded in a non-stratified, homogeneous atmosphere at 4 800 K. We compare the results of the relaxation-time approach and of a nonlinear diffusion approximation with the numerical solution of the equation of (grey) radiative transfer. We find that the cooling times given by the relaxation-time method compare well with the results from radiative transfer as long as the initial temperature of the tube is below 7 500 K and its lateral optical depth does not exceed unity. Under these conditions, the tube cools more or less homogeneously over its cross section. For hotter and optically thick tubes, the strong temperature-dependence of the absorption coefficient leads to the formation of a cooling front, which migrates radially inward at approximately constant speed. Such inhomogeneous cooling is well represented by the nonlinear diffusion approximation. The self-similar evolution of the cooling front permits an analytical estimate of the cooling time, which provides a reasonable approximation of the result of the radiative transfer calculation. This estimate can be used to derive an improved radiative cooling term in the framework of the thin-flux-tube approximation, so that both optically thin and optically thick flux tubes can be treated adequately. The results of the radiative transfer calculations are applied to obtain an estimate of the length and brightness of penumbral bright grains. Title: Vertical mass flux in a sunspot penumbra Authors: Schlichenmaier, R.; Schmidt, W. Bibcode: 1999A&A...349L..37S Altcode: We present the first direct measurement of vertical motion in the deepest atmospheric layers of a penumbra, obtained at hitherto unreached spatial resolution. Isolated hot upflows in the inner penumbra feed the horizontal Evershed flow that is observed in the mid and outer penumbra. We discover cool downflows which surround the hot upflows in the inner penumbra. At the outer edge of the penumbra, the Evershed flow terminates in a ring of downflow channels. The upflows transport a sufficient amount of energy to account for the observed brightness of the penumbra. These measurements have therefore significant implications for understanding the mass balance and the energy transport in a sunspot penumbra. Title: A Model for Penumbral Phenomena Authors: Schlichenmaier, R. Bibcode: 1999ASPC..183...91S Altcode: 1999hrsp.conf...91S No abstract at ADS Title: Vertical and horizontal mass flux in a sunspot penumbra. Authors: Schlichenmaier, R.; Schmidt, W. Bibcode: 1999AGAb...15....8S Altcode: 1999AGM....15..A06S We present direct measurements of vertical and horizontal motions in the deepest atmospheric layers of a sunspot penumbra with a spatial resolution of about 0.5 arcsec. The observations have been made with the Vacuum Tower Telescope of the Kiepenheuer-Institut, operated at the Observatorio del Teide on Tenerife, using the Telecentric Solar Spectrometer (TESOS), which is based on two Fabry-Perot interferometers. >From two-dimensional spectra we infer the line-of-sight velocities for the weak C I line at 538.0 nm, which forms in the deepest photospheric layers, and for the Fe II 542.5 nm line, a rather temperature sensitive line which forms in the mid-photosphere at a height of about 100 km above the continuum level. We have observed a fairly round sunspot (NOAA 8578) with a diameter of 32 000 km on its passage through the central meridian on four consecutive days. We find that isolated hot upflows in the inner penumbra feed the horizontal Evershed flow that is observed in the mid and outer penumbra. At the outer edge of the penumbra, the Evershed flow terminates in a ring of downflow channels. Measurements at various position angles allow us to derive the inclination angles of these flows. Based on our measured upflow velocities, we estimate that the heat flux that emerges from our brightest feature compares with the observed brightness of penumbral grains. These measurements have therefore profound implications for understanding the mass balance and the energy transport in a sunspot penumbra. Title: Radiative cooling of a hot flux tube in the solar photosphere Authors: Schlichenmaier, R.; Bruls, J. H. M. J.; Schüssler, M. Bibcode: 1999AGAb...15Q..75S Altcode: 1999AGM....15..J16S Radiative energy transport is of key importance for the dynamics of slender magnetic flux tubes in the solar atmosphere. In investigations using the thin-flux-tube approximation of the MHD equations, the radiative exchange with the surrounding atmosphere has hitherto been described by the relaxation-time approach, also called `Newton's law of cooling'. The strongly nonlinear temperature-dependence of the radiative absorption coefficient and large temperature differences between the tube and its environment render this concept questionable. As a simple model of a bright penumbral filament we consider the cooling of a hot horizontal flux tube with a longitudinal flow, embedded in a non-stratified, homogeneous atmosphere at 4 800 K. We compare the results of the relaxation-time approach and of a nonlinear diffusion approximation with the numerical solution of the equation of (grey) radiative transfer. We find that the cooling times given by the relaxation-time method compare well with the results from radiative transfer as long as the initial temperature of the tube is below 7 500 K and its lateral optical depth does not exceed unity. Under these conditions, the tube cools homogeneously over its cross section. For hotter and optically thick tubes, the strong temperature-dependence of the absorption coefficient leads to the formation of a cooling front, which migrates radially inward at approximately constant speed. Such inhomogeneous cooling is well represented by the nonlinear diffusion approximation. The self-similar evolution of the cooling front permits an analytical estimate of the cooling time, which provides a reasonable approximation of the result of the radiative transfer calculation. This estimate can be used to derive an improved radiative cooling term in the framework of the thin-flux-tube approximation. Title: Magnetic flux tubes evolving in sunspots. A model for the penumbral fine structure and the Evershed flow Authors: Schlichenmaier, R.; Jahn, K.; Schmidt, H. U. Bibcode: 1998A&A...337..897S Altcode: 1998astro.ph..7036S Assuming that the interchange convection of magnetic flux elements is the physical cause for the existence of filamentary penumbrae in sunspots, we investigate the behavior of an individual fibril embedded in the deep penumbra. The fibril is approximated by a thin magnetic flux tube which evolves dynamically in the environment given by the global magnetostatic model of a sunspot. Our simulation shows that the flux tube, initially positioned at the penumbra-quiet Sun boundary in the model, will rise through its deep penumbra developing a flow along the tube that points upward beneath the photosphere, and radially outward above the photosphere. Our results suggest that a bright filament may be formed by an extended tail of a penumbral grain. Such filaments are optically thick, hotter than the surroundings, and elevated above a darker background. An upflow in penumbral grains bends horizontally outwards above the photosphere and gradually cools down due to radiative losses leading to a tail that gradually darkens. The plasma flow inside the flux tube then becomes transparent and the tube constitutes a thin elevated flow channel, that can reproduce the observed features of the Evershed effect. We present also a new acceleration mechanism for the Evershed flow. It is demonstrated that a local surplus of gas pressure develops inside the tube as it rises through the specific (superadiabatic and magnetized) penumbral background. The resulting gradient of the gas pressure can drive the flow along the tube. Title: A Dynamical Model for the Penumbral Fine Structure and the Evershed Effect in Sunspots Authors: Schlichenmaier, R.; Jahn, K.; Schmidt, H. U. Bibcode: 1998ApJ...493L.121S Altcode: 1997astro.ph.12029S Relying on the assumption that the interchange convection of magnetic flux tubes is the physical cause for the existence of sunspot penumbrae, we propose a model in which the dynamical evolution of a thin magnetic flux tube reproduces the Evershed effect and the penumbral fine structure such as bright and dark filaments and penumbral grains.

According to our model, penumbral grains are the manifestation of the footpoints of magnetic flux tubes, along which hot subphotospheric plasma flows upward with a few km s-1. Above the photosphere the hot plasma inside the tube is cooled by radiative losses as it flows horizontally outward. As long as the flowing plasma is hotter than the surroundings, it constitutes a bright radial filament. The flow confined to a thin elevated channel reaches the temperature equilibrium with the surrounding atmosphere and becomes optically thin near the outer edge of the penumbra. Here the tube has a height of approximately 100 km above the continuum, and the flow velocity reaches up to 14 km s-1. Such a flow channel can reproduce the observed signatures of the Evershed effect. Title: Die Dynamik magnetischer Flußröhren im Sonnenfleck : ein Modell für den Evershed-Effekt und die penumbrale Feinstruktur Title: Die Dynamik magnetischer Flußröhren im Sonnenfleck : ein Modell für den Evershed-Effekt und die penumbrale Feinstruktur Title: The dynamics of magnetic flux tubes in sunspots : a model for the Evershed effect and penumbral fine structure; Authors: Schlichenmaier, Rolf Bibcode: 1997PhDT........34S Altcode: No abstract at ADS Title: Dynamics of a Thin Magnetic Flux Tube in the Penumbra Authors: Schlichenmaier, R.; Jahn, K.; Schmidt, H. U. Bibcode: 1997ASPC..118..140S Altcode: 1997fasp.conf..140S The concept of the interchange convection has been proposed as a hypothetic explanation of peculiarities of sunspot penumbrae. In order to investigate this concept, we performed a numerical simulation in which a thin magnetic flux tube embedded in a sunspot model evolves dynamically. The simulations offer a consistent explanation for penumbral fine structures such as bright filaments, penumbral grains, and probably for the Evershed effect. Title: Energy transport in the penumbra. Authors: Schlichenmaier, R.; Jahn, K.; Schmidt, H. U. Bibcode: 1996NAWG.1996..202S Altcode: The problem of energy transport in sunspot penumbrae is addressed. This paper presents the mathematical tools to investigate numerically the dynamics of a thin flux tube, which evolves in a 2D background formed by a magneto-static sunspot model. The goal is to study the role of interchange convection in penumbral energy transport and to examine the usefullness of thin flux tubes as a physical entity to explain observed penumbral features such as penumbral grains, bright and dark filaments and the Evershed flow. Title: Evolution of a Magnetic Flux Tube in a Sunspot Penumbra Authors: Jahn, K.; Schlichenmaier, R.; Schmidt, H. U. Bibcode: 1996ApL&C..34...59J Altcode: 1995astro.ph..8128J The motion of an individual magnetic flux tube inside the penumbra of a sunspot is studied numerically. Here, we present preliminary results. The thin flux tube approximation together with a simplified radiative heat exchange with the surroundings is used to study the evolution of a flux tube embedded into a background given by a global magneto-static sunspot model. The investigation is undertaken in order to verify the conjecture that convection in sunspot penumbrae occurs by an interchange of magnetic flux tubes. The code being developed can be used to study dynamic aspects of filamentary structure in the penumbra: the temporal and spatial fluctuations of the temperature and the magnetic field, the motion of bright penumbral grains, or the Evershed effect. Here we present the evolution of a wave formed by the tube whose fragment emerges in the penumbral photosphere and migrates towards the umbra. The properties of this wave show qualitative features of the observed bright penumbral grains with corresponding upward velocity and its correlation with brightness and the inclination of the magnetic field, and also of the Evershed effect. Title: Dynamics of a magnetic flux tube in the penumbra. Authors: Schlichenmaier, R.; Jahn, K.; Schmidt, H. U. Bibcode: 1996AGAb...12...90S Altcode: No abstract at ADS Title: Numerical Study of a Thin Magnetic Flux Tubes' Migration in a Sunspots' Penumbra Authors: Jahn, K.; Schlichenmaier, R.; Schmidt, H. U. Bibcode: 1996pas..meet...73J Altcode: No abstract at ADS Title: The phase of the radial mean field in the solar dynamo. Authors: Schlichenmaier, R.; Stix, M. Bibcode: 1995A&A...302..264S Altcode: Observations indicate that the radial and azimuthal components of the mean solar magnetic field oscillate with a phase shift of approximately 180deg during the 22-year cycle. In order to calculate such phase shifts we construct a simple two-dimensional, nonlinear α^2OMEGA dynamo, which operates in the overshoot region beneath the convection zone. Like previous models, our model predicts an almost in-phase oscillation for most parameter choices. Special configurations, in which the two components of the mean field have different distributions in latitude, may resolve the dilemma. Alternative conclusions are that our knowledge of the α effect is insufficient, or that the observational result is not reliable. Title: The phase of the radial field in the solar dynamo Authors: Schlichenmaier, R.; Stix, M. Bibcode: 1994smf..conf..107S Altcode: No abstract at ADS